Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2023 Filed Oct 2, 2023 21:13 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000176 · wk-form4_1696281212.xml · nonDerivative · entry 3 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:13 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 302 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000176 · wk-form4_1696281212.xml · nonDerivative · entry 2 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:13 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000176 · wk-form4_1696281212.xml · nonDerivative · entry 1 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 23 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,386 Underlying: Common Stock · 138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F14 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's May 2011 Equity Incentive Plan on May 19, 2022, and vest in 12 equal monthly installments. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 22 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 490 Underlying: Common Stock · 70 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F13 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 26, 2023, pursuant to the reporting person's employment agreement and vest in 12 equal monthly installments on the last day of each month. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 163 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 21 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 978 Underlying: Common Stock · 163 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F12 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 14, 2023, pursuant to the reporting person's employment agreement and vest in 12 equal monthly installments on the last day of each month. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 239 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 20 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,358 Underlying: Common Stock · 239 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F11 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 1, 2023, pursuant to the reporting person's employment agreement and vest in 48 equal monthly installments commencing on the grant date. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 19 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 191 Underlying: Common Stock · 95 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F10 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022, and vest in equal monthly installments over 12 months. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 97 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 18 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,628 Underlying: Common Stock · 97 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F9 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 1, 2022 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 17 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 311 Underlying: Common Stock · 23 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F8 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 30, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 16 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 150 Underlying: Common Stock · 15 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F7 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 31, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 15 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 126 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 31, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 163 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 14 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 978 Underlying: Common Stock · 163 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 3, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 443 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 13 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,329 Underlying: Common Stock · 443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 3, 2020 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 615 | $2.18 | $1,340.70 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 12 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,399 F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 11 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 51,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 10 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 163 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 9 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 239 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 8 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 7 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 97 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 6 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 5 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 4 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 3 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 163 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 2 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 17:15 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 443 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 1 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 49,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:18 UTC |
Rua Daniel RDirector
|
GrantCommon Stock | 6,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000182 · wk-form4_1696281486.xml · nonDerivative · entry 1 Rua Daniel R · CIK 0001667837 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,978 F1 · shares: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. Award vests immediately at the grant date. F1 · price: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. Award vests immediately at the grant date. F2 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:23 UTC |
Brady Brian WDirector
|
GrantCommon Stock | 6,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000190 · wk-form4_1696281807.xml · nonDerivative · entry 1 Brady Brian W · CIK 0001193907 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 404,713 F1 · shares: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. Award vests at the grant date. F1 · price: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. Award vests at the grant date. F2 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:22 UTC |
GARDNER LINDSAY ADirector
|
GrantCommon Stock | 6,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000188 · wk-form4_1696281710.xml · nonDerivative · entry 1 GARDNER LINDSAY A · CIK 0001197766 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,178 F1 · shares: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. The award vests immediately at the grant date. F1 · price: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. The award vests immediately at the grant date. F2 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:20 UTC |
Venetucci Patrick JamesDirector
|
GrantCommon Stock | 6,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000186 · wk-form4_1696281646.xml · nonDerivative · entry 1 Venetucci Patrick James · CIK 0001762146 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,671 F1 · shares: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. Award vests at the grant date. F1 · price: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. Award vests at the grant date. F2 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:19 UTC |
Caron John HDirector
|
GrantCommon Stock | 6,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000184 · wk-form4_1696281571.xml · nonDerivative · entry 1 Caron John H · CIK 0001521868 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,834 F1 · shares: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. Award vests on the grant date. F1 · price: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. Award vests on the grant date. F2 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 23 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,909 Underlying: Common Stock · 1,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F15 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 27, 2023, and vest in 48 monthly installments commencing on the day the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 22 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,423 Underlying: Common Stock · 278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F13 · derivative.exercise_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 18, 2023 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. F14 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 18, 2023 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 21 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,329 Underlying: Common Stock · 139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F12 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 26, 2023, pursuant to the reporting person's employment agreement and vest in 36 equal monthly installments on the last day of each month. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 325 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 20 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,757 Underlying: Common Stock · 325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F11 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 14, 2023, pursuant to the reporting person's employment agreement and vest in equal monthly installments over 36 months. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 19 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,947 Underlying: Common Stock · 190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F10 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022, pursuant to the reporting person's employment agreement and vest in equal monthly installments over 36 months. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 18 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,412 Underlying: Common Stock · 1,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F9 · derivative.expiration_date: This Option was issued under the Issuer's May 2011 Equity Incentive Plan on August 27, 2022, pursuant to the reporting person's employment agreement and vests in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 187 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 17 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,309 Underlying: Common Stock · 187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F8 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 16, 2022, and vest 1/12th cliff vesting on November 30, 2022 then in equal monthly installments over the next 33 months. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 16 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,938 Underlying: Common Stock · 102 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F7 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 19, 2022 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 15 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,932 Underlying: Common Stock · 274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 14 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 186 Underlying: Common Stock · 186 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 30, 2020 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,686 | $2.18 | $3,675.48 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 11 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 217,461 F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 10 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 219,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 9 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 217,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 8 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 217,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 325 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 7 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 216,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 6 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 216,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 5 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 216,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 187 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 4 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 215,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 21:17 UTC |
Murphy Edward HDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 3 Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 215,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.