Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2020 Filed Dec 16, 2020 00:17 UTC |
Holsinger LeslieExecutive Vice President
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $29.60 | $0.00 |
DisclosureSEC source: 0001209191-20-063615 · doc4.xml · derivative · entry 9 Holsinger Leslie · CIK 0001770821 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-12-10 F3 · derivative.exercise_date: 50% of the shares will vest on March 31, 2023 provided that the Issuer's Compensation Committee has determined that Performance Condition No. 1 (as defined below) has been met, and 50% of the shares will vest on March 31, 2024 provided that the Issuer's Compensation Committee has determined that Performance Condition No. 2 (as defined below) has been met; provided further that, in each case, the grantee will have been continuously a service provider from the date of grant through each such vesting date. Performance Condition No. 1 means that the average closing price per share of the Issuer's common stock in any 45 consecutive trading day period prior to March 15, 2023 has exceeded $135 per share. Performance Condition No. 2 means that the average closing price per share of the Issuer's common stock in any 45 consecutive trading day period prior to March 15, 2024 has exceeded $170 per share. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 00:17 UTC |
Holsinger LeslieExecutive Vice President
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $29.60 | $0.00 |
DisclosureSEC source: 0001209191-20-063615 · doc4.xml · derivative · entry 8 Holsinger Leslie · CIK 0001770821 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-12-10 F2 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments from the vesting commencement date, subject to the grantee's continuous service to the Issuer on each such date. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 00:10 UTC |
Detke Michael J.Chief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $29.60 | $0.00 |
DisclosureSEC source: 0001209191-20-063604 · doc4.xml · derivative · entry 2 Detke Michael J. · CIK 0001770786 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-12-10 F2 · derivative.exercise_date: 50% of the shares will vest on March 31, 2023 provided that the Issuer's Compensation Committee has determined that Performance Condition No. 1 (as defined below) has been met, and 50% of the shares will vest on March 31, 2024 provided that the Issuer's Compensation Committee has determined that Performance Condition No. 2 (as defined below) has been met; provided further that, in each case, the grantee will have been continuously a service provider from the date of grant through each such vesting date. Performance Condition No. 1 means that the average closing price per share of the Issuer's common stock in any 45 consecutive trading day period prior to March 15, 2023 has exceeded $135 per share. Performance Condition No. 2 means that the average closing price per share of the Issuer's common stock in any 45 consecutive trading day period prior to March 15, 2024 has exceeded $170 per share. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 00:10 UTC |
Detke Michael J.Chief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $29.60 | $0.00 |
DisclosureSEC source: 0001209191-20-063604 · doc4.xml · derivative · entry 1 Detke Michael J. · CIK 0001770786 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-12-10 F1 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments from the vesting commencement date, subject to the grantee's continuous service to the Issuer on each such date. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 00:07 UTC |
Dominy Stephen S.Director · Chief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $29.60 | $0.00 |
DisclosureSEC source: 0001209191-20-063602 · doc4.xml · derivative · entry 2 Dominy Stephen S. · CIK 0001770860 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-12-10 F2 · derivative.exercise_date: 50% of the shares will vest on March 31, 2023 provided that the Issuer's Compensation Committee has determined that Performance Condition No. 1 (as defined below) has been met, and 50% of the shares will vest on March 31, 2024 provided that the Issuer's Compensation Committee has determined that Performance Condition No. 2 (as defined below) has been met; provided further that, in each case, the grantee will have been continuously a service provider from the date of grant through each such vesting date. Performance Condition No. 1 means that the average closing price per share of the Issuer's common stock in any 45 consecutive trading day period prior to March 15, 2023 has exceeded $135 per share. Performance Condition No. 2 means that the average closing price per share of the Issuer's common stock in any 45 consecutive trading day period prior to March 15, 2024 has exceeded $170 per share. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 00:07 UTC |
Dominy Stephen S.Director · Chief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $29.60 | $0.00 |
DisclosureSEC source: 0001209191-20-063602 · doc4.xml · derivative · entry 1 Dominy Stephen S. · CIK 0001770860 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-12-10 F1 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments from the vesting commencement date, subject to the grantee's continuous service to the Issuer on each such date. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:16 UTC |
Holsinger LeslieExecutive Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,500 | $0.00 Strike: $0.27 | $0.00 |
DisclosureSEC source: 0001209191-20-063277 · doc4.xml · derivative · entry 2 Holsinger Leslie · CIK 0001770821 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,794 Underlying: Common Stock · 3,500 shares Expires 2026-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested at the rate of 25% of the shares on April 4, 2017, and the remaining 75% of shares vested in equal monthly installments beginning on May 4, 2017 until all the shares were fully vested on April 4, 2020. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:16 UTC |
Holsinger LeslieExecutive Vice President
|
Exercise / conversionCommon Stock | 3,500 | $0.27 | $945.00 |
DisclosureSEC source: 0001209191-20-063277 · doc4.xml · nonDerivative · entry 1 Holsinger Leslie · CIK 0001770821 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 18:55 UTC |
EPIQ Capital Group, LLCIA/Managing Member of 10% Owne
Boeding ChadManaging Member of Managing Me
|
PurchaseCommon Stock | 2,440 | $44.06 | $107,506.40 |
DisclosureSEC source: 0001779453-20-000005 · primary_doc.xml · nonDerivative · entry 2 EPIQ Capital Group, LLC · CIK 0001779453 · IA/Managing Member of 10% Owne Boeding Chad · CIK 0001779451 · Managing Member of Managing Me Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mr. Boeding as Trustee of the Boeding Family Trust Disclosed balance after: 2,860,967 F1 · ownership.direct: The reporting persons are EPIQ Capital Group, LLC ("EPIQ") and Chad Boeding. EPIQ is the investment adviser and managing member of EPQ LLC, CTYM PS ("CTYM") and CTEPQ Partners LLC ("CTEPQ"). Together CTYM and CTEPQ beneficially own more than 10% of the common stock of the issuer. Mr. Boeding is the Manager of EPIQ. EPIQ is filing this Form 4 on behalf of itself and Mr. Boeding jointly, but not as a group. CTYM, CTEPQ and Mr. Boeding disclaims beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 18:55 UTC |
EPIQ Capital Group, LLCIA/Managing Member of 10% Owne
Boeding ChadManaging Member of Managing Me
|
PurchaseCommon Stock | 6,600 | $44.32 | $292,512.00 |
DisclosureSEC source: 0001779453-20-000005 · primary_doc.xml · nonDerivative · entry 1 EPIQ Capital Group, LLC · CIK 0001779453 · IA/Managing Member of 10% Owne Boeding Chad · CIK 0001779451 · Managing Member of Managing Me Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mr. Boeding as Trustee of the Boeding Family Trust Disclosed balance after: 2,858,527 F1 · ownership.direct: The reporting persons are EPIQ Capital Group, LLC ("EPIQ") and Chad Boeding. EPIQ is the investment adviser and managing member of EPQ LLC, CTYM PS ("CTYM") and CTEPQ Partners LLC ("CTEPQ"). Together CTYM and CTEPQ beneficially own more than 10% of the common stock of the issuer. Mr. Boeding is the Manager of EPIQ. EPIQ is filing this Form 4 on behalf of itself and Mr. Boeding jointly, but not as a group. CTYM, CTEPQ and Mr. Boeding disclaims beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 20:22 UTC |
YOUNG KEVINDirector
|
GrantStock Option (Right to Buy) · Derivative | 11,029 | $0.00 Strike: $41.73 | $0.00 |
DisclosureSEC source: 0001209191-20-035425 · doc4.xml · derivative · entry 1 YOUNG KEVIN · CIK 0001303643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,029 Underlying: Common Stock · 11,029 shares Expires 2030-06-07 F1 · derivative.exercise_date: This option shall fully vest on the one-year anniversary of the grant date, subject to the reporting person's continued services as a member of the board of directors of Cortexyme, Inc. through such vesting date. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 00:18 UTC |
RYAN UNA SDirector
|
GrantStock Option (Right to Buy) · Derivative | 11,029 | $0.00 Strike: $41.73 | $0.00 |
DisclosureSEC source: 0001209191-20-035423 · doc4.xml · derivative · entry 1 RYAN UNA S · CIK 0001255349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,029 Underlying: Common Stock · 11,029 shares Expires 2030-06-07 F1 · derivative.exercise_date: This option shall fully vest on the one-year anniversary of the grant date, subject to the reporting person's continued services as a member of the board of directors of Cortexyme, Inc. through such vesting date. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 00:20 UTC |
Senner Christopher J.Director
|
GrantStock Option (Right to Buy) · Derivative | 11,029 | $0.00 Strike: $41.73 | $0.00 |
DisclosureSEC source: 0001209191-20-035424 · doc4.xml · derivative · entry 1 Senner Christopher J. · CIK 0001648367 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,029 Underlying: Common Stock · 11,029 shares Expires 2030-06-07 F1 · derivative.exercise_date: This option shall fully vest on the one-year anniversary of the grant date, subject to the reporting person's continued services as a member of the board of directors of Cortexyme, Inc. through such vesting date. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 00:14 UTC |
McLoughlin MargaretDirector
|
GrantStock Option (Right to Buy) · Derivative | 11,029 | $0.00 Strike: $41.73 | $0.00 |
DisclosureSEC source: 0001209191-20-035421 · doc4.xml · derivative · entry 1 McLoughlin Margaret · CIK 0001770823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,029 Underlying: Common Stock · 11,029 shares Expires 2030-06-07 F1 · derivative.exercise_date: This option shall fully vest on the one-year anniversary of the grant date, subject to the reporting person's continued services as a member of the board of directors of Cortexyme, Inc. through such vesting date. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 00:12 UTC |
Lamond DavidDirector
|
GrantStock Option (Right to Buy) · Derivative | 11,029 | $0.00 Strike: $41.73 | $0.00 |
DisclosureSEC source: 0001209191-20-035419 · doc4.xml · derivative · entry 1 Lamond David · CIK 0001770790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,029 Underlying: Common Stock · 11,029 shares Expires 2030-06-07 F1 · derivative.exercise_date: This option shall fully vest on the one-year anniversary of the grant date, subject to the reporting person's continued services as a member of the board of directors of Cortexyme, Inc. through such vesting date. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 22:47 UTC |
Lamond DavidDirector
|
PurchaseCommon Stock | 24,874 | $43.88 | $1,091,384.06 |
DisclosureSEC source: 0001209191-20-035104 · doc4.xml · nonDerivative · entry 3 Lamond David · CIK 0001770790 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Blue Devil Trust dated 12/03/2010 Disclosed balance after: 1,747,109 F4 · price: The range of prices for the shares of Common Stock is from $43.61 to $44.10. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. F2 · ownership.nature: Mr. Lamond is the trustee of Blue Devil Trust dated 12/03/2010 (the "Trust") and holds sole voting and dispositive power with respect to the shares held of record by the Trust. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 22:47 UTC |
Lamond DavidDirector
|
PurchaseCommon Stock | 10,642 | $43.32 | $461,033.79 |
DisclosureSEC source: 0001209191-20-035104 · doc4.xml · nonDerivative · entry 2 Lamond David · CIK 0001770790 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Blue Devil Trust dated 12/03/2010 Disclosed balance after: 1,722,235 F3 · price: The range of prices for the shares of Common Stock is from $42.61 to $43.60. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. F2 · ownership.nature: Mr. Lamond is the trustee of Blue Devil Trust dated 12/03/2010 (the "Trust") and holds sole voting and dispositive power with respect to the shares held of record by the Trust. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 22:47 UTC |
Lamond DavidDirector
|
PurchaseCommon Stock | 13,609 | $42.13 | $573,377.11 |
DisclosureSEC source: 0001209191-20-035104 · doc4.xml · nonDerivative · entry 1 Lamond David · CIK 0001770790 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Blue Devil Trust dated 12/03/2010 Disclosed balance after: 1,711,593 F1 · price: The range of prices for the shares of Common Stock is from $41.58 to $42.55. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. F2 · ownership.nature: Mr. Lamond is the trustee of Blue Devil Trust dated 12/03/2010 (the "Trust") and holds sole voting and dispositive power with respect to the shares held of record by the Trust. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 20:25 UTC |
PFIZER INC10% owner
Pfizer Ventures (US) LLC10% owner
|
SaleCommon Stock | 370,000 | $40.18 | $14,866,600.00 |
DisclosureSEC source: 0000078003-20-000038 · primary_doc.xml · nonDerivative · entry 1 PFIZER INC · CIK 0000078003 · 10% owner Pfizer Strategic Investment Holdings LLC · CIK 0001776115 · 10% owner Pfizer Ventures (US) LLC · CIK 0001776087 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,879,973 F1 · shares: All of the shares disposed of were sold by Pfizer Inc. ("Pfizer") F2 · balance_after: Represents 2,410,071 shares held of record by Pfizer Ventures (US) LLC, a controlled affiliate of Pfizer, 254,205 shares held of record by Pfizer, and 215,697 shares held of record by Pfizer Strategic Investment Holdings LLC, a controlled affiliate of Pfizer. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of securities reported on this Form 4, except to the extent of its respective pecuniary interest therein. Read SEC document |
| May 27, 2020 Filed May 29, 2020 20:48 UTC |
Detke Michael J.Chief Medical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,515 | $0.00 Strike: $6.91 | $0.00 |
DisclosureSEC source: 0001209191-20-032970 · doc4.xml · derivative · entry 2 Detke Michael J. · CIK 0001770786 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,091 Underlying: Common Stock · 5,515 shares Expires 2029-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested as to 25% of the shares on December 16, 2019, with the remaining 75% of shares vesting in equal monthly installments beginning on January 16, 2020 and ending on December 16, 2022. Read SEC document |
| May 27, 2020 Filed May 29, 2020 20:48 UTC |
Detke Michael J.Chief Medical Officer
|
Exercise / conversionCommon Stock | 5,515 | $6.91 | $38,108.65 |
DisclosureSEC source: 0001209191-20-032970 · doc4.xml · nonDerivative · entry 1 Detke Michael J. · CIK 0001770786 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2020 Filed May 22, 2020 18:03 UTC |
EPIQ Capital Group, LLCIA/Managing Member of 10% Owne
Boeding ChadManaging Member of 10% Owner
|
PurchaseCommon Stock | 2,085 | $55.90 | $116,551.50 |
DisclosureSEC source: 0001779453-20-000002 · primary_doc.xml · nonDerivative · entry 4 EPIQ Capital Group, LLC · CIK 0001779453 · IA/Managing Member of 10% Owne Boeding Chad · CIK 0001779451 · Managing Member of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mr. Boeding as Trustee for the Boeding Family Trust Disclosed balance after: 2,851,927 F1 · ownership.direct: The reporting persons are EPIQ Capital Group, LLC ("EPIQ") and Chad Boeding. EPIQ is the investment adviser and managing member of EPQ LLC, CTYM PS ("CTYM") and CTEPQ Partners LLC ("CTEPQ"). Together CTYM and CTEPQ beneficially own +10% of the common stock of the issuer. Mr. Boeding is the Managing Member of EPIQ. EPIQ is filing this Form 4 on behalf of itself and Mr. Boeding jointly, but not as a group, and each reporting person expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 21, 2020 Filed May 22, 2020 18:03 UTC |
EPIQ Capital Group, LLCIA/Managing Member of 10% Owne
Boeding ChadManaging Member of 10% Owner
|
PurchaseCommon Stock | 520 | $55.80 | $29,016.00 |
DisclosureSEC source: 0001779453-20-000002 · primary_doc.xml · nonDerivative · entry 3 EPIQ Capital Group, LLC · CIK 0001779453 · IA/Managing Member of 10% Owne Boeding Chad · CIK 0001779451 · Managing Member of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mr. Boeding as Trustee for the Boeding Family Trust Disclosed balance after: 2,849,842 F1 · ownership.direct: The reporting persons are EPIQ Capital Group, LLC ("EPIQ") and Chad Boeding. EPIQ is the investment adviser and managing member of EPQ LLC, CTYM PS ("CTYM") and CTEPQ Partners LLC ("CTEPQ"). Together CTYM and CTEPQ beneficially own +10% of the common stock of the issuer. Mr. Boeding is the Managing Member of EPIQ. EPIQ is filing this Form 4 on behalf of itself and Mr. Boeding jointly, but not as a group, and each reporting person expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 20, 2020 Filed May 22, 2020 18:03 UTC |
EPIQ Capital Group, LLCIA/Managing Member of 10% Owne
Boeding ChadManaging Member of 10% Owner
|
PurchaseCommon Stock | 417 | $57.22 | $23,860.74 |
DisclosureSEC source: 0001779453-20-000002 · primary_doc.xml · nonDerivative · entry 2 EPIQ Capital Group, LLC · CIK 0001779453 · IA/Managing Member of 10% Owne Boeding Chad · CIK 0001779451 · Managing Member of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mr. Boeding as Trustee for the Boeding Family Trust Disclosed balance after: 2,849,322 F1 · ownership.direct: The reporting persons are EPIQ Capital Group, LLC ("EPIQ") and Chad Boeding. EPIQ is the investment adviser and managing member of EPQ LLC, CTYM PS ("CTYM") and CTEPQ Partners LLC ("CTEPQ"). Together CTYM and CTEPQ beneficially own +10% of the common stock of the issuer. Mr. Boeding is the Managing Member of EPIQ. EPIQ is filing this Form 4 on behalf of itself and Mr. Boeding jointly, but not as a group, and each reporting person expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 20, 2020 Filed May 22, 2020 18:03 UTC |
EPIQ Capital Group, LLCIA/Managing Member of 10% Owne
Boeding ChadManaging Member of 10% Owner
|
PurchaseCommon Stock | 5,668 | $58.00 | $328,744.00 |
DisclosureSEC source: 0001779453-20-000002 · primary_doc.xml · nonDerivative · entry 1 EPIQ Capital Group, LLC · CIK 0001779453 · IA/Managing Member of 10% Owne Boeding Chad · CIK 0001779451 · Managing Member of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mr. Boeding as Trustee for the Boeding Family Trust Disclosed balance after: 2,848,905 F1 · ownership.direct: The reporting persons are EPIQ Capital Group, LLC ("EPIQ") and Chad Boeding. EPIQ is the investment adviser and managing member of EPQ LLC, CTYM PS ("CTYM") and CTEPQ Partners LLC ("CTEPQ"). Together CTYM and CTEPQ beneficially own +10% of the common stock of the issuer. Mr. Boeding is the Managing Member of EPIQ. EPIQ is filing this Form 4 on behalf of itself and Mr. Boeding jointly, but not as a group, and each reporting person expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 19, 2020 Filed May 19, 2020 22:41 UTC |
Lamond DavidDirector
|
PurchaseCommon Stock | 32,894 | $56.42 | $1,855,738.04 |
DisclosureSEC source: 0001209191-20-030688 · doc4.xml · nonDerivative · entry 9 Lamond David · CIK 0001770790 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Blue Devil Trust dated 12/03/2010 Disclosed balance after: 1,697,984 F9 · price: The range of prices for the shares of Common Stock is from $55.90 to $56.87. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. F2 · ownership.nature: Mr. Lamond is the trustee of Blue Devil Trust dated 12/03/2010 (the "Trust") and holds sole voting and dispositive power with respect to the shares held of record by the Trust. Read SEC document |
| May 19, 2020 Filed May 19, 2020 22:41 UTC |
Lamond DavidDirector
|
PurchaseCommon Stock | 5,906 | $55.42 | $327,308.75 |
DisclosureSEC source: 0001209191-20-030688 · doc4.xml · nonDerivative · entry 8 Lamond David · CIK 0001770790 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Blue Devil Trust dated 12/03/2010 Disclosed balance after: 1,665,090 F8 · price: The range of prices for the shares of Common Stock is from $54.895 to $55.77. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. F2 · ownership.nature: Mr. Lamond is the trustee of Blue Devil Trust dated 12/03/2010 (the "Trust") and holds sole voting and dispositive power with respect to the shares held of record by the Trust. Read SEC document |
| May 19, 2020 Filed May 19, 2020 22:41 UTC |
Lamond DavidDirector
|
PurchaseCommon Stock | 400 | $54.09 | $21,636.00 |
DisclosureSEC source: 0001209191-20-030688 · doc4.xml · nonDerivative · entry 7 Lamond David · CIK 0001770790 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Blue Devil Trust dated 12/03/2010 Disclosed balance after: 1,659,184 F7 · price: The range of prices for the shares of Common Stock is from $53.65 to $54.53. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. F2 · ownership.nature: Mr. Lamond is the trustee of Blue Devil Trust dated 12/03/2010 (the "Trust") and holds sole voting and dispositive power with respect to the shares held of record by the Trust. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:41 UTC |
Lamond DavidDirector
|
PurchaseCommon Stock | 100 | $53.10 | $5,310.00 |
DisclosureSEC source: 0001209191-20-030688 · doc4.xml · nonDerivative · entry 6 Lamond David · CIK 0001770790 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Blue Devil Trust dated 12/03/2010 Disclosed balance after: 1,658,784 F2 · ownership.nature: Mr. Lamond is the trustee of Blue Devil Trust dated 12/03/2010 (the "Trust") and holds sole voting and dispositive power with respect to the shares held of record by the Trust. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:41 UTC |
Lamond DavidDirector
|
PurchaseCommon Stock | 500 | $52.20 | $26,100.50 |
DisclosureSEC source: 0001209191-20-030688 · doc4.xml · nonDerivative · entry 5 Lamond David · CIK 0001770790 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Blue Devil Trust dated 12/03/2010 Disclosed balance after: 1,658,684 F6 · price: The range of prices for the shares of Common Stock is from $51.95 to $52.57. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. F2 · ownership.nature: Mr. Lamond is the trustee of Blue Devil Trust dated 12/03/2010 (the "Trust") and holds sole voting and dispositive power with respect to the shares held of record by the Trust. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:41 UTC |
Lamond DavidDirector
|
PurchaseCommon Stock | 1,000 | $50.71 | $50,707.30 |
DisclosureSEC source: 0001209191-20-030688 · doc4.xml · nonDerivative · entry 4 Lamond David · CIK 0001770790 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Blue Devil Trust dated 12/03/2010 Disclosed balance after: 1,658,184 F5 · price: The range of prices for the shares of Common Stock is from $50.38 to $51.36. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. F2 · ownership.nature: Mr. Lamond is the trustee of Blue Devil Trust dated 12/03/2010 (the "Trust") and holds sole voting and dispositive power with respect to the shares held of record by the Trust. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:41 UTC |
Lamond DavidDirector
|
PurchaseCommon Stock | 1,600 | $48.96 | $78,333.44 |
DisclosureSEC source: 0001209191-20-030688 · doc4.xml · nonDerivative · entry 3 Lamond David · CIK 0001770790 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Blue Devil Trust dated 12/03/2010 Disclosed balance after: 1,657,184 F4 · price: The range of prices for the shares of Common Stock is from $48.70 to $49.625. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. F2 · ownership.nature: Mr. Lamond is the trustee of Blue Devil Trust dated 12/03/2010 (the "Trust") and holds sole voting and dispositive power with respect to the shares held of record by the Trust. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:41 UTC |
Lamond DavidDirector
|
PurchaseCommon Stock | 985 | $48.37 | $47,639.53 |
DisclosureSEC source: 0001209191-20-030688 · doc4.xml · nonDerivative · entry 2 Lamond David · CIK 0001770790 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Blue Devil Trust dated 12/03/2010 Disclosed balance after: 1,655,584 F3 · price: The range of prices for the shares of Common Stock is from $47.68 to $48.64. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. F2 · ownership.nature: Mr. Lamond is the trustee of Blue Devil Trust dated 12/03/2010 (the "Trust") and holds sole voting and dispositive power with respect to the shares held of record by the Trust. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:41 UTC |
Lamond DavidDirector
|
PurchaseCommon Stock | 1,263 | $46.30 | $58,477.78 |
DisclosureSEC source: 0001209191-20-030688 · doc4.xml · nonDerivative · entry 1 Lamond David · CIK 0001770790 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Blue Devil Trust dated 12/03/2010 Disclosed balance after: 1,654,599 F1 · price: The range of prices for the shares of Common Stock is from $45.80 to $46.75. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. F2 · ownership.nature: Mr. Lamond is the trustee of Blue Devil Trust dated 12/03/2010 (the "Trust") and holds sole voting and dispositive power with respect to the shares held of record by the Trust. Read SEC document |
| May 14, 2020 Filed May 15, 2020 17:37 UTC |
McDowell Caryn GordonChief Legal & Adm. Officer
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $45.88 | $0.00 |
DisclosureSEC source: 0001209191-20-029819 · doc4.xml · derivative · entry 1 McDowell Caryn Gordon · CIK 0001674232 · Chief Legal & Adm. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2030-05-13 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the stock option shall vest on May 5, 2021 with the remaining vesting monthly over the next 36 months. Read SEC document |
| May 14, 2020 Filed May 18, 2020 14:13 UTC |
LOWE CHRISTOPHER P.Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $45.88 | $0.00 |
DisclosureSEC source: 0001209191-20-030020 · doc4.xml · derivative · entry 1 LOWE CHRISTOPHER P. · CIK 0001376260 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2030-05-13 F1 · derivative.exercise_date: 1/48th of the total number of shares subject to this option will vest and become exercisable on each monthly anniversary of the vesting start date, beginning March 29, 2020. Read SEC document |
| May 14, 2020 Filed May 18, 2020 18:14 UTC |
Holsinger LeslieExecutive Vice President
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $45.88 | $0.00 |
DisclosureSEC source: 0001209191-20-030022 · doc4.xml · derivative · entry 1 Holsinger Leslie · CIK 0001770821 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2030-05-13 F1 · derivative.exercise_date: 1/48th of the total number of shares subject to this option will vest and become exercisable on each monthly anniversary of the vesting start date, beginning March 29, 2020. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 21:39 UTC |
Detke Michael J.Chief Medical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,515 | $0.00 Strike: $6.91 | $0.00 |
DisclosureSEC source: 0001209191-20-023626 · doc4.xml · derivative · entry 2 Detke Michael J. · CIK 0001770786 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,606 Underlying: Common Stock · 5,515 shares Expires 2029-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option will vest as to 25% of the shares on December 16, 2019, with the remaining 75% of shares vesting in equal monthly installments beginning on January 16, 2020 and ending on December 16, 2022. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 21:39 UTC |
Detke Michael J.Chief Medical Officer
|
Exercise / conversionCommon Stock | 5,515 | $6.91 | $38,108.65 |
DisclosureSEC source: 0001209191-20-023626 · doc4.xml · nonDerivative · entry 1 Detke Michael J. · CIK 0001770786 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 23:18 UTC |
Lamond DavidDirector
|
GrantCommon Stock | 30,000 | $50.00 | $1,500,000.00 |
DisclosureSEC source: 0001209191-20-008073 · doc4.xml · nonDerivative · entry 1 Lamond David · CIK 0001770790 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Blue Devil Trust dated 12/03/2010 Disclosed balance after: 1,653,336 F1 · ownership.nature: Mr. Lamond is the trustee of Blue Devil Trust dated 12/03/2010 (the "Trust") and holds sole voting and dispositive power with respect to the shares held of record by the Trust. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 23:15 UTC |
Detke Michael J.Chief Medical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 17,231 | $0.00 Strike: $6.91 | $0.00 |
DisclosureSEC source: 0001209191-20-008070 · doc4.xml · derivative · entry 3 Detke Michael J. · CIK 0001770786 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,121 Underlying: Common Stock · 17,231 shares Expires 2029-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option will vest as to 25% of the shares on December 16, 2019, with the remaining 75% of shares vesting in equal monthly installments beginning on January 16, 2020 and ending on December 16, 2022. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 23:15 UTC |
Detke Michael J.Chief Medical Officer
|
Exercise / conversionCommon Stock | 17,231 | $6.91 | $119,066.21 |
DisclosureSEC source: 0001209191-20-008070 · doc4.xml · nonDerivative · entry 1 Detke Michael J. · CIK 0001770786 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 18:09 UTC |
LOWE CHRISTOPHER P.Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $54.85 | $0.00 |
DisclosureSEC source: 0001209191-20-008065 · doc4.xml · derivative · entry 1 LOWE CHRISTOPHER P. · CIK 0001376260 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-02-05 F1 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest and become exercisable monthly over four years. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 23:13 UTC |
Gafric KristenSVP, Legal & Administration
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $54.85 | $0.00 |
DisclosureSEC source: 0001209191-20-008069 · doc4.xml · derivative · entry 1 Gafric Kristen · CIK 0001770840 · SVP, Legal & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-02-05 F1 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest and become exercisable monthly over four years. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 23:15 UTC |
Detke Michael J.Chief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $54.85 | $0.00 |
DisclosureSEC source: 0001209191-20-008070 · doc4.xml · derivative · entry 2 Detke Michael J. · CIK 0001770786 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-02-05 F1 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest and become exercisable monthly over four years. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 23:12 UTC |
Dominy Stephen S.Director · Chief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $54.85 | $0.00 |
DisclosureSEC source: 0001209191-20-008068 · doc4.xml · derivative · entry 1 Dominy Stephen S. · CIK 0001770860 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-02-05 F1 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest and become exercisable monthly over four years. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 23:11 UTC |
Holsinger LeslieExecutive Vice President
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $54.85 | $0.00 |
DisclosureSEC source: 0001209191-20-008066 · doc4.xml · derivative · entry 1 Holsinger Leslie · CIK 0001770821 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-02-05 F1 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest and become exercisable monthly over four years. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 23:08 UTC |
Lynch CaseyDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 175,000 | $0.00 Strike: $54.85 | $0.00 |
DisclosureSEC source: 0001209191-20-008064 · doc4.xml · derivative · entry 1 Lynch Casey · CIK 0001770783 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires 2030-02-05 F1 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest and become exercisable monthly over four years. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 13:40 UTC |
EPIQ Capital Group, LLCIA/Managing Member of 10% Owne
Boeding ChadManaging Member of Managing Me
|
OtherCommon Stock | 4,338 | $54.30 | $235,553.40 |
DisclosureSEC source: 0001779453-20-000001 · primary_doc.xml · nonDerivative · entry 1 EPIQ Capital Group, LLC · CIK 0001779453 · IA/Managing Member of 10% Owne Boeding Chad · CIK 0001779451 · Managing Member of Managing Me Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mr. Boeding as Trustee for the Mitsou Peterson-Cushing 2019 Irrevocable Trust Disclosed balance after: 2,843,237 F1 · kind: Shares were distributed in kind to the beneficiary of the Trust. F3 · price: Shares distributed in kind. Reported price is the average of the high and low price for the day. F2 · ownership.direct: The reporting persons are EPIQ Capital Group, LLC ("EPIQ") and Chad Boeding. EPIQ is the investment adviser and managing member of EPQ LLC, CTYM PS ("CTYM") and CTEPQ Partners LLC ("CTEPQ"). Together CTYM and CTEPQ beneficially own +10% of the common stock of the issuer. Mr. Boeding is the Managing Member of EPIQ. EPIQ is filing this Form 4 on behalf of itself and Mr. Boeding jointly, but not as a group, and each reporting person expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 16:54 UTC |
EPIQ Capital Group, LLCIA/Managing Member 10% owner
Boeding ChadManaging Member of IA
|
PurchaseCommon Stock | 1,635 | $24.87 | $40,660.00 |
DisclosureSEC source: 0001779453-19-000003 · primary_doc.xml · nonDerivative · entry 4 EPIQ Capital Group, LLC · CIK 0001779453 · IA/Managing Member 10% owner Boeding Chad · CIK 0001779451 · Managing Member of IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,834,561 F1 · ownership.direct: The reporting persons are EPIQ Capital Group, LLC ("EPIQ") and Chad Boeding. EPIQ is the investment adviser and managing member of EPQ LLC, CTYM PS ("CTYM") and CTEPQ Partners LLC ("CTEPQ"). Together CTYM and CTEPQ beneficially own +10% of the common stock of the issuer. Mr. Boeding is the Managing Member of EPIQ. EPIQ is filing this Form 4 on behalf of itself and Mr. Boeding jointly, but not as a group, and each reporting person expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. F2 · ownership.direct: Beneficially owned directly by Mr. Boeding. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.