Tapewire

Nasdaq · USD

INTU

INTUIT INC.

Export transactions ↓
Tapewire entity
2373
SEC CIK
0000896878
Parsed reports
1,182

Last 12 months

Inside the activity.

2 purchase rows · 118 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 20250103
Jan 202604
Feb 202600
Mar 202603
Apr 202600
May 202620
Jun 202605
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2023 Filed Jan 3, 2024 02:17 UTC
Balazs Alex G.EVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 89 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-000070 · form4.xml · derivative · entry 6

Balazs Alex G. · CIK 0001992041 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 536

Underlying: Common Stock · 89 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 02:17 UTC
Balazs Alex G.EVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-000070 · form4.xml · derivative · entry 5

Balazs Alex G. · CIK 0001992041 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206

Underlying: Common Stock · 103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 02:17 UTC
Balazs Alex G.EVP, Chief Technology Officer
Tax withholdingCommon Stock 213 $625.03 $133,131.39
Disclosure

SEC source: 0001062993-24-000070 · form4.xml · nonDerivative · entry 4

Balazs Alex G. · CIK 0001992041 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,189.063

Read SEC document
December 31, 2023 Filed Jan 3, 2024 02:17 UTC
Balazs Alex G.EVP, Chief Technology Officer
Exercise / conversionCommon Stock 209 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-000070 · form4.xml · nonDerivative · entry 3

Balazs Alex G. · CIK 0001992041 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,402.063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 02:17 UTC
Balazs Alex G.EVP, Chief Technology Officer
Exercise / conversionCommon Stock 89 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-000070 · form4.xml · nonDerivative · entry 2

Balazs Alex G. · CIK 0001992041 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,193.063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 02:17 UTC
Balazs Alex G.EVP, Chief Technology Officer
Exercise / conversionCommon Stock 103 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-000070 · form4.xml · nonDerivative · entry 1

Balazs Alex G. · CIK 0001992041 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,104.063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 02:17 UTC
Aujla SandeepEVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 89 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-000069 · form4.xml · derivative · entry 7

Aujla Sandeep · CIK 0001987166 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 536

Underlying: Common Stock · 89 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 02:17 UTC
Aujla SandeepEVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-000069 · form4.xml · derivative · entry 6

Aujla Sandeep · CIK 0001987166 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206

Underlying: Common Stock · 103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 02:17 UTC
Aujla SandeepEVP and CFO
Tax withholdingCommon Stock 99 $625.03 $61,877.97
Disclosure

SEC source: 0001062993-24-000069 · form4.xml · nonDerivative · entry 3

Aujla Sandeep · CIK 0001987166 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 875.404

Read SEC document
December 31, 2023 Filed Jan 3, 2024 02:17 UTC
Aujla SandeepEVP and CFO
Exercise / conversionCommon Stock 89 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-000069 · form4.xml · nonDerivative · entry 2

Aujla Sandeep · CIK 0001987166 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 974.404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 02:17 UTC
Aujla SandeepEVP and CFO
Exercise / conversionCommon Stock 103 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-000069 · form4.xml · nonDerivative · entry 1

Aujla Sandeep · CIK 0001987166 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 885.404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2023 Filed Dec 23, 2023 00:32 UTC
Vazquez RaulDirector
SaleCommon Stock 1,631 $622.92 $1,015,977.63
Disclosure

SEC source: 0001209191-23-059632 · doc4.xml · nonDerivative · entry 1

Vazquez Raul · CIK 0001578544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 20, 2023 Filed Dec 20, 2023 23:42 UTC
Aujla SandeepEVP and CFO
GiftCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022983 · form4.xml · nonDerivative · entry 1

Aujla Sandeep · CIK 0001987166 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 782.404

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
McLean Kerry JEVP, Gen. Counsel & Corp.Sec.
Exercise / conversionRestricted Stock Units (MSPP Matching Unit) · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022421 · form4.xml · derivative · entry 11

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp.Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178

Underlying: Common Stock · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F7 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
McLean Kerry JEVP, Gen. Counsel & Corp.Sec.
Exercise / conversionRestricted Stock Units (MSPP Matching Unit) · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022421 · form4.xml · derivative · entry 10

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp.Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181

Underlying: Common Stock · 3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F7 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
McLean Kerry JEVP, Gen. Counsel & Corp.Sec.
Exercise / conversionRestricted Stock Units - performance-based · Derivative 47 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022421 · form4.xml · derivative · entry 9

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp.Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,445

Underlying: Common Stock · 47 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F6 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2026. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
McLean Kerry JEVP, Gen. Counsel & Corp.Sec.
Exercise / conversionRestricted Stock Units - performance-based · Derivative 102 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022421 · form4.xml · derivative · entry 8

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp.Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,278

Underlying: Common Stock · 102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F5 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2025. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
McLean Kerry JEVP, Gen. Counsel & Corp.Sec.
Exercise / conversionRestricted Stock Units - performance-based · Derivative 75 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022421 · form4.xml · derivative · entry 7

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp.Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,423

Underlying: Common Stock · 75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2024. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
McLean Kerry JEVP, Gen. Counsel & Corp.Sec.
Tax withholdingCommon Stock 228 $573.90 $130,849.20
Disclosure

SEC source: 0001062993-23-022421 · form4.xml · nonDerivative · entry 6

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp.Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,368.8936

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
McLean Kerry JEVP, Gen. Counsel & Corp.Sec.
Exercise / conversionCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022421 · form4.xml · nonDerivative · entry 5

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp.Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,596.8936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
McLean Kerry JEVP, Gen. Counsel & Corp.Sec.
Exercise / conversionCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022421 · form4.xml · nonDerivative · entry 4

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp.Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,595.8936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
McLean Kerry JEVP, Gen. Counsel & Corp.Sec.
Exercise / conversionCommon Stock 47 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022421 · form4.xml · nonDerivative · entry 3

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp.Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,592.8936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
McLean Kerry JEVP, Gen. Counsel & Corp.Sec.
Exercise / conversionCommon Stock 102 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022421 · form4.xml · nonDerivative · entry 2

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp.Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,545.8936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
McLean Kerry JEVP, Gen. Counsel & Corp.Sec.
Exercise / conversionCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022421 · form4.xml · nonDerivative · entry 1

McLean Kerry J · CIK 0001749067 · EVP, Gen. Counsel & Corp.Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,443.8936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionRestricted Stock Units (MSPP Matching Unit) · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022420 · form4.xml · derivative · entry 13

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249

Underlying: Common Stock · 2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F7 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionRestricted Stock Units (MSPP Matching Unit) · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022420 · form4.xml · derivative · entry 12

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210

Underlying: Common Stock · 4 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F7 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionRestricted Stock Units (MSPP Matching Unit) · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022420 · form4.xml · derivative · entry 11

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233

Underlying: Common Stock · 4 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F7 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionRestricted Stock Units - performance-based · Derivative 72 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022420 · form4.xml · derivative · entry 10

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,416

Underlying: Common Stock · 72 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F6 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2026. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionRestricted Stock Units - performance-based · Derivative 182 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022420 · form4.xml · derivative · entry 9

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,997

Underlying: Common Stock · 182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F5 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2025. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionRestricted Stock Units - performance-based · Derivative 106 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022420 · form4.xml · derivative · entry 8

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,682

Underlying: Common Stock · 106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2024. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
FENNELL LAURA AEVP, People and Places
Tax withholdingCommon Stock 370 $573.90 $212,343.00
Disclosure

SEC source: 0001062993-23-022420 · form4.xml · nonDerivative · entry 7

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,125.6116

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022420 · form4.xml · nonDerivative · entry 6

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,495.6116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022420 · form4.xml · nonDerivative · entry 5

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,493.6116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022420 · form4.xml · nonDerivative · entry 4

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,489.6116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 72 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022420 · form4.xml · nonDerivative · entry 3

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,485.6116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 182 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022420 · form4.xml · nonDerivative · entry 2

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,413.6116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:47 UTC
FENNELL LAURA AEVP, People and Places
Exercise / conversionCommon Stock 106 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022420 · form4.xml · nonDerivative · entry 1

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,231.6116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:46 UTC
Goodarzi Sasan KDirector · CEO, President, and Director
Exercise / conversionRestricted Stock Units - performance-based · Derivative 158 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022419 · form4.xml · derivative · entry 7

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President, and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,315

Underlying: Common Stock · 158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F6 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2026. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:46 UTC
Goodarzi Sasan KDirector · CEO, President, and Director
Exercise / conversionRestricted Stock Units - performance-based · Derivative 524 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022419 · form4.xml · derivative · entry 6

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President, and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,528

Underlying: Common Stock · 524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F5 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2025. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:46 UTC
Goodarzi Sasan KDirector · CEO, President, and Director
Exercise / conversionRestricted Stock Units - performance-based · Derivative 692 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022419 · form4.xml · derivative · entry 5

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President, and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,814

Underlying: Common Stock · 692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2024. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date.

F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:46 UTC
Goodarzi Sasan KDirector · CEO, President, and Director
Tax withholdingCommon Stock 1,374 $573.90 $788,538.60
Disclosure

SEC source: 0001062993-23-022419 · form4.xml · nonDerivative · entry 4

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President, and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,324

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:46 UTC
Goodarzi Sasan KDirector · CEO, President, and Director
Exercise / conversionCommon Stock 158 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022419 · form4.xml · nonDerivative · entry 3

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President, and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:46 UTC
Goodarzi Sasan KDirector · CEO, President, and Director
Exercise / conversionCommon Stock 524 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022419 · form4.xml · nonDerivative · entry 2

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President, and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:46 UTC
Goodarzi Sasan KDirector · CEO, President, and Director
Exercise / conversionCommon Stock 692 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022419 · form4.xml · nonDerivative · entry 1

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President, and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 23:15 UTC
Goodarzi Sasan KDirector · CEO, President, and Director
Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 78,170 $0.00 Strike: $135.35 $0.00
Disclosure

SEC source: 0001062993-23-022248 · form4.xml · derivative · entry 21

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President, and Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,170 shares

Expires 2024-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · derivative.exercise_date: Represents final vesting date for this award.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 23:15 UTC
Goodarzi Sasan KDirector · CEO, President, and Director
SaleCommon Stock 296 $575.48 $170,342.38
Disclosure

SEC source: 0001062993-23-022248 · form4.xml · nonDerivative · entry 20

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President, and Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,324

F17 · price: This transaction was executed in multiple trades ranging from $575.40 to $575.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 23:15 UTC
Goodarzi Sasan KDirector · CEO, President, and Director
SaleCommon Stock 100 $574.05 $57,405.00
Disclosure

SEC source: 0001062993-23-022248 · form4.xml · nonDerivative · entry 19

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President, and Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,620

Read SEC document
December 06, 2023 Filed Dec 8, 2023 23:15 UTC
Goodarzi Sasan KDirector · CEO, President, and Director
SaleCommon Stock 1,300 $573.09 $745,018.95
Disclosure

SEC source: 0001062993-23-022248 · form4.xml · nonDerivative · entry 18

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President, and Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,720

F16 · price: This transaction was executed in multiple trades ranging from $572.52 to $573.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 23:15 UTC
Goodarzi Sasan KDirector · CEO, President, and Director
SaleCommon Stock 400 $571.94 $228,776.00
Disclosure

SEC source: 0001062993-23-022248 · form4.xml · nonDerivative · entry 17

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President, and Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,020

F15 · price: This transaction was executed in multiple trades ranging from $571.42 to $572.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 23:15 UTC
Goodarzi Sasan KDirector · CEO, President, and Director
SaleCommon Stock 1,800 $570.63 $1,027,137.96
Disclosure

SEC source: 0001062993-23-022248 · form4.xml · nonDerivative · entry 16

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President, and Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,420

F14 · price: This transaction was executed in multiple trades ranging from $570.26 to $571.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.