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Nasdaq · USD

INTU

INTUIT INC.

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Tapewire entity
2373
SEC CIK
0000896878
Parsed reports
1,182

Last 12 months

Inside the activity.

2 purchase rows · 118 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 20250103
Jan 202604
Feb 202600
Mar 202603
Apr 202600
May 202620
Jun 202605
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2019 Filed Dec 20, 2019 22:45 UTC
COOK SCOTT DDirector · Chairman of Exec. Committee
SaleCommon Stock 7,548 $265.06 $2,000,687.98
Disclosure

SEC source: 0000896878-19-000191 · edgar.xml · nonDerivative · entry 2

COOK SCOTT D · CIK 0000938861 · Director · Chairman of Exec. Committee

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 125,785

F2 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in March 2019.

F3 · price: This transaction was executed in multiple trades ranging from $264.36 to $265.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: Shares held in a CRUT of which an immediate family member of the reporting person is Trustee.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit (MSPP Matching Award) · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · derivative · entry 15

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726

Underlying: Common Stock · 4 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F8 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit (MSPP Matching Award) · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · derivative · entry 14

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,437

Underlying: Common Stock · 30 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F8 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit (MSPP Matching Award) · Derivative 70 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · derivative · entry 13

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947

Underlying: Common Stock · 70 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F8 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit - performance-based vesting · Derivative 89 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · derivative · entry 12

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,249

Underlying: Common Stock · 89 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F7 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2022. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F5 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit - performance-based vesting · Derivative 965 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · derivative · entry 11

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,035

Underlying: Common Stock · 965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F6 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2021. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F5 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit - performance-based vesting · Derivative 2,797 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · derivative · entry 10

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,203

Underlying: Common Stock · 2,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F4 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2020. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F5 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 161 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · derivative · entry 9

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,785

Underlying: Common Stock · 161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: One third of the 26,000 awarded Restricted Stock Units vest on each of 7/1/2018, 7/1/2019, and 7/1/2020. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC
SMITH BRAD DDirector · Executive Chairman
Tax withholdingCommon Stock 4,116 $252.75 $1,040,319.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · nonDerivative · entry 8

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,535

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · nonDerivative · entry 7

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · nonDerivative · entry 6

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · nonDerivative · entry 5

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 89 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · nonDerivative · entry 4

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 965 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · nonDerivative · entry 3

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 2,797 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · nonDerivative · entry 2

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 161 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · nonDerivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:05 UTC
McLean Kerry JSVP, Gen. Counsel & Corp. Sec.
Exercise / conversionRestricted Stock Unit (MSPP Matching Award) · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000187 · edgar.xml · derivative · entry 13

McLean Kerry J · CIK 0001749067 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130

Underlying: Common Stock · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F7 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:05 UTC
McLean Kerry JSVP, Gen. Counsel & Corp. Sec.
Exercise / conversionRestricted Stock Unit (MSPP Matching Award) · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000187 · edgar.xml · derivative · entry 12

McLean Kerry J · CIK 0001749067 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173

Underlying: Common Stock · 4 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F7 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:05 UTC
McLean Kerry JSVP, Gen. Counsel & Corp. Sec.
Exercise / conversionRestricted Stock Unit (MSPP Matching Award) · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000187 · edgar.xml · derivative · entry 11

McLean Kerry J · CIK 0001749067 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190

Underlying: Common Stock · 7 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F7 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:05 UTC
McLean Kerry JSVP, Gen. Counsel & Corp. Sec.
Exercise / conversionRestricted Stock Unit - performance-based vesting · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000187 · edgar.xml · derivative · entry 10

McLean Kerry J · CIK 0001749067 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,234

Underlying: Common Stock · 39 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F6 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2022. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:05 UTC
McLean Kerry JSVP, Gen. Counsel & Corp. Sec.
Exercise / conversionRestricted Stock Unit - performance-based vesting · Derivative 163 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000187 · edgar.xml · derivative · entry 9

McLean Kerry J · CIK 0001749067 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,728

Underlying: Common Stock · 163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F5 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2021. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:05 UTC
McLean Kerry JSVP, Gen. Counsel & Corp. Sec.
Exercise / conversionRestricted Stock Unit · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000187 · edgar.xml · derivative · entry 8

McLean Kerry J · CIK 0001749067 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,189

Underlying: Common Stock · 23 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: One third of the 3,636 awarded Restricted Stock Units vest on each of 7/1/2018, 7/1/2019, and 7/1/2020. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:05 UTC
McLean Kerry JSVP, Gen. Counsel & Corp. Sec.
Tax withholdingCommon Stock 237 $252.75 $59,901.75
Disclosure

SEC source: 0000896878-19-000187 · edgar.xml · nonDerivative · entry 7

McLean Kerry J · CIK 0001749067 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,735

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:05 UTC
McLean Kerry JSVP, Gen. Counsel & Corp. Sec.
Exercise / conversionCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000187 · edgar.xml · nonDerivative · entry 6

McLean Kerry J · CIK 0001749067 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:05 UTC
McLean Kerry JSVP, Gen. Counsel & Corp. Sec.
Exercise / conversionCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000187 · edgar.xml · nonDerivative · entry 5

McLean Kerry J · CIK 0001749067 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:05 UTC
McLean Kerry JSVP, Gen. Counsel & Corp. Sec.
Exercise / conversionCommon Stock 7 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000187 · edgar.xml · nonDerivative · entry 4

McLean Kerry J · CIK 0001749067 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:05 UTC
McLean Kerry JSVP, Gen. Counsel & Corp. Sec.
Exercise / conversionCommon Stock 39 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000187 · edgar.xml · nonDerivative · entry 3

McLean Kerry J · CIK 0001749067 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:05 UTC
McLean Kerry JSVP, Gen. Counsel & Corp. Sec.
Exercise / conversionCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000187 · edgar.xml · nonDerivative · entry 2

McLean Kerry J · CIK 0001749067 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:05 UTC
McLean Kerry JSVP, Gen. Counsel & Corp. Sec.
Exercise / conversionCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000187 · edgar.xml · nonDerivative · entry 1

McLean Kerry J · CIK 0001749067 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:03 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionRestricted Stock Unit (MSPP Matching Award) · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000186 · edgar.xml · derivative · entry 15

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391

Underlying: Common Stock · 2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F8 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:03 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionRestricted Stock Unit (MSPP Matching Award) · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000186 · edgar.xml · derivative · entry 14

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498

Underlying: Common Stock · 8 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F8 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:03 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionRestricted Stock Unit (MSPP Matching Award) · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000186 · edgar.xml · derivative · entry 13

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553

Underlying: Common Stock · 9 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F8 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:03 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionRestricted Stock Unit - performance-based vesting · Derivative 78 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000186 · edgar.xml · derivative · entry 12

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,468

Underlying: Common Stock · 78 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F7 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2022. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F5 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:03 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionRestricted Stock Unit - performance-based vesting · Derivative 257 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000186 · edgar.xml · derivative · entry 11

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,440

Underlying: Common Stock · 257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F6 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2021. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F5 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:03 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionRestricted Stock Unit - performance-based vesting · Derivative 649 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000186 · edgar.xml · derivative · entry 10

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,356

Underlying: Common Stock · 649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F4 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2020. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F5 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:03 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionRestricted Stock Unit · Derivative 63 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000186 · edgar.xml · derivative · entry 9

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,323

Underlying: Common Stock · 63 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: One third of the 10,158 awarded Restricted Stock Units vest on each of 7/1/2018, 7/1/2019, and 7/1/2020. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:03 UTC
FENNELL LAURA AEVP, People and Places
Tax withholdingCommon Stock 1,066 $252.75 $269,431.50
Disclosure

SEC source: 0000896878-19-000186 · edgar.xml · nonDerivative · entry 8

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,803

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:03 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000186 · edgar.xml · nonDerivative · entry 7

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:03 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000186 · edgar.xml · nonDerivative · entry 6

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:03 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 9 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000186 · edgar.xml · nonDerivative · entry 5

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:03 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 78 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000186 · edgar.xml · nonDerivative · entry 4

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:03 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 257 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000186 · edgar.xml · nonDerivative · entry 3

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:03 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 649 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000186 · edgar.xml · nonDerivative · entry 2

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:03 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 63 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000186 · edgar.xml · nonDerivative · entry 1

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:36 UTC
COOK SCOTT DDirector · Chairman of Exec. Committee
SaleCommon Stock 3,689 $256.52 $946,291.95
Disclosure

SEC source: 0000896878-19-000182 · edgar.xml · nonDerivative · entry 7

COOK SCOTT D · CIK 0000938861 · Director · Chairman of Exec. Committee

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 8,320,032

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in March 2019.

F8 · price: This transaction was executed in multiple trades ranging from $256.30 to $256.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F9 · ownership.nature: Shares held in trusts as follows: 8,276,164 shares held by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 and 43,868 shares held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94. The reporting person is a trustee of each of these trusts.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:36 UTC
COOK SCOTT DDirector · Chairman of Exec. Committee
SaleCommon Stock 11,585 $255.86 $2,964,192.55
Disclosure

SEC source: 0000896878-19-000182 · edgar.xml · nonDerivative · entry 6

COOK SCOTT D · CIK 0000938861 · Director · Chairman of Exec. Committee

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 8,323,721

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in March 2019.

F7 · price: This transaction was executed in multiple trades ranging from $255.30 to $256.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:36 UTC
COOK SCOTT DDirector · Chairman of Exec. Committee
SaleCommon Stock 16,913 $254.63 $4,306,503.07
Disclosure

SEC source: 0000896878-19-000182 · edgar.xml · nonDerivative · entry 5

COOK SCOTT D · CIK 0000938861 · Director · Chairman of Exec. Committee

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 8,335,306

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in March 2019.

F6 · price: This transaction was executed in multiple trades ranging from $254.30 to $255.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:36 UTC
COOK SCOTT DDirector · Chairman of Exec. Committee
SaleCommon Stock 18,144 $253.70 $4,603,080.18
Disclosure

SEC source: 0000896878-19-000182 · edgar.xml · nonDerivative · entry 4

COOK SCOTT D · CIK 0000938861 · Director · Chairman of Exec. Committee

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 8,352,219

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in March 2019.

F5 · price: This transaction was executed in multiple trades ranging from $253.30 to $254.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:36 UTC
COOK SCOTT DDirector · Chairman of Exec. Committee
SaleCommon Stock 9,645 $252.64 $2,436,736.91
Disclosure

SEC source: 0000896878-19-000182 · edgar.xml · nonDerivative · entry 3

COOK SCOTT D · CIK 0000938861 · Director · Chairman of Exec. Committee

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 8,370,363

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in March 2019.

F4 · price: This transaction was executed in multiple trades ranging from $252.30 to $253.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 22:36 UTC
COOK SCOTT DDirector · Chairman of Exec. Committee
SaleCommon Stock 5,996 $256.59 $1,538,529.83
Disclosure

SEC source: 0000896878-19-000182 · edgar.xml · nonDerivative · entry 2

COOK SCOTT D · CIK 0000938861 · Director · Chairman of Exec. Committee

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 8,380,008

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in March 2019.

F3 · price: This transaction was executed in multiple trades ranging from $256.45 to $256.86. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.