Last 12 months
Inside the activity.
2 purchase rows · 116 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 15 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 29 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 31 |
| Apr 2026 | 0 | 9 |
| May 2026 | 0 | 6 |
| Jun 2026 | 0 | 11 |
| Jul 2026 | 2 | 6 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2024 Filed May 13, 2024 21:25 UTC |
WENDER JOSEPH HDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $35.53 | $0.00 |
DisclosureSEC source: 0000874015-24-000146 · edgardoc.xml · derivative · entry 2 WENDER JOSEPH H · CIK 0001073384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires 2024-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2024 Filed May 13, 2024 21:25 UTC |
WENDER JOSEPH HDirector
|
Exercise / conversionCommon Stock | 16,000 | $35.53 | $568,480.00 |
DisclosureSEC source: 0000874015-24-000146 · edgardoc.xml · nonDerivative · entry 1 WENDER JOSEPH H · CIK 0001073384 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 128,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquired as a result of exercising a stock option that was scheduled to expire on 6/30/2024. Read SEC document |
| May 03, 2024 Filed May 7, 2024 20:55 UTC |
KLEIN JOSEPH IIIDirector
|
SaleCommon Stock | 930 | $42.90 | $39,893.00 |
DisclosureSEC source: 0000874015-24-000144 · edgardoc.xml · nonDerivative · entry 6 KLEIN JOSEPH III · CIK 0001206369 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.80 to $43.54 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) on this Form 4. Read SEC document |
| May 03, 2024 Filed May 7, 2024 20:55 UTC |
KLEIN JOSEPH IIIDirector
|
SaleCommon Stock | 1,070 | $42.55 | $45,525.61 |
DisclosureSEC source: 0000874015-24-000144 · edgardoc.xml · nonDerivative · entry 5 KLEIN JOSEPH III · CIK 0001206369 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 930 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.36 to $42.79 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) on this Form 4. Read SEC document |
| May 03, 2024 Filed May 7, 2024 20:55 UTC |
KLEIN JOSEPH IIIDirector
|
SaleCommon Stock | 731 | $42.98 | $31,415.97 |
DisclosureSEC source: 0000874015-24-000144 · edgardoc.xml · nonDerivative · entry 4 KLEIN JOSEPH III · CIK 0001206369 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 2,000 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.88 to $43.54 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) on this Form 4. Read SEC document |
| May 03, 2024 Filed May 7, 2024 20:55 UTC |
KLEIN JOSEPH IIIDirector
|
SaleCommon Stock | 1,269 | $42.59 | $54,043.54 |
DisclosureSEC source: 0000874015-24-000144 · edgardoc.xml · nonDerivative · entry 3 KLEIN JOSEPH III · CIK 0001206369 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 2,731 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.36 to $42.77 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) on this Form 4. Read SEC document |
| May 03, 2024 Filed May 7, 2024 20:55 UTC |
KLEIN JOSEPH IIIDirector
|
SaleCommon Stock | 682 | $42.94 | $29,288.42 |
DisclosureSEC source: 0000874015-24-000144 · edgardoc.xml · nonDerivative · entry 2 KLEIN JOSEPH III · CIK 0001206369 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 4,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.80 to $43.54 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) on this Form 4. Read SEC document |
| May 03, 2024 Filed May 7, 2024 20:55 UTC |
KLEIN JOSEPH IIIDirector
|
SaleCommon Stock | 1,318 | $42.57 | $56,110.03 |
DisclosureSEC source: 0000874015-24-000144 · edgardoc.xml · nonDerivative · entry 1 KLEIN JOSEPH III · CIK 0001206369 · Director 10b5-1 filing: Plan reported Ownership: Indirect · by Trust Disclosed balance after: 4,682 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.36 to $42.79 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) on this Form 4. Read SEC document |
| April 16, 2024 Filed Apr 17, 2024 21:19 UTC |
Baroldi JosephEVP, Chief Business Officer
|
SaleCommon Stock | 4,006 | $41.60 | $166,640.79 |
DisclosureSEC source: 0000874015-24-000139 · edgardoc.xml · nonDerivative · entry 2 Baroldi Joseph · CIK 0001813775 · EVP, Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,631 F2 · kind: The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice. F2 · shares: The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.55 to $41.65 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) on this Form 4. Read SEC document |
| April 16, 2024 Filed Apr 17, 2024 21:16 UTC |
Birchler BrianEVP, Corp and Development Ops
|
SaleCommon Stock | 905 | $41.66 | $37,698.23 |
DisclosureSEC source: 0000874015-24-000138 · edgardoc.xml · nonDerivative · entry 2 Birchler Brian · CIK 0001970151 · EVP, Corp and Development Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,156 F2 · kind: The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice. F2 · shares: The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.65 to $41.66 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) on this Form 4. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:19 UTC |
Baroldi JosephEVP, Chief Business Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,838 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000874015-24-000139 · edgardoc.xml · derivative · entry 4 Baroldi Joseph · CIK 0001813775 · EVP, Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,135 Underlying: Common Stock · 10,838 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value. F5 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. F5 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:19 UTC |
Baroldi JosephEVP, Chief Business Officer
|
Exercise / conversionCommon Stock | 10,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000874015-24-000139 · edgardoc.xml · nonDerivative · entry 1 Baroldi Joseph · CIK 0001813775 · EVP, Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Acquired pursuant to vesting and release of shares in accordance with a Restricted Stock Unit award. F1 · shares: Acquired pursuant to vesting and release of shares in accordance with a Restricted Stock Unit award. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:16 UTC |
Birchler BrianEVP, Corp and Development Ops
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000874015-24-000138 · edgardoc.xml · derivative · entry 3 Birchler Brian · CIK 0001970151 · EVP, Corp and Development Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,373 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value. F5 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. F5 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:16 UTC |
Birchler BrianEVP, Corp and Development Ops
|
Exercise / conversionCommon Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0000874015-24-000138 · edgardoc.xml · nonDerivative · entry 1 Birchler Brian · CIK 0001970151 · EVP, Corp and Development Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Acquired pursuant to vesting and release of shares in accordance with a Restricted Stock Unit award. F1 · shares: Acquired pursuant to vesting and release of shares in accordance with a Restricted Stock Unit award. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:13 UTC |
Swayze EricOfficer Level 14
|
OtherCommon Stock | 605 | $34.43 | $20,827.13 |
DisclosureSEC source: 0000874015-24-000126 · edgardoc.xml · nonDerivative · entry 1 Swayze Eric · CIK 0001791058 · Officer Level 14 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,929 F1 · kind: Reporting shares purchased under the Ionis Pharmaceuticals, Inc. Amended and Restated 2000 Employee Stock Purchase Plan on February 29, 2024. These shares may not be sold until August 31, 2024. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:13 UTC |
Monia Brett PDirector · CEO Level 15
|
OtherCommon Stock | 538 | $34.43 | $18,520.65 |
DisclosureSEC source: 0000874015-24-000125 · edgardoc.xml · nonDerivative · entry 1 Monia Brett P · CIK 0001537529 · Director · CEO Level 15 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,289 F1 · kind: Reporting shares purchased under the Ionis Pharmaceuticals, Inc. Amended and Restated 2000 Employee Stock Purchase Plan on February 29, 2024. These shares may not be sold until August 31, 2024. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:13 UTC |
Geary Richard SOfficer Level 14
|
OtherCommon Stock | 604 | $34.43 | $20,792.70 |
DisclosureSEC source: 0000874015-24-000124 · edgardoc.xml · nonDerivative · entry 1 Geary Richard S · CIK 0001442730 · Officer Level 14 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,938 F1 · kind: Reporting shares purchased under the Ionis Pharmaceuticals, Inc. Amended and Restated 2000 Employee Stock Purchase Plan on February 29, 2024. These shares may not be sold until August 31, 2024. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:13 UTC |
Birchler BrianVice President Level 14
|
OtherCommon Stock | 604 | $34.43 | $20,792.70 |
DisclosureSEC source: 0000874015-24-000123 · edgardoc.xml · nonDerivative · entry 1 Birchler Brian · CIK 0001970151 · Vice President Level 14 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,186 F1 · kind: Reporting shares purchased under the Ionis Pharmaceuticals, Inc. Amended and Restated 2000 Employee Stock Purchase Plan on February 29, 2024. These shares may not be sold until August 31, 2024. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:13 UTC |
BENNETT C FRANKOfficer Level 14
|
OtherCommon Stock | 383 | $34.43 | $13,184.78 |
DisclosureSEC source: 0000874015-24-000122 · edgardoc.xml · nonDerivative · entry 1 BENNETT C FRANK · CIK 0001073387 · Officer Level 14 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,462 F1 · kind: Reporting shares purchased under the Ionis Pharmaceuticals, Inc. Amended and Restated 2000 Employee Stock Purchase Plan on February 29, 2024. These shares may not be sold until August 31, 2024. Read SEC document |
| February 26, 2024 Filed Mar 13, 2024 21:52 UTC |
Jenne KyleEVP, Chf GL Pdt Str Ofcr
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 65,203 | $0.00 Strike: $46.10 | $0.00 |
DisclosureSEC source: 0000874015-24-000133 · edgardoc.xml · derivative · entry 1 Jenne Kyle · CIK 0001791857 · EVP, Chf GL Pdt Str Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,203 Underlying: Common Stock · 65,203 shares Expires 2034-02-25 F1 · derivative.exercise_date: Grant on 02/26/2024 to reporting person of stock options under the Ionis Pharmaceuticals, Inc. 2020 Equity Incentive Plan. Following this transaction, the option was exercisable as to 0 shares on 02/26/2024. 25% of the shares subject to the option will vest and become exercisable on 02/26/2025. Thereafter, the remaining shares subject to the option will vest and become exercisable in 36 equal monthly installments over the next 3 years. Read SEC document |
| February 16, 2024 Filed Feb 17, 2024 00:47 UTC |
Monia Brett PDirector · Chief Executive Officer
|
SaleCommon Stock | 387 | $44.49 | $17,218.56 |
DisclosureSEC source: 0000874015-24-000112 · edgardoc.xml · nonDerivative · entry 1 Monia Brett P · CIK 0001537529 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 173,751 Read SEC document |
| February 02, 2024 Filed Feb 3, 2024 00:55 UTC |
Swayze EricEVP Research
|
SaleCommon Stock | 1,907 | $49.56 | $94,513.40 |
DisclosureSEC source: 0000874015-24-000110 · edgardoc.xml · nonDerivative · entry 3 Swayze Eric · CIK 0001791058 · EVP Research 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,324 F2 · shares: The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Performance restricted Stock Unit Agreement and Grant Notice. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.55 to $49.57 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) on this Form 4. Read SEC document |
| February 02, 2024 Filed Feb 3, 2024 00:55 UTC |
Schneider EugeneEVP, Chf Clinical Develop Ofcr
|
SaleCommon Stock | 2,071 | $49.59 | $102,700.89 |
DisclosureSEC source: 0000874015-24-000109 · edgardoc.xml · nonDerivative · entry 2 Schneider Eugene · CIK 0001838539 · EVP, Chf Clinical Develop Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,812 F2 · shares: The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Performance restricted Stock Unit Agreement and Grant Notice. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.58 to $49.60 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) on this Form 4. Read SEC document |
| February 02, 2024 Filed Feb 3, 2024 00:55 UTC |
O'NEIL PATRICK R.EVP CLO & General Counsel
|
SaleCommon Stock | 1,961 | $49.67 | $97,410.32 |
DisclosureSEC source: 0000874015-24-000108 · edgardoc.xml · nonDerivative · entry 2 O'NEIL PATRICK R. · CIK 0001564926 · EVP CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,661 F2 · shares: The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Performance restricted Stock Unit Agreement and Grant Notice. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.60 to $49.80 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) on this Form 4. Read SEC document |
| February 02, 2024 Filed Feb 3, 2024 00:55 UTC |
Monia Brett PDirector · Chief Executive Officer
|
SaleCommon Stock | 23,501 | $49.37 | $1,160,303.12 |
DisclosureSEC source: 0000874015-24-000107 · edgardoc.xml · nonDerivative · entry 3 Monia Brett P · CIK 0001537529 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,138 F3 · shares: The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Performance restricted Stock Unit Agreement and Grant Notice. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.22 to $49.51 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) on this Form 4. Read SEC document |
| February 02, 2024 Filed Feb 3, 2024 00:55 UTC |
HOUGEN ELIZABETH LEVP, Finance & CFO
|
SaleCommon Stock | 2,125 | $49.54 | $105,272.29 |
DisclosureSEC source: 0000874015-24-000106 · edgardoc.xml · nonDerivative · entry 2 HOUGEN ELIZABETH L · CIK 0001074773 · EVP, Finance & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,905 F2 · shares: The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Performance restricted Stock Unit Agreement and Grant Notice. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.53 to $49.55 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) on this Form 4. Read SEC document |
| February 02, 2024 Filed Feb 3, 2024 00:54 UTC |
Geary Richard SEVP, Chief Development Officer
|
SaleCommon Stock | 1,961 | $50.04 | $98,134.91 |
DisclosureSEC source: 0000874015-24-000105 · edgardoc.xml · nonDerivative · entry 2 Geary Richard S · CIK 0001442730 · EVP, Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,334 F2 · shares: The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Performance restricted Stock Unit Agreement and Grant Notice. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.80 to $50.30 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) on this Form 4. Read SEC document |
| February 02, 2024 Filed Feb 3, 2024 00:54 UTC |
Cadoret-Manier OnaizaEVP, Chf GL Pdt Str & Oper Ofc
|
SaleCommon Stock | 2,125 | $49.60 | $105,404.25 |
DisclosureSEC source: 0000874015-24-000104 · edgardoc.xml · nonDerivative · entry 2 Cadoret-Manier Onaiza · CIK 0001799355 · EVP, Chf GL Pdt Str & Oper Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,825 F2 · shares: The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Performance restricted Stock Unit Agreement and Grant Notice. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.60 to $49.62 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) on this Form 4. Read SEC document |
| February 02, 2024 Filed Feb 3, 2024 00:54 UTC |
BENNETT C FRANKEVP, Chief Scientific Officer
|
SaleCommon Stock | 1,853 | $49.52 | $91,752.41 |
DisclosureSEC source: 0000874015-24-000103 · edgardoc.xml · nonDerivative · entry 2 BENNETT C FRANK · CIK 0001073387 · EVP, Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,079 F2 · shares: The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Performance restricted Stock Unit Agreement and Grant Notice. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.51 to $49.53 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) on this Form 4. Read SEC document |
| February 02, 2024 Filed Sep 5, 2024 01:33 UTC Amendment |
Geary Richard SEVP, Chief Development Officer
|
SaleCommon Stock | 1,995 | $50.04 | $99,836.38 |
DisclosureSEC source: 0000874015-24-000200 · primary_doc.xml · nonDerivative · entry 1 Geary Richard S · CIK 0001442730 · EVP, Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,300 F1 · shares: The original Form 4 filed on February 2, 2024 reported 1,961 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Geary. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.80 to $50.30 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) on this Form 4. F1 · balance_after: The original Form 4 filed on February 2, 2024 reported 1,961 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Geary. Read SEC document |
| February 02, 2024 Filed Sep 5, 2024 01:13 UTC Amendment |
HOUGEN ELIZABETH LEVP, Finance & CFO
|
SaleCommon Stock | 2,162 | $49.54 | $107,105.26 |
DisclosureSEC source: 0000874015-24-000199 · primary_doc.xml · nonDerivative · entry 1 HOUGEN ELIZABETH L · CIK 0001074773 · EVP, Finance & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,868 F1 · shares: The original Form 4 filed on February 2, 2024 reported 2,125 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Ms. Hougen. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.53 to $49.55 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) on this Form 4. F1 · balance_after: The original Form 4 filed on February 2, 2024 reported 2,125 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Ms. Hougen. Read SEC document |
| February 02, 2024 Filed Sep 5, 2024 01:11 UTC Amendment |
O'NEIL PATRICK R.EVP CLO & General Counsel
|
SaleCommon Stock | 1,995 | $49.67 | $99,099.23 |
DisclosureSEC source: 0000874015-24-000198 · primary_doc.xml · nonDerivative · entry 1 O'NEIL PATRICK R. · CIK 0001564926 · EVP CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,627 F1 · shares: The original Form 4 filed on February 2, 2024 reported 1,961 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. O'Neil. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.60 to $49.80 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) on this Form 4. F1 · balance_after: The original Form 4 filed on February 2, 2024 reported 1,961 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. O'Neil. Read SEC document |
| February 02, 2024 Filed Sep 5, 2024 01:06 UTC Amendment |
Schneider EugeneEVP, Chf Clinical Develop Ofcr
|
SaleCommon Stock | 2,106 | $49.59 | $104,436.54 |
DisclosureSEC source: 0000874015-24-000197 · primary_doc.xml · nonDerivative · entry 1 Schneider Eugene · CIK 0001838539 · EVP, Chf Clinical Develop Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,659 F1 · shares: The original Form 4 filed on February 2, 2024 reported 2,071 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Schneider. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.58 to $49.60 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) on this Form 4. F1 · balance_after: The original Form 4 filed on February 2, 2024 reported 2,071 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Schneider. Read SEC document |
| February 02, 2024 Filed Sep 5, 2024 01:02 UTC Amendment |
Swayze EricEVP Research
|
SaleCommon Stock | 1,940 | $49.56 | $96,148.92 |
DisclosureSEC source: 0000874015-24-000196 · primary_doc.xml · nonDerivative · entry 1 Swayze Eric · CIK 0001791058 · EVP Research 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,291 F1 · shares: The original Form 4 filed on February 2, 2024 reported 1,907 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Swayze. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.55 to $49.57 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) on this Form 4. F1 · balance_after: The original Form 4 filed on February 2, 2024 reported 1,907 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Swayze. Read SEC document |
| February 02, 2024 Filed Sep 5, 2024 00:52 UTC Amendment |
Monia Brett PDirector · Chief Executive Officer
|
SaleCommon Stock | 23,907 | $49.37 | $1,180,348.36 |
DisclosureSEC source: 0000874015-24-000195 · primary_doc.xml · nonDerivative · entry 1 Monia Brett P · CIK 0001537529 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,732 F1 · shares: The original Form 4 filed on February 2, 2024 reported 23,501 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Monia. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.22 to $49.51 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) on this Form 4. F1 · balance_after: The original Form 4 filed on February 2, 2024 reported 23,501 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Monia. Read SEC document |
| February 02, 2024 Filed Sep 5, 2024 00:51 UTC Amendment |
Monia Brett PDirector · Chief Executive Officer
|
SaleCommon Stock | 23,907 | $49.37 | $1,180,348.36 |
DisclosureSEC source: 0000874015-24-000192 · primary_doc.xml · nonDerivative · entry 1 Monia Brett P · CIK 0001537529 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,732 F1 · shares: The original Form 4 filed on February 2, 2024 reported 23,501 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Monia. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.22 to $49.51 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) on this Form 4. F1 · balance_after: The original Form 4 filed on February 2, 2024 reported 23,501 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Monia. Read SEC document |
| February 02, 2024 Filed Sep 5, 2024 00:42 UTC Amendment |
Cadoret-Manier OnaizaEVP,Chf GL Pdt Str & Oper Ofc
|
SaleCommon Stock | 2,162 | $49.60 | $107,239.52 |
DisclosureSEC source: 0000874015-24-000194 · primary_doc.xml · nonDerivative · entry 1 Cadoret-Manier Onaiza · CIK 0001799355 · EVP,Chf GL Pdt Str & Oper Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,788 F1 · shares: The original Form 4 filed on February 2, 2024 reported 2,125 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Ms. Cadoret-Manier. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.60 to $49.62 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) on this Form 4. F1 · balance_after: The original Form 4 filed on February 2, 2024 reported 2,125 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Ms. Cadoret-Manier. Read SEC document |
| February 02, 2024 Filed Sep 5, 2024 00:42 UTC Amendment |
BENNETT C FRANKEVP, Chief Scientific Officer
|
SaleCommon Stock | 1,885 | $49.52 | $93,336.91 |
DisclosureSEC source: 0000874015-24-000193 · primary_doc.xml · nonDerivative · entry 1 BENNETT C FRANK · CIK 0001073387 · EVP, Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,047 F1 · shares: The original Form 4 filed on February 2, 2024 reported 1,853 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Bennett. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.51 to $49.53 inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc. any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) on this Form 4. F1 · balance_after: The original Form 4 filed on February 2, 2024 reported 1,853 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Bennett. Read SEC document |
| February 01, 2024 Filed Feb 3, 2024 00:55 UTC |
Swayze EricEVP Research
|
GrantCommon Stock | 3,715 | $0.00 | $0.00 |
DisclosureSEC source: 0000874015-24-000110 · edgardoc.xml · nonDerivative · entry 2 Swayze Eric · CIK 0001791058 · EVP Research 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,231 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units ("PRSUs") for the second performance period of the grant to the reporting person reported on January 19, 2022. The Compensation Committee certified achievement of the pre-established performance goal based on the Issuer's relative total shareholder return as compared to a peer group of companies at a level resulting in a vest of 150% of target shares. As reported at grant, the PRSUs could result in a payout of 0% to 150% based on actual achievement of the goal. Read SEC document |
| February 01, 2024 Filed Feb 3, 2024 00:55 UTC |
Schneider EugeneEVP, Chf Clinical Develop Ofcr
|
GrantCommon Stock | 4,033 | $0.00 | $0.00 |
DisclosureSEC source: 0000874015-24-000109 · edgardoc.xml · nonDerivative · entry 1 Schneider Eugene · CIK 0001838539 · EVP, Chf Clinical Develop Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,883 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units ("PRSUs") for the second performance period of the grant to the reporting person reported on January 19, 2022. The Compensation Committee certified achievement of the pre-established performance goal based on the Issuer's relative total shareholder return as compared to a peer group of companies at a level resulting in a vest of 150% of target shares. As reported at grant, the PRSUs could result in a payout of 0% to 150% based on actual achievement of the goal. Read SEC document |
| February 01, 2024 Filed Feb 3, 2024 00:55 UTC |
O'NEIL PATRICK R.EVP CLO & General Counsel
|
GrantCommon Stock | 3,820 | $0.00 | $0.00 |
DisclosureSEC source: 0000874015-24-000108 · edgardoc.xml · nonDerivative · entry 1 O'NEIL PATRICK R. · CIK 0001564926 · EVP CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,622 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units ("PRSUs") for the second performance period of the grant to the reporting person reported on January 19, 2022. The Compensation Committee certified achievement of the pre-established performance goal based on the Issuer's relative total shareholder return as compared to a peer group of companies at a level resulting in a vest of 150% of target shares. As reported at grant, the PRSUs could result in a payout of 0% to 150% based on actual achievement of the goal. Read SEC document |
| February 01, 2024 Filed Feb 3, 2024 00:55 UTC |
Monia Brett PDirector · Chief Executive Officer
|
GrantCommon Stock | 20,416 | $0.00 | $0.00 |
DisclosureSEC source: 0000874015-24-000107 · edgardoc.xml · nonDerivative · entry 2 Monia Brett P · CIK 0001537529 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,639 F2 · shares: Represents shares earned upon the vesting of performance-based restricted stock units ("PRSUs") for the final performance period of the grant to the reporting person reported on January 20, 2021. The Compensation Committee certified achievement of the pre-established performance goal based on the Issuer's relative total shareholder return as compared to a peer group of companies at a level resulting in a vest of 100% of target shares and a true-up of 18.63% of target shares pursuant to the alternative calculation. Since this PRSU award paid out less than 100% of target for tranche 1 of such PRSU award, the alternative calculation applies, resulting in an additional payout of 3,206 shares under tranche 1 yielding in the aggregate a total tranche 3 payout of 20,416 shares, or 118.63% of target Read SEC document |
| February 01, 2024 Filed Feb 3, 2024 00:55 UTC |
Monia Brett PDirector · Chief Executive Officer
|
GrantCommon Stock | 25,372 | $0.00 | $0.00 |
DisclosureSEC source: 0000874015-24-000107 · edgardoc.xml · nonDerivative · entry 1 Monia Brett P · CIK 0001537529 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,223 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units ("PRSUs") for the second performance period of the grant to the reporting person reported on January 19, 2022. The Compensation Committee certified achievement of the pre-established performance goal based on the Issuer's relative total shareholder return as compared to a peer group of companies at a level resulting in a vest of 150% of target shares. As reported at grant, the PRSUs could result in a payout of 0% to 150% based on actual achievement of the goal. Read SEC document |
| February 01, 2024 Filed Feb 3, 2024 00:55 UTC |
HOUGEN ELIZABETH LEVP, Finance & CFO
|
GrantCommon Stock | 4,140 | $0.00 | $0.00 |
DisclosureSEC source: 0000874015-24-000106 · edgardoc.xml · nonDerivative · entry 1 HOUGEN ELIZABETH L · CIK 0001074773 · EVP, Finance & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,030 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units ("PRSUs") for the second performance period of the grant to the reporting person reported on January 19, 2022. The Compensation Committee certified achievement of the pre-established performance goal based on the Issuer's relative total shareholder return as compared to a peer group of companies at a level resulting in a vest of 150% of target shares. As reported at grant, the PRSUs could result in a payout of 0% to 150% based on actual achievement of the goal. Read SEC document |
| February 01, 2024 Filed Feb 3, 2024 00:54 UTC |
Geary Richard SEVP, Chief Development Officer
|
GrantCommon Stock | 3,820 | $0.00 | $0.00 |
DisclosureSEC source: 0000874015-24-000105 · edgardoc.xml · nonDerivative · entry 1 Geary Richard S · CIK 0001442730 · EVP, Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,295 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units ("PRSUs") for the second performance period of the grant to the reporting person reported on January 19, 2022. The Compensation Committee certified achievement of the pre-established performance goal based on the Issuer's relative total shareholder return as compared to a peer group of companies at a level resulting in a vest of 150% of target shares. As reported at grant, the PRSUs could result in a payout of 0% to 150% based on actual achievement of the goal. Read SEC document |
| February 01, 2024 Filed Feb 3, 2024 00:54 UTC |
Cadoret-Manier OnaizaEVP, Chf GL Pdt Str & Oper Ofc
|
GrantCommon Stock | 4,140 | $0.00 | $0.00 |
DisclosureSEC source: 0000874015-24-000104 · edgardoc.xml · nonDerivative · entry 1 Cadoret-Manier Onaiza · CIK 0001799355 · EVP, Chf GL Pdt Str & Oper Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,950 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units ("PRSUs") for the second performance period of the grant to the reporting person reported on January 19, 2022. The Compensation Committee certified achievement of the pre-established performance goal based on the Issuer's relative total shareholder return as compared to a peer group of companies at a level resulting in a vest of 150% of target shares. As reported at grant, the PRSUs could result in a payout of 0% to 150% based on actual achievement of the goal. Read SEC document |
| February 01, 2024 Filed Feb 3, 2024 00:54 UTC |
BENNETT C FRANKEVP, Chief Scientific Officer
|
GrantCommon Stock | 3,609 | $0.00 | $0.00 |
DisclosureSEC source: 0000874015-24-000103 · edgardoc.xml · nonDerivative · entry 1 BENNETT C FRANK · CIK 0001073387 · EVP, Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,932 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units ("PRSUs") for the second performance period of the grant to the reporting person reported on January 19, 2022. The Compensation Committee certified achievement of the pre-established performance goal based on the Issuer's relative total shareholder return as compared to a peer group of companies at a level resulting in a vest of 150% of target shares. As reported at grant, the PRSUs could result in a payout of 0% to 150% based on actual achievement of the goal. Read SEC document |
| January 31, 2024 Filed Feb 3, 2024 00:55 UTC |
Swayze EricEVP Research
|
SaleCommon Stock | 10,773 | $52.00 | $560,196.00 |
DisclosureSEC source: 0000874015-24-000110 · edgardoc.xml · nonDerivative · entry 1 Swayze Eric · CIK 0001791058 · EVP Research 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,516 Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 22:34 UTC |
Monia Brett PDirector · Chief Executive Officer
|
SaleCommon Stock | 2,285 | $51.75 | $118,248.75 |
DisclosureSEC source: 0000874015-24-000085 · edgardoc.xml · nonDerivative · entry 1 Monia Brett P · CIK 0001537529 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 151,851 Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 22:34 UTC |
O'NEIL PATRICK R.EVP CLO & General Counsel
|
SaleCommon Stock | 6,450 | $51.75 | $333,787.50 |
DisclosureSEC source: 0000874015-24-000084 · edgardoc.xml · nonDerivative · entry 1 O'NEIL PATRICK R. · CIK 0001564926 · EVP CLO & General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 46,802 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.