Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · derivative · entry 21 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,538 Underlying: Common Stock · 1,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F17 · derivative.expiration_date: This Option was issued under the Issuer's May 2011 Equity Incentive Plan on August 27, 2022, pursuant to the reporting person's employment agreement and vests in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter. F18 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 154,163 RSUs to 38,538 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 187 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · derivative · entry 20 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,870 Underlying: Common Stock · 187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F15 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 16, 2022, and vest 1/12th cliff vesting on November 30, 2022 then in equal monthly installments over the next 33 months. F16 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 19,473 RSUs to 4,870 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · derivative · entry 19 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,244 Underlying: Common Stock · 102 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F13 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 19, 2022 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. F14 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 8,963 RSUs to 2,244 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · derivative · entry 18 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,754 Underlying: Common Stock · 274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F11 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. F12 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 22,986 RSUs to 5,754 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · derivative · entry 17 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 744 Underlying: Common Stock · 186 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F9 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 30, 2020 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. F10 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 2,968 RSUs to 744 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · derivative · entry 16 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 112 Underlying: Common Stock · 112 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F7 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 31, 2020 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. F8 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 446 RSUs to 112 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · derivative · entry 15 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,346 Underlying: Common Stock · 1,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 29, 2019 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter. F6 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 5,382 RSUs to 1,346 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
PurchaseCommon Stock | 500 | $1.85 | $923.10 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · nonDerivative · entry 12 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 209,387 Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,462 | $2.42 | $3,538.04 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · nonDerivative · entry 11 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 208,887 F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · nonDerivative · entry 10 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 210,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 325 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · nonDerivative · entry 9 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 210,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · nonDerivative · entry 8 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 209,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · nonDerivative · entry 7 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 209,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 187 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · nonDerivative · entry 6 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 208,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · nonDerivative · entry 5 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 208,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · nonDerivative · entry 4 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 208,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · nonDerivative · entry 3 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 208,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · nonDerivative · entry 2 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 207,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · nonDerivative · entry 1 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 207,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 19:56 UTC |
Brady Brian WDirector
|
GrantCommon Stock | 6,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000114 · wk-form4_1688414202.xml · nonDerivative · entry 1 Brady Brian W · CIK 0001193907 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 397,832 F1 · shares: Restricted Stock received for Q2 2023 director fees valued at $15,000 based on the closing market price of $2.4200 on the grant date of June 30, 2023. Award vests at the grant date. F1 · price: Restricted Stock received for Q2 2023 director fees valued at $15,000 based on the closing market price of $2.4200 on the grant date of June 30, 2023. Award vests at the grant date. F2 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 19:53 UTC |
Caron John HDirector
|
GrantCommon Stock | 6,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000110 · wk-form4_1688414031.xml · nonDerivative · entry 1 Caron John H · CIK 0001521868 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 46,953 F1 · shares: Restricted Stock received for Q2 2023 director fees valued at $15,000 based on the closing market price of $2.4200 on the grant date of June 30, 2023. Award vests on the grant date. F1 · price: Restricted Stock received for Q2 2023 director fees valued at $15,000 based on the closing market price of $2.4200 on the grant date of June 30, 2023. Award vests on the grant date. F2 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 19:52 UTC |
Venetucci Patrick JamesDirector
|
GrantCommon Stock | 6,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000108 · wk-form4_1688413928.xml · nonDerivative · entry 1 Venetucci Patrick James · CIK 0001762146 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,790 F1 · shares: Restricted Stock received for Q2 2023 director fees valued at $15,000 based on the closing market price of $2.4200 on the grant date of June 30, 2023. Award vests at the grant date. F1 · price: Restricted Stock received for Q2 2023 director fees valued at $15,000 based on the closing market price of $2.4200 on the grant date of June 30, 2023. Award vests at the grant date. F2 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 19:50 UTC |
GARDNER LINDSAY ADirector
|
GrantCommon Stock | 6,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000106 · wk-form4_1688413805.xml · nonDerivative · entry 1 GARDNER LINDSAY A · CIK 0001197766 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,297 F1 · shares: Restricted Stock received for Q2 2023 director fees valued at $15,000 based on the closing market price of $2.4200 on the grant date of June 30, 2023. The award vests immediately at the grant date. F1 · price: Restricted Stock received for Q2 2023 director fees valued at $15,000 based on the closing market price of $2.4200 on the grant date of June 30, 2023. The award vests immediately at the grant date. F2 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 15:23 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000096 · wk-form4_1685633018.xml · derivative · entry 11 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,955 Underlying: Common Stock · 1,095 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F7 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022 and vest quarterly in 12 equal quarterly installments commencing February 28, 2023. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 15:23 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000096 · wk-form4_1685633018.xml · derivative · entry 10 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,707 Underlying: Common Stock · 1,078 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 16, 2022 and vest quarterly in 12 equal quarterly installments commencing November 30, 2022. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 15:23 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000096 · wk-form4_1685633018.xml · derivative · entry 9 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,048 Underlying: Common Stock · 316 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest 25% after one year and then 75% in 36 equal monthly installments commencing on the last day of each succeeding month thereafter. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 15:23 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000096 · wk-form4_1685633018.xml · derivative · entry 8 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,376 Underlying: Common Stock · 230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 16, 2021, pursuant to the reporting person's employment agreement and vest in 12 equal quarterly installments commencing on February 28, 2022. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 15:23 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000096 · wk-form4_1685633018.xml · derivative · entry 7 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,787 Underlying: Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F3 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 17, 2021, pursuant to the reporting person's employment agreement and vest in 12 equal quarterly installments commencing on November 30, 2021. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 15:23 UTC |
BIERE PETERChief Financial Officer
|
Tax withholdingCommon Stock | 1,072 | $0.75 | $809.15 |
DisclosureSEC source: 0001495231-23-000096 · wk-form4_1685633018.xml · nonDerivative · entry 6 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,882 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 15:23 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 1,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000096 · wk-form4_1685633018.xml · nonDerivative · entry 5 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 15:23 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 1,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000096 · wk-form4_1685633018.xml · nonDerivative · entry 4 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 15:23 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000096 · wk-form4_1685633018.xml · nonDerivative · entry 3 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 15:23 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000096 · wk-form4_1685633018.xml · nonDerivative · entry 2 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 15:23 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000096 · wk-form4_1685633018.xml · nonDerivative · entry 1 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 11:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
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Exercise / conversionRestricted Stock Units · Derivative | 279 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000100 · wk-form4_1685633487.xml · derivative · entry 23 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,070 Underlying: Common Stock · 279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F13 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan pursuant to the reporting person's employment agreement and vest in 12 equal monthly installments on the last day of each month. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 11:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
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Exercise / conversionRestricted Stock Units · Derivative | 651 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000100 · wk-form4_1685633487.xml · derivative · entry 22 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,504 Underlying: Common Stock · 651 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F12 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 14, 2023, pursuant to the reporting person's employment agreement and vest in 12 monthly installments. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 11:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
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Exercise / conversionRestricted Stock Units · Derivative | 959 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000100 · wk-form4_1685633487.xml · derivative · entry 21 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,237 Underlying: Common Stock · 959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F11 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 1, 2023, pursuant to the reporting person's employment agreement and vest in 48 equal monthly installments commencing on the grant date. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 11:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
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Exercise / conversionRestricted Stock Units · Derivative | 381 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000100 · wk-form4_1685633487.xml · derivative · entry 20 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,282 Underlying: Common Stock · 380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F10 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022, and vest in equal monthly installments over 12 months. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 11:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
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Exercise / conversionRestricted Stock Units · Derivative | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000100 · wk-form4_1685633487.xml · derivative · entry 19 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,122 Underlying: Common Stock · 375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F9 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 16, 2022, with 1/4 vesting on November 30, 2022 and the rest vesting in equal installments over 9 months. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 11:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
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Exercise / conversionRestricted Stock Units · Derivative | 389 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000100 · wk-form4_1685633487.xml · derivative · entry 18 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,049 Underlying: Common Stock · 389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F8 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 1, 2022 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 11:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
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Exercise / conversionRestricted Stock Units · Derivative | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000100 · wk-form4_1685633487.xml · derivative · entry 17 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,581 Underlying: Common Stock · 93 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F7 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 30, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 11:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
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Exercise / conversionRestricted Stock Units · Derivative | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000100 · wk-form4_1685633487.xml · derivative · entry 16 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 798 Underlying: Common Stock · 57 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 31, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 11:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
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Exercise / conversionRestricted Stock Units · Derivative | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000100 · wk-form4_1685633487.xml · derivative · entry 15 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 770 Underlying: Common Stock · 70 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 31, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 11:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
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Exercise / conversionRestricted Stock Units · Derivative | 651 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000100 · wk-form4_1685633487.xml · derivative · entry 14 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,510 Underlying: Common Stock · 651 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 3, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 11:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
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Exercise / conversionRestricted Stock Units · Derivative | 1,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000100 · wk-form4_1685633487.xml · derivative · entry 13 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,397 Underlying: Common Stock · 1,771 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F3 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 3, 2020 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 11:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
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Tax withholdingCommon Stock | 2,365 | $0.75 | $1,785.10 |
DisclosureSEC source: 0001495231-23-000100 · wk-form4_1685633487.xml · nonDerivative · entry 12 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 188,007 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 11:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
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Exercise / conversionCommon Stock | 279 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000100 · wk-form4_1685633487.xml · nonDerivative · entry 11 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 190,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 11:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
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Exercise / conversionCommon Stock | 651 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000100 · wk-form4_1685633487.xml · nonDerivative · entry 10 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 190,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 11:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
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Exercise / conversionCommon Stock | 959 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000100 · wk-form4_1685633487.xml · nonDerivative · entry 9 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 189,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 11:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
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Exercise / conversionCommon Stock | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000100 · wk-form4_1685633487.xml · nonDerivative · entry 8 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 188,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.