Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2023 Filed Aug 1, 2023 20:51 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · derivative · entry 18 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,142 Underlying: Common Stock · 102 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F9 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 19, 2022 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:51 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · derivative · entry 17 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,480 Underlying: Common Stock · 274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F8 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:51 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · derivative · entry 16 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 558 Underlying: Common Stock · 186 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F7 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 30, 2020 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:51 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · derivative · entry 15 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 112 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 31, 2020 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:51 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · derivative · entry 14 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 29, 2019 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:51 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,462 | $2.39 | $3,494.18 |
DisclosureSEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 11 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 211,828 F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:51 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 10 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 213,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:51 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 325 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 9 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 213,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:51 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 8 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 212,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:51 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 7 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 212,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:51 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 187 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 6 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 211,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:51 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 5 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 211,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:51 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 4 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 211,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:51 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 3 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 211,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:51 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 2 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 210,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:51 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 1 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 210,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:01 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000116 · wk-form4_1688414478.xml · derivative · entry 7 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,151 Underlying: Common Stock · 469 shares Expires 2033-04-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F8 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive plan, being reduced from 20,606 RSUs to 5,151 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:01 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 302 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000116 · wk-form4_1688414478.xml · derivative · entry 6 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,109 Underlying: Common Stock · 302 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest in 12 equal quarterly installments commencing on June 30, 2022. F7 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive plan, being reduced from 8,445 RSUs to 2,109 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:01 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000116 · wk-form4_1688414478.xml · derivative · entry 5 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,683 Underlying: Common Stock · 79 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest 25% after one year and then 75% in 36 equal monthly installments commencing on the last day of each succeeding month thereafter. F5 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 10732 RSUs to 2683 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:01 UTC |
BIERE PETERChief Financial Officer
|
Tax withholdingCommon Stock | 252 | $2.42 | $609.84 |
DisclosureSEC source: 0001495231-23-000116 · wk-form4_1688414478.xml · nonDerivative · entry 4 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,070 F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:01 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000116 · wk-form4_1688414478.xml · nonDerivative · entry 3 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:01 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 302 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000116 · wk-form4_1688414478.xml · nonDerivative · entry 2 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:01 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000116 · wk-form4_1688414478.xml · nonDerivative · entry 1 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 23 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 700 Underlying: Common Stock · 69 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F24 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan pursuant to the reporting person's employment agreement and vest in 12 equal monthly installments on the last day of each month. F25 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 2,790 RSUs to 700 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 162 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 22 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,466 Underlying: Common Stock · 162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F22 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 14, 2023, pursuant to the reporting person's employment agreement and vest in 12 monthly installments. F23 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 5,854 RSUs to 1,466 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 239 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 21 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,075 Underlying: Common Stock · 239 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F20 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 1, 2023, pursuant to the reporting person's employment agreement and vest in 48 equal monthly installments commencing on the grant date. F21 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 40,278 RSUs to 10,075 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 20 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 476 Underlying: Common Stock · 95 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F18 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022, and vest in equal monthly installments over 12 months. F19 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 1,902 RSUs to 476 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 94 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 19 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 188 Underlying: Common Stock · 94 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F16 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 16, 2022, with 1/4 vesting on November 30, 2022 and the rest vesting in equal installments over 9 months. F17 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 748 RSUs to 188 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 97 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 18 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,919 Underlying: Common Stock · 97 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F14 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 1, 2022 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter. F15 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 11,660 RSUs to 2,919 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 17 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 380 Underlying: Common Stock · 23 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F12 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 30, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. F13 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 1,488 RSUs to 380 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 16 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 195 Underlying: Common Stock · 14 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F10 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 31, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. F11 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 741 RSUs to 195 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 15 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 180 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F8 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 31, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. F9 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 700 RSUs to 180 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 163 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 14 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,467 Underlying: Common Stock · 163 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 3, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. F7 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 5,859 RSUs to 1,467 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 443 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 13 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,658 Underlying: Common Stock · 443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 3, 2020 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter. F5 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 10,626 RSUs to 2,658 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 595 | $2.42 | $1,439.90 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 12 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,824 F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 11 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 162 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 10 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 239 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 9 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 8 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 94 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 7 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 97 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 6 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 5 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 4 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 3 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 163 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 2 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:08 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 443 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 1 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 19:55 UTC |
Rua Daniel RDirector
|
GrantCommon Stock | 6,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000112 · wk-form4_1688414114.xml · nonDerivative · entry 1 Rua Daniel R · CIK 0001667837 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,097 F1 · shares: Restricted Stock received for Q2 2023 director fees valued at $15,000 based on the closing market price of $2.4200 on the grant date of June 30, 2023. Award vests immediately at the grant date. F1 · price: Restricted Stock received for Q2 2023 director fees valued at $15,000 based on the closing market price of $2.4200 on the grant date of June 30, 2023. Award vests immediately at the grant date. F2 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · derivative · entry 24 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,746 Underlying: Common Stock · 139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F23 · derivative.expiration_date: These Restricted Stock Units were issued on May 26, 2023, under the Issuer's 2011 Equity Incentive Plan pursuant to the reporting person's employment agreement and vest in 12 equal monthly installments on the last day of each month. F24 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 18,976 RSUs to 4,746 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 325 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · derivative · entry 23 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,732 Underlying: Common Stock · 325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F21 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 14, 2023, pursuant to the reporting person's employment agreement and vest in thirty-six monthly installments. F22 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 42,924 RSUs to 10,732 RSUs. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · derivative · entry 22 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,517 Underlying: Common Stock · 190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F19 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022, and vest in equal monthly installments over 12 months. F20 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 22,061 RSUs to 5,517 RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.