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Nasdaq · USD

IZEA

IZEA Worldwide, Inc.

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7183
SEC CIK
0001495231
Parsed reports
480

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2023 Filed Sep 5, 2023 20:03 UTC
Murphy Edward HDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,021 $2.27 $2,312.57
Disclosure

SEC source: 0001495231-23-000167 · wk-form4_1693944203.xml · nonDerivative · entry 10

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 214,644

F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:03 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000167 · wk-form4_1693944203.xml · nonDerivative · entry 9

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 215,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:03 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 139 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000167 · wk-form4_1693944203.xml · nonDerivative · entry 8

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 215,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:03 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 325 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000167 · wk-form4_1693944203.xml · nonDerivative · entry 7

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 215,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:03 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000167 · wk-form4_1693944203.xml · nonDerivative · entry 6

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 214,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:03 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,042 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000167 · wk-form4_1693944203.xml · nonDerivative · entry 5

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 214,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:03 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 187 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000167 · wk-form4_1693944203.xml · nonDerivative · entry 4

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 213,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:03 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 102 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000167 · wk-form4_1693944203.xml · nonDerivative · entry 3

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 213,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:03 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 274 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000167 · wk-form4_1693944203.xml · nonDerivative · entry 2

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 213,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:03 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 186 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000167 · wk-form4_1693944203.xml · nonDerivative · entry 1

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 213,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 30, 2023 Filed Mar 19, 2024 20:34 UTC
Murphy Edward HDirector · Chief Executive Officer
SaleCommon Stock 82 $2.01 $164.79
Disclosure

SEC source: 0001495231-24-000034 · wk-form4_1710880441.xml · nonDerivative · entry 1

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 236,271

F1 · date: The sale reported on August 30, 2023, was broker initiated without the reporting person?s direction, approval, or knowledge, and any profit has been fully disgorged. This sale is matchable under Section 16(b) of the Securities Exchange Act of 1934 to the extent of 4,500 shares acquired at an average purchase price of $1.8462 per share between June 30, 2023, and December 12, 2023. The reporting person has paid $13.40, representing the full amount of the profit realized in connection with the short swing transaction.

Read SEC document
August 27, 2023 Filed Aug 29, 2023 17:23 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 1,781 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000155 · wk-form4_1693329782.xml · derivative · entry 6

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,689

Underlying: Common Stock · 1,781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This award was issued according to the reporting person's employment agreement terms.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a settlement of one share of Issuer Common Stock.

F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 27, 2023, and vest in 48 monthly installments commencing on the day the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
August 27, 2023 Filed Aug 29, 2023 17:23 UTC
Murphy Edward HDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 85,470 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000155 · wk-form4_1693329782.xml · derivative · entry 5

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,470

Underlying: Common Stock · 85,470 shares

Expires not disclosed

F3 · security: This award was issued according to the reporting person's employment agreement terms.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a settlement of one share of Issuer Common Stock.

F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 27, 2023, and vest in 48 monthly installments commencing on the day the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
August 27, 2023 Filed Aug 29, 2023 17:23 UTC
Murphy Edward HDirector · Chief Executive Officer
Tax withholdingCommon Stock 666 $2.34 $1,558.44
Disclosure

SEC source: 0001495231-23-000155 · wk-form4_1693329782.xml · nonDerivative · entry 2

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,943

Read SEC document
August 27, 2023 Filed Aug 29, 2023 17:23 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,781 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000155 · wk-form4_1693329782.xml · nonDerivative · entry 1

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 13:50 UTC
Schram Ryan SDirector · Chief Operating Officer
GrantRestricted Stock Units · Derivative 1,663 $2.07 $3,442.41
Disclosure

SEC source: 0001495231-23-000151 · wk-form4_1692726629.xml · derivative · entry 1

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,663

Underlying: Common Stock · 1,663 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F2 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 18, 2023 and vest in 12 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 17:51 UTC
Murphy Edward HDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 9,978 $2.07 $20,654.46
Disclosure

SEC source: 0001495231-23-000153 · wk-form4_1692726682.xml · derivative · entry 1

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,978

Underlying: Common Stock · 9,978 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F2 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 18, 2023 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:47 UTC
BIERE PETERChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000133 · wk-form4_1690922853.xml · derivative · entry 5

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,075

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 19, 2022 and vest quarterly over 36 months.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:47 UTC
BIERE PETERChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 78 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000133 · wk-form4_1690922853.xml · derivative · entry 4

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,605

Underlying: Common Stock · 78 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest 25% after one year and then 75% in 36 equal monthly installments commencing on the last day of each succeeding month thereafter.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:47 UTC
BIERE PETERChief Financial Officer
Tax withholdingCommon Stock 71 $2.39 $169.69
Disclosure

SEC source: 0001495231-23-000133 · wk-form4_1690922853.xml · nonDerivative · entry 3

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,231

F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:47 UTC
BIERE PETERChief Financial Officer
Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000133 · wk-form4_1690922853.xml · nonDerivative · entry 2

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:47 UTC
BIERE PETERChief Financial Officer
Exercise / conversionCommon Stock 78 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000133 · wk-form4_1690922853.xml · nonDerivative · entry 1

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 70 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · derivative · entry 23

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 630

Underlying: Common Stock · 70 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F14 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 26, 2023, pursuant to the reporting person's employment agreement and vest in 12 equal monthly installments on the last day of each month.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 162 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · derivative · entry 22

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,304

Underlying: Common Stock · 162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F13 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 14, 2023, pursuant to the reporting person's employment agreement and vest in 12 equal monthly installments on the last day of each month.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 239 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · derivative · entry 21

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,836

Underlying: Common Stock · 239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F12 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 1, 2023, pursuant to the reporting person's employment agreement and vest in 48 equal monthly installments commencing on the grant date.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 95 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · derivative · entry 20

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 381

Underlying: Common Stock · 95 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F11 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022, and vest in equal monthly installments over 12 months.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 94 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · derivative · entry 19

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94

Underlying: Common Stock · 94 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F10 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 16, 2022, with 1/4 vesting on November 30, 2022 and the rest vesting in equal installments over 9 months.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 97 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · derivative · entry 18

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,822

Underlying: Common Stock · 97 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F9 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 1, 2022 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · derivative · entry 17

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 357

Underlying: Common Stock · 23 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F8 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 30, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · derivative · entry 16

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180

Underlying: Common Stock · 15 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F7 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 31, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · derivative · entry 15

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 162

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 31, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 163 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · derivative · entry 14

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,304

Underlying: Common Stock · 163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 3, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 443 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · derivative · entry 13

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,215

Underlying: Common Stock · 443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 3, 2020 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Tax withholdingCommon Stock 597 $2.39 $1,426.83
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · nonDerivative · entry 12

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,646

F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units.

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July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · nonDerivative · entry 11

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 162 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · nonDerivative · entry 10

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 239 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · nonDerivative · entry 9

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 95 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · nonDerivative · entry 8

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 94 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · nonDerivative · entry 7

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · nonDerivative · entry 6

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · nonDerivative · entry 5

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 15 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · nonDerivative · entry 4

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · nonDerivative · entry 3

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · nonDerivative · entry 2

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:55 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 443 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000137 · wk-form4_1690923333.xml · nonDerivative · entry 1

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

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July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 139 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · derivative · entry 23

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,607

Underlying: Common Stock · 139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F14 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 26, 2023, pursuant to the reporting person's employment agreement and vest in 36 equal monthly installments on the last day of each month.

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July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 325 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · derivative · entry 22

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,407

Underlying: Common Stock · 325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F13 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 14, 2023, pursuant to the reporting person's employment agreement and vest in equal monthly installments over 36 months.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · derivative · entry 21

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,327

Underlying: Common Stock · 190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F12 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022, pursuant to the reporting person's employment agreement and vest in equal monthly installments over 36 months.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 1,042 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · derivative · entry 20

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,496

Underlying: Common Stock · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F11 · derivative.expiration_date: This Option was issued under the Issuer's May 2011 Equity Incentive Plan on August 27, 2022, pursuant to the reporting person's employment agreement and vests in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:51 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 187 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000135 · wk-form4_1690923092.xml · derivative · entry 19

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,683

Underlying: Common Stock · 187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F10 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 16, 2022, and vest 1/12th cliff vesting on November 30, 2022 then in equal monthly installments over the next 33 months.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.