INTU

SEC source: 0001062993-21-013308 · form4.xml · nonDerivative · entry 1

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-011557 · form4.xml · nonDerivative · entry 2

Chriss James Alexander · CIK 0001762736 · EVP, SBSEG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · kind: Transaction(s) effected pursuant to 10b5-1 trading plan adopted by the reporting person In August 2020.

SEC source: 0001062993-21-011561 · form4.xml · nonDerivative · entry 12

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,641

F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2021.

F13 · price: This transaction was executed in multiple trades ranging from $691.26 to $692.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-21-011561 · form4.xml · nonDerivative · entry 11

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,241

F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2021.

F12 · price: This transaction was executed in multiple trades ranging from $690.01 to $690.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-21-011561 · form4.xml · nonDerivative · entry 10

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,580

F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2021.

F11 · price: This transaction was executed in multiple trades ranging from $688.95 to $689.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-21-011561 · form4.xml · nonDerivative · entry 9

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,920

F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2021.

F10 · price: This transaction was executed in multiple trades ranging from $687.73 to $688.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-21-011561 · form4.xml · nonDerivative · entry 8

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,824

F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2021.

F9 · price: This transaction was executed in multiple trades ranging from $686.71 to $687.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-21-011561 · form4.xml · nonDerivative · entry 7

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,080

F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2021.

F8 · price: This transaction was executed in multiple trades ranging from $685.70 to $686.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-21-011561 · form4.xml · nonDerivative · entry 6

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,660

F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2021.

F7 · price: This transaction was executed in multiple trades ranging from $684.69 to $685.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-21-011561 · form4.xml · nonDerivative · entry 5

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,985

F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2021.

F6 · price: This transaction was executed in multiple trades ranging from $683.66 to $684.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-21-011561 · form4.xml · nonDerivative · entry 4

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,755

F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2021.

F5 · price: This transaction was executed in multiple trades ranging from $682.55 to $683.44. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-21-011561 · form4.xml · nonDerivative · entry 3

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,279

F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2021.

F4 · price: This transaction was executed in multiple trades ranging from $681.47 to $682.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-21-011561 · form4.xml · nonDerivative · entry 2

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,979

F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2021.

F3 · price: This transaction was executed in multiple trades ranging from $680.06 to $681.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-21-011561 · form4.xml · nonDerivative · entry 1

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,679

F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2021.

F2 · price: This transaction was executed in multiple trades ranging from $679.03 to $680.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-21-011559 · form4.xml · nonDerivative · entry 1

Clatterbuck Michelle M · CIK 0001730247 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2021.

SEC source: 0001062993-21-011557 · form4.xml · nonDerivative · entry 1

Chriss James Alexander · CIK 0001762736 · EVP, SBSEG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733

F1 · kind: Transaction(s) effected pursuant to 10b5-1 trading plan adopted by the reporting person In August 2020.

SEC source: 0001062993-21-010201 · form4.xml · derivative · entry 3

Tessel Marianna · CIK 0001784171 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009

Underlying: Common Stock · 402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for this tranche of restricted stock units.

F3 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date.

SEC source: 0001062993-21-010201 · form4.xml · nonDerivative · entry 2

Tessel Marianna · CIK 0001784171 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,443

SEC source: 0001062993-21-010201 · form4.xml · nonDerivative · entry 1

Tessel Marianna · CIK 0001784171 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-010199 · form4.xml · derivative · entry 3

Chriss James Alexander · CIK 0001762736 · EVP, SBSEG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,880

Underlying: Common Stock · 576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for this tranche of restricted stock units.

F3 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date.

SEC source: 0001062993-21-010199 · form4.xml · nonDerivative · entry 2

Chriss James Alexander · CIK 0001762736 · EVP, SBSEG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069

SEC source: 0001062993-21-010199 · form4.xml · nonDerivative · entry 1

Chriss James Alexander · CIK 0001762736 · EVP, SBSEG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-009886 · form4.xml · derivative · entry 1

SZKUTAK THOMAS J · CIK 0001209974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43

Underlying: Common Stock · 43 shares

Expires 2026-10-22

F1 · derivative.exercise_price: 1-for-1

F4 · price: Fair Market Value of Intuit Inc. Common Stock on date of grant; award pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F2 · derivative.exercise_date: Represents vesting date for these restricted stock units.

F3 · derivative.expiration_date: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0001062993-21-009884 · form4.xml · derivative · entry 1

Liu Deborah · CIK 0001712627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45

Underlying: Common Stock · 45 shares

Expires 2031-10-22

F1 · derivative.exercise_price: 1-for-1

F4 · price: Fair Market Value of Intuit Inc. Common Stock on date of grant; award pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F2 · derivative.exercise_date: Represents vesting date for these restricted stock units.

F3 · derivative.expiration_date: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0001062993-21-009882 · form4.xml · derivative · entry 1

DALZELL RICHARD L · CIK 0001184753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52

Underlying: Common Stock · 52 shares

Expires 2026-10-22

F1 · derivative.exercise_price: 1-for-1

F4 · price: Fair Market Value of Intuit Inc. Common Stock on date of grant; award pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F2 · derivative.exercise_date: Represents vesting date for these restricted stock units.

F3 · derivative.expiration_date: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0001062993-21-009880 · form4.xml · derivative · entry 1

Burton Eve B · CIK 0001587289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50

Underlying: Common Stock · 50 shares

Expires 2028-10-22

F1 · derivative.exercise_price: 1-for-1

F4 · price: Fair Market Value of Intuit Inc. Common Stock on date of grant; award pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F2 · derivative.exercise_date: Represents vesting date for these restricted stock units.

F3 · derivative.expiration_date: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0000896878-21-000253 · edgar.xml · derivative · entry 7

Johnson Gregory N · CIK 0001503870 · EVP, Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,373

Underlying: Common Stock · 488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for this traunch of Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0000896878-21-000253 · edgar.xml · derivative · entry 6

Johnson Gregory N · CIK 0001503870 · EVP, Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,496

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for this traunch of Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0000896878-21-000253 · edgar.xml · derivative · entry 5

Johnson Gregory N · CIK 0001503870 · EVP, Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082

Underlying: Common Stock · 361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for this traunch of Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0000896878-21-000253 · edgar.xml · nonDerivative · entry 4

Johnson Gregory N · CIK 0001503870 · EVP, Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,080

SEC source: 0000896878-21-000253 · edgar.xml · nonDerivative · entry 3

Johnson Gregory N · CIK 0001503870 · EVP, Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000896878-21-000253 · edgar.xml · nonDerivative · entry 2

Johnson Gregory N · CIK 0001503870 · EVP, Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000896878-21-000253 · edgar.xml · nonDerivative · entry 1

Johnson Gregory N · CIK 0001503870 · EVP, Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000896878-21-000252 · edgar.xml · derivative · entry 7

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,241

Underlying: Common Stock · 385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for this traunch of Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0000896878-21-000252 · edgar.xml · derivative · entry 6

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,719

Underlying: Common Stock · 389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for this traunch of Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0000896878-21-000252 · edgar.xml · derivative · entry 5

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,299

Underlying: Common Stock · 432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for this traunch of Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0000896878-21-000252 · edgar.xml · nonDerivative · entry 4

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,577

SEC source: 0000896878-21-000252 · edgar.xml · nonDerivative · entry 3

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000896878-21-000252 · edgar.xml · nonDerivative · entry 2

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000896878-21-000252 · edgar.xml · nonDerivative · entry 1

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000896878-21-000249 · edgar.xml · derivative · entry 7

Tessel Marianna · CIK 0001784171 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,373

Underlying: Common Stock · 242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for this traunch of Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0000896878-21-000249 · edgar.xml · derivative · entry 6

Tessel Marianna · CIK 0001784171 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,496

Underlying: Common Stock · 248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for this traunch of Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0000896878-21-000249 · edgar.xml · derivative · entry 5

Tessel Marianna · CIK 0001784171 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325

Underlying: Common Stock · 54 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for this traunch of Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0000896878-21-000249 · edgar.xml · nonDerivative · entry 4

Tessel Marianna · CIK 0001784171 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,241

SEC source: 0000896878-21-000249 · edgar.xml · nonDerivative · entry 3

Tessel Marianna · CIK 0001784171 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000896878-21-000249 · edgar.xml · nonDerivative · entry 2

Tessel Marianna · CIK 0001784171 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000896878-21-000249 · edgar.xml · nonDerivative · entry 1

Tessel Marianna · CIK 0001784171 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000896878-21-000247 · edgar.xml · derivative · entry 9

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,394

Underlying: Common Stock · 308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1-for-1

F8 · derivative.exercise_date: Represents vesting and release date for this traunch of Restricted Stock Units.

F6 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0000896878-21-000247 · edgar.xml · derivative · entry 8

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108

Underlying: Common Stock · 444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1-for-1

F8 · derivative.exercise_date: Represents vesting and release date for this traunch of Restricted Stock Units.

F6 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0000896878-21-000247 · edgar.xml · derivative · entry 7

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,089

Underlying: Common Stock · 803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1-for-1

F7 · derivative.exercise_date: Represents release date for 767 vested restricted stock units and the vesting and release date for 36 restricted stock units to accomodate the withholding of those 36 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 10/1/2022.

F6 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.