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Nasdaq · USD

ISRG

INTUITIVE SURGICAL INC

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2878
SEC CIK
0001035267
Parsed reports
1,605

Last 12 months

Inside the activity.

0 purchase rows · 74 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202507
Jan 202606
Feb 202606
Mar 202609
Apr 202602
May 202606
Jun 202607
Jul 202605
Aug 202609
Sep 202606
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2016 Filed Feb 1, 2016 18:09 UTC
MELTZER MARK JSVP General Counsel & CCO
SaleCommon Stock 2,500 $527.59 $1,318,975.00
Disclosure

SEC source: 0001035267-16-000124 · edgardoc.xml · nonDerivative · entry 2

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on June 10, 2015.

Read SEC document
January 29, 2016 Filed Feb 1, 2016 18:09 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionCommon Stock 2,500 $309.46 $773,650.00
Disclosure

SEC source: 0001035267-16-000124 · edgardoc.xml · nonDerivative · entry 1

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2016 Filed Feb 12, 2016 16:17 UTC GrantRestricted Stock Units · Derivative 100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000137 · edgardoc.xml · derivative · entry 2

Leonard Keith R · CIK 0001416180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 100 shares

Expires 2017-01-29

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) are granted pursuant to the 2010 Incentive Award Plan. The RSUs fully vest on the first anniversary of the date of grant.

Read SEC document
January 28, 2016 Filed Feb 12, 2016 16:17 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 100 $0.00 Strike: $526.59 $0.00
Disclosure

SEC source: 0001035267-16-000137 · edgardoc.xml · derivative · entry 1

Leonard Keith R · CIK 0001416180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 100 shares

Expires 2026-01-28

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant date.

Read SEC document
December 14, 2015 Filed Dec 15, 2015 17:54 UTC
Brogna SalvatoreEVP - Product Operations
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,367 $0.00 Strike: $459.14 $0.00
Disclosure

SEC source: 0001035267-15-000115 · edgardoc.xml · derivative · entry 7

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Common Stock · 1,367 shares

Expires 2024-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
December 14, 2015 Filed Dec 15, 2015 17:54 UTC
Brogna SalvatoreEVP - Product Operations
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,367 $0.00 Strike: $444.09 $0.00
Disclosure

SEC source: 0001035267-15-000115 · edgardoc.xml · derivative · entry 6

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Common Stock · 1,367 shares

Expires 2024-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
December 14, 2015 Filed Dec 15, 2015 17:54 UTC
Brogna SalvatoreEVP - Product Operations
SaleCommon Stock 1,367 $530.00 $724,510.00
Disclosure

SEC source: 0001035267-15-000115 · edgardoc.xml · nonDerivative · entry 4

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692

F1 · price: These options were exercised and the underlying shares sold pursuant to a 10b5-1 trading plan adopted by the reporting person on July 31, 2015.

Read SEC document
December 14, 2015 Filed Dec 15, 2015 17:54 UTC
Brogna SalvatoreEVP - Product Operations
Exercise / conversionCommon Stock 1,367 $444.09 $607,071.03
Disclosure

SEC source: 0001035267-15-000115 · edgardoc.xml · nonDerivative · entry 3

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2015 Filed Dec 15, 2015 17:54 UTC
Brogna SalvatoreEVP - Product Operations
SaleCommon Stock 1,367 $530.00 $724,510.00
Disclosure

SEC source: 0001035267-15-000115 · edgardoc.xml · nonDerivative · entry 2

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692

F1 · price: These options were exercised and the underlying shares sold pursuant to a 10b5-1 trading plan adopted by the reporting person on July 31, 2015.

Read SEC document
December 14, 2015 Filed Dec 15, 2015 17:54 UTC
Brogna SalvatoreEVP - Product Operations
Exercise / conversionCommon Stock 1,367 $459.14 $627,644.38
Disclosure

SEC source: 0001035267-15-000115 · edgardoc.xml · nonDerivative · entry 1

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2015 Filed Dec 15, 2015 17:52 UTC GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001035267-15-000114 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,335

F1 · price: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to Michael Smith ACF Greyson Park Smith.

Read SEC document
December 01, 2015 Filed Dec 3, 2015 19:43 UTC
Brogna SalvatoreEVP - Product Operations
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 375 $0.00 Strike: $383.73 $0.00
Disclosure

SEC source: 0001035267-15-000113 · edgardoc.xml · derivative · entry 4

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 375 shares

Expires 2023-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
December 01, 2015 Filed Dec 3, 2015 19:43 UTC
Brogna SalvatoreEVP - Product Operations
SaleCommon Stock 375 $521.42 $195,533.85
Disclosure

SEC source: 0001035267-15-000113 · edgardoc.xml · nonDerivative · entry 2

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692

F1 · price: These options were exercised and the underlying shares sold pursuant to a 10b5-1 trading plan adopted by the reporting person on July 31, 2015.

Read SEC document
December 01, 2015 Filed Dec 3, 2015 19:43 UTC
Brogna SalvatoreEVP - Product Operations
Exercise / conversionCommon Stock 375 $383.73 $143,898.75
Disclosure

SEC source: 0001035267-15-000113 · edgardoc.xml · nonDerivative · entry 1

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2015 Filed Nov 23, 2015 20:56 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,625 $0.00 Strike: $309.46 $0.00
Disclosure

SEC source: 0001035267-15-000112 · edgardoc.xml · derivative · entry 3

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250

Underlying: Common Stock · 1,625 shares

Expires 2017-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
November 20, 2015 Filed Nov 23, 2015 20:56 UTC
MELTZER MARK JSVP General Counsel & CCO
SaleCommon Stock 1,625 $515.00 $836,875.00
Disclosure

SEC source: 0001035267-15-000112 · edgardoc.xml · nonDerivative · entry 2

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on June 10, 2015.

Read SEC document
November 20, 2015 Filed Nov 23, 2015 20:56 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionCommon Stock 1,625 $309.46 $502,872.50
Disclosure

SEC source: 0001035267-15-000112 · edgardoc.xml · nonDerivative · entry 1

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2015 Filed Nov 12, 2015 16:29 UTC SaleCommon Stock 2,000 $501.34 $1,002,680.00
Disclosure

SEC source: 0001035267-15-000111 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,385

F1 · shares: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to The Smith Family Foundation.

Read SEC document
November 10, 2015 Filed Nov 12, 2015 16:29 UTC SaleCommon Stock 360 $499.65 $179,874.04
Disclosure

SEC source: 0001035267-15-000111 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 63,540

F2 · shares: The shares were sold from the Lonnie M. Smith 2013 Charitable Remainder Unitrust, from which Mr. Smith is not an Investment Advisor.

Read SEC document
November 05, 2015 Filed Nov 9, 2015 20:22 UTC SaleCommon Stock 300 $499.97 $149,989.77
Disclosure

SEC source: 0001035267-15-000108 · edgardoc.xml · nonDerivative · entry 6

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 67,900

F4 · price: Shares were sold by the Lonnie & Cheryl Smith Education Trust dated 07/27/2015, The Trust Company of Oxford, Trustee.

Read SEC document
October 28, 2015 Filed Nov 9, 2015 20:22 UTC GiftCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001035267-15-000108 · edgardoc.xml · nonDerivative · entry 3

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,385

F3 · price: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to The Church of Jesus Christ of Latter-Day Saints.

Read SEC document
October 26, 2015 Filed Oct 27, 2015 17:49 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $309.46 $0.00
Disclosure

SEC source: 0001035267-15-000106 · edgardoc.xml · derivative · entry 3

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,875

Underlying: Common Stock · 2,500 shares

Expires 2017-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
October 26, 2015 Filed Oct 27, 2015 17:49 UTC
MELTZER MARK JSVP General Counsel & CCO
SaleCommon Stock 2,500 $498.37 $1,245,917.00
Disclosure

SEC source: 0001035267-15-000106 · edgardoc.xml · nonDerivative · entry 2

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on June 10, 2015.

Read SEC document
October 26, 2015 Filed Oct 27, 2015 17:49 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionCommon Stock 2,500 $309.46 $773,650.00
Disclosure

SEC source: 0001035267-15-000106 · edgardoc.xml · nonDerivative · entry 1

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2015 Filed Oct 27, 2015 17:51 UTC
Curet MyriamSVP & Chief Medical Officer · SVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 500 $0.00 Strike: $334.30 $0.00
Disclosure

SEC source: 0001035267-15-000107 · edgardoc.xml · derivative · entry 3

Myriam Curet · CIK 0001632901 · SVP & Chief Medical Officer · SVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
October 26, 2015 Filed Oct 27, 2015 17:51 UTC
Curet MyriamSVP & Chief Medical Officer · SVP & Chief Medical Officer
SaleCommon Stock 500 $496.92 $248,461.00
Disclosure

SEC source: 0001035267-15-000107 · edgardoc.xml · nonDerivative · entry 2

Myriam Curet · CIK 0001632901 · SVP & Chief Medical Officer · SVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21

F1 · shares: These options were exercised and the underlying shares sold pursuant to a 10b5-1 trading plan adopted by the reporting person on April 27, 2015.

Read SEC document
October 26, 2015 Filed Oct 27, 2015 17:51 UTC
Curet MyriamSVP & Chief Medical Officer · SVP & Chief Medical Officer
Exercise / conversionCommon Stock 500 $334.30 $167,150.00
Disclosure

SEC source: 0001035267-15-000107 · edgardoc.xml · nonDerivative · entry 1

Myriam Curet · CIK 0001632901 · SVP & Chief Medical Officer · SVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2015 Filed Nov 9, 2015 20:22 UTC GiftCommon Stock 2,526 $0.00 $0.00
Disclosure

SEC source: 0001035267-15-000108 · edgardoc.xml · nonDerivative · entry 5

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 68,200

F2 · price: Shares were distributed by the Lonnie M. Smith Heartflow II GRAT, dated 10/9/14, to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
October 26, 2015 Filed Nov 9, 2015 20:22 UTC GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001035267-15-000108 · edgardoc.xml · nonDerivative · entry 4

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 70,726

F1 · shares: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to The Smith Family Foundation.

Read SEC document
October 26, 2015 Filed Nov 9, 2015 20:22 UTC GiftCommon Stock 2,526 $0.00 $0.00
Disclosure

SEC source: 0001035267-15-000108 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,685

F2 · price: Shares were distributed by the Lonnie M. Smith Heartflow II GRAT, dated 10/9/14, to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
October 26, 2015 Filed Nov 9, 2015 20:22 UTC GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001035267-15-000108 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,159

F1 · shares: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to The Smith Family Foundation.

Read SEC document
October 26, 2015 Filed Nov 11, 2015 00:01 UTC Amendment GiftCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001035267-15-000109 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 64,200

F1 · kind: Although correctly reported in the Form filing footnote, the sale of 4,000 shares was incorrectly coded as a gift of shares to a trust account.

Read SEC document
October 26, 2015 Filed Nov 11, 2015 00:01 UTC Amendment SaleCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001035267-15-000109 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,685

F1 · kind: Although correctly reported in the Form filing footnote, the sale of 4,000 shares was incorrectly coded as a gift of shares to a trust account.

F2 · shares: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to The Smith Family Foundation.

Read SEC document
October 26, 2015 Filed Nov 12, 2015 16:27 UTC GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001035267-15-000110 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,159

F1 · shares: This filing corrects information included on an amended filing issued on 11-10-15, for activity that took place on 10-26-15. The amended filing stated that 4,000 shares were sold on 10-26-15, which is incorrect. A total of 4,000 shares was gifted from the Lonnie Smith and Cheryl Smith, Community Property account to The Smith Family Foundation. The footnote on the original form filing, dated 11-09-15, incorrectly stated that this was a sale instead of a gift.

Read SEC document
October 26, 2015 Filed Nov 12, 2015 16:27 UTC GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001035267-15-000110 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,159

F1 · shares: This filing corrects information included on an amended filing issued on 11-10-15, for activity that took place on 10-26-15. The amended filing stated that 4,000 shares were sold on 10-26-15, which is incorrect. A total of 4,000 shares was gifted from the Lonnie Smith and Cheryl Smith, Community Property account to The Smith Family Foundation. The footnote on the original form filing, dated 11-09-15, incorrectly stated that this was a sale instead of a gift.

Read SEC document
October 23, 2015 Filed Oct 23, 2015 21:45 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $341.19 $0.00
Disclosure

SEC source: 0001035267-15-000105 · edgardoc.xml · derivative · entry 7

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
October 23, 2015 Filed Oct 23, 2015 21:45 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,328 $0.00 Strike: $334.30 $0.00
Disclosure

SEC source: 0001035267-15-000105 · edgardoc.xml · derivative · entry 6

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,328 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
October 23, 2015 Filed Oct 23, 2015 21:45 UTC SaleCommon Stock 5,328 $500.00 $2,664,000.00
Disclosure

SEC source: 0001035267-15-000105 · edgardoc.xml · nonDerivative · entry 4

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,159

F1 · price: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 25, 2014.

Read SEC document
October 23, 2015 Filed Oct 23, 2015 21:45 UTC Exercise / conversionCommon Stock 5,328 $334.30 $1,781,150.40
Disclosure

SEC source: 0001035267-15-000105 · edgardoc.xml · nonDerivative · entry 3

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2015 Filed Oct 23, 2015 21:45 UTC SaleCommon Stock 5,000 $500.00 $2,500,000.00
Disclosure

SEC source: 0001035267-15-000105 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,159

F1 · price: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 25, 2014.

Read SEC document
October 23, 2015 Filed Oct 23, 2015 21:45 UTC Exercise / conversionCommon Stock 5,000 $341.19 $1,705,950.00
Disclosure

SEC source: 0001035267-15-000105 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2015 Filed Dec 31, 2015 01:30 UTC
MOHR MARSHALLSVP & CFO
GiftCommon Stock 604 $0.00 $0.00
Disclosure

SEC source: 0001035267-15-000116 · edgardoc.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

F1 · price: The shares were donated to a Charitable Gift Fund.

Read SEC document
September 11, 2015 Filed Jul 28, 2016 20:13 UTC Amendment
MOHR MARSHALLSVP & CFO
GiftCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000217 · edgardoc.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,092

F1 · shares: The donation of 604 shares to a Charitable Gift Fund was inadvertently reported twice, originally on a Form 4 dated 9/11/15 and again on a Form 4 dated 12/30/15. Accordingly, this amended Form 4 increases the number of shares owned by Mr. Mohr on 9/11/15 from 488 to 1092.

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September 04, 2015 Filed Sep 10, 2015 17:42 UTC
MOHR MARSHALLSVP & CFO
GiftCommon Stock 604 $0.00 $0.00
Disclosure

SEC source: 0001035267-15-000100 · edgardoc.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,092

F1 · price: The shares were donated to a Donor Advised Fund.

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September 01, 2015 Filed Sep 2, 2015 21:28 UTC
Brogna SalvatoreEVP - Product Operations
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 374 $0.00 Strike: $383.73 $0.00
Disclosure

SEC source: 0001035267-15-000098 · edgardoc.xml · derivative · entry 4

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 374 shares

Expires 2023-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

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September 01, 2015 Filed Sep 2, 2015 21:28 UTC
Brogna SalvatoreEVP - Product Operations
SaleCommon Stock 374 $501.99 $187,744.26
Disclosure

SEC source: 0001035267-15-000098 · edgardoc.xml · nonDerivative · entry 2

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692

F1 · price: These options were exercised and the underlying shares sold pursuant to a 10b5-1 trading plan adopted by the reporting person on July 31, 2015.

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September 01, 2015 Filed Sep 2, 2015 21:28 UTC
Brogna SalvatoreEVP - Product Operations
Exercise / conversionCommon Stock 374 $383.73 $143,515.02
Disclosure

SEC source: 0001035267-15-000098 · edgardoc.xml · nonDerivative · entry 1

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 01, 2015 Filed Sep 9, 2015 00:04 UTC GiftCommon Stock 8,643 $0.00 $0.00
Disclosure

SEC source: 0001035267-15-000099 · edgardoc.xml · nonDerivative · entry 9

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 66,726

F2 · price: Shares were distributed by Lonnie M Smith GRAT Trust 8 U/A 8/6/2012, The Trust Company of Oxford, Trustee,to Lonnie Smith & Cheryl Smith, Community Property.

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September 01, 2015 Filed Sep 9, 2015 00:04 UTC GiftCommon Stock 12,676 $0.00 $0.00
Disclosure

SEC source: 0001035267-15-000099 · edgardoc.xml · nonDerivative · entry 8

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 75,369

F1 · price: Shares were distributed by Lonnie M Smith GRAT #9 DTD 8/26/2013, The Trust Company of Oxford, Trustee, to Lonnie Smith & Cheryl Smith, Community Property.

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September 01, 2015 Filed Sep 9, 2015 00:04 UTC GiftCommon Stock 1,145 $0.00 $0.00
Disclosure

SEC source: 0001035267-15-000099 · edgardoc.xml · nonDerivative · entry 7

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 88,045

F7 · price: Shares were distributed from Lonnie M Smith GRAT #9 DTD 08/26/13 to Catherine Smith Howell.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.