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ITW

ILLINOIS TOOL WORKS INC

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Tapewire entity
2959
SEC CIK
0000049826
Parsed reports
563

Last 12 months

Inside the activity.

2 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202510
Jan 202600
Feb 202608
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2022 Filed Nov 8, 2022 22:03 UTC GrantCommon Stock 174 $215.15 $37,436.10
Disclosure

SEC source: 0001478669-22-000004 · wf-form4_166794500034597.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,994

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · ownership.direct: Includes 94,000 shares owned directly by the reporting person with his spouse.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 21:56 UTC GrantCommon Stock 194 $215.15 $41,739.10
Disclosure

SEC source: 0001945869-22-000004 · wf-form4_166794456481043.xml · nonDerivative · entry 1

Grier Kelly J · CIK 0001945869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees for the fourth quarter and a pro-rated amount of the third quarter.

F2 · balance_after: Includes 194 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of November 4, 2022.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 21:55 UTC GrantCommon Stock 78 $215.15 $16,781.70
Disclosure

SEC source: 0001415303-22-000006 · wf-form4_166794448802086.xml · nonDerivative · entry 1

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,128

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · balance_after: Includes 5,188 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of November 4, 2022.

Read SEC document
November 01, 2022 Filed Nov 14, 2022 22:19 UTC GiftCommon Stock 6,166 $0.00 $0.00
Disclosure

SEC source: 0001303170-22-000005 · wf-form4_166846429895171.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,675

Read SEC document
September 16, 2022 Filed Feb 1, 2024 22:24 UTC PurchaseCommon Stock 12 $194.06 $2,328.72
Disclosure

SEC source: 0001945869-24-000002 · wk-form4_1706826239.xml · nonDerivative · entry 1

Grier Kelly J · CIK 0001945869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,030

F1 · shares: The 12 shares were acquired in a managed account under the trading discretion of an investment adviser, without the knowledge of the reporting person, who only recently became aware of the acquisition.

F2 · balance_after: Includes 7 shares that were acquired in a managed account under the trading discretion of an investment advisor on September 7, 2022, prior to Ms. Grier joining the Board of Illinois Tool Works Inc., which were inadvertently omitted from her Form 3 filed on September 13, 2022.

F3 · balance_after: Includes 199 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of January 31, 2024.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 20:53 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
GiftCommon Stock 2,310 $0.00 $0.00
Disclosure

SEC source: 0001307581-22-000009 · wf-form4_166137439847510.xml · nonDerivative · entry 1

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,538

Read SEC document
August 05, 2022 Filed Aug 9, 2022 21:16 UTC GrantCommon Stock 177 $210.76 $37,304.52
Disclosure

SEC source: 0000049826-22-000050 · wf-form4_166007972261933.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,820

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · ownership.direct: Includes 94,000 shares owned directly by the reporting person with his spouse.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 21:15 UTC GrantCommon Stock 160 $210.76 $33,721.60
Disclosure

SEC source: 0000049826-22-000049 · wf-form4_166007969540514.xml · nonDerivative · entry 1

Ford Darrell L · CIK 0001661031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,408

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · balance_after: Includes 2,408 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of August 5, 2022.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 21:07 UTC GrantCommon Stock 80 $210.76 $16,860.80
Disclosure

SEC source: 0001415303-22-000004 · wf-form4_166007922404111.xml · nonDerivative · entry 1

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,013

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · balance_after: Includes 5,151 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of August 5, 2022.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:54 UTC
Schlitz Lei ZhangExecutive Vice President
SaleCommon Stock 1,000 $205.34 $205,340.00
Disclosure

SEC source: 0001652579-22-000006 · wf-form4_165247521238000.xml · nonDerivative · entry 1

Schlitz Lei Zhang · CIK 0001652579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,803

Read SEC document
May 06, 2022 Filed May 10, 2022 21:24 UTC GrantCommon Stock 812 $209.27 $169,927.24
Disclosure

SEC source: 0000049826-22-000028 · wf-form4_165221786901771.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,840

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing an annual stock grant.

Read SEC document
May 06, 2022 Filed May 10, 2022 21:24 UTC GrantCommon Stock 812 $209.27 $169,927.24
Disclosure

SEC source: 0000049826-22-000027 · wf-form4_165221784375377.xml · nonDerivative · entry 1

STROBEL PAMELA B · CIK 0001184023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,804

F1 · kind: Shares of common stock acquired pursuant to the 2015 Long Term Incentive Plan representing an annual stock grant.

F2 · balance_after: Includes 28,799 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 6, 2022.

Read SEC document
May 06, 2022 Filed May 10, 2022 21:24 UTC GrantCommon Stock 991 $209.27 $207,386.57
Disclosure

SEC source: 0000049826-22-000026 · wf-form4_165221782510007.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,643

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant.

F2 · ownership.direct: Includes 94,000 shares owned directly by the reporting person with his spouse.

Read SEC document
May 06, 2022 Filed May 10, 2022 21:23 UTC GrantCommon Stock 812 $209.27 $169,927.24
Disclosure

SEC source: 0000049826-22-000025 · wf-form4_165221779329650.xml · nonDerivative · entry 1

LENNY RICHARD H · CIK 0001139497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,441

F1 · kind: Shares of common stock acquired pursuant to the 2015 Long Term Incentive Plan representing an annual stock grant.

F2 · balance_after: Includes 13,080 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 6, 2022.

F3 · balance_after: Includes 8 shares owned jointly with his spouse and 2,575 shares held as tenants in common with his spouse through revocable trusts.

Read SEC document
May 06, 2022 Filed May 10, 2022 21:23 UTC GrantCommon Stock 812 $209.27 $169,927.24
Disclosure

SEC source: 0000049826-22-000024 · wf-form4_165221775820552.xml · nonDerivative · entry 1

Henderson Jay L · CIK 0001673525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,882

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing an annual stock grant.

F2 · balance_after: Includes 348 shares acquired under a dividend reinvestment plan.

Read SEC document
May 06, 2022 Filed May 10, 2022 21:22 UTC GrantCommon Stock 812 $209.27 $169,927.24
Disclosure

SEC source: 0000049826-22-000023 · wf-form4_165221773218602.xml · nonDerivative · entry 1

GRIFFITH JAMES W · CIK 0001177773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,703

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing an annual stock grant.

F2 · balance_after: Includes 12,092 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 6, 2022.

Read SEC document
May 06, 2022 Filed May 10, 2022 21:22 UTC GrantCommon Stock 973 $209.27 $203,619.71
Disclosure

SEC source: 0000049826-22-000022 · wf-form4_165221767351689.xml · nonDerivative · entry 1

Ford Darrell L · CIK 0001661031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,232

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant.

F2 · balance_after: Includes 2,232 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 6, 2022.

Read SEC document
May 06, 2022 Filed May 10, 2022 14:51 UTC
CROWN SUSANDirector
GrantCommon Stock 812 $209.27 $169,927.24
Disclosure

SEC source: 0001124194-22-000004 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,045.22

F1 · balance_after: Includes 16,418.22 shares of deferred stock under the ITW Director's Deferred Fee Plan as of May 6, 2022.

Read SEC document
May 06, 2022 Filed May 10, 2022 21:21 UTC GrantCommon Stock 892 $209.27 $186,668.84
Disclosure

SEC source: 0000049826-22-000021 · wf-form4_165221764208996.xml · nonDerivative · entry 1

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,904

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant.

F2 · balance_after: Includes 5,122 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 6, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:10 UTC
Szafranski SharonExecutive Vice President
Exercise / conversionPerformance Share Units (granted 2/15/19) · Derivative 420 $0.00 $0.00
Disclosure

SEC source: 0001798733-22-000004 · wf-form4_164513941284338.xml · derivative · entry 3

Szafranski Sharon · CIK 0001798733 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: PSUs vested and became payable on February 15, 2022.

F3 · derivative.expiration_date: PSUs vested and became payable on February 15, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:10 UTC
Szafranski SharonExecutive Vice President
Tax withholdingCommon Stock 116 $219.74 $25,489.84
Disclosure

SEC source: 0001798733-22-000004 · wf-form4_164513941284338.xml · nonDerivative · entry 2

Szafranski Sharon · CIK 0001798733 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,364

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:10 UTC
Szafranski SharonExecutive Vice President
Exercise / conversionCommon Stock 420 Not disclosed Not disclosed
Disclosure

SEC source: 0001798733-22-000004 · wf-form4_164513941284338.xml · nonDerivative · entry 1

Szafranski Sharon · CIK 0001798733 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon vesting of Performance Share Units (PSUs) and accrued dividends thereon, following certification of performance metrics.

F2 · price: Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:13 UTC
Zimmerman Michael R.Executive Vice President
Exercise / conversionPerformance Share Units (granted 2/15/19) · Derivative 2,199 $0.00 $0.00
Disclosure

SEC source: 0001630650-22-000004 · wf-form4_164513961568248.xml · derivative · entry 3

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: PSUs vested and became payable on February 15, 2022.

F3 · derivative.expiration_date: PSUs vested and became payable on February 15, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:13 UTC
Zimmerman Michael R.Executive Vice President
Tax withholdingCommon Stock 896 $219.74 $196,887.04
Disclosure

SEC source: 0001630650-22-000004 · wf-form4_164513961568248.xml · nonDerivative · entry 2

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,612

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:13 UTC
Zimmerman Michael R.Executive Vice President
Exercise / conversionCommon Stock 2,199 Not disclosed Not disclosed
Disclosure

SEC source: 0001630650-22-000004 · wf-form4_164513961568248.xml · nonDerivative · entry 1

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon vesting of Performance Share Units (PSUs) and accrued dividends thereon, following certification of performance metrics.

F2 · price: Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:07 UTC
SCHEUNEMAN RANDALL JVP & Chief Accounting Officer
Exercise / conversionPerformance Share Units (granted 2/15/19) · Derivative 799 $0.00 $0.00
Disclosure

SEC source: 0001470159-22-000004 · wf-form4_164513924537481.xml · derivative · entry 3

SCHEUNEMAN RANDALL J · CIK 0001470159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: PSUs vested and became payable on February 15, 2022.

F3 · derivative.expiration_date: PSUs vested and became payable on February 15, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:07 UTC
SCHEUNEMAN RANDALL JVP & Chief Accounting Officer
Tax withholdingCommon Stock 235 $219.74 $51,638.90
Disclosure

SEC source: 0001470159-22-000004 · wf-form4_164513924537481.xml · nonDerivative · entry 2

SCHEUNEMAN RANDALL J · CIK 0001470159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,366

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:07 UTC
SCHEUNEMAN RANDALL JVP & Chief Accounting Officer
Exercise / conversionCommon Stock 799 Not disclosed Not disclosed
Disclosure

SEC source: 0001470159-22-000004 · wf-form4_164513924537481.xml · nonDerivative · entry 1

SCHEUNEMAN RANDALL J · CIK 0001470159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon vesting of Performance Share Units (PSUs) and accrued dividends thereon, following certification of performance metrics.

F2 · price: Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:00 UTC Exercise / conversionPerformance Share Units (granted 2/15/19) · Derivative 6,001 $0.00 $0.00
Disclosure

SEC source: 0001504646-22-000004 · wf-form4_164513883689218.xml · derivative · entry 4

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: PSUs vested and became payable on February 15, 2022.

F4 · derivative.expiration_date: PSUs vested and became payable on February 15, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:00 UTC Tax withholdingCommon Stock 2,659 $219.74 $584,288.66
Disclosure

SEC source: 0001504646-22-000004 · wf-form4_164513883689218.xml · nonDerivative · entry 2

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,072

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:00 UTC Exercise / conversionCommon Stock 6,001 Not disclosed Not disclosed
Disclosure

SEC source: 0001504646-22-000004 · wf-form4_164513883689218.xml · nonDerivative · entry 1

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon vesting of Performance Share Units (PSUs) and accrued dividends thereon, following certification of performance metrics.

F2 · price: Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:03 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionPerformance Share Units (granted 2/15/19) · Derivative 23,010 $0.00 $0.00
Disclosure

SEC source: 0001307581-22-000007 · wf-form4_164513898100754.xml · derivative · entry 4

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,010 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: PSUs vested and became payable on February 15, 2022.

F4 · derivative.expiration_date: PSUs vested and became payable on February 15, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:03 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Tax withholdingCommon Stock 10,194 $219.74 $2,240,029.56
Disclosure

SEC source: 0001307581-22-000007 · wf-form4_164513898100754.xml · nonDerivative · entry 2

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,848

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:03 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionCommon Stock 23,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001307581-22-000007 · wf-form4_164513898100754.xml · nonDerivative · entry 1

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon vesting of Performance Share Units (PSUs) and accrued dividends thereon, following certification of performance metrics.

F2 · price: Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:57 UTC
Lawler Mary KatherineSVP & Chief HR Officer
Exercise / conversionPerformance Share Units (granted 2/15/19) · Derivative 2,650 $0.00 $0.00
Disclosure

SEC source: 0001435059-22-000004 · wf-form4_164513863925749.xml · derivative · entry 4

Lawler Mary Katherine · CIK 0001435059 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: PSUs vested and became payable on February 15, 2022.

F4 · derivative.expiration_date: PSUs vested and became payable on February 15, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:57 UTC
Lawler Mary KatherineSVP & Chief HR Officer
Tax withholdingCommon Stock 1,174 $219.74 $257,974.76
Disclosure

SEC source: 0001435059-22-000004 · wf-form4_164513863925749.xml · nonDerivative · entry 2

Lawler Mary Katherine · CIK 0001435059 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,944

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:57 UTC
Lawler Mary KatherineSVP & Chief HR Officer
Exercise / conversionCommon Stock 2,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001435059-22-000004 · wf-form4_164513863925749.xml · nonDerivative · entry 1

Lawler Mary Katherine · CIK 0001435059 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon vesting of Performance Share Units (PSUs) and accrued dividends thereon, following certification of performance metrics.

F2 · price: Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:53 UTC
Schlitz Lei ZhangExecutive Vice President
Exercise / conversionPerformance Share Units (granted 2/15/19) · Derivative 2,199 $0.00 $0.00
Disclosure

SEC source: 0001652579-22-000004 · wf-form4_164513839796497.xml · derivative · entry 4

Schlitz Lei Zhang · CIK 0001652579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: PSUs vested and became payable on February 15, 2022.

F4 · derivative.expiration_date: PSUs vested and became payable on February 15, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:53 UTC
Schlitz Lei ZhangExecutive Vice President
Tax withholdingCommon Stock 645 $219.74 $141,732.30
Disclosure

SEC source: 0001652579-22-000004 · wf-form4_164513839796497.xml · nonDerivative · entry 2

Schlitz Lei Zhang · CIK 0001652579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,803

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February 15, 2022 Filed Feb 17, 2022 22:53 UTC
Schlitz Lei ZhangExecutive Vice President
Exercise / conversionCommon Stock 2,199 Not disclosed Not disclosed
Disclosure

SEC source: 0001652579-22-000004 · wf-form4_164513839796497.xml · nonDerivative · entry 1

Schlitz Lei Zhang · CIK 0001652579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon vesting of Performance Share Units (PSUs) and accrued dividends thereon, following certification of performance metrics.

F2 · price: Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

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February 15, 2022 Filed Feb 17, 2022 22:50 UTC Exercise / conversionPerformance Share Units (granted 2/15/19) · Derivative 5,701 $0.00 $0.00
Disclosure

SEC source: 0001503349-22-000004 · wf-form4_164513822878398.xml · derivative · entry 3

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: PSUs vested and became payable on February 15, 2022.

F3 · derivative.expiration_date: PSUs vested and became payable on February 15, 2022.

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February 15, 2022 Filed Feb 17, 2022 22:50 UTC Tax withholdingCommon Stock 2,526 $219.74 $555,063.24
Disclosure

SEC source: 0001503349-22-000004 · wf-form4_164513822878398.xml · nonDerivative · entry 2

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,602

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February 15, 2022 Filed Feb 17, 2022 22:50 UTC Exercise / conversionCommon Stock 5,701 Not disclosed Not disclosed
Disclosure

SEC source: 0001503349-22-000004 · wf-form4_164513822878398.xml · nonDerivative · entry 1

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon vesting of Performance Share Units (PSUs) and accrued dividends thereon, following certification of performance metrics.

F2 · price: Each PSU represents a contingent right to receive one share of the Company's common stock.

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February 15, 2022 Filed Feb 17, 2022 22:47 UTC
Hartzell Patricia A.Executive Vice President
Exercise / conversionRestricted Stock Unit (granted 2/15/19) · Derivative 744 $0.00 $0.00
Disclosure

SEC source: 0001901661-22-000006 · wf-form4_164513803310132.xml · derivative · entry 3

Hartzell Patricia A. · CIK 0001901661 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: RSUs vested and became payable on February 15, 2022.

F2 · derivative.expiration_date: RSUs vested and became payable on February 15, 2022.

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February 15, 2022 Filed Feb 17, 2022 22:47 UTC
Hartzell Patricia A.Executive Vice President
Tax withholdingCommon Stock 220 $219.74 $48,342.80
Disclosure

SEC source: 0001901661-22-000006 · wf-form4_164513803310132.xml · nonDerivative · entry 2

Hartzell Patricia A. · CIK 0001901661 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780

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February 15, 2022 Filed Feb 17, 2022 22:47 UTC
Hartzell Patricia A.Executive Vice President
Exercise / conversionCommon Stock 744 Not disclosed Not disclosed
Disclosure

SEC source: 0001901661-22-000006 · wf-form4_164513803310132.xml · nonDerivative · entry 1

Hartzell Patricia A. · CIK 0001901661 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Company's common stock.

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February 15, 2022 Filed Feb 17, 2022 22:44 UTC
Hartnett John R.Executive Vice President
Exercise / conversionPerformance Share Units (granted 2/15/19) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001550096-22-000004 · wf-form4_164513785407769.xml · derivative · entry 3

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: PSUs vested and became payable on February 15, 2022.

F3 · derivative.expiration_date: PSUs vested and became payable on February 15, 2022.

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February 15, 2022 Filed Feb 17, 2022 22:44 UTC
Hartnett John R.Executive Vice President
Tax withholdingCommon Stock 792 $219.74 $174,034.08
Disclosure

SEC source: 0001550096-22-000004 · wf-form4_164513785407769.xml · nonDerivative · entry 2

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,300

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February 15, 2022 Filed Feb 17, 2022 22:44 UTC
Hartnett John R.Executive Vice President
Exercise / conversionCommon Stock 2,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001550096-22-000004 · wf-form4_164513785407769.xml · nonDerivative · entry 1

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon vesting of Performance Share Units (PSUs) and accrued dividends thereon, following certification of performance metrics.

F2 · price: Each PSU represents a contingent right to receive one share of the Company's common stock.

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February 15, 2022 Filed Feb 17, 2022 22:38 UTC
Escoe T. KennethExecutive Vice President
Exercise / conversionRestricted Stock Unit (granted 2/15/19) · Derivative 1,563 $0.00 $0.00
Disclosure

SEC source: 0001798765-22-000004 · wf-form4_164513748973708.xml · derivative · entry 4

Escoe T. Kenneth · CIK 0001798765 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: RSUs vested and became payable on February 15, 2022.

F4 · derivative.expiration_date: RSUs vested and became payable on February 15, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.