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IQV

IQVIA HOLDINGS INC.

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Tapewire entity
3058
SEC CIK
0001478242
Parsed reports
432

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202607
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2020 Filed Feb 18, 2020 21:29 UTC SaleCommon Stock 703,828 $164.30 $115,638,940.40
Disclosure

SEC source: 0000899243-20-004885 · doc4.xml · nonDerivative · entry 1

CONNAUGHTON JOHN · CIK 0001213395 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 685,712

F1 · ownership.nature: Represents shares of common stock held directly by Bain Capital Integral Investors 2008, L.P. ("Integral 2008"), BCIP TCV, LLC ("BCIP TCV") and BCIP Associates-G ("BCIP-G" and, collectively, the "Bain Capital Entities").

F2 · ownership.nature: Bain Capital Investors, LLC ("BCI") is the ultimate general partner of Integral 2008 and governs the investment strategy and decision-making process with respect to investments held by each of BCIP TCV and BCIP-G. John Connaughton is a Managing Director of BCI. By virtue of the relationships described in this footnote, Mr. Connaughton may be deemed to share voting and dispositive power with respect to all of the shares of common stock held by the Bain Capital Entities. Mr. Connaughton disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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February 11, 2020 Filed Feb 13, 2020 22:13 UTC GrantStock Appreciation Right · Derivative 23,897 $0.00 Strike: $161.70 $0.00
Disclosure

SEC source: 0001478242-20-000012 · edgar.xml · derivative · entry 3

MCDONNELL MICHAEL R · CIK 0001121897 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,897

Underlying: Common Stock · 23,897 shares

Expires 2030-02-11

F2 · derivative.exercise_date: This stock appreciation right vests in three annual installments beginning on February 11, 2021.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:13 UTC Tax withholdingCommon Stock 5,366 $161.70 $867,682.20
Disclosure

SEC source: 0001478242-20-000012 · edgar.xml · nonDerivative · entry 2

MCDONNELL MICHAEL R · CIK 0001121897 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,728

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:13 UTC GrantCommon Stock 12,728 $0.00 $0.00
Disclosure

SEC source: 0001478242-20-000012 · edgar.xml · nonDerivative · entry 1

MCDONNELL MICHAEL R · CIK 0001121897 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,094

F1 · shares: Acquired upon achievement of certain performance criteria pursuant to the performance-based restricted stock units granted on February 2, 2017. The performance conditions applicable to the award were determined to have been satisfied by the Company's Leadership Development and Compensation Committee on February 11, 2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:11 UTC
STAUB W RICHARDSee Remarks
GrantStock Appreciation Right · Derivative 22,404 $0.00 Strike: $161.70 $0.00
Disclosure

SEC source: 0001478242-20-000011 · edgar.xml · derivative · entry 3

STAUB W RICHARD · CIK 0001181162 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,404

Underlying: Common Stock · 22,404 shares

Expires 2030-02-11

F2 · derivative.exercise_date: This stock appreciation right vests in three annual installments beginning on February 11, 2021.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:11 UTC
STAUB W RICHARDSee Remarks
Tax withholdingCommon Stock 3,081 $161.70 $498,197.70
Disclosure

SEC source: 0001478242-20-000011 · edgar.xml · nonDerivative · entry 2

STAUB W RICHARD · CIK 0001181162 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,729

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:11 UTC
STAUB W RICHARDSee Remarks
GrantCommon Stock 8,910 $0.00 $0.00
Disclosure

SEC source: 0001478242-20-000011 · edgar.xml · nonDerivative · entry 1

STAUB W RICHARD · CIK 0001181162 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,810

F1 · shares: Acquired upon achievement of certain performance criteria pursuant to the performance-based restricted stock units granted on February 2, 2017. The performance conditions applicable to the award were determined to have been satisfied by the Company's Leadership Development and Compensation Committee on February 11, 2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:19 UTC
BOUSBIB ARIDirector · See Remarks
GrantStock Appreciation Right · Derivative 224,040 $0.00 Strike: $161.70 $0.00
Disclosure

SEC source: 0001478242-20-000014 · edgar.xml · derivative · entry 4

BOUSBIB ARI · CIK 0001184180 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,040

Underlying: Common Stock · 224,040 shares

Expires 2030-02-11

F3 · derivative.exercise_date: This stock appreciation right vests in three annual installments beginning on February 11, 2021.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:19 UTC
BOUSBIB ARIDirector · See Remarks
Tax withholdingCommon Stock 37,401 $161.70 $6,047,741.70
Disclosure

SEC source: 0001478242-20-000014 · edgar.xml · nonDerivative · entry 2

BOUSBIB ARI · CIK 0001184180 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,035

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:19 UTC
BOUSBIB ARIDirector · See Remarks
GrantCommon Stock 76,374 $0.00 $0.00
Disclosure

SEC source: 0001478242-20-000014 · edgar.xml · nonDerivative · entry 1

BOUSBIB ARI · CIK 0001184180 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689,436

F1 · shares: Acquired upon achievement of certain performance criteria pursuant to the performance-based restricted stock granted on February 2, 2017. The performance conditions applicable to the award were determined to have been satisfied by the Company's Leadership Development and Compensation Committee on February 11, 2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:15 UTC
Knightly Kevin CSee Remarks
GrantStock Appreciation Right · Derivative 14,936 $0.00 Strike: $161.70 $0.00
Disclosure

SEC source: 0001478242-20-000013 · edgar.xml · derivative · entry 3

Knightly Kevin C · CIK 0001350000 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,936

Underlying: Common Stock · 14,936 shares

Expires 2030-02-11

F2 · derivative.exercise_date: This stock appreciation right vests in three annual installments beginning on February 11, 2021.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:15 UTC
Knightly Kevin CSee Remarks
Tax withholdingCommon Stock 3,222 $161.70 $520,997.40
Disclosure

SEC source: 0001478242-20-000013 · edgar.xml · nonDerivative · entry 2

Knightly Kevin C · CIK 0001350000 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,879

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:15 UTC
Knightly Kevin CSee Remarks
GrantCommon Stock 8,910 $0.00 $0.00
Disclosure

SEC source: 0001478242-20-000013 · edgar.xml · nonDerivative · entry 1

Knightly Kevin C · CIK 0001350000 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,101

F1 · shares: Acquired upon achievement of certain performance criteria pursuant to the performance-based restricted stock units granted on February 2, 2017. The performance conditions applicable to the award were determined to have been satisfied by the Company's Leadership Development and Compensation Committee on February 11, 2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:09 UTC
Korakis Emmanuel NSr. Vice President, Controller
GrantStock Appreciation Right · Derivative 5,974 $0.00 Strike: $161.70 $0.00
Disclosure

SEC source: 0001478242-20-000010 · edgar.xml · derivative · entry 1

Korakis Emmanuel N · CIK 0001449366 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,974

Underlying: Common Stock · 5,974 shares

Expires 2030-02-11

F1 · derivative.exercise_date: This stock appreciation right vests in three annual installments beginning on February 11, 2021.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:07 UTC
Sherbet EricSee Remarks
GrantStock Appreciation Right · Derivative 22,404 $0.00 Strike: $161.70 $0.00
Disclosure

SEC source: 0001478242-20-000009 · edgar.xml · derivative · entry 1

Sherbet Eric · CIK 0001679512 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,404

Underlying: Common Stock · 22,404 shares

Expires 2030-02-11

F1 · derivative.exercise_date: This stock appreciation right vests in three annual installments beginning on February 11, 2021.

Read SEC document
February 11, 2020 Filed Feb 4, 2021 22:23 UTC GrantDeferred Shares · Derivative 178 $161.70 $28,782.60
Disclosure

SEC source: 0001478242-21-000005 · wf-form5_161247740132282.xml · derivative · entry 1

GOGGINS COLLEEN A · CIK 0001189008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993

Underlying: Common Stock · 178 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share is convertible into one share of common stock of IQVIA Holdings Inc. (the "Issuer") upon settlement. The deferred shares become settleable, in accordance with the Issuer's Non-Employee Director Deferral Plan, when the reporting person ceases to be a director, upon a change in control of the Company, or upon death of the reporting person. There is no expiry date.

F1 · derivative.exercise_date: Each deferred share is convertible into one share of common stock of IQVIA Holdings Inc. (the "Issuer") upon settlement. The deferred shares become settleable, in accordance with the Issuer's Non-Employee Director Deferral Plan, when the reporting person ceases to be a director, upon a change in control of the Company, or upon death of the reporting person. There is no expiry date.

F1 · derivative.expiration_date: Each deferred share is convertible into one share of common stock of IQVIA Holdings Inc. (the "Issuer") upon settlement. The deferred shares become settleable, in accordance with the Issuer's Non-Employee Director Deferral Plan, when the reporting person ceases to be a director, upon a change in control of the Company, or upon death of the reporting person. There is no expiry date.

Read SEC document
February 02, 2020 Filed Feb 4, 2020 22:03 UTC
BOUSBIB ARIDirector · See Remarks
Tax withholdingCommon Stock 30,201 $155.25 $4,688,705.25
Disclosure

SEC source: 0001478242-20-000008 · edgar.xml · nonDerivative · entry 1

BOUSBIB ARI · CIK 0001184180 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,062

Read SEC document
January 31, 2020 Filed Feb 4, 2020 22:02 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,250 $0.00 Strike: $23.70 $0.00
Disclosure

SEC source: 0001478242-20-000007 · edgar.xml · derivative · entry 3

EVANISKO MICHAEL J · CIK 0001258567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2020-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Options to purchase shares held in the Michael J. Evanisko 2007 Revocable Trust.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 22:02 UTC SaleCommon Stock 6,250 $155.19 $969,937.50
Disclosure

SEC source: 0001478242-20-000007 · edgar.xml · nonDerivative · entry 2

EVANISKO MICHAEL J · CIK 0001258567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,250

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 19, 2019.

F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $154.55 to $156.63 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Options to purchase shares held in the Michael J. Evanisko 2007 Revocable Trust.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 22:02 UTC Exercise / conversionCommon Stock 6,250 $23.70 $148,125.00
Disclosure

SEC source: 0001478242-20-000007 · edgar.xml · nonDerivative · entry 1

EVANISKO MICHAEL J · CIK 0001258567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Options to purchase shares held in the Michael J. Evanisko 2007 Revocable Trust.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:00 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,250 $0.00 Strike: $23.70 $0.00
Disclosure

SEC source: 0001478242-20-000006 · edgar.xml · derivative · entry 5

EVANISKO MICHAEL J · CIK 0001258567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 6,250

Underlying: Common Stock · 2,250 shares

Expires 2020-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Options to purchase shares held in the Michael J. Evanisko 2007 Revocable Trust.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:00 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $18.40 $0.00
Disclosure

SEC source: 0001478242-20-000006 · edgar.xml · derivative · entry 4

EVANISKO MICHAEL J · CIK 0001258567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2020-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Options to purchase shares held in the Michael J. Evanisko 2007 Revocable Trust.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:00 UTC SaleCommon Stock 6,250 $159.07 $994,187.50
Disclosure

SEC source: 0001478242-20-000006 · edgar.xml · nonDerivative · entry 3

EVANISKO MICHAEL J · CIK 0001258567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,250

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 19, 2019.

F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $157.88 to $161.62 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Options to purchase shares held in the Michael J. Evanisko 2007 Revocable Trust.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:00 UTC Exercise / conversionCommon Stock 2,250 $23.70 $53,325.00
Disclosure

SEC source: 0001478242-20-000006 · edgar.xml · nonDerivative · entry 2

EVANISKO MICHAEL J · CIK 0001258567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Options to purchase shares held in the Michael J. Evanisko 2007 Revocable Trust.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:00 UTC Exercise / conversionCommon Stock 4,000 $18.40 $73,600.00
Disclosure

SEC source: 0001478242-20-000006 · edgar.xml · nonDerivative · entry 1

EVANISKO MICHAEL J · CIK 0001258567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Options to purchase shares held in the Michael J. Evanisko 2007 Revocable Trust.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 22:00 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,250 $0.00 Strike: $18.40 $0.00
Disclosure

SEC source: 0001478242-20-000004 · edgar.xml · derivative · entry 3

EVANISKO MICHAEL J · CIK 0001258567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 4,000

Underlying: Common Stock · 6,250 shares

Expires 2020-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Options to purchase shares held in the Michael J. Evanisko 2007 Revocable Trust.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 22:00 UTC SaleCommon Stock 6,250 $160.76 $1,004,750.00
Disclosure

SEC source: 0001478242-20-000004 · edgar.xml · nonDerivative · entry 2

EVANISKO MICHAEL J · CIK 0001258567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,250

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 19, 2019.

F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $159.49 to $161.45 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Options to purchase shares held in the Michael J. Evanisko 2007 Revocable Trust.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 22:00 UTC Exercise / conversionCommon Stock 6,250 $18.40 $115,000.00
Disclosure

SEC source: 0001478242-20-000004 · edgar.xml · nonDerivative · entry 1

EVANISKO MICHAEL J · CIK 0001258567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Options to purchase shares held in the Michael J. Evanisko 2007 Revocable Trust.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 21:56 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,250 $0.00 Strike: $18.40 $0.00
Disclosure

SEC source: 0001478242-20-000003 · edgar.xml · derivative · entry 3

EVANISKO MICHAEL J · CIK 0001258567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,250

Underlying: Common Stock · 6,250 shares

Expires 2020-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Options to purchase shares held in the Michael J. Evanisko 2007 Revocable Trust.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 21:56 UTC SaleCommon Stock 6,250 $160.08 $1,000,500.00
Disclosure

SEC source: 0001478242-20-000003 · edgar.xml · nonDerivative · entry 2

EVANISKO MICHAEL J · CIK 0001258567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,250

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 19, 2019.

F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $159.60 to $160.72 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Options to purchase shares held in the Michael J. Evanisko 2007 Revocable Trust.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 21:56 UTC Exercise / conversionCommon Stock 6,250 $18.40 $115,000.00
Disclosure

SEC source: 0001478242-20-000003 · edgar.xml · nonDerivative · entry 1

EVANISKO MICHAEL J · CIK 0001258567 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Options to purchase shares held in the Michael J. Evanisko 2007 Revocable Trust.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:05 UTC SaleCommon Stock 12,000 $155.07 $1,860,840.00
Disclosure

SEC source: 0001478242-20-000002 · edgar.xml · nonDerivative · entry 1

MCDONNELL MICHAEL R · CIK 0001121897 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,366

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2019.

F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $155.00 to $155.10 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:03 UTC
BOUSBIB ARIDirector · See Remarks
Tax withholdingCommon Stock 86,874 $154.51 $13,422,901.74
Disclosure

SEC source: 0001478242-20-000001 · edgar.xml · nonDerivative · entry 1

BOUSBIB ARI · CIK 0001184180 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,263

Read SEC document
December 20, 2019 Filed Dec 26, 2019 21:33 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $64.52 $0.00
Disclosure

SEC source: 0001478242-19-000043 · edgar.xml · derivative · entry 8

LEONARD JOHN M. · CIK 0001563584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2026-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2019 Filed Dec 26, 2019 21:33 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $64.86 $0.00
Disclosure

SEC source: 0001478242-19-000043 · edgar.xml · derivative · entry 7

LEONARD JOHN M. · CIK 0001563584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,600 shares

Expires 2025-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2019 Filed Dec 26, 2019 21:33 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $64.93 $0.00
Disclosure

SEC source: 0001478242-19-000043 · edgar.xml · derivative · entry 6

LEONARD JOHN M. · CIK 0001563584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,600 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2019 Filed Dec 26, 2019 21:33 UTC SaleCommon Stock 10,100 $155.00 $1,565,500.00
Disclosure

SEC source: 0001478242-19-000043 · edgar.xml · nonDerivative · entry 5

LEONARD JOHN M. · CIK 0001563584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,252

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
December 20, 2019 Filed Dec 26, 2019 21:33 UTC SaleCommon Stock 10,100 $151.00 $1,525,100.00
Disclosure

SEC source: 0001478242-19-000043 · edgar.xml · nonDerivative · entry 4

LEONARD JOHN M. · CIK 0001563584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,352

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
December 20, 2019 Filed Dec 26, 2019 21:33 UTC Exercise / conversionCommon Stock 7,000 $64.52 $451,640.00
Disclosure

SEC source: 0001478242-19-000043 · edgar.xml · nonDerivative · entry 3

LEONARD JOHN M. · CIK 0001563584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2019 Filed Dec 26, 2019 21:33 UTC Exercise / conversionCommon Stock 6,600 $64.86 $428,076.00
Disclosure

SEC source: 0001478242-19-000043 · edgar.xml · nonDerivative · entry 2

LEONARD JOHN M. · CIK 0001563584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 20, 2019 Filed Dec 26, 2019 21:33 UTC Exercise / conversionCommon Stock 6,600 $64.93 $428,538.00
Disclosure

SEC source: 0001478242-19-000043 · edgar.xml · nonDerivative · entry 1

LEONARD JOHN M. · CIK 0001563584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 13, 2019 Filed Jan 21, 2020 22:02 UTC GrantDeferred Shares · Derivative 201 $143.57 $28,857.57
Disclosure

SEC source: 0001478242-20-000005 · edgar.xml · derivative · entry 1

GOGGINS COLLEEN A · CIK 0001189008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815

Underlying: Common Stock · 201 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share is convertible into one share of common stock of IQVIA Holdings Inc. (the "Issuer") upon settlement. The deferred shares become settleable, in accordance with the Issuer's Non-Employee Director Deferral Plan, when the reporting person ceases to be a director, upon a change in control of the Company, or upon death of the reporting person. There is no expiry date.

F1 · derivative.exercise_date: Each deferred share is convertible into one share of common stock of IQVIA Holdings Inc. (the "Issuer") upon settlement. The deferred shares become settleable, in accordance with the Issuer's Non-Employee Director Deferral Plan, when the reporting person ceases to be a director, upon a change in control of the Company, or upon death of the reporting person. There is no expiry date.

F1 · derivative.expiration_date: Each deferred share is convertible into one share of common stock of IQVIA Holdings Inc. (the "Issuer") upon settlement. The deferred shares become settleable, in accordance with the Issuer's Non-Employee Director Deferral Plan, when the reporting person ceases to be a director, upon a change in control of the Company, or upon death of the reporting person. There is no expiry date.

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September 30, 2019 Filed Oct 2, 2019 21:08 UTC
STAUB W RICHARDSee Remarks
Tax withholdingCommon Stock 1,365 $149.38 $203,903.70
Disclosure

SEC source: 0001478242-19-000041 · edgar.xml · nonDerivative · entry 1

STAUB W RICHARD · CIK 0001181162 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,900

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September 30, 2019 Filed Oct 2, 2019 21:04 UTC
Knightly Kevin CSee Remarks
Tax withholdingCommon Stock 1,893 $149.38 $282,776.34
Disclosure

SEC source: 0001478242-19-000040 · edgar.xml · nonDerivative · entry 1

Knightly Kevin C · CIK 0001350000 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,191

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August 08, 2019 Filed Aug 12, 2019 17:00 UTC SaleCommon Stock 2,616,028 $156.85 $410,323,991.80
Disclosure

SEC source: 0000903423-19-000311 · iqvia.xml · nonDerivative · entry 1

TPG Group Holdings (SBS) Advisors, Inc. · CIK 0001495741 · Director

TPG Advisors VI, Inc. · CIK 0001433038 · Director

TPG Advisors V, Inc. · CIK 0001425876 · Director

TPG Biotech Advisors, Inc. · CIK 0001666545 · Director

BONDERMAN DAVID · CIK 0000860866 · Director

COULTER JAMES G · CIK 0001099776 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 5,915,223

F1 · ownership.nature: David Bonderman and James G. Coulter are sole shareholders of each of (i) TPG Group Holdings (SBS) Advisors, Inc. ("Group Advisors"), (ii) TPG Advisors VI, Inc. ("Advisors VI"), (iii) TPG Advisors V, Inc. ("Advisors V") and (iv) TPG Biotech Advisors, Inc. ("Biotech Advisors" and, together with Group Advisors, Advisors VI, Advisors V and Messrs. Bonderman and Coulter, the "Reporting Persons").

F2 · ownership.nature: Group Advisors is the sole member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Holdings I, L.P., which is the sole member of each of (i) TPG GenPar V Advisors, LLC, (ii) TPG GenPar VI Advisors, LLC and (iii) TPG Biotechnology GenPar III Advisors, LLC. TPG GenPar V Advisors, LLC is the general partner of TPG GenPar V, L.P., which is the general partner of each of (i) TPG Partners V, L.P., which directly holds 2,115,281 shares of Common Stock ("Common Stock") of IQVIA Holdings Inc. (the "Issuer"), (ii) TPG FOF V-A, L.P., which directly holds 5,534 shares of Common Stock, and (iii) TPG FOF V-B, L.P., which directly holds 4,462 shares of Common Stock.

F3 · ownership.nature: TPG GenPar VI Advisors, LLC is the general partner of TPG GenPar VI, L.P., which is the general partner of TPG Partners VI, L.P., which directly holds 2,116,908 shares of Common Stock. TPG Biotechnology GenPar III Advisors, LLC is the general partner of TPG Biotechnology GenPar III, L.P., which is the general partner of TPG Biotechnology Partners III, L.P., which directly holds 87,340 shares of Common Stock. Advisors VI is the (i) general partner of TPG FOF VI SPV, L.P., which directly holds 8,368 shares of Common Stock, and (ii) managing member of TPG Iceberg Co-Invest LLC, which directly holds 727,835 shares of Common Stock.

F4 · ownership.nature: Advisors V is the general partner of TPG Quintiles Holdco II, L.P., which directly holds 807,253 shares of Common Stock. Biotech Advisors is the general partner of TPG Quintiles Holdco III, L.P. (together with TPG Partners V, L.P., TPG FOF V-A, L.P., TPG FOF V-B, L.P., TPG Partners VI, L.P., TPG Biotechnology Partners III, L.P., TPG FOF VI SPV, L.P., TPG Iceberg Co-Invest LLC and TPG Quintiles Holdco II, L.P., the "TPG Funds"), which directly holds 42,242 shares of Common Stock.

F5 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each Reporting Person and each of the TPG Funds disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's or such TPG Fund's pecuniary interest therein, if any.

F6 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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August 08, 2019 Filed Aug 12, 2019 20:28 UTC GiftCommon Stock 4,679 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021581 · doc4.xml · nonDerivative · entry 3

CONNAUGHTON JOHN · CIK 0001213395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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August 08, 2019 Filed Aug 12, 2019 20:28 UTC OtherCommon Stock 52,909 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021581 · doc4.xml · nonDerivative · entry 2

CONNAUGHTON JOHN · CIK 0001213395 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,389,540

F3 · kind: On August 8, 2019, certain of the Bain Capital Entities distributed 52,909 shares of common stock to one or more members or partners of the Bain Capital Entities, including 4,679 shares of common stock to Mr. Connaughton, in connection with certain charitable gifts made by such members or partners.

F1 · ownership.nature: Represents shares of common stock held directly by Bain Capital Integral Investors 2008, L.P. ("Integral 2008"), BCIP TCV, LLC ("BCIP TCV") and BCIP Associates-G ("BCIP-G" and, collectively, the "Bain Capital Entities").

F2 · ownership.nature: Bain Capital Investors, LLC ("BCI") is the ultimate general partner of Integral 2008 and governs the investment strategy and decision-making process with respect to investments held by each of BCIP TCV and BCIP-G. John Connaughton is a Managing Director of BCI. By virtue of the relationships described in this footnote, Mr. Connaughton may be deemed to share voting and dispositive power with respect to all of the shares of common stock held by the Bain Capital Entities. Mr. Connaughton disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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August 08, 2019 Filed Aug 12, 2019 20:28 UTC SaleCommon Stock 573,085 $156.85 $89,888,382.25
Disclosure

SEC source: 0000899243-19-021581 · doc4.xml · nonDerivative · entry 1

CONNAUGHTON JOHN · CIK 0001213395 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,442,449

F1 · ownership.nature: Represents shares of common stock held directly by Bain Capital Integral Investors 2008, L.P. ("Integral 2008"), BCIP TCV, LLC ("BCIP TCV") and BCIP Associates-G ("BCIP-G" and, collectively, the "Bain Capital Entities").

F2 · ownership.nature: Bain Capital Investors, LLC ("BCI") is the ultimate general partner of Integral 2008 and governs the investment strategy and decision-making process with respect to investments held by each of BCIP TCV and BCIP-G. John Connaughton is a Managing Director of BCI. By virtue of the relationships described in this footnote, Mr. Connaughton may be deemed to share voting and dispositive power with respect to all of the shares of common stock held by the Bain Capital Entities. Mr. Connaughton disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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August 01, 2019 Filed Aug 5, 2019 21:05 UTC
Knightly Kevin CSee Remarks
SaleCommon Stock 4,278 $158.50 $678,063.00
Disclosure

SEC source: 0001478242-19-000039 · edgar.xml · nonDerivative · entry 1

Knightly Kevin C · CIK 0001350000 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,084

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July 29, 2019 Filed Jul 31, 2019 21:00 UTC
Knightly Kevin CSee Remarks
SaleCommon Stock 6,945 $158.53 $1,100,990.85
Disclosure

SEC source: 0001478242-19-000037 · edgar.xml · nonDerivative · entry 1

Knightly Kevin C · CIK 0001350000 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,362

F1 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $158.45 to $158.55 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.