Tapewire

Nasdaq · USD

IZEA

IZEA Worldwide, Inc.

Export transactions ↓
Tapewire entity
7183
SEC CIK
0001495231
Parsed reports
480

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 102 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · derivative · entry 18

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,142

Underlying: Common Stock · 102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F9 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 19, 2022 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 274 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · derivative · entry 17

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,480

Underlying: Common Stock · 274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F8 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 186 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · derivative · entry 16

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 558

Underlying: Common Stock · 186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F7 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 30, 2020 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 112 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · derivative · entry 15

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 31, 2020 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 1,346 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · derivative · entry 14

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 29, 2019 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,462 $2.39 $3,494.18
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 11

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,828

F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 139 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 10

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 213,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 325 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 9

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 213,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 8

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 212,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,042 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 7

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 212,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 187 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 6

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 102 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 5

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 274 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 4

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 186 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 3

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 112 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 2

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,346 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · nonDerivative · entry 1

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:01 UTC
BIERE PETERChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 469 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000116 · wk-form4_1688414478.xml · derivative · entry 7

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,151

Underlying: Common Stock · 469 shares

Expires 2033-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F8 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive plan, being reduced from 20,606 RSUs to 5,151 RSUs.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:01 UTC
BIERE PETERChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 302 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000116 · wk-form4_1688414478.xml · derivative · entry 6

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,109

Underlying: Common Stock · 302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest in 12 equal quarterly installments commencing on June 30, 2022.

F7 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive plan, being reduced from 8,445 RSUs to 2,109 RSUs.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:01 UTC
BIERE PETERChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 79 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000116 · wk-form4_1688414478.xml · derivative · entry 5

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,683

Underlying: Common Stock · 79 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest 25% after one year and then 75% in 36 equal monthly installments commencing on the last day of each succeeding month thereafter.

F5 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 10732 RSUs to 2683 RSUs.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:01 UTC
BIERE PETERChief Financial Officer
Tax withholdingCommon Stock 252 $2.42 $609.84
Disclosure

SEC source: 0001495231-23-000116 · wk-form4_1688414478.xml · nonDerivative · entry 4

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,070

F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:01 UTC
BIERE PETERChief Financial Officer
Exercise / conversionCommon Stock 469 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000116 · wk-form4_1688414478.xml · nonDerivative · entry 3

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:01 UTC
BIERE PETERChief Financial Officer
Exercise / conversionCommon Stock 302 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000116 · wk-form4_1688414478.xml · nonDerivative · entry 2

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:01 UTC
BIERE PETERChief Financial Officer
Exercise / conversionCommon Stock 79 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000116 · wk-form4_1688414478.xml · nonDerivative · entry 1

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 23

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F24 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan pursuant to the reporting person's employment agreement and vest in 12 equal monthly installments on the last day of each month.

F25 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 2,790 RSUs to 700 RSUs.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 162 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 22

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,466

Underlying: Common Stock · 162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F22 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 14, 2023, pursuant to the reporting person's employment agreement and vest in 12 monthly installments.

F23 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 5,854 RSUs to 1,466 RSUs.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 239 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 21

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,075

Underlying: Common Stock · 239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F20 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 1, 2023, pursuant to the reporting person's employment agreement and vest in 48 equal monthly installments commencing on the grant date.

F21 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 40,278 RSUs to 10,075 RSUs.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 95 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 20

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 476

Underlying: Common Stock · 95 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F18 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022, and vest in equal monthly installments over 12 months.

F19 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 1,902 RSUs to 476 RSUs.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 94 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 19

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 188

Underlying: Common Stock · 94 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F16 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 16, 2022, with 1/4 vesting on November 30, 2022 and the rest vesting in equal installments over 9 months.

F17 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 748 RSUs to 188 RSUs.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 97 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 18

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,919

Underlying: Common Stock · 97 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F14 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 1, 2022 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter.

F15 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 11,660 RSUs to 2,919 RSUs.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 17

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 380

Underlying: Common Stock · 23 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F12 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 30, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

F13 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 1,488 RSUs to 380 RSUs.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 16

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 195

Underlying: Common Stock · 14 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F10 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 31, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

F11 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 741 RSUs to 195 RSUs.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 15

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F8 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 31, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

F9 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 700 RSUs to 180 RSUs.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 163 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 14

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,467

Underlying: Common Stock · 163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 3, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

F7 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 5,859 RSUs to 1,467 RSUs.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 443 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · derivative · entry 13

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,658

Underlying: Common Stock · 443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 3, 2020 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter.

F5 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 10,626 RSUs to 2,658 RSUs.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Tax withholdingCommon Stock 595 $2.42 $1,439.90
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 12

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,824

F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 69 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 11

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 162 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 10

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 239 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 9

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 95 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 8

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 94 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 7

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 6

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 5

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 14 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 4

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 3

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 2

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:08 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 443 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000120 · wk-form4_1688414909.xml · nonDerivative · entry 1

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 19:55 UTC
Rua Daniel RDirector
GrantCommon Stock 6,198 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000112 · wk-form4_1688414114.xml · nonDerivative · entry 1

Rua Daniel R · CIK 0001667837 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,097

F1 · shares: Restricted Stock received for Q2 2023 director fees valued at $15,000 based on the closing market price of $2.4200 on the grant date of June 30, 2023. Award vests immediately at the grant date.

F1 · price: Restricted Stock received for Q2 2023 director fees valued at $15,000 based on the closing market price of $2.4200 on the grant date of June 30, 2023. Award vests immediately at the grant date.

F2 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:05 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 139 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · derivative · entry 24

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,746

Underlying: Common Stock · 139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F23 · derivative.expiration_date: These Restricted Stock Units were issued on May 26, 2023, under the Issuer's 2011 Equity Incentive Plan pursuant to the reporting person's employment agreement and vest in 12 equal monthly installments on the last day of each month.

F24 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 18,976 RSUs to 4,746 RSUs.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:05 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 325 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · derivative · entry 23

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,732

Underlying: Common Stock · 325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F21 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 14, 2023, pursuant to the reporting person's employment agreement and vest in thirty-six monthly installments.

F22 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 42,924 RSUs to 10,732 RSUs.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:05 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000118 · wk-form4_1688414714.xml · derivative · entry 22

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,517

Underlying: Common Stock · 190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F19 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022, and vest in equal monthly installments over 12 months.

F20 · balance_after: As a result of the Reverse Stock Split, the Reporting Person's ownership of unvested restricted stock units ("RSUs") representing underlying shares of Common Stock, which were issued to the Reporting Person under the Issuer's 2011 Equity Incentive Plan, being reduced from 22,061 RSUs to 5,517 RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.