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Nasdaq · USD

IZEA

IZEA Worldwide, Inc.

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7183
SEC CIK
0001495231
Parsed reports
480

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2023 Filed Oct 2, 2023 21:13 UTC
BIERE PETERChief Financial Officer
Exercise / conversionCommon Stock 469 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000176 · wk-form4_1696281212.xml · nonDerivative · entry 3

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:13 UTC
BIERE PETERChief Financial Officer
Exercise / conversionCommon Stock 302 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000176 · wk-form4_1696281212.xml · nonDerivative · entry 2

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:13 UTC
BIERE PETERChief Financial Officer
Exercise / conversionCommon Stock 79 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000176 · wk-form4_1696281212.xml · nonDerivative · entry 1

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 138 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 23

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,386

Underlying: Common Stock · 138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F14 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's May 2011 Equity Incentive Plan on May 19, 2022, and vest in 12 equal monthly installments.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 70 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 22

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 490

Underlying: Common Stock · 70 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F13 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 26, 2023, pursuant to the reporting person's employment agreement and vest in 12 equal monthly installments on the last day of each month.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 163 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 21

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 978

Underlying: Common Stock · 163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F12 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 14, 2023, pursuant to the reporting person's employment agreement and vest in 12 equal monthly installments on the last day of each month.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 239 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 20

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,358

Underlying: Common Stock · 239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F11 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 1, 2023, pursuant to the reporting person's employment agreement and vest in 48 equal monthly installments commencing on the grant date.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 95 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 19

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191

Underlying: Common Stock · 95 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F10 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022, and vest in equal monthly installments over 12 months.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 97 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 18

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,628

Underlying: Common Stock · 97 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F9 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 1, 2022 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 17

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 311

Underlying: Common Stock · 23 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F8 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 30, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 16

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 150

Underlying: Common Stock · 15 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F7 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 31, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 15

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 31, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 163 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 14

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 978

Underlying: Common Stock · 163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 3, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 443 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · derivative · entry 13

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,329

Underlying: Common Stock · 443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 3, 2020 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Tax withholdingCommon Stock 615 $2.18 $1,340.70
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 12

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,399

F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 138 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 11

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 10

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 9

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 239 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 8

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 95 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 7

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 6

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 5

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 15 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 4

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 3

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 2

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 17:15 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 443 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000178 · wk-form4_1696281293.xml · nonDerivative · entry 1

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:18 UTC
Rua Daniel RDirector
GrantCommon Stock 6,881 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000182 · wk-form4_1696281486.xml · nonDerivative · entry 1

Rua Daniel R · CIK 0001667837 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,978

F1 · shares: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. Award vests immediately at the grant date.

F1 · price: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. Award vests immediately at the grant date.

F2 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:23 UTC GrantCommon Stock 6,881 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000190 · wk-form4_1696281807.xml · nonDerivative · entry 1

Brady Brian W · CIK 0001193907 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 404,713

F1 · shares: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. Award vests at the grant date.

F1 · price: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. Award vests at the grant date.

F2 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:22 UTC GrantCommon Stock 6,881 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000188 · wk-form4_1696281710.xml · nonDerivative · entry 1

GARDNER LINDSAY A · CIK 0001197766 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,178

F1 · shares: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. The award vests immediately at the grant date.

F1 · price: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. The award vests immediately at the grant date.

F2 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:20 UTC GrantCommon Stock 6,881 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000186 · wk-form4_1696281646.xml · nonDerivative · entry 1

Venetucci Patrick James · CIK 0001762146 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,671

F1 · shares: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. Award vests at the grant date.

F1 · price: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. Award vests at the grant date.

F2 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:19 UTC
Caron John HDirector
GrantCommon Stock 6,881 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000184 · wk-form4_1696281571.xml · nonDerivative · entry 1

Caron John H · CIK 0001521868 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,834

F1 · shares: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. Award vests on the grant date.

F1 · price: Restricted Stock received for Q3 2023 director fees valued at $15,000 based on the closing market price of $2.1800 on the grant date of September 30, 2023. Award vests on the grant date.

F2 · balance_after: On June 16, 2023 the Issuer effected a 1-for-4 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 1,780 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 23

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,909

Underlying: Common Stock · 1,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F15 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 27, 2023, and vest in 48 monthly installments commencing on the day the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 278 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 22

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,423

Underlying: Common Stock · 278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F13 · derivative.exercise_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 18, 2023 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

F14 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 18, 2023 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 139 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 21

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,329

Underlying: Common Stock · 139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F12 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 26, 2023, pursuant to the reporting person's employment agreement and vest in 36 equal monthly installments on the last day of each month.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 325 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 20

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,757

Underlying: Common Stock · 325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F11 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 14, 2023, pursuant to the reporting person's employment agreement and vest in equal monthly installments over 36 months.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 19

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,947

Underlying: Common Stock · 190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F10 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022, pursuant to the reporting person's employment agreement and vest in equal monthly installments over 36 months.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 1,042 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 18

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,412

Underlying: Common Stock · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F9 · derivative.expiration_date: This Option was issued under the Issuer's May 2011 Equity Incentive Plan on August 27, 2022, pursuant to the reporting person's employment agreement and vests in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 187 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 17

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,309

Underlying: Common Stock · 187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F8 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 16, 2022, and vest 1/12th cliff vesting on November 30, 2022 then in equal monthly installments over the next 33 months.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 102 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 16

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,938

Underlying: Common Stock · 102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F7 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 19, 2022 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 274 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 15

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,932

Underlying: Common Stock · 274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 186 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · derivative · entry 14

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 186

Underlying: Common Stock · 186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 30, 2020 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,686 $2.18 $3,675.48
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 11

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,461

F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,780 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 10

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 219,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 278 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 9

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 139 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 8

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 325 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 7

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 216,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 6

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 216,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,042 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 5

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 216,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 187 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 4

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 215,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 102 $0.00 $0.00
Disclosure

SEC source: 0001495231-23-000180 · wk-form4_1696281406.xml · nonDerivative · entry 3

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 215,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.