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Nasdaq · USD

INTU

INTUIT INC.

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Tapewire entity
2373
SEC CIK
0000896878
Parsed reports
1,182

Last 12 months

Inside the activity.

2 purchase rows · 118 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 20250103
Jan 202604
Feb 202600
Mar 202603
Apr 202600
May 202620
Jun 202605
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2024 Filed Dec 3, 2024 21:31 UTC
Balazs Alex G.EVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 464 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-049772 · wk-form4_1733261480.xml · derivative · entry 3

Balazs Alex G. · CIK 0001992041 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,111

Underlying: Common Stock · 464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for this tranche of Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 21:31 UTC
Balazs Alex G.EVP, Chief Technology Officer
Exercise / conversionCommon Stock 464 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-049772 · wk-form4_1733261480.xml · nonDerivative · entry 1

Balazs Alex G. · CIK 0001992041 · EVP, Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 732.945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 01, 2024 Filed Dec 3, 2024 21:29 UTC
Hotz Lauren DSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 97 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-049770 · wk-form4_1733261367.xml · derivative · entry 3

Hotz Lauren D · CIK 0001911779 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386

Underlying: Common Stock · 97 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for this tranche of Restricted Stock Units.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 21:29 UTC
Hotz Lauren DSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-049770 · wk-form4_1733261367.xml · nonDerivative · entry 1

Hotz Lauren D · CIK 0001911779 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,830.3362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 200 $640.38 $128,076.00
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 25

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,374,941

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F26 · price: This transaction was executed in multiple trades ranging from $640.30 to $640.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 700 $639.56 $447,689.97
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 24

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,375,141

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F25 · price: This transaction was executed in multiple trades ranging from $639.26 to $639.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 1,248 $638.56 $796,929.00
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 23

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,375,841

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F24 · price: This transaction was executed in multiple trades ranging from $638.02 to $638.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 261 $637.03 $166,265.56
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 22

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,377,089

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F23 · price: This transaction was executed in multiple trades ranging from $636.89 to $637.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 100 $635.53 $63,553.00
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 21

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,377,350

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 155 $634.51 $98,348.80
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 20

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,377,450

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F22 · price: This transaction was executed in multiple trades ranging from $634.16 to $634.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 500 $632.97 $316,487.00
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 19

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,377,605

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F21 · price: This transaction was executed in multiple trades ranging from $632.71 to $633.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 266 $650.99 $173,162.33
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 18

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,378,105

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F20 · price: This transaction was executed in multiple trades ranging from $650.98 to $650.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 2,954 $650.33 $1,921,064.48
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 17

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,378,371

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F19 · price: This transaction was executed in multiple trades ranging from $649.95 to $650.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 5,837 $649.32 $3,790,105.94
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 16

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,381,325

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F18 · price: This transaction was executed in multiple trades ranging from $648.82 to $649.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 4,972 $648.17 $3,222,700.74
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 15

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,387,162

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F17 · price: This transaction was executed in multiple trades ranging from $647.82 to $648.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 6,631 $647.35 $4,292,576.52
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 14

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,392,134

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F16 · price: This transaction was executed in multiple trades ranging from $646.81 to $647.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 5,742 $646.22 $3,710,620.50
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 13

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,398,765

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F15 · price: This transaction was executed in multiple trades ranging from $645.81 to $646.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 3,025 $645.29 $1,951,989.55
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 12

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,404,507

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F14 · price: This transaction was executed in multiple trades ranging from $644.81 to $645.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 4,843 $644.29 $3,120,314.39
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 11

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,407,532

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F13 · price: This transaction was executed in multiple trades ranging from $643.76 to $644.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 2,700 $643.35 $1,737,038.52
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 10

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,412,375

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F12 · price: This transaction was executed in multiple trades ranging from $642.75 to $643.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 3,574 $642.04 $2,294,666.69
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 9

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,415,075

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F11 · price: This transaction was executed in multiple trades ranging from $641.61 to $642.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 1,182 $641.02 $757,691.43
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 8

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,418,649

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F10 · price: This transaction was executed in multiple trades ranging from $640.60 to $641.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 2,000 $640.41 $1,280,824.20
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 7

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,419,831

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F9 · price: This transaction was executed in multiple trades ranging from $639.59 to $640.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 2,400 $638.75 $1,532,990.16
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 6

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,421,831

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F8 · price: This transaction was executed in multiple trades ranging from $638.47 to $639.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 4,524 $637.88 $2,885,755.55
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 5

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,424,231

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F7 · price: This transaction was executed in multiple trades ranging from $637.45 to $638.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 5,251 $636.87 $3,344,179.69
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 4

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,428,755

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F6 · price: This transaction was executed in multiple trades ranging from $636.45 to $637.41. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 825 $636.16 $524,830.93
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 3

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,434,006

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F5 · price: This transaction was executed in multiple trades ranging from $635.45 to $636.44. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 15,995 $634.68 $10,151,637.82
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 2

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,434,831

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F4 · price: This transaction was executed in multiple trades ranging from $634.41 to $635.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:29 UTC
COOK SCOTT DDirector · Founder
SaleCommon Stock 2,279 $633.64 $1,444,072.62
Disclosure

SEC source: 0001628280-24-049408 · wk-form4_1732742986.xml · nonDerivative · entry 1

COOK SCOTT D · CIK 0000938861 · Director · Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts

Disclosed balance after: 6,450,826

F1 · kind: The transactions reported on this Form 4 were effected by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 (the "1993 Trust") pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 26, 2023.

F2 · price: This transaction was executed in multiple trades ranging from $633.38 to $634.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares held in trusts as follows: 43,868 shares are held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94, 162,397 shares are held by the Scott D. Cook 2023 GRAT, and the remaining shares are held by the 1993 Trust. The reporting person is a trustee or beneficiary of each of these trusts.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 00:36 UTC GrantRestricted Stock Units · Derivative 41 $621.74 $25,491.34
Disclosure

SEC source: 0001628280-24-045086 · wk-form4_1730766992.xml · derivative · entry 1

Mawakana Tekedra · CIK 0001828813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41

Underlying: Common Stock · 41 shares

Expires 2031-11-01

F1 · derivative.exercise_price: 1-for-1

F4 · price: Fair market value of Intuit Inc. common stock on date of grant; restricted stock units awarded pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F2 · derivative.exercise_date: Represents vesting date for these restricted stock units.

F3 · derivative.expiration_date: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 00:34 UTC
Burton Eve BDirector
GrantRestricted Stock Units · Derivative 48 $621.74 $29,843.52
Disclosure

SEC source: 0001628280-24-045084 · wk-form4_1730766874.xml · derivative · entry 2

Burton Eve B · CIK 0001587289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48

Underlying: Common Stock · 48 shares

Expires 2031-11-01

F2 · derivative.exercise_price: 1-for-1

F5 · price: Fair market value of Intuit Inc. common stock on date of grant; restricted stock units awarded pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F3 · derivative.exercise_date: Represents vesting date for these restricted stock units.

F4 · derivative.expiration_date: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 00:32 UTC
Liu DeborahDirector
GrantRestricted Stock Units · Derivative 43 $621.74 $26,734.82
Disclosure

SEC source: 0001628280-24-045083 · wk-form4_1730766757.xml · derivative · entry 2

Liu Deborah · CIK 0001712627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43

Underlying: Common Stock · 43 shares

Expires 2034-11-01

F2 · derivative.exercise_price: 1-for-1

F5 · price: Fair market value of Intuit Inc. common stock on date of grant; restricted stock units awarded pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F3 · derivative.exercise_date: Represents vesting date for these restricted stock units.

F4 · derivative.expiration_date: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 00:31 UTC GrantRestricted Stock Units · Derivative 54 $621.74 $33,573.96
Disclosure

SEC source: 0001628280-24-045081 · wk-form4_1730766664.xml · derivative · entry 3

SZKUTAK THOMAS J · CIK 0001209974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54

Underlying: Common Stock · 54 shares

Expires 2029-11-01

F1 · derivative.exercise_price: 1-for-1

F4 · price: Fair market value of Intuit Inc. common stock on date of grant; restricted stock units awarded pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F2 · derivative.exercise_date: Represents vesting date for these restricted stock units.

F3 · derivative.expiration_date: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 00:28 UTC GrantRestricted Stock Units · Derivative 50 $621.74 $31,087.00
Disclosure

SEC source: 0001628280-24-045079 · wk-form4_1730766522.xml · derivative · entry 3

DALZELL RICHARD L · CIK 0001184753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50

Underlying: Common Stock · 50 shares

Expires 2029-11-01

F1 · derivative.exercise_price: 1-for-1

F4 · price: Fair market value of Intuit Inc. common stock on date of grant; restricted stock units awarded pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F2 · derivative.exercise_date: Represents vesting date for these restricted stock units.

F3 · derivative.expiration_date: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 31, 2024 Filed Nov 5, 2024 00:31 UTC Exercise / conversionRestricted Stock Units · Derivative 98 $257.50 $25,235.00
Disclosure

SEC source: 0001628280-24-045081 · wk-form4_1730766664.xml · derivative · entry 2

SZKUTAK THOMAS J · CIK 0001209974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 98 shares

Expires 2024-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F4 · price: Fair market value of Intuit Inc. common stock on date of grant; restricted stock units awarded pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F2 · derivative.exercise_date: Represents vesting date for these restricted stock units.

F3 · derivative.expiration_date: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 31, 2024 Filed Nov 5, 2024 00:31 UTC Exercise / conversionCommon Stock 98 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-045081 · wk-form4_1730766664.xml · nonDerivative · entry 1

SZKUTAK THOMAS J · CIK 0001209974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2024 Filed Nov 5, 2024 00:28 UTC Exercise / conversionRestricted Stock Units · Derivative 119 $257.50 $30,642.50
Disclosure

SEC source: 0001628280-24-045079 · wk-form4_1730766522.xml · derivative · entry 2

DALZELL RICHARD L · CIK 0001184753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 119 shares

Expires 2024-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F4 · price: Fair market value of Intuit Inc. common stock on date of grant; restricted stock units awarded pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F2 · derivative.exercise_date: Represents vesting date for these restricted stock units.

F3 · derivative.expiration_date: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 31, 2024 Filed Nov 5, 2024 00:28 UTC Exercise / conversionCommon Stock 119 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-045079 · wk-form4_1730766522.xml · nonDerivative · entry 1

DALZELL RICHARD L · CIK 0001184753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 10, 2024 Filed Oct 11, 2024 21:09 UTC
Aujla SandeepEVP and CFO
SaleCommon Stock 3,999.892 $617.28 $2,469,055.33
Disclosure

SEC source: 0001628280-24-042748 · wk-form4_1728680975.xml · nonDerivative · entry 1

Aujla Sandeep · CIK 0001987166 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451.5526

F1 · price: This transaction was executed in multiple trades ranging from $617.00 to $617.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 03, 2024 Filed Oct 3, 2024 22:40 UTC
Aujla SandeepEVP and CFO
SaleCommon Stock 775 $601.31 $466,015.25
Disclosure

SEC source: 0001628280-24-042241 · wk-form4_1727995247.xml · nonDerivative · entry 5

Aujla Sandeep · CIK 0001987166 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,451.4446

F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 3, 2024.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:42 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionRestricted Stock Units · Derivative 35.735 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042243 · wk-form4_1727995315.xml · derivative · entry 9

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,660.265

Underlying: Common Stock · 35.735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1-for-1

F11 · derivative.exercise_date: Represents vesting and release date for this portion of Restricted Stock Units to accommodate tax withholding obligations in connection with vesting and deferred release of certain Restricted Stock Units granted on 7/27/2023.

F6 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:42 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionRestricted Stock Units · Derivative 887.561 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042243 · wk-form4_1727995315.xml · derivative · entry 8

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,611.439

Underlying: Common Stock · 887.561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1-for-1

F9 · shares: Represents 848 vested Restricted Stock Units which were subject to a one year deferred release and 39.561 vested Restricted Stock Units for which release was accelerated to accommodate tax withholding obligations in connection with Restricted Stock Units which vested on 10/1/2024 but are subject to deferred release.

F10 · derivative.exercise_date: Represents release date for 848 Restricted Stock Units and vesting and release date for 39.561 Restricted Stock Units.

F6 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:42 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionRestricted Stock Units · Derivative 683.469 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042243 · wk-form4_1727995315.xml · derivative · entry 7

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,663.531

Underlying: Common Stock · 683.469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1-for-1

F7 · shares: Represents 653 vested Restricted Stock Units which were subject to a one year deferred release and 30.469 vested Restricted Stock Units for which release was accelerated to accommodate tax withholding obligations in connection with Restricted Stock Units which vested on 10/1/2024 but are subject to deferred release.

F8 · derivative.exercise_date: Represents release date for 653 Restricted Stock Units and vesting and release date for 30.469 Restricted Stock Units.

F6 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:42 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionRestricted Stock Units · Derivative 932 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042243 · wk-form4_1727995315.xml · derivative · entry 6

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,799

Underlying: Common Stock · 932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1-for-1

F4 · shares: Represents 932 vested Restricted Stock Units which were subject to a one year deferred release.

F5 · derivative.exercise_date: Represents release date for 932 Restricted Stock Units that vested on 10/1/2023.

F6 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:42 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Tax withholdingCommon Stock 1,255.241 $606.28 $761,027.51
Disclosure

SEC source: 0001628280-24-042243 · wk-form4_1727995315.xml · nonDerivative · entry 5

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 97,148.299

F2 · ownership.nature: Shares held in Goodarzi Revocable Trust U/A Dtd 5/18/2012 of which the reporting person is a trustee.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:42 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionCommon Stock 35.735 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042243 · wk-form4_1727995315.xml · nonDerivative · entry 4

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 98,403.54

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares held in Goodarzi Revocable Trust U/A Dtd 5/18/2012 of which the reporting person is a trustee.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:42 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionCommon Stock 887.561 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042243 · wk-form4_1727995315.xml · nonDerivative · entry 3

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 98,367.805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares held in Goodarzi Revocable Trust U/A Dtd 5/18/2012 of which the reporting person is a trustee.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:42 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionCommon Stock 683.469 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042243 · wk-form4_1727995315.xml · nonDerivative · entry 2

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 97,480.244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares held in Goodarzi Revocable Trust U/A Dtd 5/18/2012 of which the reporting person is a trustee.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:42 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionCommon Stock 932 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042243 · wk-form4_1727995315.xml · nonDerivative · entry 1

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 96,796.775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes 1,620 shares that were previously inadvertently reported as being withheld for taxes in the Form 4 for the reporting person filed on September 6, 2023, due to an administrative error.

F2 · ownership.nature: Shares held in Goodarzi Revocable Trust U/A Dtd 5/18/2012 of which the reporting person is a trustee.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:40 UTC
Aujla SandeepEVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 346 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042241 · wk-form4_1727995247.xml · derivative · entry 8

Aujla Sandeep · CIK 0001987166 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,808

Underlying: Common Stock · 346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1-for-1

F4 · derivative.exercise_date: Represents vesting date for this tranche of Restricted Stock Units.

F5 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.