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ITRI

ITRON, INC.

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2773
SEC CIK
0000780571
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777

Last 12 months

Inside the activity.

0 purchase rows · 82 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202509
Dec 202502
Jan 202600
Feb 2026028
Mar 202600
Apr 202600
May 2026019
Jun 202601
Jul 202600
Aug 2026019
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2017 Filed Mar 1, 2017 23:46 UTC
Deitrich ThomasExec VP and COO
Tax withholdingCommon Stock 1,164 $65.84 $76,636.60
Disclosure

SEC source: 0001127602-17-009391 · form4.xml · nonDerivative · entry 1

Deitrich Thomas · CIK 0001417291 · Exec VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,675

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 01:22 UTC
MEZEY PHILIPDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 36,322 $0.00 Strike: $65.55 $0.00
Disclosure

SEC source: 0001127602-17-008801 · form4.xml · derivative · entry 5

MEZEY PHILIP · CIK 0001275552 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,322

Underlying: Common Stock · 36,322 shares

Expires 2027-02-23

F3 · derivative.exercise_date: One-third of the option is exercisable on each of February 23, 2018, February 23, 2019 and February 23, 2020.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 01:22 UTC
MEZEY PHILIPDirector · President and CEO
SaleCommon Stock 5,426 $63.85 $346,450.10
Disclosure

SEC source: 0001127602-17-008801 · form4.xml · nonDerivative · entry 3

MEZEY PHILIP · CIK 0001275552 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,818

F1 · shares: Represents number of shares sold under a Rule 10b5-1 Trading Plan entered into previously.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 01:22 UTC
MEZEY PHILIPDirector · President and CEO
GrantCommon Stock 12,204 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008801 · form4.xml · nonDerivative · entry 2

MEZEY PHILIP · CIK 0001275552 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,244

Read SEC document
February 23, 2017 Filed Feb 28, 2017 01:22 UTC
MEZEY PHILIPDirector · President and CEO
GrantCommon Stock 48,955 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008801 · form4.xml · nonDerivative · entry 1

MEZEY PHILIP · CIK 0001275552 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,040

Read SEC document
February 23, 2017 Filed Feb 28, 2017 01:02 UTC
Schmitz William MarkExecutive VP and CFO
GrantStock Option (Right to Buy) · Derivative 11,350 $0.00 Strike: $65.55 $0.00
Disclosure

SEC source: 0001127602-17-008796 · form4.xml · derivative · entry 3

Schmitz William Mark · CIK 0001409378 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,350

Underlying: Common Stock · 11,350 shares

Expires 2027-02-23

F1 · derivative.exercise_date: One-third of the option is exercisable on each of February 23, 2018, February 23, 2019, and February 23, 2020.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 01:02 UTC
Schmitz William MarkExecutive VP and CFO
GrantCommon Stock 3,813 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008796 · form4.xml · nonDerivative · entry 2

Schmitz William Mark · CIK 0001409378 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,405

Read SEC document
February 23, 2017 Filed Feb 28, 2017 01:02 UTC
Schmitz William MarkExecutive VP and CFO
GrantCommon Stock 9,907 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008796 · form4.xml · nonDerivative · entry 1

Schmitz William Mark · CIK 0001409378 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,592

Read SEC document
February 23, 2017 Filed Feb 28, 2017 01:00 UTC
Deitrich ThomasExec VP and COO
GrantStock Option (Right to Buy) · Derivative 22,701 $0.00 Strike: $65.55 $0.00
Disclosure

SEC source: 0001127602-17-008794 · form4.xml · derivative · entry 2

Deitrich Thomas · CIK 0001417291 · Exec VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,701

Underlying: Common Stock · 22,701 shares

Expires 2027-02-23

F1 · derivative.exercise_date: One-third of the option is exercisable on each of February 23, 2018, February 23, 2019 and February 23, 2020.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 01:00 UTC
Deitrich ThomasExec VP and COO
GrantCommon Stock 7,627 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008794 · form4.xml · nonDerivative · entry 1

Deitrich Thomas · CIK 0001417291 · Exec VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,839

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:59 UTC
CADIEUX MICHELSr. VP - HR
GrantStock Option (Right to Buy) · Derivative 9,080 $0.00 Strike: $65.55 $0.00
Disclosure

SEC source: 0001127602-17-008793 · form4.xml · derivative · entry 3

CADIEUX MICHEL · CIK 0001390391 · Sr. VP - HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,080

Underlying: Common Stock · 9,080 shares

Expires 2027-02-23

F1 · derivative.exercise_date: One-third of the option is exercisable on each of February 23, 2018, February 23, 2019 and February 23, 2020.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:59 UTC
CADIEUX MICHELSr. VP - HR
GrantCommon Stock 3,051 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008793 · form4.xml · nonDerivative · entry 2

CADIEUX MICHEL · CIK 0001390391 · Sr. VP - HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,622

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:59 UTC
CADIEUX MICHELSr. VP - HR
GrantCommon Stock 6,836 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008793 · form4.xml · nonDerivative · entry 1

CADIEUX MICHEL · CIK 0001390391 · Sr. VP - HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,571

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:58 UTC
Votava Shannon M.Sr.VP/General Counsel/Corp Sec
GrantStock Option (Right to Buy) · Derivative 6,810 $0.00 Strike: $65.55 $0.00
Disclosure

SEC source: 0001127602-17-008792 · form4.xml · derivative · entry 3

Votava Shannon M. · CIK 0001537929 · Sr.VP/General Counsel/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,810

Underlying: Common Stock · 6,810 shares

Expires 2027-02-23

F1 · derivative.exercise_date: One-third of the option is exercisable on each of February 23, 2018, February 23, 2019 and February 23, 2020.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:58 UTC
Votava Shannon M.Sr.VP/General Counsel/Corp Sec
GrantCommon Stock 2,288 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008792 · form4.xml · nonDerivative · entry 2

Votava Shannon M. · CIK 0001537929 · Sr.VP/General Counsel/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,890

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:58 UTC
Votava Shannon M.Sr.VP/General Counsel/Corp Sec
GrantCommon Stock 6,077 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008792 · form4.xml · nonDerivative · entry 1

Votava Shannon M. · CIK 0001537929 · Sr.VP/General Counsel/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,602

Read SEC document
February 22, 2017 Filed Feb 24, 2017 00:56 UTC
MEZEY PHILIPDirector · President and CEO
SaleCommon Stock 5,960 $64.31 $383,287.60
Disclosure

SEC source: 0001127602-17-008062 · form4.xml · nonDerivative · entry 2

MEZEY PHILIP · CIK 0001275552 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,085

F1 · shares: Represents shares sold only to cover taxes owed on vested stock award.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 00:51 UTC
CADIEUX MICHELSr. VP - HR
SaleCommon Stock 394 $64.31 $25,338.14
Disclosure

SEC source: 0001127602-17-008060 · form4.xml · nonDerivative · entry 2

CADIEUX MICHEL · CIK 0001390391 · Sr. VP - HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,735

F1 · shares: Represents shares sold only to cover taxes owed on vested stock awards.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 00:54 UTC
Schmitz William MarkExecutive VP and CFO
SaleCommon Stock 312 $64.31 $20,064.72
Disclosure

SEC source: 0001127602-17-008061 · form4.xml · nonDerivative · entry 2

Schmitz William Mark · CIK 0001409378 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,685

F1 · shares: Represents shares sold only to cover taxes owed on vested stock award.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 00:50 UTC
Votava Shannon M.Sr.VP/General Counsel/Corp Sec
SaleCommon Stock 447 $64.31 $28,746.57
Disclosure

SEC source: 0001127602-17-008059 · form4.xml · nonDerivative · entry 2

Votava Shannon M. · CIK 0001537929 · Sr.VP/General Counsel/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,525

F1 · shares: Represents shares sold only to cover taxes owed on vested stock award.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 00:56 UTC
MEZEY PHILIPDirector · President and CEO
SaleCommon Stock 2,020 $63.70 $128,674.00
Disclosure

SEC source: 0001127602-17-008062 · form4.xml · nonDerivative · entry 1

MEZEY PHILIP · CIK 0001275552 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,045

F1 · shares: Represents shares sold only to cover taxes owed on vested stock award.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 00:51 UTC
CADIEUX MICHELSr. VP - HR
SaleCommon Stock 477 $63.41 $30,248.00
Disclosure

SEC source: 0001127602-17-008060 · form4.xml · nonDerivative · entry 1

CADIEUX MICHEL · CIK 0001390391 · Sr. VP - HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,129

F1 · shares: Represents shares sold only to cover taxes owed on vested stock awards.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 00:54 UTC
Schmitz William MarkExecutive VP and CFO
SaleCommon Stock 386 $63.41 $24,477.42
Disclosure

SEC source: 0001127602-17-008061 · form4.xml · nonDerivative · entry 1

Schmitz William Mark · CIK 0001409378 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,997

F1 · shares: Represents shares sold only to cover taxes owed on vested stock award.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 00:50 UTC
Votava Shannon M.Sr.VP/General Counsel/Corp Sec
SaleCommon Stock 510 $63.41 $32,340.63
Disclosure

SEC source: 0001127602-17-008059 · form4.xml · nonDerivative · entry 1

Votava Shannon M. · CIK 0001537929 · Sr.VP/General Counsel/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,972

F1 · shares: Represents shares sold only to cover taxes owed on vested stock award.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:51 UTC
Mainz PeterDirector
GrantCommon Stock 397 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000787 · form4.xml · nonDerivative · entry 1

Mainz Peter · CIK 0001662805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,515

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:44 UTC
DYESS KIRBYDirector
GrantCommon Stock 397 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000764 · form4.xml · nonDerivative · entry 1

DYESS KIRBY · CIK 0001197165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,121

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:55 UTC GrantCommon Stock 397 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000796 · form4.xml · nonDerivative · entry 1

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,624

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:54 UTC GrantCommon Stock 397 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000791 · form4.xml · nonDerivative · entry 1

Pruitt Gary E · CIK 0001316792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,199

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:49 UTC GrantCommon Stock 397 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000780 · form4.xml · nonDerivative · entry 1

Pelino Daniel S · CIK 0001623446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,945

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:50 UTC GrantCommon Stock 397 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000783 · form4.xml · nonDerivative · entry 1

GAYLORD CHARLES H JR · CIK 0001359738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,227

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:47 UTC
Ziegler Lynda L.Director · Chairman of the Board
GrantCommon Stock 476 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000773 · form4.xml · nonDerivative · entry 1

Ziegler Lynda L. · CIK 0001569924 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,018

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:45 UTC GrantCommon Stock 397 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000769 · form4.xml · nonDerivative · entry 1

JAEHNERT FRANK M · CIK 0001222849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,271

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:43 UTC GrantCommon Stock 397 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000760 · form4.xml · nonDerivative · entry 1

LEYDEN TIMOTHY M · CIK 0001398362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,902

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:41 UTC GrantCommon Stock 397 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000756 · form4.xml · nonDerivative · entry 1

Tremblay Diana D · CIK 0001642834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,271

Read SEC document
December 12, 2016 Filed Dec 14, 2016 18:54 UTC
Deitrich ThomasExec VP and COO
SaleCommon Stock 9,669 $64.25 $621,271.93
Disclosure

SEC source: 0001127602-16-069983 · form4.xml · nonDerivative · entry 1

Deitrich Thomas · CIK 0001417291 · Exec VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,212

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 00:08 UTC OtherCash-Settled Total Return Swap · Derivative 1 Not disclosed Strike: $35.55 Not disclosed
Disclosure

SEC source: 0000899243-16-035329 · doc4.xml · derivative · entry 6

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 161,487 shares

Expires 2016-12-08

F1 · kind: On December 8, 2016, upon the settlement of certain cash-settled total return swap agreements (the "Swap Agreements") by and between certain investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC, and a certain managed account (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager, and an unaffiliated third party financial institution (the "Third Party"), the Third Party paid to the Investment Vehicles the difference between the market price upon the expiration of the Swap Agreements of Itron, Inc. (the "Issuer") common stock for each of the 172,803 shares subject to the Swap Agreements

F2 · kind: (Continued From Footnote 1) and the $37.398 per share reference price for each of the 11,316 shares referenced in one set of Swap Agreements and the $35.5452 per share reference price for each of the 161,487 shares referenced in the other Swap Agreements. The termination of the Swap Agreements and the reported purchases of common stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder.

F1 · price: On December 8, 2016, upon the settlement of certain cash-settled total return swap agreements (the "Swap Agreements") by and between certain investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC, and a certain managed account (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager, and an unaffiliated third party financial institution (the "Third Party"), the Third Party paid to the Investment Vehicles the difference between the market price upon the expiration of the Swap Agreements of Itron, Inc. (the "Issuer") common stock for each of the 172,803 shares subject to the Swap Agreements

F2 · price: (Continued From Footnote 1) and the $37.398 per share reference price for each of the 11,316 shares referenced in one set of Swap Agreements and the $35.5452 per share reference price for each of the 161,487 shares referenced in the other Swap Agreements. The termination of the Swap Agreements and the reported purchases of common stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder.

F1 · derivative.exercise_date: On December 8, 2016, upon the settlement of certain cash-settled total return swap agreements (the "Swap Agreements") by and between certain investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC, and a certain managed account (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager, and an unaffiliated third party financial institution (the "Third Party"), the Third Party paid to the Investment Vehicles the difference between the market price upon the expiration of the Swap Agreements of Itron, Inc. (the "Issuer") common stock for each of the 172,803 shares subject to the Swap Agreements

F2 · derivative.exercise_date: (Continued From Footnote 1) and the $37.398 per share reference price for each of the 11,316 shares referenced in one set of Swap Agreements and the $35.5452 per share reference price for each of the 161,487 shares referenced in the other Swap Agreements. The termination of the Swap Agreements and the reported purchases of common stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder.

F3 · ownership.nature: Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities. In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities.

F4 · ownership.nature: (Continued From Footnote 3) Further, Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to Scopia Management's right to receive performance-based allocations. Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 00:08 UTC OtherCash-Settled Total Return Swap · Derivative 1 Not disclosed Strike: $37.40 Not disclosed
Disclosure

SEC source: 0000899243-16-035329 · doc4.xml · derivative · entry 5

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 11,316 shares

Expires 2016-12-08

F1 · kind: On December 8, 2016, upon the settlement of certain cash-settled total return swap agreements (the "Swap Agreements") by and between certain investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC, and a certain managed account (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager, and an unaffiliated third party financial institution (the "Third Party"), the Third Party paid to the Investment Vehicles the difference between the market price upon the expiration of the Swap Agreements of Itron, Inc. (the "Issuer") common stock for each of the 172,803 shares subject to the Swap Agreements

F2 · kind: (Continued From Footnote 1) and the $37.398 per share reference price for each of the 11,316 shares referenced in one set of Swap Agreements and the $35.5452 per share reference price for each of the 161,487 shares referenced in the other Swap Agreements. The termination of the Swap Agreements and the reported purchases of common stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder.

F1 · price: On December 8, 2016, upon the settlement of certain cash-settled total return swap agreements (the "Swap Agreements") by and between certain investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC, and a certain managed account (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager, and an unaffiliated third party financial institution (the "Third Party"), the Third Party paid to the Investment Vehicles the difference between the market price upon the expiration of the Swap Agreements of Itron, Inc. (the "Issuer") common stock for each of the 172,803 shares subject to the Swap Agreements

F2 · price: (Continued From Footnote 1) and the $37.398 per share reference price for each of the 11,316 shares referenced in one set of Swap Agreements and the $35.5452 per share reference price for each of the 161,487 shares referenced in the other Swap Agreements. The termination of the Swap Agreements and the reported purchases of common stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder.

F1 · derivative.exercise_date: On December 8, 2016, upon the settlement of certain cash-settled total return swap agreements (the "Swap Agreements") by and between certain investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC, and a certain managed account (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager, and an unaffiliated third party financial institution (the "Third Party"), the Third Party paid to the Investment Vehicles the difference between the market price upon the expiration of the Swap Agreements of Itron, Inc. (the "Issuer") common stock for each of the 172,803 shares subject to the Swap Agreements

F2 · derivative.exercise_date: (Continued From Footnote 1) and the $37.398 per share reference price for each of the 11,316 shares referenced in one set of Swap Agreements and the $35.5452 per share reference price for each of the 161,487 shares referenced in the other Swap Agreements. The termination of the Swap Agreements and the reported purchases of common stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder.

F3 · ownership.nature: Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities. In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities.

F4 · ownership.nature: (Continued From Footnote 3) Further, Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to Scopia Management's right to receive performance-based allocations. Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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December 08, 2016 Filed Dec 13, 2016 00:08 UTC OtherCommon Stock 161,487 $64.13 $10,355,951.38
Disclosure

SEC source: 0000899243-16-035329 · doc4.xml · nonDerivative · entry 4

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,558,387

F1 · kind: On December 8, 2016, upon the settlement of certain cash-settled total return swap agreements (the "Swap Agreements") by and between certain investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC, and a certain managed account (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager, and an unaffiliated third party financial institution (the "Third Party"), the Third Party paid to the Investment Vehicles the difference between the market price upon the expiration of the Swap Agreements of Itron, Inc. (the "Issuer") common stock for each of the 172,803 shares subject to the Swap Agreements

F2 · kind: (Continued From Footnote 1) and the $37.398 per share reference price for each of the 11,316 shares referenced in one set of Swap Agreements and the $35.5452 per share reference price for each of the 161,487 shares referenced in the other Swap Agreements. The termination of the Swap Agreements and the reported purchases of common stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder.

F3 · ownership.nature: Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities. In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities.

F4 · ownership.nature: (Continued From Footnote 3) Further, Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to Scopia Management's right to receive performance-based allocations. Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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December 08, 2016 Filed Dec 13, 2016 00:08 UTC OtherCommon Stock 161,487 $35.55 $5,740,087.71
Disclosure

SEC source: 0000899243-16-035329 · doc4.xml · nonDerivative · entry 3

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,719,874

F1 · kind: On December 8, 2016, upon the settlement of certain cash-settled total return swap agreements (the "Swap Agreements") by and between certain investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC, and a certain managed account (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager, and an unaffiliated third party financial institution (the "Third Party"), the Third Party paid to the Investment Vehicles the difference between the market price upon the expiration of the Swap Agreements of Itron, Inc. (the "Issuer") common stock for each of the 172,803 shares subject to the Swap Agreements

F2 · kind: (Continued From Footnote 1) and the $37.398 per share reference price for each of the 11,316 shares referenced in one set of Swap Agreements and the $35.5452 per share reference price for each of the 161,487 shares referenced in the other Swap Agreements. The termination of the Swap Agreements and the reported purchases of common stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder.

F3 · ownership.nature: Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities. In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities.

F4 · ownership.nature: (Continued From Footnote 3) Further, Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to Scopia Management's right to receive performance-based allocations. Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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December 08, 2016 Filed Dec 13, 2016 00:08 UTC OtherCommon Stock 11,316 $64.13 $725,680.37
Disclosure

SEC source: 0000899243-16-035329 · doc4.xml · nonDerivative · entry 2

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,558,387

F1 · kind: On December 8, 2016, upon the settlement of certain cash-settled total return swap agreements (the "Swap Agreements") by and between certain investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC, and a certain managed account (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager, and an unaffiliated third party financial institution (the "Third Party"), the Third Party paid to the Investment Vehicles the difference between the market price upon the expiration of the Swap Agreements of Itron, Inc. (the "Issuer") common stock for each of the 172,803 shares subject to the Swap Agreements

F2 · kind: (Continued From Footnote 1) and the $37.398 per share reference price for each of the 11,316 shares referenced in one set of Swap Agreements and the $35.5452 per share reference price for each of the 161,487 shares referenced in the other Swap Agreements. The termination of the Swap Agreements and the reported purchases of common stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder.

F3 · ownership.nature: Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities. In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities.

F4 · ownership.nature: (Continued From Footnote 3) Further, Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to Scopia Management's right to receive performance-based allocations. Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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December 08, 2016 Filed Dec 13, 2016 00:08 UTC OtherCommon Stock 11,316 $37.40 $423,195.77
Disclosure

SEC source: 0000899243-16-035329 · doc4.xml · nonDerivative · entry 1

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,569,703

F1 · kind: On December 8, 2016, upon the settlement of certain cash-settled total return swap agreements (the "Swap Agreements") by and between certain investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC, and a certain managed account (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager, and an unaffiliated third party financial institution (the "Third Party"), the Third Party paid to the Investment Vehicles the difference between the market price upon the expiration of the Swap Agreements of Itron, Inc. (the "Issuer") common stock for each of the 172,803 shares subject to the Swap Agreements

F2 · kind: (Continued From Footnote 1) and the $37.398 per share reference price for each of the 11,316 shares referenced in one set of Swap Agreements and the $35.5452 per share reference price for each of the 161,487 shares referenced in the other Swap Agreements. The termination of the Swap Agreements and the reported purchases of common stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder.

F3 · ownership.nature: Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities. In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities.

F4 · ownership.nature: (Continued From Footnote 3) Further, Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to Scopia Management's right to receive performance-based allocations. Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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November 17, 2016 Filed Nov 18, 2016 22:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,384 $0.00 Strike: $55.03 $0.00
Disclosure

SEC source: 0001127602-16-067806 · form4.xml · derivative · entry 3

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,384 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 17, 2016 Filed Nov 18, 2016 22:21 UTC SaleCommon Stock 1,384 $65.10 $90,098.40
Disclosure

SEC source: 0001127602-16-067806 · form4.xml · nonDerivative · entry 2

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,227

F1 · shares: Represents the number of stock options exercised and the number of shares sold under a Rule 10b5-1 Trading Plan entered into previously.

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November 17, 2016 Filed Nov 18, 2016 22:21 UTC Exercise / conversionCommon Stock 1,384 $55.03 $76,161.52
Disclosure

SEC source: 0001127602-16-067806 · form4.xml · nonDerivative · entry 1

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of stock options exercised and the number of shares sold under a Rule 10b5-1 Trading Plan entered into previously.

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November 15, 2016 Filed Nov 16, 2016 19:31 UTC SaleCommon Stock 2,000 $63.76 $127,520.00
Disclosure

SEC source: 0001127602-16-067373 · form4.xml · nonDerivative · entry 1

ELIASSEN JON E · CIK 0001174959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,492

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November 14, 2016 Filed Nov 15, 2016 20:12 UTC SaleCommon Stock 1,000 $61.10 $61,100.00
Disclosure

SEC source: 0001127602-16-067175 · form4.xml · nonDerivative · entry 2

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,227

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November 10, 2016 Filed Nov 15, 2016 20:12 UTC SaleCommon Stock 1,000 $60.00 $60,000.00
Disclosure

SEC source: 0001127602-16-067175 · form4.xml · nonDerivative · entry 1

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,227

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November 09, 2016 Filed Nov 11, 2016 01:27 UTC SaleCommon Stock 1,000 $59.00 $59,000.00
Disclosure

SEC source: 0001127602-16-066735 · form4.xml · nonDerivative · entry 2

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,227

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November 09, 2016 Filed Nov 11, 2016 01:27 UTC SaleCommon Stock 1,000 $58.30 $58,300.00
Disclosure

SEC source: 0001127602-16-066735 · form4.xml · nonDerivative · entry 1

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,227

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November 07, 2016 Filed Nov 8, 2016 20:05 UTC PurchaseCommon Stock 2,322 $58.46 $135,738.32
Disclosure

SEC source: 0001127602-16-066380 · form4.xml · nonDerivative · entry 1

Pelino Daniel S · CIK 0001623446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,548

F1 · price: Represents a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $58.4501 to $58.4591, inclusive. The reporting person undertakes to provide to Itron, Inc., any shareholder of Itron, Inc., or the staff of the SEC upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.