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Nasdaq · USD

INTU

INTUIT INC.

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Tapewire entity
2373
SEC CIK
0000896878
Parsed reports
1,182

Last 12 months

Inside the activity.

2 purchase rows · 118 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 20250103
Jan 202604
Feb 202600
Mar 202603
Apr 202600
May 202620
Jun 202605
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2020 Filed Jan 5, 2021 01:12 UTC
Johnson Gregory NEVP, Consumer Group
Exercise / conversionRestricted Stock Units · Derivative 360 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000012 · edgar.xml · derivative · entry 4

Johnson Gregory N · CIK 0001503870 · EVP, Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,164

Underlying: Common Stock · 360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:12 UTC
Johnson Gregory NEVP, Consumer Group
Tax withholdingCommon Stock 427 $379.85 $162,195.95
Disclosure

SEC source: 0000896878-21-000012 · edgar.xml · nonDerivative · entry 3

Johnson Gregory N · CIK 0001503870 · EVP, Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,325

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:12 UTC
Johnson Gregory NEVP, Consumer Group
Exercise / conversionCommon Stock 499 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000012 · edgar.xml · nonDerivative · entry 2

Johnson Gregory N · CIK 0001503870 · EVP, Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:12 UTC
Johnson Gregory NEVP, Consumer Group
Exercise / conversionCommon Stock 360 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000012 · edgar.xml · nonDerivative · entry 1

Johnson Gregory N · CIK 0001503870 · EVP, Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:10 UTC
FLOURNOY MARK JSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000011 · edgar.xml · derivative · entry 7

FLOURNOY MARK J · CIK 0001240237 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720

Underlying: Common Stock · 103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:10 UTC
FLOURNOY MARK JSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 167 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000011 · edgar.xml · derivative · entry 6

FLOURNOY MARK J · CIK 0001240237 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,665

Underlying: Common Stock · 167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:10 UTC
FLOURNOY MARK JSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 188 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000011 · edgar.xml · derivative · entry 5

FLOURNOY MARK J · CIK 0001240237 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125

Underlying: Common Stock · 188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:10 UTC
FLOURNOY MARK JSVP & Chief Accounting Officer
Tax withholdingCommon Stock 229 $379.85 $86,985.65
Disclosure

SEC source: 0000896878-21-000011 · edgar.xml · nonDerivative · entry 4

FLOURNOY MARK J · CIK 0001240237 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,926

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:10 UTC
FLOURNOY MARK JSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 103 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000011 · edgar.xml · nonDerivative · entry 3

FLOURNOY MARK J · CIK 0001240237 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:10 UTC
FLOURNOY MARK JSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 167 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000011 · edgar.xml · nonDerivative · entry 2

FLOURNOY MARK J · CIK 0001240237 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:10 UTC
FLOURNOY MARK JSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 188 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000011 · edgar.xml · nonDerivative · entry 1

FLOURNOY MARK J · CIK 0001240237 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:09 UTC
FENNELL LAURA AEVP, People & Places
Exercise / conversionRestricted Stock Units · Derivative 772 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000010 · edgar.xml · derivative · entry 7

FENNELL LAURA A · CIK 0001286631 · EVP, People & Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,397

Underlying: Common Stock · 772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:09 UTC
FENNELL LAURA AEVP, People & Places
Exercise / conversionRestricted Stock Units · Derivative 388 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000010 · edgar.xml · derivative · entry 6

FENNELL LAURA A · CIK 0001286631 · EVP, People & Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,885

Underlying: Common Stock · 388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:09 UTC
FENNELL LAURA AEVP, People & Places
Exercise / conversionRestricted Stock Units · Derivative 432 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000010 · edgar.xml · derivative · entry 5

FENNELL LAURA A · CIK 0001286631 · EVP, People & Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,597

Underlying: Common Stock · 432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:09 UTC
FENNELL LAURA AEVP, People & Places
Tax withholdingCommon Stock 791 $379.85 $300,461.35
Disclosure

SEC source: 0000896878-21-000010 · edgar.xml · nonDerivative · entry 4

FENNELL LAURA A · CIK 0001286631 · EVP, People & Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,542

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:09 UTC
FENNELL LAURA AEVP, People & Places
Exercise / conversionCommon Stock 772 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000010 · edgar.xml · nonDerivative · entry 3

FENNELL LAURA A · CIK 0001286631 · EVP, People & Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:09 UTC
FENNELL LAURA AEVP, People & Places
Exercise / conversionCommon Stock 388 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000010 · edgar.xml · nonDerivative · entry 2

FENNELL LAURA A · CIK 0001286631 · EVP, People & Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:09 UTC
FENNELL LAURA AEVP, People & Places
Exercise / conversionCommon Stock 432 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000010 · edgar.xml · nonDerivative · entry 1

FENNELL LAURA A · CIK 0001286631 · EVP, People & Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:06 UTC Exercise / conversionRestricted Stock Units · Derivative 388 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000008 · edgar.xml · derivative · entry 6

Clatterbuck Michelle M · CIK 0001730247 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,885

Underlying: Common Stock · 388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:06 UTC Exercise / conversionRestricted Stock Units · Derivative 432 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000008 · edgar.xml · derivative · entry 5

Clatterbuck Michelle M · CIK 0001730247 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,597

Underlying: Common Stock · 432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:06 UTC Tax withholdingCommon Stock 408 $379.85 $154,978.80
Disclosure

SEC source: 0000896878-21-000008 · edgar.xml · nonDerivative · entry 3

Clatterbuck Michelle M · CIK 0001730247 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 958

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:06 UTC Exercise / conversionCommon Stock 388 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000008 · edgar.xml · nonDerivative · entry 2

Clatterbuck Michelle M · CIK 0001730247 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:06 UTC Exercise / conversionCommon Stock 432 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000008 · edgar.xml · nonDerivative · entry 1

Clatterbuck Michelle M · CIK 0001730247 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:00 UTC Exercise / conversionRestricted Stock Units · Derivative 499 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000002 · edgar.xml · derivative · entry 6

Chriss James Alexander · CIK 0001762736 · EVP, SBSEG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,995

Underlying: Common Stock · 499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:00 UTC Exercise / conversionRestricted Stock Units · Derivative 94 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000002 · edgar.xml · derivative · entry 5

Chriss James Alexander · CIK 0001762736 · EVP, SBSEG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563

Underlying: Common Stock · 94 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:00 UTC Tax withholdingCommon Stock 295 $379.85 $112,055.75
Disclosure

SEC source: 0000896878-21-000002 · edgar.xml · nonDerivative · entry 3

Chriss James Alexander · CIK 0001762736 · EVP, SBSEG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:00 UTC Exercise / conversionCommon Stock 499 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000002 · edgar.xml · nonDerivative · entry 2

Chriss James Alexander · CIK 0001762736 · EVP, SBSEG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:00 UTC Exercise / conversionCommon Stock 94 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000002 · edgar.xml · nonDerivative · entry 1

Chriss James Alexander · CIK 0001762736 · EVP, SBSEG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:44 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 617 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000018 · edgar.xml · derivative · entry 9

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,319

Underlying: Common Stock · 617 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents vesting and/or release date for Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:44 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 444 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000018 · edgar.xml · derivative · entry 8

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,440

Underlying: Common Stock · 444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents vesting and/or release date for Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:44 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 3,106 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000018 · edgar.xml · derivative · entry 7

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,507

Underlying: Common Stock · 3,106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F5 · shares: Represents 3,070 Restricted Stock Units vested on 12/31/2019 and subject to deferred release and 36 Restricted Stock Units vested on 12/31/2020 and released to effect tax withholding on certain Restricted Stock Units vested on 12/31/2020 and subject to deferred release.

F3 · derivative.exercise_date: Represents vesting and/or release date for Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:44 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 1,281 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000018 · edgar.xml · derivative · entry 6

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,594

Underlying: Common Stock · 1,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · shares: Represents 1,223 Restricted Stock Units vested on 12/31/2019 and subject to deferred release and 58 Restricted Stock Units vested on 12/31/2020 and released to effect tax withholding on certain Restricted Stock Units vested on 12/31/2020 and subject to deferred release.

F3 · derivative.exercise_date: Represents vesting and/or release date for Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:44 UTC
SMITH BRAD DDirector · Executive Chairman
Tax withholdingCommon Stock 2,649 $379.85 $1,006,222.65
Disclosure

SEC source: 0000896878-21-000018 · edgar.xml · nonDerivative · entry 5

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,001

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:44 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 617 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000018 · edgar.xml · nonDerivative · entry 4

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:44 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 444 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000018 · edgar.xml · nonDerivative · entry 3

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:44 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 3,106 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000018 · edgar.xml · nonDerivative · entry 2

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:44 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 1,281 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000018 · edgar.xml · nonDerivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:42 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionRestricted Stock Units · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000017 · edgar.xml · derivative · entry 5

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,966

Underlying: Common Stock · 40 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F4 · derivative.exercise_date: Represents vesting and release date for this portion of Restricted Stock Units to accommodate tax withholding obligations in connection with vesting and deferred release of certain Restricted Stock Units granted on 7/25/2019.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:42 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionRestricted Stock Units · Derivative 794 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000017 · edgar.xml · derivative · entry 4

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,760

Underlying: Common Stock · 794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

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December 31, 2020 Filed Jan 5, 2021 17:42 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Tax withholdingCommon Stock 434 $379.85 $164,854.90
Disclosure

SEC source: 0000896878-21-000017 · edgar.xml · nonDerivative · entry 3

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,747

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December 31, 2020 Filed Jan 5, 2021 17:42 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionCommon Stock 40 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000017 · edgar.xml · nonDerivative · entry 2

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:42 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionCommon Stock 794 $0.00 $0.00
Disclosure

SEC source: 0000896878-21-000017 · edgar.xml · nonDerivative · entry 1

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 21:23 UTC
McLean Kerry JEVP, Gen. Counsel & Corp. Sec.
SaleCommon Stock 600 $379.98 $227,986.98
Disclosure

SEC source: 0000896878-20-000247 · edgar.xml · nonDerivative · entry 3

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,558

F3 · price: This transaction was executed in multiple trades ranging from $379.73 to $380.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 29, 2020 Filed Dec 30, 2020 21:23 UTC
McLean Kerry JEVP, Gen. Counsel & Corp. Sec.
SaleCommon Stock 1,100 $378.94 $416,830.92
Disclosure

SEC source: 0000896878-20-000247 · edgar.xml · nonDerivative · entry 2

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,158

F2 · price: This transaction was executed in multiple trades ranging from $378.43 to $379.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 29, 2020 Filed Dec 30, 2020 21:23 UTC
McLean Kerry JEVP, Gen. Counsel & Corp. Sec.
SaleCommon Stock 2,393 $378.04 $904,644.93
Disclosure

SEC source: 0000896878-20-000247 · edgar.xml · nonDerivative · entry 1

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,258

F1 · price: This transaction was executed in multiple trades ranging from $377.39 to $378.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 18, 2020 Filed Dec 22, 2020 01:21 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit (MSPP Matching Unit) · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0000896878-20-000242 · edgar.xml · derivative · entry 11

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715

Underlying: Common Stock · 11 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F7 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 01:21 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit (MSPP Matching Unit) · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0000896878-20-000242 · edgar.xml · derivative · entry 10

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415

Underlying: Common Stock · 22 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F7 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 01:21 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit - performance-based · Derivative 61 $0.00 $0.00
Disclosure

SEC source: 0000896878-20-000242 · edgar.xml · derivative · entry 9

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,668

Underlying: Common Stock · 61 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F6 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2023. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 01:21 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit - performance-based · Derivative 219 $0.00 $0.00
Disclosure

SEC source: 0000896878-20-000242 · edgar.xml · derivative · entry 8

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,030

Underlying: Common Stock · 219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F5 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2022. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 01:21 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit - performance-based · Derivative 1,063 $0.00 $0.00
Disclosure

SEC source: 0000896878-20-000242 · edgar.xml · derivative · entry 7

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,972

Underlying: Common Stock · 1,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2021. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.