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GARTNER INC

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465
SEC CIK
0000749251
Parsed reports
1,541

Last 12 months

Inside the activity.

8 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202572
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2021 Filed Jan 6, 2021 22:04 UTC GrantCommon Stock Equivalents (CSE) · Derivative 59 $158.07 Strike: $0.00 $9,326.13
Disclosure

SEC source: 0001127602-21-001070 · form4.xml · derivative · entry 1

DYKSTRA KAREN E · CIK 0001198848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,815

Underlying: Common Stock · 59 shares

Expires not disclosed

F1 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F1 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

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January 04, 2021 Filed Jan 6, 2021 22:02 UTC
Bisson PeterDirector
GrantCommon Stock Equivalent (CSE) · Derivative 107 $158.07 Strike: $0.00 $16,913.49
Disclosure

SEC source: 0001127602-21-001067 · form4.xml · derivative · entry 1

Bisson Peter · CIK 0001650029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,369

Underlying: Common Stock · 107 shares

Expires not disclosed

F1 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F1 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:58 UTC OtherCommon Stock Equivalent (CSE) · Derivative 73 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001056 · form4.xml · derivative · entry 3

FUCHS ANNE SUTHERLAND · CIK 0001246335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,577

Underlying: Common Stock · 73 shares

Expires not disclosed

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:58 UTC GrantCommon Stock Equivalent (CSE) · Derivative 73 $158.07 Strike: $0.00 $11,539.11
Disclosure

SEC source: 0001127602-21-001056 · form4.xml · derivative · entry 2

FUCHS ANNE SUTHERLAND · CIK 0001246335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,650

Underlying: Common Stock · 73 shares

Expires not disclosed

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

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January 04, 2021 Filed Jan 6, 2021 21:58 UTC OtherCommon Stock 73 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001056 · form4.xml · nonDerivative · entry 1

FUCHS ANNE SUTHERLAND · CIK 0001246335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,578

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:00 UTC GrantCommon Stock Equivalents (CSE) · Derivative 142 $158.07 Strike: $0.00 $22,445.94
Disclosure

SEC source: 0001127602-21-001063 · form4.xml · derivative · entry 1

BRESSLER RICHARD J · CIK 0001200604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,552

Underlying: Common Stock · 142 shares

Expires not disclosed

F1 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F1 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:54 UTC OtherCommon Stock Equivalents (CSE) · Derivative 95 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001046 · form4.xml · derivative · entry 3

PAGLIUCA STEPHEN G · CIK 0001240386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,668

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:54 UTC GrantCommon Stock Equivalents (CSE) · Derivative 95 $158.07 Strike: $0.00 $15,016.65
Disclosure

SEC source: 0001127602-21-001046 · form4.xml · derivative · entry 2

PAGLIUCA STEPHEN G · CIK 0001240386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763

Underlying: Common Stock · 95 shares

Expires not disclosed

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:54 UTC OtherCommon Stock 95 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001046 · form4.xml · nonDerivative · entry 1

PAGLIUCA STEPHEN G · CIK 0001240386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,304

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:49 UTC OtherCommon Stock Equivalents (CSE) · Derivative 123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001033 · form4.xml · derivative · entry 6

GRABE WILLIAM O · CIK 0001185567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,197

Underlying: Common Stock · 123 shares

Expires not disclosed

F3 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

F6 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F6 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:49 UTC GrantCommon Stock Equivalents (CSE) · Derivative 123 $158.07 Strike: $0.00 $19,442.61
Disclosure

SEC source: 0001127602-21-001033 · form4.xml · derivative · entry 5

GRABE WILLIAM O · CIK 0001185567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,320

Underlying: Common Stock · 123 shares

Expires not disclosed

F6 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F6 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:49 UTC OtherCommon Stock 123 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001033 · form4.xml · nonDerivative · entry 2

GRABE WILLIAM O · CIK 0001185567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,596

F3 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:44 UTC
Beck Joseph P.EVP, Global Technology Sales
Exercise / conversionRestricted Stock Units · Derivative 207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030302 · form4.xml · derivative · entry 3

Beck Joseph P. · CIK 0001729479 · EVP, Global Technology Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206

Underlying: Common Stock · 207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on November 30, 2018. This represents the 2020 installment.

F1 · derivative.exercise_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on November 30, 2018. This represents the 2020 installment.

F1 · derivative.expiration_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on November 30, 2018. This represents the 2020 installment.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:44 UTC
Beck Joseph P.EVP, Global Technology Sales
Tax withholdingCommon Stock 84 $152.00 $12,768.00
Disclosure

SEC source: 0001127602-20-030302 · form4.xml · nonDerivative · entry 2

Beck Joseph P. · CIK 0001729479 · EVP, Global Technology Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,546

F2 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:44 UTC
Beck Joseph P.EVP, Global Technology Sales
Exercise / conversionCommon Stock 207 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030302 · form4.xml · nonDerivative · entry 1

Beck Joseph P. · CIK 0001729479 · EVP, Global Technology Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on November 30, 2018. This represents the 2020 installment.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 22:05 UTC
Safian CraigEVP & CFO
OtherCommon Stock 19 $144.40 $2,743.60
Disclosure

SEC source: 0001127602-20-030322 · form4.xml · nonDerivative · entry 1

Safian Craig · CIK 0001610073 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,351

F1 · shares: Represents shares acquired under Gartner, Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).

Read SEC document
November 30, 2020 Filed Dec 2, 2020 22:02 UTC
Kranich Robin BEVP, Human Resources
OtherCommon Stock 41 $144.40 $5,920.40
Disclosure

SEC source: 0001127602-20-030317 · form4.xml · nonDerivative · entry 1

Kranich Robin B · CIK 0001308381 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,853

F1 · shares: Represents shares acquired under Gartner, Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).

Read SEC document
November 30, 2020 Filed Dec 2, 2020 22:00 UTC OtherCommon Stock 41 $144.40 $5,920.40
Disclosure

SEC source: 0001127602-20-030313 · form4.xml · nonDerivative · entry 1

Kaufman Jules · CIK 0001578939 · EVP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,761

F1 · shares: Represents shares acquired under Gartner, Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:49 UTC
Dawkins AlwynEVP, Global Business Sales
OtherCommon Stock 41 $144.40 $5,920.40
Disclosure

SEC source: 0001127602-20-030305 · form4.xml · nonDerivative · entry 1

Dawkins Alwyn · CIK 0001439796 · EVP, Global Business Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,184

F1 · shares: Represents shares acquired under Gartner, Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:55 UTC
HALL EUGENE ADirector · CEO
OtherCommon Stock 41 $144.40 $5,920.40
Disclosure

SEC source: 0001127602-20-030308 · form4.xml · nonDerivative · entry 1

HALL EUGENE A · CIK 0001198849 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197,636

F1 · shares: Represents shares acquired under Gartner, Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).

Read SEC document
November 25, 2020 Filed Jan 6, 2021 21:49 UTC GiftCommon Stock 75,116 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001033 · form4.xml · nonDerivative · entry 1

GRABE WILLIAM O · CIK 0001185567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,473

F1 · kind: These shares were gifted by the reporting person to a grantor retained annuity trust with an independent trustee on November 25, 2020 (the "2020 GRAT"). The reporting person does not have or share investment control over the shares held by the 2020 GRAT.

F2 · balance_after: A portion of the shares gifted were previously distributed to the reporting person from the 2018 GRAT and the 2019 GRAT (noted in footnotes 4 and 5 below).

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:46 UTC
Diliberto Michael PatrickEVP, Chief Information Officer
SaleCommon Stock 1,300 $159.78 $207,714.00
Disclosure

SEC source: 0001127602-20-029454 · form4.xml · nonDerivative · entry 2

Diliberto Michael Patrick · CIK 0001680446 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,130

F2 · price: This transaction was executed in multiple trades at prices ranging from $159.70 to $159.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:46 UTC
Diliberto Michael PatrickEVP, Chief Information Officer
SaleCommon Stock 5,774 $159.11 $918,701.14
Disclosure

SEC source: 0001127602-20-029454 · form4.xml · nonDerivative · entry 1

Diliberto Michael Patrick · CIK 0001680446 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,430

F1 · price: This transaction was executed in multiple trades at prices ranging from $158.69 to $159.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:51 UTC
Beck Joseph P.EVP, Global Technology Sales
SaleCommon Stock 4,127 $158.92 $655,862.84
Disclosure

SEC source: 0001127602-20-029457 · form4.xml · nonDerivative · entry 1

Beck Joseph P. · CIK 0001729479 · EVP, Global Technology Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,423

F1 · price: This transaction was executed in multiple trades at prices ranging from $158.86 to $159.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 23:37 UTC
Hensel ScottEVP Global Services & Delivery
Exercise / conversionRestricted Stock Units · Derivative 1,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029362 · form4.xml · derivative · entry 3

Hensel Scott · CIK 0001674793 · EVP Global Services & Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065

Underlying: Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on November 15, 2018. This represents the 2020 installment.

F1 · derivative.exercise_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on November 15, 2018. This represents the 2020 installment.

F1 · derivative.expiration_date: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on November 15, 2018. This represents the 2020 installment.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 23:37 UTC
Hensel ScottEVP Global Services & Delivery
Tax withholdingCommon Stock 494 $157.98 $78,042.12
Disclosure

SEC source: 0001127602-20-029362 · form4.xml · nonDerivative · entry 2

Hensel Scott · CIK 0001674793 · EVP Global Services & Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,709

F2 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 23:37 UTC
Hensel ScottEVP Global Services & Delivery
Exercise / conversionCommon Stock 1,065 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029362 · form4.xml · nonDerivative · entry 1

Hensel Scott · CIK 0001674793 · EVP Global Services & Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of RSUs, which convert into common stock on a one-for-one basis. These RSUs vest in four substantially equal annual installments, commencing on November 15, 2018. This represents the 2020 installment.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:49 UTC
Dawkins AlwynEVP, Global Business Sales
Exercise / conversionStock Appreciation Rights · Derivative 18,855 $0.00 Strike: $77.92 $0.00
Disclosure

SEC source: 0001127602-20-029366 · form4.xml · derivative · entry 5

Dawkins Alwyn · CIK 0001439796 · EVP, Global Business Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,855 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These SARs became exercisable in four substantially equal annual installments commencing on February 9, 2016 and are fully exercisable.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:49 UTC
Dawkins AlwynEVP, Global Business Sales
Tax withholdingCommon Stock 4,427 $157.98 $699,377.46
Disclosure

SEC source: 0001127602-20-029366 · form4.xml · nonDerivative · entry 4

Dawkins Alwyn · CIK 0001439796 · EVP, Global Business Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,143

F3 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:49 UTC
Dawkins AlwynEVP, Global Business Sales
Disposition to issuerCommon Stock 9,300 $157.98 $1,469,214.00
Disclosure

SEC source: 0001127602-20-029366 · form4.xml · nonDerivative · entry 3

Dawkins Alwyn · CIK 0001439796 · EVP, Global Business Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,570

F2 · shares: Represents shares withheld that had an aggregate value, based on the market price on the date of exercise, substantially equal to the aggregate exercise price of the SARs.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:49 UTC
Dawkins AlwynEVP, Global Business Sales
Exercise / conversionCommon Stock 18,855 $77.92 $1,469,181.60
Disclosure

SEC source: 0001127602-20-029366 · form4.xml · nonDerivative · entry 2

Dawkins Alwyn · CIK 0001439796 · EVP, Global Business Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon exercise of SARs.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:49 UTC
Dawkins AlwynEVP, Global Business Sales
SaleCommon Stock 1,000 $156.30 $156,300.00
Disclosure

SEC source: 0001127602-20-029366 · form4.xml · nonDerivative · entry 1

Dawkins Alwyn · CIK 0001439796 · EVP, Global Business Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,015

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:10 UTC
HALL EUGENE ADirector · CEO
SaleCommon Stock 2,109 $157.75 $332,694.75
Disclosure

SEC source: 0001127602-20-028843 · form4.xml · nonDerivative · entry 3

HALL EUGENE A · CIK 0001198849 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197,595

F3 · price: This transaction was executed in multiple trades at prices ranging from $157.65 to $157.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 21:23 UTC
Safian CraigEVP & CFO
SaleCommon Stock 3,383 $159.30 $538,911.90
Disclosure

SEC source: 0001127602-20-028982 · form4.xml · nonDerivative · entry 1

Safian Craig · CIK 0001610073 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,332

F1 · price: This transaction was executed in multiple trades at prices ranging from $159.22 to $159.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 09, 2020 Filed Nov 12, 2020 22:10 UTC
HALL EUGENE ADirector · CEO
SaleCommon Stock 1,197 $158.04 $189,173.88
Disclosure

SEC source: 0001127602-20-028843 · form4.xml · nonDerivative · entry 2

HALL EUGENE A · CIK 0001198849 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,199,704

F2 · price: This transaction was executed in multiple trades at prices ranging from $158.01 to $158.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 09, 2020 Filed Nov 12, 2020 22:10 UTC
HALL EUGENE ADirector · CEO
SaleCommon Stock 32,579 $157.55 $5,132,821.45
Disclosure

SEC source: 0001127602-20-028843 · form4.xml · nonDerivative · entry 1

HALL EUGENE A · CIK 0001198849 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200,901

F1 · price: This transaction was executed in multiple trades at prices ranging from $157.01 to $158.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 09, 2020 Filed Nov 12, 2020 22:01 UTC
Kranich Robin BEVP, Human Resources
SaleCommon Stock 382 $156.90 $59,935.80
Disclosure

SEC source: 0001127602-20-028839 · form4.xml · nonDerivative · entry 2

Kranich Robin B · CIK 0001308381 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,812

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November 09, 2020 Filed Nov 12, 2020 22:01 UTC
Kranich Robin BEVP, Human Resources
SaleCommon Stock 4,309 $158.06 $681,080.54
Disclosure

SEC source: 0001127602-20-028839 · form4.xml · nonDerivative · entry 1

Kranich Robin B · CIK 0001308381 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,194

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November 06, 2020 Filed Nov 9, 2020 21:37 UTC
HALL EUGENE ADirector · CEO
Exercise / conversionStock Appreciation Rights · Derivative 145,703 $0.00 Strike: $80.06 $0.00
Disclosure

SEC source: 0001127602-20-028484 · form4.xml · derivative · entry 4

HALL EUGENE A · CIK 0001198849 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 145,703 shares

Expires 2023-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These SARs became exercisable in four substantially equal annual installments commencing on February 8, 2017 and are fully exercisable.

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November 06, 2020 Filed Nov 9, 2020 21:37 UTC
HALL EUGENE ADirector · CEO
Tax withholdingCommon Stock 30,989 $147.98 $4,585,752.22
Disclosure

SEC source: 0001127602-20-028484 · form4.xml · nonDerivative · entry 3

HALL EUGENE A · CIK 0001198849 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233,480

F3 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

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November 06, 2020 Filed Nov 9, 2020 21:37 UTC
HALL EUGENE ADirector · CEO
Disposition to issuerCommon Stock 78,829 $147.98 $11,665,115.42
Disclosure

SEC source: 0001127602-20-028484 · form4.xml · nonDerivative · entry 2

HALL EUGENE A · CIK 0001198849 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264,469

F2 · shares: Represents shares withheld that had an aggregate value, based on the market price on the date of exercise, substantially equal to the aggregate exercise price of the SARs.

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November 06, 2020 Filed Nov 9, 2020 21:37 UTC
HALL EUGENE ADirector · CEO
Exercise / conversionCommon Stock 145,703 $80.06 $11,664,982.18
Disclosure

SEC source: 0001127602-20-028484 · form4.xml · nonDerivative · entry 1

HALL EUGENE A · CIK 0001198849 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,343,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon exercise of SARs.

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November 06, 2020 Filed Nov 9, 2020 21:31 UTC
Safian CraigEVP & CFO
Exercise / conversionStock Appreciation Rights · Derivative 14,000 $0.00 Strike: $77.92 $0.00
Disclosure

SEC source: 0001127602-20-028481 · form4.xml · derivative · entry 4

Safian Craig · CIK 0001610073 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,570

Underlying: Common Stock · 14,000 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These SARs became exercisable in four substantially equal annual installments, commencing on February 9, 2016 and are fully exercisable.

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November 06, 2020 Filed Nov 9, 2020 21:31 UTC
Safian CraigEVP & CFO
Tax withholdingCommon Stock 3,245 $147.98 $480,195.10
Disclosure

SEC source: 0001127602-20-028481 · form4.xml · nonDerivative · entry 3

Safian Craig · CIK 0001610073 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,715

F3 · shares: Represents shares withheld for the payment of applicable income and payroll withholding taxes.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:31 UTC
Safian CraigEVP & CFO
Disposition to issuerCommon Stock 7,372 $147.98 $1,090,908.56
Disclosure

SEC source: 0001127602-20-028481 · form4.xml · nonDerivative · entry 2

Safian Craig · CIK 0001610073 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,960

F2 · shares: Represents shares withheld that had an aggregate value, based on the market price on the date of exercise, substantially equal to the aggregate exercise price of the SARs.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:31 UTC
Safian CraigEVP & CFO
Exercise / conversionCommon Stock 14,000 $77.92 $1,090,880.00
Disclosure

SEC source: 0001127602-20-028481 · form4.xml · nonDerivative · entry 1

Safian Craig · CIK 0001610073 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon exercise of SARs.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:22 UTC
Dawkins AlwynEVP, Global Business Sales
SaleCommon Stock 612 $147.02 $89,976.24
Disclosure

SEC source: 0001127602-20-028477 · form4.xml · nonDerivative · entry 1

Dawkins Alwyn · CIK 0001439796 · EVP, Global Business Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,015

Read SEC document
November 04, 2020 Filed Nov 5, 2020 22:19 UTC
Dawkins AlwynEVP, Global Business Sales
SaleCommon Stock 1,000 $141.03 $141,030.00
Disclosure

SEC source: 0001127602-20-028267 · form4.xml · nonDerivative · entry 2

Dawkins Alwyn · CIK 0001439796 · EVP, Global Business Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,627

F1 · price: This transaction was executed in multiple trades at prices ranging from $141.00 to $141.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 04, 2020 Filed Nov 5, 2020 22:19 UTC
Dawkins AlwynEVP, Global Business Sales
SaleCommon Stock 1,000 $140.80 $140,800.00
Disclosure

SEC source: 0001127602-20-028267 · form4.xml · nonDerivative · entry 1

Dawkins Alwyn · CIK 0001439796 · EVP, Global Business Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,627

Read SEC document
November 04, 2020 Filed Nov 5, 2020 22:13 UTC SaleCommon Stock 1,692 $143.83 $243,360.36
Disclosure

SEC source: 0001127602-20-028262 · form4.xml · nonDerivative · entry 1

Kaufman Jules · CIK 0001578939 · EVP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,720

F1 · price: This transaction was executed in multiple trades at prices ranging from $143.69 to $143.94. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.