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IVZ

Invesco Ltd.

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125
SEC CIK
0000914208
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202605
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2023 Filed Mar 2, 2023 21:40 UTC
Sharp Douglas JSenior Managing Director
GrantCommon Shares 41,747 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014726 · doc4.xml · nonDerivative · entry 1

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,550

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:35 UTC
Schlossberg AndrewSenior Managing Director
Tax withholdingCommon Shares 41,783 $17.66 $737,887.78
Disclosure

SEC source: 0001209191-23-014713 · doc4.xml · nonDerivative · entry 3

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,030

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:35 UTC
Schlossberg AndrewSenior Managing Director
GrantCommon Shares 65,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014713 · doc4.xml · nonDerivative · entry 2

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,813

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:35 UTC
Schlossberg AndrewSenior Managing Director
GrantCommon Shares 55,650 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014713 · doc4.xml · nonDerivative · entry 1

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,313

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:32 UTC
Kupor Jeffrey HSenior Managing Director
Tax withholdingCommon Shares 4,250 $17.66 $75,055.00
Disclosure

SEC source: 0001209191-23-014695 · doc4.xml · nonDerivative · entry 2

Kupor Jeffrey H · CIK 0001736431 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,615

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:32 UTC
Kupor Jeffrey HSenior Managing Director
GrantCommon Shares 187,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014695 · doc4.xml · nonDerivative · entry 1

Kupor Jeffrey H · CIK 0001736431 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,865

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:29 UTC
Krevitt JenniferSMD & Chief HR Officer
Tax withholdingCommon Shares 2,122 $17.66 $37,474.52
Disclosure

SEC source: 0001209191-23-014681 · doc4.xml · nonDerivative · entry 2

Krevitt Jennifer · CIK 0001910429 · SMD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,743

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:29 UTC
Krevitt JenniferSMD & Chief HR Officer
GrantCommon Shares 11,325 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014681 · doc4.xml · nonDerivative · entry 1

Krevitt Jennifer · CIK 0001910429 · SMD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,865

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:20 UTC
Giuliano Mark FSMD & Chief Adm Officer
Tax withholdingCommon Shares 18,593 $17.66 $328,352.38
Disclosure

SEC source: 0001209191-23-014654 · doc4.xml · nonDerivative · entry 3

Giuliano Mark F · CIK 0001760074 · SMD & Chief Adm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,998

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:20 UTC
Giuliano Mark FSMD & Chief Adm Officer
GrantCommon Shares 22,912 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014654 · doc4.xml · nonDerivative · entry 2

Giuliano Mark F · CIK 0001760074 · SMD & Chief Adm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,591

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:20 UTC
Giuliano Mark FSMD & Chief Adm Officer
GrantCommon Shares 19,622 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014654 · doc4.xml · nonDerivative · entry 1

Giuliano Mark F · CIK 0001760074 · SMD & Chief Adm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,679

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:13 UTC
FLANAGAN MARTIN LDirector · President & CEO
Tax withholdingCommon Shares 150,796 $17.66 $2,663,057.36
Disclosure

SEC source: 0001209191-23-014625 · doc4.xml · nonDerivative · entry 3

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,997

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:13 UTC
FLANAGAN MARTIN LDirector · President & CEO
GrantCommon Shares 186,089 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014625 · doc4.xml · nonDerivative · entry 2

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835,793

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:13 UTC
FLANAGAN MARTIN LDirector · President & CEO
GrantCommon Shares 161,879 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014625 · doc4.xml · nonDerivative · entry 1

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,704

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:03 UTC
Butcher StephanieSenior Managing Director
Tax withholdingCommon Shares 14,010 $17.66 $247,416.60
Disclosure

SEC source: 0001209191-23-014581 · doc4.xml · nonDerivative · entry 2

Butcher Stephanie · CIK 0001965994 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,051

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:03 UTC
Butcher StephanieSenior Managing Director
GrantCommon Shares 40,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014581 · doc4.xml · nonDerivative · entry 1

Butcher Stephanie · CIK 0001965994 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,061

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:09 UTC
DUKES LAURA ALLISONChief Financial Officer
Tax withholdingCommon Shares 9,196 $17.66 $162,401.36
Disclosure

SEC source: 0001209191-23-014613 · doc4.xml · nonDerivative · entry 2

DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,863

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:09 UTC
DUKES LAURA ALLISONChief Financial Officer
GrantCommon Shares 43,389 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014613 · doc4.xml · nonDerivative · entry 1

DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,059

Read SEC document
February 28, 2023 Filed Jul 3, 2023 21:20 UTC Amendment
Kupor Jeffrey HSenior Managing Director
Tax withholdingCommon Shares 4,250 $17.66 $75,055.00
Disclosure

SEC source: 0001209191-23-040642 · doc4a.xml · nonDerivative · entry 2

Kupor Jeffrey H · CIK 0001736431 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,732

Read SEC document
February 28, 2023 Filed Jul 3, 2023 21:20 UTC Amendment
Kupor Jeffrey HSenior Managing Director
GrantCommon Shares 10,617 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040642 · doc4a.xml · nonDerivative · entry 1

Kupor Jeffrey H · CIK 0001736431 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,982

Read SEC document
January 30, 2023 Filed Jan 31, 2023 22:09 UTC SaleCommon Stock 786,378 $18.11 $14,242,799.70
Disclosure

SEC source: 0001209191-23-005742 · doc4.xml · nonDerivative · entry 2

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 45,419,188

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F4 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $18.06 to $18.225. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The Reporting Person serves as the management company for Trian Partners AM Holdco, Ltd. ("Trian AM Holdco") and as such determines the investment and voting decisions of Trian AM Holdco with respect to the shares of the Issuer held by Trian AM Holdco. The Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 22:09 UTC SaleCommon Stock 2,367,477 $18.42 $43,605,848.62
Disclosure

SEC source: 0001209191-23-005742 · doc4.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 46,205,566

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $18.30 to $18.565. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The Reporting Person serves as the management company for Trian Partners AM Holdco, Ltd. ("Trian AM Holdco") and as such determines the investment and voting decisions of Trian AM Holdco with respect to the shares of the Issuer held by Trian AM Holdco. The Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 25, 2023 Filed Jan 25, 2023 23:14 UTC SaleCommon Stock 2,374,019 $18.10 $42,973,542.33
Disclosure

SEC source: 0001209191-23-004881 · doc4.xml · nonDerivative · entry 3

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 48,573,043

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $18.00 to $18.26. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The Reporting Person serves as the management company for Trian Partners AM Holdco, Ltd. ("Trian AM Holdco") and as such determines the investment and voting decisions of Trian AM Holdco with respect to the shares of the Issuer held by Trian AM Holdco. The Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 23:14 UTC SaleCommon Stock 1,011,084 $18.56 $18,769,156.73
Disclosure

SEC source: 0001209191-23-004881 · doc4.xml · nonDerivative · entry 2

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 50,947,062

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F4 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $18.50 to $18.83. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The Reporting Person serves as the management company for Trian Partners AM Holdco, Ltd. ("Trian AM Holdco") and as such determines the investment and voting decisions of Trian AM Holdco with respect to the shares of the Issuer held by Trian AM Holdco. The Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 23:14 UTC SaleCommon Stock 3,786,854 $19.02 $72,033,158.10
Disclosure

SEC source: 0001209191-23-004881 · doc4.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 51,958,146

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $18.90 to $19.255. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The Reporting Person serves as the management company for Trian Partners AM Holdco, Ltd. ("Trian AM Holdco") and as such determines the investment and voting decisions of Trian AM Holdco with respect to the shares of the Issuer held by Trian AM Holdco. The Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 19, 2022 Filed Jan 12, 2023 21:17 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 127,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003134 · doc5.xml · nonDerivative · entry 4

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,326,953

F1 · kind: This transaction is a bona fide gift.

Read SEC document
December 19, 2022 Filed Jan 12, 2023 21:17 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 127,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003134 · doc5.xml · nonDerivative · entry 3

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,825

F1 · kind: This transaction is a bona fide gift.

Read SEC document
December 19, 2022 Filed Jan 12, 2023 21:17 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 127,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003134 · doc5.xml · nonDerivative · entry 2

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,725

F1 · kind: This transaction is a bona fide gift.

Read SEC document
December 19, 2022 Filed Jan 12, 2023 21:17 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 127,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003134 · doc5.xml · nonDerivative · entry 1

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 247,008

F1 · kind: This transaction is a bona fide gift.

Read SEC document
December 12, 2022 Filed Dec 29, 2022 21:13 UTC
Schlossberg AndrewSenior Managing Director
GiftCommon Shares 5,405 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062905 · doc4.xml · nonDerivative · entry 1

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,663

F1 · kind: This transaction is a bonafide gift.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 21:44 UTC
Sharp Douglas JSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 8,731 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048311 · doc4.xml · derivative · entry 6

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,193

Underlying: Common Shares · 8,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 21:44 UTC
Sharp Douglas JSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 15,104 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048311 · doc4.xml · derivative · entry 5

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,208

Underlying: Common Shares · 15,104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 21:44 UTC
Sharp Douglas JSenior Managing Director
Tax withholdingCommon Shares 4,213 $16.47 $69,388.11
Disclosure

SEC source: 0001209191-22-048311 · doc4.xml · nonDerivative · entry 4

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,803

Read SEC document
August 31, 2022 Filed Sep 1, 2022 21:44 UTC
Sharp Douglas JSenior Managing Director
Exercise / conversionCommon Shares 8,731 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048311 · doc4.xml · nonDerivative · entry 3

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 21:44 UTC
Sharp Douglas JSenior Managing Director
Tax withholdingCommon Shares 7,288 $16.47 $120,033.36
Disclosure

SEC source: 0001209191-22-048311 · doc4.xml · nonDerivative · entry 2

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,285

Read SEC document
August 31, 2022 Filed Sep 1, 2022 21:44 UTC
Sharp Douglas JSenior Managing Director
Exercise / conversionCommon Shares 15,104 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048311 · doc4.xml · nonDerivative · entry 1

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:27 UTC
Schlossberg AndrewSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 23,698 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048507 · doc4.xml · derivative · entry 9

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,396

Underlying: Common Shares · 23,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:27 UTC
Schlossberg AndrewSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 14,124 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048507 · doc4.xml · derivative · entry 8

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,124

Underlying: Common Shares · 14,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:27 UTC
Schlossberg AndrewSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 8,298 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048507 · doc4.xml · derivative · entry 7

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:27 UTC
Schlossberg AndrewSenior Managing Director
Tax withholdingCommon Shares 10,978 $16.47 $180,807.66
Disclosure

SEC source: 0001209191-22-048507 · doc4.xml · nonDerivative · entry 6

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,880

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:27 UTC
Schlossberg AndrewSenior Managing Director
Exercise / conversionCommon Shares 23,698 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048507 · doc4.xml · nonDerivative · entry 5

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:27 UTC
Schlossberg AndrewSenior Managing Director
Tax withholdingCommon Shares 6,370 $16.47 $104,913.90
Disclosure

SEC source: 0001209191-22-048507 · doc4.xml · nonDerivative · entry 4

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,160

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:27 UTC
Schlossberg AndrewSenior Managing Director
Exercise / conversionCommon Shares 14,124 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048507 · doc4.xml · nonDerivative · entry 3

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:27 UTC
Schlossberg AndrewSenior Managing Director
Tax withholdingCommon Shares 3,743 $16.47 $61,647.21
Disclosure

SEC source: 0001209191-22-048507 · doc4.xml · nonDerivative · entry 2

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,406

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:27 UTC
Schlossberg AndrewSenior Managing Director
Exercise / conversionCommon Shares 8,298 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048507 · doc4.xml · nonDerivative · entry 1

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 31, 2022 Filed Sep 9, 2022 21:00 UTC Amendment
Schlossberg AndrewSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 23,698 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049343 · doc4a.xml · derivative · entry 9

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,396

Underlying: Common Shares · 23,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

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August 31, 2022 Filed Sep 9, 2022 21:00 UTC Amendment
Schlossberg AndrewSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 14,124 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049343 · doc4a.xml · derivative · entry 8

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,124

Underlying: Common Shares · 14,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
August 31, 2022 Filed Sep 9, 2022 21:00 UTC Amendment
Schlossberg AndrewSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 8,298 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049343 · doc4a.xml · derivative · entry 7

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
August 31, 2022 Filed Sep 9, 2022 21:00 UTC Amendment
Schlossberg AndrewSenior Managing Director
Tax withholdingCommon Shares 10,688 $16.47 $176,031.36
Disclosure

SEC source: 0001209191-22-049343 · doc4a.xml · nonDerivative · entry 6

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,068

Read SEC document
August 31, 2022 Filed Sep 9, 2022 21:00 UTC Amendment
Schlossberg AndrewSenior Managing Director
Exercise / conversionCommon Shares 23,698 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049343 · doc4a.xml · nonDerivative · entry 5

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.