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Nasdaq · USD

INTU

INTUIT INC.

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Tapewire entity
2373
SEC CIK
0000896878
Parsed reports
1,182

Last 12 months

Inside the activity.

2 purchase rows · 118 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 20250103
Jan 202604
Feb 202600
Mar 202603
Apr 202600
May 202620
Jun 202605
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2022 Filed Dec 20, 2022 21:54 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024231 · form4.xml · nonDerivative · entry 4

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,561.799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 21:54 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 82 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024231 · form4.xml · nonDerivative · entry 3

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,555.799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 21:54 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 110 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024231 · form4.xml · nonDerivative · entry 2

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,473.799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 21:54 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 288 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024231 · form4.xml · nonDerivative · entry 1

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,363.799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 20:15 UTC
McLean Kerry JEVP, Gen. Counsel & Corp.Sec.
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,000 $0.00 Strike: $135.35 $0.00
Disclosure

SEC source: 0001062993-22-023939 · form4.xml · derivative · entry 3

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp.Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,237

Underlying: Common Stock · 9,000 shares

Expires 2024-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents latest vesting date for this tranche of Stock Options granted on 7/20/2017.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 20:15 UTC
McLean Kerry JEVP, Gen. Counsel & Corp.Sec.
SaleCommon Stock 9,000 $428.00 $3,852,000.00
Disclosure

SEC source: 0001062993-22-023939 · form4.xml · nonDerivative · entry 2

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp.Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,573.799

Read SEC document
December 14, 2022 Filed Dec 15, 2022 20:15 UTC
McLean Kerry JEVP, Gen. Counsel & Corp.Sec.
Exercise / conversionCommon Stock 9,000 $135.35 $1,218,150.00
Disclosure

SEC source: 0001062993-22-023939 · form4.xml · nonDerivative · entry 1

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp.Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,573.799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 17:23 UTC SaleCommon Stock 544 $410.00 $223,040.00
Disclosure

SEC source: 0001062993-22-023271 · form4.xml · nonDerivative · entry 1

Clatterbuck Michelle M · CIK 0001730247 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2022.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 17:22 UTC SaleCommon Stock 823 $407.89 $335,693.47
Disclosure

SEC source: 0001062993-22-023270 · form4.xml · nonDerivative · entry 2

Chriss James Alexander · CIK 0001762736 · EVP, SBSEG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343.799

F2 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2022.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 17:22 UTC SaleCommon Stock 722 $407.89 $294,496.58
Disclosure

SEC source: 0001062993-22-023270 · form4.xml · nonDerivative · entry 1

Chriss James Alexander · CIK 0001762736 · EVP, SBSEG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166.799

F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in June 2021.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 17:22 UTC
Hotz Lauren DSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 387 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-023269 · form4.xml · derivative · entry 4

Hotz Lauren D · CIK 0001911779 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158

Underlying: Common Stock · 387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 17:22 UTC
Hotz Lauren DSVP, Chief Accounting Officer
SaleCommon Stock 400 $416.01 $166,403.40
Disclosure

SEC source: 0001062993-22-023269 · form4.xml · nonDerivative · entry 3

Hotz Lauren D · CIK 0001911779 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,066.839

F1 · price: This transaction was executed in multiple trades ranging from $416.00 to $416.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 17:22 UTC
Hotz Lauren DSVP, Chief Accounting Officer
Tax withholdingCommon Stock 134 $416.07 $55,753.38
Disclosure

SEC source: 0001062993-22-023269 · form4.xml · nonDerivative · entry 2

Hotz Lauren D · CIK 0001911779 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,466.839

Read SEC document
December 01, 2022 Filed Dec 5, 2022 17:22 UTC
Hotz Lauren DSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 387 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-023269 · form4.xml · nonDerivative · entry 1

Hotz Lauren D · CIK 0001911779 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600.839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 18:46 UTC Exercise / conversionRestricted Stock Unit · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-021483 · form4.xml · derivative · entry 3

Chriss James Alexander · CIK 0001762736 · EVP, SBSEG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576

Underlying: Common Stock · 576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for this tranche of restricted stock units.

F3 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 18:46 UTC Tax withholdingCommon Stock 286 $394.77 $112,904.22
Disclosure

SEC source: 0001062993-22-021483 · form4.xml · nonDerivative · entry 2

Chriss James Alexander · CIK 0001762736 · EVP, SBSEG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,888.8

Read SEC document
November 01, 2022 Filed Nov 3, 2022 18:46 UTC Exercise / conversionCommon Stock 576 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-021483 · form4.xml · nonDerivative · entry 1

Chriss James Alexander · CIK 0001762736 · EVP, SBSEG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,174.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 18:46 UTC
Tessel MariannaEVP, Chief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 402 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-021484 · form4.xml · derivative · entry 3

Tessel Marianna · CIK 0001784171 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402

Underlying: Common Stock · 402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for this tranche of restricted stock units.

F3 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 18:46 UTC
Tessel MariannaEVP, Chief Technology Officer
Tax withholdingCommon Stock 200 $394.77 $78,954.00
Disclosure

SEC source: 0001062993-22-021484 · form4.xml · nonDerivative · entry 2

Tessel Marianna · CIK 0001784171 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,545.8

Read SEC document
November 01, 2022 Filed Nov 3, 2022 18:46 UTC
Tessel MariannaEVP, Chief Technology Officer
Exercise / conversionCommon Stock 402 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-021484 · form4.xml · nonDerivative · entry 1

Tessel Marianna · CIK 0001784171 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,745.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 23:04 UTC GrantRestricted Stock Unit · Derivative 58 $431.79 $25,043.82
Disclosure

SEC source: 0001062993-22-021301 · form4.xml · derivative · entry 1

SZKUTAK THOMAS J · CIK 0001209974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58

Underlying: Common Stock · 58 shares

Expires 2028-10-28

F1 · derivative.exercise_price: 1-for-1

F4 · price: Fair Market Value of Intuit Inc. Common Stock on date of grant; award pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 23:04 UTC
Liu DeborahDirector
GrantRestricted Stock Unit · Derivative 61 $431.79 $26,339.19
Disclosure

SEC source: 0001062993-22-021300 · form4.xml · derivative · entry 1

Liu Deborah · CIK 0001712627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61

Underlying: Common Stock · 61 shares

Expires 2032-10-28

F1 · derivative.exercise_price: 1-for-1

F4 · price: Fair Market Value of Intuit Inc. Common Stock on date of grant; award pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 23:03 UTC GrantRestricted Stock Unit · Derivative 71 $431.79 $30,657.09
Disclosure

SEC source: 0001062993-22-021299 · form4.xml · derivative · entry 1

DALZELL RICHARD L · CIK 0001184753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71

Underlying: Common Stock · 71 shares

Expires 2027-10-28

F1 · derivative.exercise_price: 1-for-1

F4 · price: Fair Market Value of Intuit Inc. Common Stock on date of grant; award pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 23:03 UTC
Burton Eve BDirector
GrantRestricted Stock Unit · Derivative 69 $431.79 $29,793.51
Disclosure

SEC source: 0001062993-22-021297 · form4.xml · derivative · entry 1

Burton Eve B · CIK 0001587289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock · 69 shares

Expires 2029-10-28

F1 · derivative.exercise_price: 1-for-1

F4 · price: Fair Market Value of Intuit Inc. Common Stock on date of grant; award pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:10 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionRestricted Stock Unit · Derivative 253 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020432 · form4.xml · derivative · entry 7

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,780

Underlying: Common Stock · 253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:10 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionRestricted Stock Units · Derivative 385 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020432 · form4.xml · derivative · entry 6

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,699

Underlying: Common Stock · 385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:10 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionRestricted Stock Units · Derivative 388 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020432 · form4.xml · derivative · entry 5

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166

Underlying: Common Stock · 388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:10 UTC
FENNELL LAURA AEVP, People and Places
Tax withholdingCommon Stock 510 $387.32 $197,533.20
Disclosure

SEC source: 0001062993-22-020432 · form4.xml · nonDerivative · entry 4

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,075.799

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:10 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 253 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020432 · form4.xml · nonDerivative · entry 3

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,585.799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:10 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 385 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020432 · form4.xml · nonDerivative · entry 2

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,332.799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:10 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 388 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020432 · form4.xml · nonDerivative · entry 1

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,947.799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:10 UTC Exercise / conversionRestricted Stock Unit · Derivative 282 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020431 · form4.xml · derivative · entry 7

Clatterbuck Michelle M · CIK 0001730247 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108

Underlying: Common Stock · 282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:10 UTC Exercise / conversionRestricted Stock Units · Derivative 411 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020431 · form4.xml · derivative · entry 6

Clatterbuck Michelle M · CIK 0001730247 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,879

Underlying: Common Stock · 411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:10 UTC Exercise / conversionRestricted Stock Units · Derivative 388 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020431 · form4.xml · derivative · entry 5

Clatterbuck Michelle M · CIK 0001730247 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166

Underlying: Common Stock · 388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:10 UTC Tax withholdingCommon Stock 537 $387.32 $207,990.84
Disclosure

SEC source: 0001062993-22-020431 · form4.xml · nonDerivative · entry 4

Clatterbuck Michelle M · CIK 0001730247 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,894

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:10 UTC Exercise / conversionCommon Stock 282 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020431 · form4.xml · nonDerivative · entry 3

Clatterbuck Michelle M · CIK 0001730247 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:10 UTC Exercise / conversionCommon Stock 411 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020431 · form4.xml · nonDerivative · entry 2

Clatterbuck Michelle M · CIK 0001730247 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:10 UTC Exercise / conversionCommon Stock 388 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020431 · form4.xml · nonDerivative · entry 1

Clatterbuck Michelle M · CIK 0001730247 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:14 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionRestricted Stock Unit · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020438 · form4.xml · derivative · entry 7

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,789

Underlying: Common Stock · 31 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F7 · derivative.exercise_date: Represents vesting and release date for this portion of Restricted Stock Units to accommodate tax withholding obligations in connection with vesting and deferred release of certain Restricted Stock Units granted on 7/29/2021.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:14 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionRestricted Stock Unit · Derivative 976 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020438 · form4.xml · derivative · entry 6

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,579

Underlying: Common Stock · 976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F5 · shares: Represents 932 vested Restricted Stock Units which were subject to a one year deferred release and 44 vested Restricted Stock Units for which release was accelerated to accommodate tax withholding obligations in connection with Restricted Stock Units which vested on 10/1/2022 but are subject to deferred release.

F6 · derivative.exercise_date: Represents release date for 932 Restricted Stock Units and vesting and release date for 44 Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

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October 01, 2022 Filed Oct 4, 2022 22:14 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionRestricted Stock Units · Derivative 887 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020438 · form4.xml · derivative · entry 5

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,064

Underlying: Common Stock · 887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · shares: Represents 847 vested Restricted Stock Units which were subject to a one year deferred release and 40 vested Restricted Stock Units for which release was accelerated to accommodate tax withholding obligations in connection with Restricted Stock Units which vested on 10/1/2022 but are subject to deferred release.

F3 · derivative.exercise_date: Represents release date for 847 Restricted Stock Units and vesting and release date for 40 Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:14 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Tax withholdingCommon Stock 958 $387.32 $371,052.56
Disclosure

SEC source: 0001062993-22-020438 · form4.xml · nonDerivative · entry 4

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,144

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October 01, 2022 Filed Oct 4, 2022 22:14 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionCommon Stock 31 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020438 · form4.xml · nonDerivative · entry 3

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:14 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionCommon Stock 976 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020438 · form4.xml · nonDerivative · entry 2

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:14 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionCommon Stock 887 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020438 · form4.xml · nonDerivative · entry 1

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:13 UTC
SMITH BRAD DDirector
Exercise / conversionRestricted Stock Unit · Derivative 308 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020437 · form4.xml · derivative · entry 10

SMITH BRAD D · CIK 0001284323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,160

Underlying: Common Stock · 308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F5 · derivative.exercise_date: Represents vesting and release date for these Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:13 UTC
SMITH BRAD DDirector
Exercise / conversionRestricted Stock Unit · Derivative 444 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020437 · form4.xml · derivative · entry 9

SMITH BRAD D · CIK 0001284323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332

Underlying: Common Stock · 444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F5 · derivative.exercise_date: Represents vesting and release date for these Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:13 UTC
SMITH BRAD DDirector
Exercise / conversionRestricted Stock Units · Derivative 768 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020437 · form4.xml · derivative · entry 8

SMITH BRAD D · CIK 0001284323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,982

Underlying: Common Stock · 768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents release date for vested Restricted Stock Units which were subject to a one year deferred release.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:13 UTC
SMITH BRAD DDirector
Exercise / conversionRestricted Stock Units · Derivative 1,223 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020437 · form4.xml · derivative · entry 7

SMITH BRAD D · CIK 0001284323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,786

Underlying: Common Stock · 1,223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents release date for vested Restricted Stock Units which were subject to a one year deferred release.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:13 UTC
SMITH BRAD DDirector
Tax withholdingCommon Stock 941 $387.32 $364,468.12
Disclosure

SEC source: 0001062993-22-020437 · form4.xml · nonDerivative · entry 5

SMITH BRAD D · CIK 0001284323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,230

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.