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GARTNER INC

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465
SEC CIK
0000749251
Parsed reports
1,541

Last 12 months

Inside the activity.

8 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202572
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2020 Filed Apr 2, 2020 21:35 UTC GrantCommon Stock Equivalents (CSE) · Derivative 208 $93.29 Strike: $0.00 $19,404.32
Disclosure

SEC source: 0001127602-20-012818 · form4.xml · derivative · entry 5

GRABE WILLIAM O · CIK 0001185567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,405

Underlying: Common Stock · 208 shares

Expires not disclosed

F5 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F5 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:35 UTC OtherCommon Stock 208 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012818 · form4.xml · nonDerivative · entry 1

GRABE WILLIAM O · CIK 0001185567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:24 UTC
Dawkins AlwynEVP, Conferences
PurchaseCommon Stock 1,725 $125.50 $216,487.50
Disclosure

SEC source: 0001127602-20-009867 · form4.xml · nonDerivative · entry 1

Dawkins Alwyn · CIK 0001439796 · EVP, Conferences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,053

F1 · shares: Short swing profits resulting from the purchase of the subject shares has been returned to Gartner, Inc.

Read SEC document
March 03, 2020 Filed Mar 3, 2020 21:08 UTC
Dawkins AlwynEVP, Conferences
SaleCommon Stock 1,725 $131.42 $226,699.50
Disclosure

SEC source: 0001127602-20-008943 · form4.xml · nonDerivative · entry 2

Dawkins Alwyn · CIK 0001439796 · EVP, Conferences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,328

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:08 UTC
Dawkins AlwynEVP, Conferences
OtherCommon Stock 48 $122.92 $5,900.16
Disclosure

SEC source: 0001127602-20-008943 · form4.xml · nonDerivative · entry 1

Dawkins Alwyn · CIK 0001439796 · EVP, Conferences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,053

F1 · shares: Represents shares acquired under Gartner, Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:06 UTC
HALL EUGENE ADirector · CEO
OtherCommon Stock 48 $122.92 $5,900.16
Disclosure

SEC source: 0001127602-20-008940 · form4.xml · nonDerivative · entry 1

HALL EUGENE A · CIK 0001198849 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197,496

F1 · shares: Represents shares acquired under Gartner, Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:04 UTC
Kranich Robin BEVP, Human Resources
OtherCommon Stock 48 $122.92 $5,900.16
Disclosure

SEC source: 0001127602-20-008936 · form4.xml · nonDerivative · entry 1

Kranich Robin B · CIK 0001308381 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,405

F1 · shares: Represents shares acquired under Gartner, Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:05 UTC OtherCommon Stock 48 $122.92 $5,900.16
Disclosure

SEC source: 0001127602-20-008938 · form4.xml · nonDerivative · entry 1

Kaufman Jules · CIK 0001578939 · EVP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,585

F1 · shares: Represents shares acquired under Gartner, Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:03 UTC
Safian CraigEVP & CFO
OtherCommon Stock 48 $122.92 $5,900.16
Disclosure

SEC source: 0001127602-20-008934 · form4.xml · nonDerivative · entry 1

Safian Craig · CIK 0001610073 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,041

F1 · shares: Represents shares acquired under Gartner, Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:07 UTC
Dawkins AlwynEVP, Conferences
SaleCommon Stock 409 $154.55 $63,210.95
Disclosure

SEC source: 0001127602-20-006653 · form4.xml · nonDerivative · entry 2

Dawkins Alwyn · CIK 0001439796 · EVP, Conferences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,005

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:07 UTC
Dawkins AlwynEVP, Conferences
SaleCommon Stock 1,500 $152.81 $229,215.00
Disclosure

SEC source: 0001127602-20-006653 · form4.xml · nonDerivative · entry 1

Dawkins Alwyn · CIK 0001439796 · EVP, Conferences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,414

F1 · price: This transaction was executed in multiple trades at prices ranging from $152.79 to $152.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:23 UTC
Safian CraigEVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 5,165 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004925 · form4.xml · derivative · entry 6

Safian Craig · CIK 0001610073 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,328

Underlying: Common Stock · 5,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

F3 · derivative.exercise_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

F3 · derivative.expiration_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:23 UTC
Safian CraigEVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 5,058 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004925 · form4.xml · derivative · entry 5

Safian Craig · CIK 0001610073 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

F1 · derivative.exercise_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

F1 · derivative.expiration_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:23 UTC
Safian CraigEVP & CFO
Tax withholdingCommon Stock 2,530 $152.58 $386,027.40
Disclosure

SEC source: 0001127602-20-004925 · form4.xml · nonDerivative · entry 4

Safian Craig · CIK 0001610073 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,993

F2 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:23 UTC
Safian CraigEVP & CFO
Exercise / conversionCommon Stock 5,165 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004925 · form4.xml · nonDerivative · entry 3

Safian Craig · CIK 0001610073 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:23 UTC
Safian CraigEVP & CFO
Tax withholdingCommon Stock 2,477 $152.58 $377,940.66
Disclosure

SEC source: 0001127602-20-004925 · form4.xml · nonDerivative · entry 2

Safian Craig · CIK 0001610073 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,358

F2 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:23 UTC
Safian CraigEVP & CFO
Exercise / conversionCommon Stock 5,058 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004925 · form4.xml · nonDerivative · entry 1

Safian Craig · CIK 0001610073 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:04 UTC
Diliberto Michael PatrickEVP, Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 2,904 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004950 · form4.xml · derivative · entry 3

Diliberto Michael Patrick · CIK 0001680446 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,808

Underlying: Common Stock · 2,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

F1 · derivative.exercise_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

F1 · derivative.expiration_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:04 UTC
Diliberto Michael PatrickEVP, Chief Information Officer
Tax withholdingCommon Stock 1,236 $152.58 $188,588.88
Disclosure

SEC source: 0001127602-20-004950 · form4.xml · nonDerivative · entry 2

Diliberto Michael Patrick · CIK 0001680446 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,845

F2 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:04 UTC
Diliberto Michael PatrickEVP, Chief Information Officer
Exercise / conversionCommon Stock 2,904 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004950 · form4.xml · nonDerivative · entry 1

Diliberto Michael Patrick · CIK 0001680446 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:38 UTC
Allard KennethSVP, New Market Programs
Exercise / conversionRestricted Stock Units · Derivative 328 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004933 · form4.xml · derivative · entry 3

Allard Kenneth · CIK 0001774166 · SVP, New Market Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656

Underlying: Common Stock · 328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

F1 · derivative.exercise_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

F1 · derivative.expiration_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:38 UTC
Allard KennethSVP, New Market Programs
Tax withholdingCommon Stock 143 $152.58 $21,818.94
Disclosure

SEC source: 0001127602-20-004933 · form4.xml · nonDerivative · entry 2

Allard Kenneth · CIK 0001774166 · SVP, New Market Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460

F2 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:38 UTC
Allard KennethSVP, New Market Programs
Exercise / conversionCommon Stock 328 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004933 · form4.xml · nonDerivative · entry 1

Allard Kenneth · CIK 0001774166 · SVP, New Market Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:02 UTC
Beck Joseph P.EVP, Global Technology Sales
Exercise / conversionRestricted Stock Units · Derivative 2,440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004883 · form4.xml · derivative · entry 6

Beck Joseph P. · CIK 0001729479 · EVP, Global Technology Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,878

Underlying: Common Stock · 2,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

F3 · derivative.exercise_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

F3 · derivative.expiration_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:02 UTC
Beck Joseph P.EVP, Global Technology Sales
Exercise / conversionRestricted Stock Units · Derivative 624 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004883 · form4.xml · derivative · entry 5

Beck Joseph P. · CIK 0001729479 · EVP, Global Technology Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

F1 · derivative.exercise_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

F1 · derivative.expiration_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:02 UTC
Beck Joseph P.EVP, Global Technology Sales
Tax withholdingCommon Stock 708 $152.58 $108,026.64
Disclosure

SEC source: 0001127602-20-004883 · form4.xml · nonDerivative · entry 4

Beck Joseph P. · CIK 0001729479 · EVP, Global Technology Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,560

F2 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:02 UTC
Beck Joseph P.EVP, Global Technology Sales
Exercise / conversionCommon Stock 2,440 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004883 · form4.xml · nonDerivative · entry 3

Beck Joseph P. · CIK 0001729479 · EVP, Global Technology Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:02 UTC
Beck Joseph P.EVP, Global Technology Sales
Tax withholdingCommon Stock 181 $152.58 $27,616.98
Disclosure

SEC source: 0001127602-20-004883 · form4.xml · nonDerivative · entry 2

Beck Joseph P. · CIK 0001729479 · EVP, Global Technology Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,828

F2 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:02 UTC
Beck Joseph P.EVP, Global Technology Sales
Exercise / conversionCommon Stock 624 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004883 · form4.xml · nonDerivative · entry 1

Beck Joseph P. · CIK 0001729479 · EVP, Global Technology Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:15 UTC
Harris Michael PEVP, Research & Advisory
Exercise / conversionRestricted Stock Units · Derivative 657 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004955 · form4.xml · derivative · entry 6

Harris Michael P · CIK 0001757148 · EVP, Research & Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312

Underlying: Common Stock · 657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

F3 · derivative.exercise_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

F3 · derivative.expiration_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:15 UTC
Harris Michael PEVP, Research & Advisory
Exercise / conversionRestricted Stock Units · Derivative 702 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004955 · form4.xml · derivative · entry 5

Harris Michael P · CIK 0001757148 · EVP, Research & Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 702 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

F1 · derivative.exercise_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

F1 · derivative.expiration_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:15 UTC
Harris Michael PEVP, Research & Advisory
Tax withholdingCommon Stock 193 $152.58 $29,447.94
Disclosure

SEC source: 0001127602-20-004955 · form4.xml · nonDerivative · entry 4

Harris Michael P · CIK 0001757148 · EVP, Research & Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,296

F2 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:15 UTC
Harris Michael PEVP, Research & Advisory
Exercise / conversionCommon Stock 657 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004955 · form4.xml · nonDerivative · entry 3

Harris Michael P · CIK 0001757148 · EVP, Research & Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:15 UTC
Harris Michael PEVP, Research & Advisory
Tax withholdingCommon Stock 207 $152.58 $31,584.06
Disclosure

SEC source: 0001127602-20-004955 · form4.xml · nonDerivative · entry 2

Harris Michael P · CIK 0001757148 · EVP, Research & Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,832

F2 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:15 UTC
Harris Michael PEVP, Research & Advisory
Exercise / conversionCommon Stock 702 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004955 · form4.xml · nonDerivative · entry 1

Harris Michael P · CIK 0001757148 · EVP, Research & Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:09 UTC
HALL EUGENE ADirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 20,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004953 · form4.xml · derivative · entry 6

HALL EUGENE A · CIK 0001198849 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,049

Underlying: Common Stock · 20,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

F3 · derivative.exercise_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

F3 · derivative.expiration_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:09 UTC
HALL EUGENE ADirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 28,373 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004953 · form4.xml · derivative · entry 5

HALL EUGENE A · CIK 0001198849 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

F1 · derivative.exercise_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

F1 · derivative.expiration_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:09 UTC
HALL EUGENE ADirector · CEO
Tax withholdingCommon Stock 9,029 $152.58 $1,377,644.82
Disclosure

SEC source: 0001127602-20-004953 · form4.xml · nonDerivative · entry 4

HALL EUGENE A · CIK 0001198849 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197,448

F2 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:09 UTC
HALL EUGENE ADirector · CEO
Exercise / conversionCommon Stock 20,525 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004953 · form4.xml · nonDerivative · entry 3

HALL EUGENE A · CIK 0001198849 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:09 UTC
HALL EUGENE ADirector · CEO
Tax withholdingCommon Stock 12,482 $152.58 $1,904,503.56
Disclosure

SEC source: 0001127602-20-004953 · form4.xml · nonDerivative · entry 2

HALL EUGENE A · CIK 0001198849 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185,952

F2 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:09 UTC
HALL EUGENE ADirector · CEO
Exercise / conversionCommon Stock 28,373 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004953 · form4.xml · nonDerivative · entry 1

HALL EUGENE A · CIK 0001198849 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,198,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:02 UTC
McVeigh David KEVP, Global Business Sales
Exercise / conversionRestricted Stock Units · Derivative 3,559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004948 · form4.xml · derivative · entry 6

McVeigh David K · CIK 0001458011 · EVP, Global Business Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,118

Underlying: Common Stock · 3,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

F3 · derivative.exercise_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

F3 · derivative.expiration_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:02 UTC
McVeigh David KEVP, Global Business Sales
Exercise / conversionRestricted Stock Units · Derivative 4,220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004948 · form4.xml · derivative · entry 5

McVeigh David K · CIK 0001458011 · EVP, Global Business Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

F1 · derivative.exercise_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

F1 · derivative.expiration_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:02 UTC
McVeigh David KEVP, Global Business Sales
Tax withholdingCommon Stock 1,743 $152.58 $265,946.94
Disclosure

SEC source: 0001127602-20-004948 · form4.xml · nonDerivative · entry 4

McVeigh David K · CIK 0001458011 · EVP, Global Business Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,527

F2 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:02 UTC
McVeigh David KEVP, Global Business Sales
Exercise / conversionCommon Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004948 · form4.xml · nonDerivative · entry 3

McVeigh David K · CIK 0001458011 · EVP, Global Business Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:02 UTC
McVeigh David KEVP, Global Business Sales
Tax withholdingCommon Stock 2,067 $152.58 $315,382.86
Disclosure

SEC source: 0001127602-20-004948 · form4.xml · nonDerivative · entry 2

McVeigh David K · CIK 0001458011 · EVP, Global Business Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,711

F2 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 23:02 UTC
McVeigh David KEVP, Global Business Sales
Exercise / conversionCommon Stock 4,220 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004948 · form4.xml · nonDerivative · entry 1

McVeigh David K · CIK 0001458011 · EVP, Global Business Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:49 UTC
Kranich Robin BEVP, Human Resources
Exercise / conversionRestricted Stock Units · Derivative 3,559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004941 · form4.xml · derivative · entry 6

Kranich Robin B · CIK 0001308381 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,118

Underlying: Common Stock · 3,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

F3 · derivative.exercise_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

F3 · derivative.expiration_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2019. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:49 UTC
Kranich Robin BEVP, Human Resources
Exercise / conversionRestricted Stock Units · Derivative 4,220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004941 · form4.xml · derivative · entry 5

Kranich Robin B · CIK 0001308381 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

F1 · derivative.exercise_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

F1 · derivative.expiration_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on February 8, 2017. This represents the 2020 installment.

Read SEC document
February 08, 2020 Filed Feb 11, 2020 22:49 UTC
Kranich Robin BEVP, Human Resources
Tax withholdingCommon Stock 1,895 $152.58 $289,139.10
Disclosure

SEC source: 0001127602-20-004941 · form4.xml · nonDerivative · entry 4

Kranich Robin B · CIK 0001308381 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,357

F2 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.