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Nasdaq · USD

ITRI

ITRON, INC.

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2773
SEC CIK
0000780571
Parsed reports
777

Last 12 months

Inside the activity.

0 purchase rows · 82 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202502
Jan 202600
Feb 2026028
Mar 202600
Apr 202600
May 2026019
Jun 202601
Jul 202600
Aug 2026019
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2019 Filed Mar 2, 2019 01:39 UTC SaleCommon Stock 3,350 $60.75 $203,495.75
Disclosure

SEC source: 0000899243-19-005581 · doc4.xml · nonDerivative · entry 1

CADIEUX MICHEL · CIK 0001390391 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,479

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 01:39 UTC SaleCommon Stock 9,676 $60.75 $587,768.62
Disclosure

SEC source: 0000899243-19-005580 · doc4.xml · nonDerivative · entry 1

Deitrich Thomas · CIK 0001417291 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,244

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 22:55 UTC
MEZEY PHILIPDirector · President and CEO
SaleCommon Stock 3,657 $60.65 $221,797.05
Disclosure

SEC source: 0000899243-19-005051 · doc4.xml · nonDerivative · entry 1

MEZEY PHILIP · CIK 0001275552 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,722

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

Read SEC document
February 25, 2019 Filed Mar 2, 2019 01:33 UTC Amendment
Hooper Joan SSVP & CFO
SaleCommon Stock 377 $61.42 $23,154.21
Disclosure

SEC source: 0000899243-19-005575 · doc4a.xml · nonDerivative · entry 1

Hooper Joan S · CIK 0001316978 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,955

F1 · date: This amendment is being filed to replace the transaction reported with a transaction date of February 22, 2019 on the original filing in its entirety.

F2 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

Read SEC document
February 25, 2019 Filed Mar 2, 2019 01:31 UTC Amendment SaleCommon Stock 1,234 $61.42 $75,788.58
Disclosure

SEC source: 0000899243-19-005573 · doc4a.xml · nonDerivative · entry 1

CADIEUX MICHEL · CIK 0001390391 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,829

F1 · date: This amendment is being filed to replace the transaction reported with a transaction date of February 22, 2019 on the original filing in its entirety.

F2 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

Read SEC document
February 25, 2019 Filed Mar 2, 2019 01:23 UTC Amendment
MEZEY PHILIPDirector · President and CEO
SaleCommon Stock 4,591 $61.42 $281,965.45
Disclosure

SEC source: 0000899243-19-005571 · doc4a.xml · nonDerivative · entry 1

MEZEY PHILIP · CIK 0001275552 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,379

F1 · date: This amendment is being filed to replace the transaction reported with a transaction date of February 22, 2019 on the original filing in its entirety.

F2 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

Read SEC document
February 25, 2019 Filed Mar 2, 2019 01:21 UTC Amendment SaleCommon Stock 2,984 $61.42 $183,268.33
Disclosure

SEC source: 0000899243-19-005569 · doc4a.xml · nonDerivative · entry 1

Deitrich Thomas · CIK 0001417291 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,920

F1 · date: This amendment is being filed to replace the transaction reported with a transaction date of February 22, 2019 on the original filing in its entirety.

F2 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 02:12 UTC
Hooper Joan SSVP & CFO
Tax withholdingCommon Stock 377 $61.47 $23,174.19
Disclosure

SEC source: 0000899243-19-004778 · doc4.xml · nonDerivative · entry 2

Hooper Joan S · CIK 0001316978 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,955

F2 · shares: Represents shares withheld to satisfy the filer's tax obligations.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 02:07 UTC Tax withholdingCommon Stock 1,231 $61.47 $75,669.57
Disclosure

SEC source: 0000899243-19-004773 · doc4.xml · nonDerivative · entry 3

CADIEUX MICHEL · CIK 0001390391 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,832

F2 · shares: Represents shares withheld to satisfy the filer's tax obligations.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 01:58 UTC
MEZEY PHILIPDirector · President and CEO
Tax withholdingCommon Stock 4,585 $61.47 $281,839.95
Disclosure

SEC source: 0000899243-19-004768 · doc4.xml · nonDerivative · entry 2

MEZEY PHILIP · CIK 0001275552 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,385

F1 · shares: Represents shares withheld to satisfy the filer's tax obligations.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 01:54 UTC Tax withholdingCommon Stock 2,980 $61.47 $183,180.60
Disclosure

SEC source: 0000899243-19-004764 · doc4.xml · nonDerivative · entry 3

Deitrich Thomas · CIK 0001417291 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,924

F2 · shares: Represents shares withheld to satisfy the filer's tax obligations.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 02:12 UTC
Hooper Joan SSVP & CFO
GrantCommon Stock 10,261 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004778 · doc4.xml · nonDerivative · entry 1

Hooper Joan S · CIK 0001316978 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,332

F1 · shares: These restricted stock units were awarded on February 21, 2019 and will vest in one-third annual increments beginning February 21, 2020.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 02:11 UTC
Hlavinka Sarah E.SVP. Gen. Counsel & Corp. Sec
GrantCommon Stock 6,567 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004776 · doc4.xml · nonDerivative · entry 1

Hlavinka Sarah E. · CIK 0001433554 · SVP. Gen. Counsel & Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,124

F1 · shares: These restricted stock units were awarded on February 21, 2019 and will vest in one-third annual increments beginning February 21, 2020.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 02:07 UTC GrantCommon Stock 6,567 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004773 · doc4.xml · nonDerivative · entry 2

CADIEUX MICHEL · CIK 0001390391 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,063

F1 · shares: These restricted stock units were awarded on February 21, 2019 and will vest in one-third annual increments beginning February 21, 2020.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 02:07 UTC GrantCommon Stock 10,322 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004773 · doc4.xml · nonDerivative · entry 1

CADIEUX MICHEL · CIK 0001390391 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,496

Read SEC document
February 21, 2019 Filed Feb 26, 2019 01:58 UTC
MEZEY PHILIPDirector · President and CEO
GrantCommon Stock 41,323 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004768 · doc4.xml · nonDerivative · entry 1

MEZEY PHILIP · CIK 0001275552 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,970

Read SEC document
February 21, 2019 Filed Feb 26, 2019 01:54 UTC GrantCommon Stock 16,417 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004764 · doc4.xml · nonDerivative · entry 2

Deitrich Thomas · CIK 0001417291 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,904

F1 · shares: These restricted stock units were awarded on February 21, 2019 and will vest in one-third annual increments beginning February 21, 2020.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 01:54 UTC GrantCommon Stock 25,806 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004764 · doc4.xml · nonDerivative · entry 1

Deitrich Thomas · CIK 0001417291 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,487

Read SEC document
January 22, 2019 Filed Jan 24, 2019 22:37 UTC
Ziegler Lynda L.Director · Chair of the Board
SaleCommon Stock 350 $54.32 $19,012.00
Disclosure

SEC source: 0000899243-19-001907 · doc4.xml · nonDerivative · entry 1

Ziegler Lynda L. · CIK 0001569924 · Director · Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,414

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan entered into previously by the reporting person.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:02 UTC GrantCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001418 · form4.xml · nonDerivative · entry 1

Tremblay Diana D · CIK 0001642834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,436

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:56 UTC GrantCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001415 · form4.xml · nonDerivative · entry 1

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,789

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:53 UTC GrantCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001414 · form4.xml · nonDerivative · entry 1

Pelino Daniel S · CIK 0001623446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,110

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:21 UTC GrantCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001399 · form4.xml · nonDerivative · entry 1

JAEHNERT FRANK M · CIK 0001222849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,436

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service. Mr. Jaehnert deferred receipt of 520 shares of common stock pursuant to Itron's Executive Deferred Compensation Plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:49 UTC GrantCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001413 · form4.xml · nonDerivative · entry 1

LEYDEN TIMOTHY M · CIK 0001398362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,067

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:02 UTC
Ziegler Lynda L.Director · Chair of the Board
GrantCommon Stock 676 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001357 · form4.xml · nonDerivative · entry 1

Ziegler Lynda L. · CIK 0001569924 · Director · Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,764

F1 · shares: Reflects the grant of common stock equal to approximately $32,500 that the Chair of Itron's board of directors receives quarterly as part of her annual compensation for board service.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 22:16 UTC
Deitrich ThomasExec VP and COO
Tax withholdingCommon Stock 11,770 $48.70 $573,222.54
Disclosure

SEC source: 0001127602-18-036622 · form4.xml · nonDerivative · entry 1

Deitrich Thomas · CIK 0001417291 · Exec VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,681

F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award.

Read SEC document
November 20, 2018 Filed Nov 20, 2018 22:58 UTC SaleCommon Stock 7,027 $51.04 $358,675.65
Disclosure

SEC source: 0000899243-18-029494 · doc4.xml · nonDerivative · entry 2

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,086,532

F1 · ownership.nature: Shares of common stock of Itron, Inc. (the "Issuer") that are held in the accounts of several investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager. Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities.

F2 · ownership.nature: In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities. Further, Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to the right of an affiliate of Scopia Management to receive performance-based allocations and due to their investments in the Investment Vehicles.

F3 · ownership.nature: Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:58 UTC SaleCommon Stock 11,832 $53.05 $627,698.25
Disclosure

SEC source: 0000899243-18-029494 · doc4.xml · nonDerivative · entry 1

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,093,559

F1 · ownership.nature: Shares of common stock of Itron, Inc. (the "Issuer") that are held in the accounts of several investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager. Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities.

F2 · ownership.nature: In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities. Further, Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to the right of an affiliate of Scopia Management to receive performance-based allocations and due to their investments in the Investment Vehicles.

F3 · ownership.nature: Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 16, 2018 Filed Nov 16, 2018 22:54 UTC SaleCommon Stock 17,137 $53.49 $916,629.00
Disclosure

SEC source: 0000899243-18-029168 · doc4.xml · nonDerivative · entry 3

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,105,391

F1 · ownership.nature: Shares of common stock of Itron, Inc. (the "Issuer") that are held in the accounts of several investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager. Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities.

F2 · ownership.nature: (Continued from Footnote 1) In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities. Further, Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to the right of an affiliate of Scopia Management to receive performance-based allocations and due to their investments in the Investment Vehicles.

F3 · ownership.nature: Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 22:54 UTC SaleCommon Stock 11,914 $52.61 $626,801.50
Disclosure

SEC source: 0000899243-18-029168 · doc4.xml · nonDerivative · entry 2

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,122,528

F1 · ownership.nature: Shares of common stock of Itron, Inc. (the "Issuer") that are held in the accounts of several investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager. Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities.

F2 · ownership.nature: (Continued from Footnote 1) In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities. Further, Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to the right of an affiliate of Scopia Management to receive performance-based allocations and due to their investments in the Investment Vehicles.

F3 · ownership.nature: Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:16 UTC PurchaseCommon Stock 10,000 $53.03 $530,300.00
Disclosure

SEC source: 0001127602-18-033411 · form4.xml · nonDerivative · entry 2

Pruitt Gary E · CIK 0001316792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,305

Read SEC document
November 14, 2018 Filed Nov 16, 2018 22:54 UTC SaleCommon Stock 26,127 $52.17 $1,362,961.98
Disclosure

SEC source: 0000899243-18-029168 · doc4.xml · nonDerivative · entry 1

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,134,442

F1 · ownership.nature: Shares of common stock of Itron, Inc. (the "Issuer") that are held in the accounts of several investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager. Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities.

F2 · ownership.nature: (Continued from Footnote 1) In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities. Further, Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to the right of an affiliate of Scopia Management to receive performance-based allocations and due to their investments in the Investment Vehicles.

F3 · ownership.nature: Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:16 UTC PurchaseCommon Stock 10,000 $52.73 $527,286.00
Disclosure

SEC source: 0001127602-18-033411 · form4.xml · nonDerivative · entry 1

Pruitt Gary E · CIK 0001316792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,305

Read SEC document
November 13, 2018 Filed Nov 13, 2018 22:41 UTC SaleCommon Stock 17,348 $53.02 $919,740.65
Disclosure

SEC source: 0000899243-18-028746 · doc4.xml · nonDerivative · entry 4

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,160,569

F1 · ownership.nature: Shares of common stock of Itron, Inc. (the "Issuer") that are held in the accounts of several investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager. Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities.

F2 · ownership.nature: (Continued from Footnote 1) In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities. Further, Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to Scopia Management's right to receive performance-based allocations and their investments in the Investment Vehicles.

F3 · ownership.nature: Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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November 12, 2018 Filed Nov 13, 2018 22:41 UTC SaleCommon Stock 25,870 $53.37 $1,380,619.81
Disclosure

SEC source: 0000899243-18-028746 · doc4.xml · nonDerivative · entry 3

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,177,917

F4 · balance_after: As of June 30, 2018, Scopia Management ceased to serve as the investment adviser to a certain separately managed account which held 84,721 shares of the Issuer's common stock. On such date, Scopia Management ceased to exercise voting and investment power over such shares and the Reporting Persons ceased to have beneficial ownership of such shares. Due to an oversight, the Form 4 filed on October 3, 2018 did not account for the resulting decrease in Column 5 of Table I, which should have reflected a total of 5,237,263 shares rather than 5,321,984 shares. This Form 4 reflects the decrease in Column 5 of Table I.

F1 · ownership.nature: Shares of common stock of Itron, Inc. (the "Issuer") that are held in the accounts of several investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager. Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities.

F2 · ownership.nature: (Continued from Footnote 1) In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities. Further, Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to Scopia Management's right to receive performance-based allocations and their investments in the Investment Vehicles.

F3 · ownership.nature: Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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November 09, 2018 Filed Nov 13, 2018 22:41 UTC SaleCommon Stock 29,323 $53.91 $1,580,926.09
Disclosure

SEC source: 0000899243-18-028746 · doc4.xml · nonDerivative · entry 2

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,203,787

F4 · balance_after: As of June 30, 2018, Scopia Management ceased to serve as the investment adviser to a certain separately managed account which held 84,721 shares of the Issuer's common stock. On such date, Scopia Management ceased to exercise voting and investment power over such shares and the Reporting Persons ceased to have beneficial ownership of such shares. Due to an oversight, the Form 4 filed on October 3, 2018 did not account for the resulting decrease in Column 5 of Table I, which should have reflected a total of 5,237,263 shares rather than 5,321,984 shares. This Form 4 reflects the decrease in Column 5 of Table I.

F1 · ownership.nature: Shares of common stock of Itron, Inc. (the "Issuer") that are held in the accounts of several investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager. Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities.

F2 · ownership.nature: (Continued from Footnote 1) In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities. Further, Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to Scopia Management's right to receive performance-based allocations and their investments in the Investment Vehicles.

F3 · ownership.nature: Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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November 08, 2018 Filed Nov 13, 2018 22:41 UTC SaleCommon Stock 4,153 $56.07 $232,841.27
Disclosure

SEC source: 0000899243-18-028746 · doc4.xml · nonDerivative · entry 1

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,233,110

F4 · balance_after: As of June 30, 2018, Scopia Management ceased to serve as the investment adviser to a certain separately managed account which held 84,721 shares of the Issuer's common stock. On such date, Scopia Management ceased to exercise voting and investment power over such shares and the Reporting Persons ceased to have beneficial ownership of such shares. Due to an oversight, the Form 4 filed on October 3, 2018 did not account for the resulting decrease in Column 5 of Table I, which should have reflected a total of 5,237,263 shares rather than 5,321,984 shares. This Form 4 reflects the decrease in Column 5 of Table I.

F1 · ownership.nature: Shares of common stock of Itron, Inc. (the "Issuer") that are held in the accounts of several investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager. Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities.

F2 · ownership.nature: (Continued from Footnote 1) In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities. Further, Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to Scopia Management's right to receive performance-based allocations and their investments in the Investment Vehicles.

F3 · ownership.nature: Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 05, 2018 Filed Oct 10, 2018 21:35 UTC
Ziegler Lynda L.Director · Chair of the Board
SaleCommon Stock 350 $59.95 $20,982.50
Disclosure

SEC source: 0001127602-18-029921 · form4.xml · nonDerivative · entry 1

Ziegler Lynda L. · CIK 0001569924 · Director · Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,088

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan entered into previously by the reporting person.

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October 01, 2018 Filed Oct 3, 2018 22:41 UTC
Ziegler Lynda L.Director · Chair of the Board
GrantCommon Stock 522 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029479 · form4.xml · nonDerivative · entry 1

Ziegler Lynda L. · CIK 0001569924 · Director · Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,438

F1 · shares: Reflects the grant of common stock equal to approximately $32,500 that the Chair of Itron's board of directors receives quarterly as part of her annual compensation for board service.

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October 01, 2018 Filed Oct 3, 2018 21:10 UTC GrantCommon Stock 401 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029416 · form4.xml · nonDerivative · entry 1

Tremblay Diana D · CIK 0001642834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,916

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

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October 01, 2018 Filed Oct 3, 2018 21:00 UTC GrantCommon Stock 401 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029401 · form4.xml · nonDerivative · entry 1

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,269

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

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October 01, 2018 Filed Oct 3, 2018 20:57 UTC GrantCommon Stock 401 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029397 · form4.xml · nonDerivative · entry 1

LEYDEN TIMOTHY M · CIK 0001398362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,547

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

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October 01, 2018 Filed Oct 3, 2018 20:53 UTC GrantCommon Stock 401 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029395 · form4.xml · nonDerivative · entry 1

Pelino Daniel S · CIK 0001623446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,590

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

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October 01, 2018 Filed Oct 3, 2018 20:18 UTC OtherCommon Stock 162,905 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-003640 · doc1.xml · nonDerivative · entry 1

SCOPIA CAPITAL MANAGEMENT LP · CIK 0001279150 · 10% owner

Scopia Management, Inc. · CIK 0001665995 · 10% owner

SIROVICH MATTHEW · CIK 0001431208 · 10% owner

MINDICH JEREMY · CIK 0001431207 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,321,984

F1 · kind: The transaction reported on this Form 4 represents an in-kind pro rata distribution for no consideration of shares of common stock of Itron, Inc. (the "Issuer") by one of the Investment Vehicles (as defined below) to an investor in such Investment Vehicle. None of the Reporting Persons nor any Investment Vehicle retains a pecuniary interest in such shares of common stock of the Issuer.

F1 · price: The transaction reported on this Form 4 represents an in-kind pro rata distribution for no consideration of shares of common stock of Itron, Inc. (the "Issuer") by one of the Investment Vehicles (as defined below) to an investor in such Investment Vehicle. None of the Reporting Persons nor any Investment Vehicle retains a pecuniary interest in such shares of common stock of the Issuer.

F2 · ownership.nature: Shares of common stock of the Issuer that are held in the accounts of several investment funds, including Scopia Long LLC, Scopia Windmill Fund LP, Scopia LB LLC, Scopia International Master Fund LP, Scopia PX LLC, Scopia PX International Master Fund LP, Scopia Partners LLC, Scopia LB International Master Fund LP, Scopia Long International Master Fund LP and Scopia Long QP LLC (together, the "Investment Vehicles") for which Scopia Capital Management LP ("Scopia Management") serves as the investment manager. Each of the Investment Vehicles individually holds less than 10% of the Issuer's outstanding shares of common stock. Scopia Management, as the investment manager of the Investment Vehicles, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because Scopia Management has voting and investment power over such securities.

F3 · ownership.nature: (continued from Footnote 2) In addition, Scopia Management, Inc. ("Scopia Inc."), as general partner of Scopia Management, and Matthew Sirovich and Jeremy Mindich, as Managing Directors of Scopia Inc., may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by the Investment Vehicles because each of Scopia Inc., Mr. Sirovich and Mr. Mindich may be deemed to exercise voting and investment power over such securities. Further, Messrs. Sirovich and Mindich may be deemed to have a pecuniary interest in a portion of the securities held directly by the Investment Vehicles due to the right of an affiliate of Scopia Management to receive performance-based allocations and due to their investments in the Investment Vehicles.

F4 · ownership.nature: Each of Scopia Management, Scopia Inc. and Messrs. Sirovich and Mindich disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Scopia Management, Scopia Inc. or Messrs. Sirovich and Mindich is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 01, 2018 Filed Oct 3, 2018 20:50 UTC GrantCommon Stock 401 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029393 · form4.xml · nonDerivative · entry 1

JAEHNERT FRANK M · CIK 0001222849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,916

F1 · shares: Reflects the grant of common stock equal to approximately $25,000 that independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.

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September 12, 2018 Filed Sep 17, 2018 22:40 UTC
Hlavinka Sarah E.SVP, Gen. Counsel & Corp. Sec.
GrantStock Option (Right to Buy) · Derivative 8,800 $0.00 Strike: $66.30 $0.00
Disclosure

SEC source: 0001127602-18-027804 · form4.xml · derivative · entry 3

McConnell Sarah H · CIK 0001433554 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

Underlying: Common Stock · 8,800 shares

Expires 2028-09-12

F3 · derivative.exercise_date: One-third of the option is exercisable on each of September 12, 2019, September 12, 2020, and September 12, 2021, subject to the terms of the award agreement.

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September 12, 2018 Filed Sep 17, 2018 22:40 UTC
Hlavinka Sarah E.SVP, Gen. Counsel & Corp. Sec.
GrantCommon Stock 7,541 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-027804 · form4.xml · nonDerivative · entry 2

McConnell Sarah H · CIK 0001433554 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,557

F2 · shares: The award vests on September 12, 2019, subject to the terms of the award agreement.

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September 12, 2018 Filed Sep 17, 2018 22:40 UTC
Hlavinka Sarah E.SVP, Gen. Counsel & Corp. Sec.
GrantCommon Stock 3,016 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-027804 · form4.xml · nonDerivative · entry 1

McConnell Sarah H · CIK 0001433554 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016

F1 · shares: The award vests on each of September 12, 2019, September 12, 2020, and September 12, 2021, subject to the terms of the award agreement.

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August 22, 2018 Filed Aug 24, 2018 22:49 UTC
MEZEY PHILIPDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 16,694 $0.00 Strike: $35.05 $0.00
Disclosure

SEC source: 0001127602-18-026256 · form4.xml · derivative · entry 7

MEZEY PHILIP · CIK 0001275552 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,569

Underlying: Common Stock · 16,694 shares

Expires 2024-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of stock options exercised under a Rule 10b5-1 Trading Plan entered into previously.

F3 · derivative.exercise_date: This award was granted on February 21, 2014 with one-third of the option becoming exercisable on each of February 21, 2015, February 21, 2016, and February 21, 2017.

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August 22, 2018 Filed Aug 24, 2018 22:49 UTC
MEZEY PHILIPDirector · President and CEO
SaleCommon Stock 1,867 $65.22 $121,760.14
Disclosure

SEC source: 0001127602-18-026256 · form4.xml · nonDerivative · entry 5

MEZEY PHILIP · CIK 0001275552 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,647

F2 · shares: Represents the number of shares sold under a Rule 10b5-1 Trading Plan entering into previously.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.