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Nasdaq · USD

IZEA

IZEA Worldwide, Inc.

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7183
SEC CIK
0001495231
Parsed reports
480

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2024 Filed Feb 1, 2024 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,042 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000024 · wk-form4_1706822252.xml · nonDerivative · entry 4

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 233,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 187 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000024 · wk-form4_1706822252.xml · nonDerivative · entry 3

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 231,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 102 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000024 · wk-form4_1706822252.xml · nonDerivative · entry 2

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 231,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 21:17 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionCommon Stock 274 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000024 · wk-form4_1706822252.xml · nonDerivative · entry 1

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 231,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:08 UTC
BIERE PETERChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 469 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000002 · wk-form4_1704308908.xml · derivative · entry 7

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,213

Underlying: Common Stock · 469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 14, 2023 and vest in quarterly installments over 36 months on the last day of the month.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:08 UTC
BIERE PETERChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 302 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000002 · wk-form4_1704308908.xml · derivative · entry 6

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,505

Underlying: Common Stock · 302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest in quarterly installments over 36 months on the last day of the month..

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:08 UTC
BIERE PETERChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 79 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000002 · wk-form4_1704308908.xml · derivative · entry 5

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,211

Underlying: Common Stock · 79 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F3 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest 25% after one year and then 75% in 36 equal monthly installments commencing on the last day of each succeeding month thereafter.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:08 UTC
BIERE PETERChief Financial Officer
Tax withholdingCommon Stock 312 $2.01 $627.12
Disclosure

SEC source: 0001495231-24-000002 · wk-form4_1704308908.xml · nonDerivative · entry 4

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,587

F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:08 UTC
BIERE PETERChief Financial Officer
Exercise / conversionCommon Stock 469 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000002 · wk-form4_1704308908.xml · nonDerivative · entry 3

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:08 UTC
BIERE PETERChief Financial Officer
Exercise / conversionCommon Stock 302 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000002 · wk-form4_1704308908.xml · nonDerivative · entry 2

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:08 UTC
BIERE PETERChief Financial Officer
Exercise / conversionCommon Stock 79 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000002 · wk-form4_1704308908.xml · nonDerivative · entry 1

BIERE PETER · CIK 0001055188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 52 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · derivative · entry 23

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 519

Underlying: Common Stock · 52 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F13 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 24, 2023, and vest in 12 equal monthly installments commencing on the last day of the month the grant occurred and on the last day of each succeeding month after that.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 139 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · derivative · entry 22

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 970

Underlying: Common Stock · 139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F12 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's May 2011 Equity Incentive Plan on August 18, 2023, and vest in 12 equal monthly installments.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 70 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · derivative · entry 21

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 280

Underlying: Common Stock · 70 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F11 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 26, 2023, pursuant to the reporting person's employment agreement and vest in 12 equal monthly installments on the last day of each month.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 163 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · derivative · entry 20

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 489

Underlying: Common Stock · 163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F10 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 14, 2023, pursuant to the reporting person's employment agreement and vest in 12 equal monthly installments on the last day of each month.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 240 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · derivative · entry 19

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,640

Underlying: Common Stock · 240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F9 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 1, 2023, pursuant to the reporting person's employment agreement and vest in 48 equal monthly installments commencing on the grant date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 97 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · derivative · entry 18

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,337

Underlying: Common Stock · 97 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F8 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 1, 2022 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · derivative · entry 17

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 240

Underlying: Common Stock · 24 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F7 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 30, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · derivative · entry 16

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105

Underlying: Common Stock · 15 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 31, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · derivative · entry 15

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 31, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 163 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · derivative · entry 14

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 489

Underlying: Common Stock · 163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 3, 2020 and vest in 48 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 443 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · derivative · entry 13

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F3 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on January 3, 2020 and vest in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Tax withholdingCommon Stock 685 $2.01 $1,376.85
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · nonDerivative · entry 12

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,869

F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 52 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · nonDerivative · entry 11

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 139 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · nonDerivative · entry 10

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · nonDerivative · entry 9

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · nonDerivative · entry 8

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · nonDerivative · entry 7

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · nonDerivative · entry 6

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 24 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · nonDerivative · entry 5

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 15 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · nonDerivative · entry 4

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · nonDerivative · entry 3

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · nonDerivative · entry 2

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:38 UTC
Schram Ryan SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 443 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000006 · wk-form4_1704310672.xml · nonDerivative · entry 1

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:52 UTC
Rua Daniel RDirector
GrantCommon Stock 7,463 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000016 · wk-form4_1704311511.xml · nonDerivative · entry 1

Rua Daniel R · CIK 0001667837 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,441

F1 · shares: Restricted Stock received for Q4 2023 director fees valued at $15,000 based on the closing market price of $2.0100 on the grant date of December 31, 2023. Award vests immediately at the grant date.

F1 · price: Restricted Stock received for Q4 2023 director fees valued at $15,000 based on the closing market price of $2.0100 on the grant date of December 31, 2023. Award vests immediately at the grant date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:49 UTC
Caron John HDirector
GrantCommon Stock 7,463 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000014 · wk-form4_1704311364.xml · nonDerivative · entry 1

Caron John H · CIK 0001521868 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,297

F1 · shares: Restricted Stock received for Q4 2023 director fees valued at $15,000 based on the closing market price of $2.0100 on the grant date of December 31, 2023. Award vests on the grant date.

F1 · price: Restricted Stock received for Q4 2023 director fees valued at $15,000 based on the closing market price of $2.0100 on the grant date of December 31, 2023. Award vests on the grant date.

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December 31, 2023 Filed Jan 3, 2024 19:47 UTC GrantCommon Stock 7,463 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000012 · wk-form4_1704311228.xml · nonDerivative · entry 1

Venetucci Patrick James · CIK 0001762146 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,134

F1 · shares: Restricted Stock received for Q4 2023 director fees valued at $15,000 based on the closing market price of $2.0100 on the grant date of December 31, 2023. Award vests at the grant date.

F1 · price: Restricted Stock received for Q4 2023 director fees valued at $15,000 based on the closing market price of $2.0100 on the grant date of December 31, 2023. Award vests at the grant date.

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December 31, 2023 Filed Jan 3, 2024 19:44 UTC GrantCommon Stock 7,463 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000010 · wk-form4_1704311050.xml · nonDerivative · entry 1

GARDNER LINDSAY A · CIK 0001197766 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,241

F1 · shares: Restricted Stock received for Q4 2023 director fees valued at $15,000 based on the closing market price of $2.0100 on the grant date of December 31, 2023. The award vests immediately at the grant date.

F1 · price: Restricted Stock received for Q4 2023 director fees valued at $15,000 based on the closing market price of $2.0100 on the grant date of December 31, 2023. The award vests immediately at the grant date.

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December 31, 2023 Filed Jan 3, 2024 19:39 UTC GrantCommon Stock 7,463 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000008 · wk-form4_1704310758.xml · nonDerivative · entry 1

Brady Brian W · CIK 0001193907 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 412,176

F1 · shares: Restricted Stock received for Q4 2023 director fees valued at $15,000 based on the closing market price of $2.0100 on the grant date of December 31, 2023. Award vests at the grant date.

F1 · price: Restricted Stock received for Q4 2023 director fees valued at $15,000 based on the closing market price of $2.0100 on the grant date of December 31, 2023. Award vests at the grant date.

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December 31, 2023 Filed Jan 3, 2024 19:13 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 1,781 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000004 · wk-form4_1704309213.xml · derivative · entry 22

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,567

Underlying: Common Stock · 1,781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F13 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 27, 2023, and vest in 48 monthly installments commencing on the day the grant occurred and on the last day of each succeeding month thereafter.

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December 31, 2023 Filed Jan 3, 2024 19:13 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 277 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000004 · wk-form4_1704309213.xml · derivative · entry 21

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,591

Underlying: Common Stock · 277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F12 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 18, 2023 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:13 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 139 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000004 · wk-form4_1704309213.xml · derivative · entry 20

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,912

Underlying: Common Stock · 139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F11 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 26, 2023, pursuant to the reporting person's employment agreement and vest in 36 equal monthly installments on the last day of each month.

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December 31, 2023 Filed Jan 3, 2024 19:13 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 325 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000004 · wk-form4_1704309213.xml · derivative · entry 19

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,782

Underlying: Common Stock · 325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F10 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 14, 2023, pursuant to the reporting person's employment agreement and vest in equal monthly installments over 36 months.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:13 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000004 · wk-form4_1704309213.xml · derivative · entry 18

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,377

Underlying: Common Stock · 190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F9 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022, pursuant to the reporting person's employment agreement and vest in equal monthly installments over 36 months.

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December 31, 2023 Filed Jan 3, 2024 19:13 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 1,042 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000004 · wk-form4_1704309213.xml · derivative · entry 17

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,286

Underlying: Common Stock · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F8 · derivative.expiration_date: This Option was issued under the Issuer's May 2011 Equity Incentive Plan on August 27, 2022, pursuant to the reporting person's employment agreement and vests in 48 equal monthly installments commencing on the grant date and on the last day of each succeeding month thereafter.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:13 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 187 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000004 · wk-form4_1704309213.xml · derivative · entry 16

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,748

Underlying: Common Stock · 187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F7 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 16, 2022, and vest 1/12th cliff vesting on November 30, 2022 then in equal monthly installments over the next 33 months.

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December 31, 2023 Filed Jan 3, 2024 19:13 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 102 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000004 · wk-form4_1704309213.xml · derivative · entry 15

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,632

Underlying: Common Stock · 102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 19, 2022 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:13 UTC
Murphy Edward HDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 274 $0.00 $0.00
Disclosure

SEC source: 0001495231-24-000004 · wk-form4_1704309213.xml · derivative · entry 14

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,110

Underlying: Common Stock · 274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock.

F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest in 36 equal monthly installments commencing on the last day of the month in which the grant occurred and on the last day of each succeeding month thereafter.

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December 31, 2023 Filed Jan 3, 2024 19:13 UTC
Murphy Edward HDirector · Chief Executive Officer
GrantCommon Stock 2,000 $1.71 $3,420.00
Disclosure

SEC source: 0001495231-24-000004 · wk-form4_1704309213.xml · nonDerivative · entry 11

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 231,411

F2 · shares: Shares acquired at a 15% discount to the closing market price on December 31, 2023 pursuant to the Company's 2014 Employee Stock Purchase Plan.

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December 31, 2023 Filed Jan 3, 2024 19:13 UTC
Murphy Edward HDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,884 $2.01 $3,786.84
Disclosure

SEC source: 0001495231-24-000004 · wk-form4_1704309213.xml · nonDerivative · entry 10

Murphy Edward H · CIK 0001573505 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 229,411

F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.