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Nasdaq · USD

INTU

INTUIT INC.

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2373
SEC CIK
0000896878
Parsed reports
1,182

Last 12 months

Inside the activity.

2 purchase rows · 118 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 20250103
Jan 202604
Feb 202600
Mar 202603
Apr 202600
May 202620
Jun 202605
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 19, 2017 Filed Sep 22, 2017 00:05 UTC
COOK SCOTT DDirector · Chair of Executive Committee
SaleCommon Stock 12,080 $144.11 $1,740,852.42
Disclosure

SEC source: 0001140361-17-036158 · doc1.xml · nonDerivative · entry 1

COOK SCOTT D · CIK 0000938861 · Director · Chair of Executive Committee

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 12,351,885

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in June 2017.

F2 · price: This transaction was executed in multiple trades ranging from $143.59 to $144.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:56 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 70,750 $0.00 Strike: $82.59 $0.00
Disclosure

SEC source: 0000896878-17-000156 · edgar.xml · derivative · entry 11

Williams R Neil · CIK 0001423081 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,750 shares

Expires 2021-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the date the award was fully vested.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:56 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 53,000 $0.00 Strike: $63.11 $0.00
Disclosure

SEC source: 0000896878-17-000156 · edgar.xml · derivative · entry 10

Williams R Neil · CIK 0001423081 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,000 shares

Expires 2020-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the date the award was fully vested.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:56 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 34,728 $0.00 Strike: $56.52 $0.00
Disclosure

SEC source: 0000896878-17-000156 · edgar.xml · derivative · entry 9

Williams R Neil · CIK 0001423081 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,728 shares

Expires 2019-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the date the award was fully vested.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:56 UTC SaleCommon Stock 26,107 $141.73 $3,700,239.10
Disclosure

SEC source: 0000896878-17-000156 · edgar.xml · nonDerivative · entry 8

Williams R Neil · CIK 0001423081 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,785

F2 · price: This transaction was executed in multiple trades ranging from $141.51 to $141.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:56 UTC SaleCommon Stock 70,650 $141.00 $9,961,650.00
Disclosure

SEC source: 0000896878-17-000156 · edgar.xml · nonDerivative · entry 7

Williams R Neil · CIK 0001423081 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,892

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:56 UTC SaleCommon Stock 100 $141.01 $14,101.00
Disclosure

SEC source: 0000896878-17-000156 · edgar.xml · nonDerivative · entry 6

Williams R Neil · CIK 0001423081 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,542

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:56 UTC Exercise / conversionCommon Stock 70,750 $82.59 $5,843,242.50
Disclosure

SEC source: 0000896878-17-000156 · edgar.xml · nonDerivative · entry 5

Williams R Neil · CIK 0001423081 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:56 UTC SaleCommon Stock 53,000 $141.00 $7,473,000.00
Disclosure

SEC source: 0000896878-17-000156 · edgar.xml · nonDerivative · entry 4

Williams R Neil · CIK 0001423081 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,892

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:56 UTC Exercise / conversionCommon Stock 53,000 $63.11 $3,344,830.00
Disclosure

SEC source: 0000896878-17-000156 · edgar.xml · nonDerivative · entry 3

Williams R Neil · CIK 0001423081 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:56 UTC SaleCommon Stock 34,728 $141.03 $4,897,630.80
Disclosure

SEC source: 0000896878-17-000156 · edgar.xml · nonDerivative · entry 2

Williams R Neil · CIK 0001423081 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,892

F1 · price: This transaction was executed in multiple trades ranging from $141.00 to $141.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:56 UTC Exercise / conversionCommon Stock 34,728 $56.52 $1,962,826.56
Disclosure

SEC source: 0000896878-17-000156 · edgar.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:55 UTC
Goodarzi Sasan KEVP, Small Bus. & Self-Emplyd.
SaleCommon Stock 650 $142.86 $92,861.02
Disclosure

SEC source: 0000896878-17-000155 · edgar.xml · nonDerivative · entry 3

Goodarzi Sasan K · CIK 0001412321 · EVP, Small Bus. & Self-Emplyd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2017.

F4 · price: This transaction was executed in multiple trades ranging from $142.80 to $142.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:55 UTC
Goodarzi Sasan KEVP, Small Bus. & Self-Emplyd.
SaleCommon Stock 5,135 $141.98 $729,071.92
Disclosure

SEC source: 0000896878-17-000155 · edgar.xml · nonDerivative · entry 2

Goodarzi Sasan K · CIK 0001412321 · EVP, Small Bus. & Self-Emplyd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2017.

F3 · price: This transaction was executed in multiple trades ranging from $141.58 to $142.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:55 UTC
Goodarzi Sasan KEVP, Small Bus. & Self-Emplyd.
SaleCommon Stock 10,422 $141.03 $1,469,841.76
Disclosure

SEC source: 0000896878-17-000155 · edgar.xml · nonDerivative · entry 1

Goodarzi Sasan K · CIK 0001412321 · EVP, Small Bus. & Self-Emplyd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,785

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2017.

F2 · price: This transaction was executed in multiple trades ranging from $140.55 to $141.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 17:56 UTC
FLOURNOY MARK JVP & Chief Accounting Officer
SaleCommon Stock 1,713 $142.31 $243,779.60
Disclosure

SEC source: 0000896878-17-000152 · edgar.xml · nonDerivative · entry 2

FLOURNOY MARK J · CIK 0001240237 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades ranging from $142.30 to $142.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 17:56 UTC
FLOURNOY MARK JVP & Chief Accounting Officer
SaleCommon Stock 155 $142.32 $22,058.96
Disclosure

SEC source: 0000896878-17-000152 · edgar.xml · nonDerivative · entry 1

FLOURNOY MARK J · CIK 0001240237 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,713

Read SEC document
September 07, 2017 Filed Sep 7, 2017 23:30 UTC
Wernikoff Daniel AEVP, Consumer Group
SaleCommon Stock 15,415 $141.33 $2,178,606.57
Disclosure

SEC source: 0000896878-17-000150 · edgar.xml · nonDerivative · entry 1

Wernikoff Daniel A · CIK 0001583139 · EVP, Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2016.

F2 · price: This transaction was executed in multiple trades ranging from $140.92 to $141.68. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 07, 2017 Filed Sep 7, 2017 23:27 UTC
STANSBURY HENRY TAYLOEEVP & Chief Technology Officer
SaleCommon Stock 15,415 $141.27 $2,177,678.59
Disclosure

SEC source: 0000896878-17-000149 · edgar.xml · nonDerivative · entry 1

STANSBURY HENRY TAYLOE · CIK 0001229237 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2016.

F2 · price: This transaction was executed in multiple trades ranging from $141.17 to $141.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 07, 2017 Filed Sep 7, 2017 23:25 UTC
COOK SCOTT DDirector · Chair of Executive Committee
SaleCommon Stock 43,557 $141.40 $6,158,842.20
Disclosure

SEC source: 0000896878-17-000148 · edgar.xml · nonDerivative · entry 4

COOK SCOTT D · CIK 0000938861 · Director · Chair of Executive Committee

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 12,363,965

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in June 2017.

F5 · price: This transaction was executed in multiple trades ranging from $141.08 to $141.63. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · ownership.nature: Shares held by trusts as follows: 10,486,764 shares held by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93; 43,868 shares held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94; and 1,833,333 shares held by the 2017 Cook-Ostby CRUT.

Read SEC document
September 07, 2017 Filed Sep 7, 2017 23:25 UTC
COOK SCOTT DDirector · Chair of Executive Committee
SaleCommon Stock 39,493 $140.57 $5,551,704.78
Disclosure

SEC source: 0000896878-17-000148 · edgar.xml · nonDerivative · entry 3

COOK SCOTT D · CIK 0000938861 · Director · Chair of Executive Committee

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 12,407,522

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in June 2017.

F4 · price: This transaction was executed in multiple trades ranging from $140.08 to $141.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:25 UTC
COOK SCOTT DDirector · Chair of Executive Committee
SaleCommon Stock 4,940 $141.88 $700,868.92
Disclosure

SEC source: 0000896878-17-000148 · edgar.xml · nonDerivative · entry 2

COOK SCOTT D · CIK 0000938861 · Director · Chair of Executive Committee

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 12,447,015

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in June 2017.

F3 · price: This transaction was executed in multiple trades ranging from $141.73 to $142.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 23:25 UTC
COOK SCOTT DDirector · Chair of Executive Committee
SaleCommon Stock 95,343 $141.25 $13,467,599.19
Disclosure

SEC source: 0000896878-17-000148 · edgar.xml · nonDerivative · entry 1

COOK SCOTT D · CIK 0000938861 · Director · Chair of Executive Committee

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 12,451,955

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in June 2017.

F2 · price: This transaction was executed in multiple trades ranging from $140.74 to $141.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:21 UTC
Williams R NeilEVP and CFO
Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative 33,892 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000144 · edgar.xml · derivative · entry 3

Williams R Neil · CIK 0001423081 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · shares: Represents the vested units pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives; the balance of the granted units were canceled.

F3 · derivative.exercise_date: Represents vesting date for restricted stock units.

F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:21 UTC
Williams R NeilEVP and CFO
Tax withholdingCommon Stock 17,685 $141.90 $2,509,501.50
Disclosure

SEC source: 0000896878-17-000144 · edgar.xml · nonDerivative · entry 2

Williams R Neil · CIK 0001423081 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,892

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:21 UTC
Williams R NeilEVP and CFO
Exercise / conversionCommon Stock 33,892 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000144 · edgar.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:19 UTC
Wernikoff Daniel AEVP, Consumer Group
Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative 32,236 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000143 · edgar.xml · derivative · entry 3

Wernikoff Daniel A · CIK 0001583139 · EVP, Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · shares: Represents the vested units pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives; the balance of the granted units were canceled.

F3 · derivative.exercise_date: Represents vesting date for restricted stock units.

F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:19 UTC
Wernikoff Daniel AEVP, Consumer Group
Tax withholdingCommon Stock 16,821 $141.90 $2,386,899.90
Disclosure

SEC source: 0000896878-17-000143 · edgar.xml · nonDerivative · entry 2

Wernikoff Daniel A · CIK 0001583139 · EVP, Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,203

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:19 UTC
Wernikoff Daniel AEVP, Consumer Group
Exercise / conversionCommon Stock 32,236 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000143 · edgar.xml · nonDerivative · entry 1

Wernikoff Daniel A · CIK 0001583139 · EVP, Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:18 UTC
STANSBURY HENRY TAYLOEEVP & Chief Technology Officer
Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative 32,236 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000142 · edgar.xml · derivative · entry 3

STANSBURY HENRY TAYLOE · CIK 0001229237 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · shares: Represents the vested units pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives; the balance of the granted units were canceled.

F3 · derivative.exercise_date: Represents vesting date for restricted stock units.

F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:18 UTC
STANSBURY HENRY TAYLOEEVP & Chief Technology Officer
Tax withholdingCommon Stock 16,821 $141.90 $2,386,899.90
Disclosure

SEC source: 0000896878-17-000142 · edgar.xml · nonDerivative · entry 2

STANSBURY HENRY TAYLOE · CIK 0001229237 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,307

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:18 UTC
STANSBURY HENRY TAYLOEEVP & Chief Technology Officer
Exercise / conversionCommon Stock 32,236 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000142 · edgar.xml · nonDerivative · entry 1

STANSBURY HENRY TAYLOE · CIK 0001229237 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:14 UTC
SMITH BRAD DDirector · Chairman, CEO & President
Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative 108,954 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000141 · edgar.xml · derivative · entry 7

SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 108,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F6 · shares: Represents the vested units pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives; the balance of the granted units were canceled.

F3 · derivative.exercise_date: Represents vesting date for restricted stock units.

F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:14 UTC
SMITH BRAD DDirector · Chairman, CEO & President
Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative 25,795 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000141 · edgar.xml · derivative · entry 6

SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F5 · shares: Represents the second and final vesting tranche pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives awarded 7/25/2012.

F3 · derivative.exercise_date: Represents vesting date for restricted stock units.

F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:14 UTC
SMITH BRAD DDirector · Chairman, CEO & President
Exercise / conversionRestricted Stock Units (Performance-based vesting) · Derivative 6,525 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000141 · edgar.xml · derivative · entry 5

SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · shares: Represents the second and final vesting tranche pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain pre-established 3-year operating goals awarded 7/25/2012.

F3 · derivative.exercise_date: Represents vesting date for restricted stock units.

F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:14 UTC
SMITH BRAD DDirector · Chairman, CEO & President
Tax withholdingCommon Stock 73,718 $141.90 $10,460,584.20
Disclosure

SEC source: 0000896878-17-000141 · edgar.xml · nonDerivative · entry 4

SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,750

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:14 UTC
SMITH BRAD DDirector · Chairman, CEO & President
Exercise / conversionCommon Stock 108,954 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000141 · edgar.xml · nonDerivative · entry 3

SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:14 UTC
SMITH BRAD DDirector · Chairman, CEO & President
Exercise / conversionCommon Stock 25,795 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000141 · edgar.xml · nonDerivative · entry 2

SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 01, 2017 Filed Sep 5, 2017 21:14 UTC
SMITH BRAD DDirector · Chairman, CEO & President
Exercise / conversionCommon Stock 6,525 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000141 · edgar.xml · nonDerivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 01, 2017 Filed Sep 5, 2017 21:13 UTC
Goodarzi Sasan KEVP, Small Bus. & Self-Emplyd
Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative 33,892 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000140 · edgar.xml · derivative · entry 3

Goodarzi Sasan K · CIK 0001412321 · EVP, Small Bus. & Self-Emplyd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · shares: Represents the vested units pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives; the balance of the granted units were canceled.

F3 · derivative.exercise_date: Represents vesting date for restricted stock units.

F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date.

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September 01, 2017 Filed Sep 5, 2017 21:13 UTC
Goodarzi Sasan KEVP, Small Bus. & Self-Emplyd
Tax withholdingCommon Stock 17,685 $141.90 $2,509,501.50
Disclosure

SEC source: 0000896878-17-000140 · edgar.xml · nonDerivative · entry 2

Goodarzi Sasan K · CIK 0001412321 · EVP, Small Bus. & Self-Emplyd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,207

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September 01, 2017 Filed Sep 5, 2017 21:13 UTC
Goodarzi Sasan KEVP, Small Bus. & Self-Emplyd
Exercise / conversionCommon Stock 33,892 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000140 · edgar.xml · nonDerivative · entry 1

Goodarzi Sasan K · CIK 0001412321 · EVP, Small Bus. & Self-Emplyd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 01, 2017 Filed Sep 5, 2017 21:11 UTC
FENNELL LAURA AEVP, Gen. Counsel & Corp Sec.
Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative 24,192 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000139 · edgar.xml · derivative · entry 3

FENNELL LAURA A · CIK 0001286631 · EVP, Gen. Counsel & Corp Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · shares: Represents the vested units pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives; the balance of the granted units were canceled.

F3 · derivative.exercise_date: Represents vesting date for restricted stock units.

F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date.

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September 01, 2017 Filed Sep 5, 2017 21:11 UTC
FENNELL LAURA AEVP, Gen. Counsel & Corp Sec.
Tax withholdingCommon Stock 12,624 $141.90 $1,791,345.60
Disclosure

SEC source: 0000896878-17-000139 · edgar.xml · nonDerivative · entry 2

FENNELL LAURA A · CIK 0001286631 · EVP, Gen. Counsel & Corp Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,738

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September 01, 2017 Filed Sep 5, 2017 21:11 UTC
FENNELL LAURA AEVP, Gen. Counsel & Corp Sec.
Exercise / conversionCommon Stock 24,192 $0.00 $0.00
Disclosure

SEC source: 0000896878-17-000139 · edgar.xml · nonDerivative · entry 1

FENNELL LAURA A · CIK 0001286631 · EVP, Gen. Counsel & Corp Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 31, 2017 Filed Sep 1, 2017 22:24 UTC
STANSBURY HENRY TAYLOEEVP, Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,350 $0.00 Strike: $107.25 $0.00
Disclosure

SEC source: 0000896878-17-000132 · edgar.xml · derivative · entry 3

STANSBURY HENRY TAYLOE · CIK 0001229237 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,617

Underlying: Common Stock · 5,350 shares

Expires 2022-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a 10b501 trading plan adopted by the reporting person in September 2016.

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August 31, 2017 Filed Sep 1, 2017 22:24 UTC
STANSBURY HENRY TAYLOEEVP, Chief Technology Officer
SaleCommon Stock 5,350 $140.25 $750,337.50
Disclosure

SEC source: 0000896878-17-000132 · edgar.xml · nonDerivative · entry 2

STANSBURY HENRY TAYLOE · CIK 0001229237 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892

F1 · kind: Transaction effected pursuant to a 10b501 trading plan adopted by the reporting person in September 2016.

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August 31, 2017 Filed Sep 1, 2017 22:24 UTC
STANSBURY HENRY TAYLOEEVP, Chief Technology Officer
Exercise / conversionCommon Stock 5,350 $107.25 $573,787.50
Disclosure

SEC source: 0000896878-17-000132 · edgar.xml · nonDerivative · entry 1

STANSBURY HENRY TAYLOE · CIK 0001229237 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a 10b501 trading plan adopted by the reporting person in September 2016.

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August 25, 2017 Filed Aug 25, 2017 23:43 UTC
COOK SCOTT DDirector · Chairman of the Executive Comm
SaleCommon Stock 897 $137.29 $123,152.90
Disclosure

SEC source: 0000896878-17-000122 · edgar.xml · nonDerivative · entry 4

COOK SCOTT D · CIK 0000938861 · Director · Chairman of the Executive Comm

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 12,547,298

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in June 2017.

F5 · price: This transaction was executed in multiple trades ranging from $136.79 to $137.68. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · ownership.nature: Shares held by trusts as follows: 10,486,764 shares held by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93; 43,868 shares held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94; and 2,016,666 shares held by the 2017 Cook-Ostby CRUT.

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August 25, 2017 Filed Aug 25, 2017 23:43 UTC
COOK SCOTT DDirector · Chairman of the Executive Comm
SaleCommon Stock 400 $136.34 $54,534.00
Disclosure

SEC source: 0000896878-17-000122 · edgar.xml · nonDerivative · entry 3

COOK SCOTT D · CIK 0000938861 · Director · Chairman of the Executive Comm

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 12,548,195

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in June 2017.

F4 · price: This transaction was executed in multiple trades ranging from $135.80 to $136.78. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.