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Nasdaq · USD

IZEA

IZEA Worldwide, Inc.

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7183
SEC CIK
0001495231
Parsed reports
480

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2023 Filed Apr 3, 2023 16:56 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000053 · wf-form4_168055535400679.xml · nonDerivative · entry 9

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 182,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 16:56 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 213 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000053 · wf-form4_168055535400679.xml · nonDerivative · entry 8

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 182,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 16:56 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 548 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000053 · wf-form4_168055535400679.xml · nonDerivative · entry 7

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 182,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 16:56 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 388 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000053 · wf-form4_168055535400679.xml · nonDerivative · entry 6

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 16:56 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 93 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000053 · wf-form4_168055535400679.xml · nonDerivative · entry 5

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 16:56 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 57 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000053 · wf-form4_168055535400679.xml · nonDerivative · entry 4

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 16:56 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000053 · wf-form4_168055535400679.xml · nonDerivative · entry 3

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 16:56 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 651 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000053 · wf-form4_168055535400679.xml · nonDerivative · entry 2

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 16:56 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 1,771 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000053 · wf-form4_168055535400679.xml · nonDerivative · entry 1

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:28 UTC
Rua Daniel RDirector
GrantCommon Stock 23,045 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000045 · wf-form4_168055367168796.xml · nonDerivative · entry 1

Rua Daniel R · CIK 0001667837 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,594

F1 · shares: Restricted Stock received for Q1 2023 director fees valued at $15,000 based on the closing market price of $0.6509 on the grant date of March 31, 2023. Award vests immediately at the grant date.

F1 · price: Restricted Stock received for Q1 2023 director fees valued at $15,000 based on the closing market price of $0.6509 on the grant date of March 31, 2023. Award vests immediately at the grant date.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 761 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · derivative · entry 23

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,344

Underlying: Common Stock · 761 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F13 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022, and vest in equal monthly installments over 12 months.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 4,167 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · derivative · entry 22

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 166,664

Underlying: Common Stock · 4,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F12 · derivative.expiration_date: This Option was issued under the Issuer's May 2011 Equity Incentive Plan on August 27, 2022, pursuant to the reporting person's employment agreement and vests in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 749 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · derivative · entry 21

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,720

Underlying: Common Stock · 749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F11 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 16, 2022, and vest 1/12th cliff vesting on November 30, 2022 then in equal monthly installments over the next 33 months.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 408 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · derivative · entry 20

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,185

Underlying: Common Stock · 408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F10 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 19, 2022 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 1,094 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · derivative · entry 19

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,268

Underlying: Common Stock · 1,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F9 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 742 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · derivative · entry 18

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,194

Underlying: Common Stock · 742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F8 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 30, 2020 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 446 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · derivative · entry 17

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,784

Underlying: Common Stock · 446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F7 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 31, 2020 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 414 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · derivative · entry 16

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 414

Underlying: Common Stock · 414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 31, 2020 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 1,820 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · derivative · entry 15

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 3, 2020 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,382 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · derivative · entry 14

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,527

Underlying: Common Stock · 5,382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 29, 2019 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,823 $0.65 $4,441.09
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · nonDerivative · entry 11

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 806,182

F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 761 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · nonDerivative · entry 10

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 813,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,167 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · nonDerivative · entry 9

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 812,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 749 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · nonDerivative · entry 8

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 808,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 408 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · nonDerivative · entry 7

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 807,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,094 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · nonDerivative · entry 6

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 806,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 742 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · nonDerivative · entry 5

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 805,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 446 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · nonDerivative · entry 4

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 805,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 414 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · nonDerivative · entry 3

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 804,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,820 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · nonDerivative · entry 2

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 804,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:57 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,382 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000055 · wf-form4_168055544607223.xml · nonDerivative · entry 1

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 802,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:35 UTC GrantCommon Stock 23,045 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000051 · wf-form4_168055409079897.xml · nonDerivative · entry 1

Venetucci Patrick James · CIK 0001762146 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 142,368

F1 · shares: Restricted Stock received for Q1 2023 director fees valued at $15,000 based on the closing market price of $0.6509 on the grant date of March 31, 2023. Award vests at the grant date.

F1 · price: Restricted Stock received for Q1 2023 director fees valued at $15,000 based on the closing market price of $0.6509 on the grant date of March 31, 2023. Award vests at the grant date.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:33 UTC GrantCommon Stock 23,045 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000049 · wf-form4_168055401016805.xml · nonDerivative · entry 1

Brady Brian W · CIK 0001193907 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,566,531

F1 · shares: Restricted Stock received for Q1 2023 director fees valued at $15,000 based on the closing market price of $0.6509 on the grant date of March 31, 2023. Award vests at the grant date.

F1 · price: Restricted Stock received for Q1 2023 director fees valued at $15,000 based on the closing market price of $0.6509 on the grant date of March 31, 2023. Award vests at the grant date.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:31 UTC GrantCommon Stock 23,045 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000047 · wf-form4_168055390576320.xml · nonDerivative · entry 1

GARDNER LINDSAY A · CIK 0001197766 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 228,394

F1 · shares: Restricted Stock received for Q1 2023 director fees valued at $15,000 based on the closing market price of $0.6509 on the grant date of March 31, 2023. The award vests immediately at the grant date.

F1 · price: Restricted Stock received for Q1 2023 director fees valued at $15,000 based on the closing market price of $0.6509 on the grant date of March 31, 2023. The award vests immediately at the grant date.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:24 UTC
Caron John HDirector
GrantCommon Stock 23,045 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000043 · wf-form4_168055346661054.xml · nonDerivative · entry 1

Caron John H · CIK 0001521868 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 163,017

F1 · shares: Restricted Stock received for Q1 2023 director fees valued at $15,000 based on the closing market price of $0.6509 on the grant date of March 31, 2023. Award vests on the grant date.

F1 · price: Restricted Stock received for Q1 2023 director fees valued at $15,000 based on the closing market price of $0.6509 on the grant date of March 31, 2023. Award vests on the grant date.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 19:59 UTC
BIERE PETERChief Financial Officer
GrantRestricted Stock Units · Derivative 1,096 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000027 · wf-form4_167787356009130.xml · derivative · entry 9

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,050

Underlying: Common Stock · 1,096 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022 and vest quarterly in 12 equal quarterly installments commencing February 28, 2023.

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February 28, 2023 Filed Mar 3, 2023 19:59 UTC
BIERE PETERChief Financial Officer
GrantRestricted Stock Units · Derivative 1,079 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000027 · wf-form4_167787356009130.xml · derivative · entry 8

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,785

Underlying: Common Stock · 1,079 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 16, 2022 and vest quarterly in 12 equal quarterly installments commencing November 30, 2022.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 19:59 UTC
BIERE PETERChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 229 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000027 · wf-form4_167787356009130.xml · derivative · entry 7

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,606

Underlying: Common Stock · 229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 16, 2021 pursuant to the reporting person's employment agreement and vest in 12 equal quarterly installments commencing on February 28, 2022.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 19:59 UTC
BIERE PETERChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000027 · wf-form4_167787356009130.xml · derivative · entry 6

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,144

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F3 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 17, 2021 pursuant to the reporting person's employment agreement and vest in 12 equal quarterly installments commencing on November 30, 2021.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 19:59 UTC
BIERE PETERChief Financial Officer
Tax withholdingCommon Stock 1,096 $0.65 $712.40
Disclosure

SEC source: 0001495231-23-000027 · wf-form4_167787356009130.xml · nonDerivative · entry 5

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,495

F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 19:59 UTC
BIERE PETERChief Financial Officer
Exercise / conversionCommon Stock 1,096 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000027 · wf-form4_167787356009130.xml · nonDerivative · entry 4

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 19:59 UTC
BIERE PETERChief Financial Officer
Exercise / conversionCommon Stock 1,079 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000027 · wf-form4_167787356009130.xml · nonDerivative · entry 3

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 19:59 UTC
BIERE PETERChief Financial Officer
Exercise / conversionCommon Stock 229 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000027 · wf-form4_167787356009130.xml · nonDerivative · entry 2

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 19:59 UTC
BIERE PETERChief Financial Officer
Exercise / conversionCommon Stock 357 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000027 · wf-form4_167787356009130.xml · nonDerivative · entry 1

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 15:01 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 959 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000029 · wf-form4_167787365468847.xml · derivative · entry 23

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,114

Underlying: Common Stock · 959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F13 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 1, 2023 and vest in 48 equal monthly installments on the last day of each month.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 15:01 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 380 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000029 · wf-form4_167787365468847.xml · derivative · entry 22

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,424

Underlying: Common Stock · 380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F12 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022, and vest in equal monthly installments over 12 months.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 15:01 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 374 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000029 · wf-form4_167787365468847.xml · derivative · entry 21

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,246

Underlying: Common Stock · 374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F11 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 16, 2022, with 1/4 vesting on November 30, 2022 and the rest vesting in equal installments over 9 months.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 15:01 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 214 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000029 · wf-form4_167787365468847.xml · derivative · entry 20

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426

Underlying: Common Stock · 214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F10 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 19, 2022 and vest in 12 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 15:01 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 547 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000029 · wf-form4_167787365468847.xml · derivative · entry 19

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548

Underlying: Common Stock · 547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F9 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest in 12 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 15:01 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 389 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000029 · wf-form4_167787365468847.xml · derivative · entry 18

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,215

Underlying: Common Stock · 389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F8 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 1, 2022 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.