ITRI

SEC source: 0001140361-17-045486 · doc1.xml · nonDerivative · entry 5

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,018,097

F1 · ownership.nature: Shares of common stock of Itron, Inc. (the "Issuer") that are held in the accounts of several investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC, and a certain managed account (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager. Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities.

F2 · ownership.nature: (continued from Footnote 1) In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities. Further, Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to Scopia Management's right to receive performance-based allocations.

F3 · ownership.nature: Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001140361-17-045486 · doc1.xml · nonDerivative · entry 4

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,713,175

F1 · ownership.nature: Shares of common stock of Itron, Inc. (the "Issuer") that are held in the accounts of several investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC, and a certain managed account (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager. Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities.

F2 · ownership.nature: (continued from Footnote 1) In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities. Further, Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to Scopia Management's right to receive performance-based allocations.

F3 · ownership.nature: Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001140361-17-045486 · doc1.xml · nonDerivative · entry 3

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,654,613

F1 · ownership.nature: Shares of common stock of Itron, Inc. (the "Issuer") that are held in the accounts of several investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC, and a certain managed account (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager. Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities.

F2 · ownership.nature: (continued from Footnote 1) In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities. Further, Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to Scopia Management's right to receive performance-based allocations.

F3 · ownership.nature: Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001140361-17-045486 · doc1.xml · nonDerivative · entry 2

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,633,580

F1 · ownership.nature: Shares of common stock of Itron, Inc. (the "Issuer") that are held in the accounts of several investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC, and a certain managed account (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager. Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities.

F2 · ownership.nature: (continued from Footnote 1) In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities. Further, Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to Scopia Management's right to receive performance-based allocations.

F3 · ownership.nature: Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001140361-17-045486 · doc1.xml · nonDerivative · entry 1

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,586,688

F1 · ownership.nature: Shares of common stock of Itron, Inc. (the "Issuer") that are held in the accounts of several investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC, and a certain managed account (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager. Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities.

F2 · ownership.nature: (continued from Footnote 1) In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities. Further, Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to Scopia Management's right to receive performance-based allocations.

F3 · ownership.nature: Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001127602-17-029214 · form4.xml · nonDerivative · entry 1

Ziegler Lynda L. · CIK 0001569924 · Director · Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,414

F1 · shares: Reflects the grant of common stock equal to approximately $32,500 that the Chair of Itron's board of directors receives quarterly as part of her annual compensation for board service.

SEC source: 0001127602-17-029208 · form4.xml · nonDerivative · entry 1

DYESS KIRBY · CIK 0001197165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,227

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service. Ms. Dyess deferred receipt of 320 shares of common stock pursuant to Itron's Executive Deferred Compensation Plan.

SEC source: 0001127602-17-029205 · form4.xml · nonDerivative · entry 1

Pruitt Gary E · CIK 0001316792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,305

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

SEC source: 0001127602-17-029202 · form4.xml · nonDerivative · entry 1

Tremblay Diana D · CIK 0001642834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,377

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

SEC source: 0001127602-17-029198 · form4.xml · nonDerivative · entry 1

JAEHNERT FRANK M · CIK 0001222849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,377

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service. Mr. Jaehnert deferred receipt of 320 shares of common stock pursuant to Itron's Executive Deferred Compensation Plan.

SEC source: 0001127602-17-029191 · form4.xml · nonDerivative · entry 1

Pelino Daniel S · CIK 0001623446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,051

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

SEC source: 0001127602-17-029189 · form4.xml · nonDerivative · entry 1

Mainz Peter · CIK 0001662805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,621

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service. Mr. Mainz deferred receipt of 320 shares of common stock pursuant to Itron's Executive Deferred Compensation Plan.

SEC source: 0001127602-17-029186 · form4.xml · nonDerivative · entry 1

LEYDEN TIMOTHY M · CIK 0001398362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,008

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

SEC source: 0001127602-17-029183 · form4.xml · nonDerivative · entry 1

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,730

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

SEC source: 0001127602-17-023313 · form4.xml · nonDerivative · entry 1

Tremblay Diana D · CIK 0001642834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,057

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

SEC source: 0001127602-17-023305 · form4.xml · nonDerivative · entry 1

JAEHNERT FRANK M · CIK 0001222849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,057

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service. Mr. Jaehnert deferred receipt of 367 shares of common stock pursuant to Itron's Executive Deferred Compensation Plan.

SEC source: 0001127602-17-023304 · form4.xml · nonDerivative · entry 1

LEYDEN TIMOTHY M · CIK 0001398362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,688

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

SEC source: 0001127602-17-023303 · form4.xml · nonDerivative · entry 1

DYESS KIRBY · CIK 0001197165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,907

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service. Ms. Dyess deferred receipt of 367 shares of common stock pursuant to Itron's Executive Deferred Compensation Plan.

SEC source: 0001127602-17-023301 · form4.xml · nonDerivative · entry 1

Pruitt Gary E · CIK 0001316792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,985

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

SEC source: 0001127602-17-023300 · form4.xml · nonDerivative · entry 1

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,410

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

SEC source: 0001127602-17-023298 · form4.xml · nonDerivative · entry 1

Ziegler Lynda L. · CIK 0001569924 · Director · Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,997

F1 · shares: Reflects the grant of common stock equal to approximately $32,500 that the Chair of Itron's board of directors receives quarterly as part of her annual compensation for board service.

SEC source: 0001127602-17-023297 · form4.xml · nonDerivative · entry 1

Pelino Daniel S · CIK 0001623446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,731

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

SEC source: 0001127602-17-023296 · form4.xml · nonDerivative · entry 1

Mainz Peter · CIK 0001662805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,301

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service. Mr. Mainz deferred receipt of 367 shares of common stock pursuant to Itron's Executive Deferred Compensation Plan.

SEC source: 0001127602-17-022047 · form4.xml · derivative · entry 2

Hooper Joan S · CIK 0001316978 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Common Stock · 11,515 shares

Expires 2027-06-20

F2 · derivative.exercise_date: One-third of the option is exercisable on each of June 20, 2018, June 20, 2019, and June 20, 2020, subject to the terms of the award agreement.

SEC source: 0001127602-17-022047 · form4.xml · nonDerivative · entry 1

Hooper Joan S · CIK 0001316978 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,652

F1 · shares: One-third of the award vests on each of June 20, 2018, June 20, 2019, and June 20, 2020, subject to the terms of the award agreement.

SEC source: 0001127602-17-017331 · form4.xml · nonDerivative · entry 1

Farrow Robert Henry Alban · CIK 0001702337 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,305

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

SEC source: 0001127602-17-014185 · form4.xml · nonDerivative · entry 1

Ziegler Lynda L. · CIK 0001569924 · Director · Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,520

SEC source: 0001127602-17-014180 · form4.xml · nonDerivative · entry 1

Pelino Daniel S · CIK 0001623446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,364

SEC source: 0001127602-17-014188 · form4.xml · nonDerivative · entry 1

Mainz Peter · CIK 0001662805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,934

SEC source: 0001127602-17-014186 · form4.xml · nonDerivative · entry 1

Pruitt Gary E · CIK 0001316792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,618

SEC source: 0001127602-17-014184 · form4.xml · nonDerivative · entry 1

DYESS KIRBY · CIK 0001197165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,540

SEC source: 0001127602-17-014179 · form4.xml · nonDerivative · entry 1

GAYLORD CHARLES H JR · CIK 0001359738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,646

SEC source: 0001127602-17-014177 · form4.xml · nonDerivative · entry 1

LEYDEN TIMOTHY M · CIK 0001398362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,321

SEC source: 0001127602-17-014173 · form4.xml · nonDerivative · entry 1

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,043

SEC source: 0001127602-17-014175 · form4.xml · nonDerivative · entry 1

Tremblay Diana D · CIK 0001642834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,690

SEC source: 0001127602-17-014172 · form4.xml · nonDerivative · entry 1

JAEHNERT FRANK M · CIK 0001222849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,690

SEC source: 0001127602-17-013197 · form4.xml · nonDerivative · entry 1

Farrow Robert Henry Alban · CIK 0001702337 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,401

F1 · shares: This Award will vest in full on March 28, 2019.

SEC source: 0001127602-17-009897 · form4.xml · nonDerivative · entry 1

MEZEY PHILIP · CIK 0001275552 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,554

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

SEC source: 0001127602-17-009891 · form4.xml · nonDerivative · entry 1

Schmitz William Mark · CIK 0001409378 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,971

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

SEC source: 0001127602-17-009896 · form4.xml · nonDerivative · entry 1

Votava Shannon M. · CIK 0001537929 · Sr.VP/General Counsel/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,702

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock award.

SEC source: 0001127602-17-009886 · form4.xml · nonDerivative · entry 1

CADIEUX MICHEL · CIK 0001390391 · Sr. VP - HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,170

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

SEC source: 0001127602-17-009399 · form4.xml · nonDerivative · entry 2

CADIEUX MICHEL · CIK 0001390391 · Sr. VP - HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,176

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

SEC source: 0001127602-17-009412 · form4.xml · nonDerivative · entry 3

MEZEY PHILIP · CIK 0001275552 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,113

F1 · kind: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

SEC source: 0001127602-17-009412 · form4.xml · nonDerivative · entry 2

MEZEY PHILIP · CIK 0001275552 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,801

F2 · kind: Represents number of shares sold under a Rule 10b5-1 Trading Plan entered into previously.

SEC source: 0001127602-17-009403 · form4.xml · nonDerivative · entry 2

Votava Shannon M. · CIK 0001537929 · Sr.VP/General Counsel/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,074

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock award.

SEC source: 0001127602-17-009402 · form4.xml · nonDerivative · entry 2

Schmitz William Mark · CIK 0001409378 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,430

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

SEC source: 0001127602-17-009399 · form4.xml · nonDerivative · entry 1

CADIEUX MICHEL · CIK 0001390391 · Sr. VP - HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,119

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

SEC source: 0001127602-17-009412 · form4.xml · nonDerivative · entry 1

MEZEY PHILIP · CIK 0001275552 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,796

F1 · kind: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

SEC source: 0001127602-17-009403 · form4.xml · nonDerivative · entry 1

Votava Shannon M. · CIK 0001537929 · Sr.VP/General Counsel/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,357

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock award.

SEC source: 0001127602-17-009402 · form4.xml · nonDerivative · entry 1

Schmitz William Mark · CIK 0001409378 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,803

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.