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INO

INOVIO PHARMACEUTICALS, INC.

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6589
SEC CIK
0001055726
Parsed reports
298

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2022 Filed Mar 1, 2022 23:49 UTC Exercise / conversionRestricted Stock Unit · Derivative 22,545 $0.00 $0.00
Disclosure

SEC source: 0001055726-22-000012 · wf-form4_164617858308647.xml · derivative · entry 4

KIES PETER · CIK 0001259780 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,088

Underlying: Common Stock · 22,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:49 UTC Tax withholdingCommon Stock 12,555 $3.22 $40,427.10
Disclosure

SEC source: 0001055726-22-000012 · wf-form4_164617858308647.xml · nonDerivative · entry 2

KIES PETER · CIK 0001259780 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,778

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (1) herein.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:49 UTC Exercise / conversionCommon Stock 22,545 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-22-000012 · wf-form4_164617858308647.xml · nonDerivative · entry 1

KIES PETER · CIK 0001259780 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:48 UTC
Humeau LaurentChief Scientific Officer
GrantRestricted Stock Unit · Derivative 138,800 $0.00 $0.00
Disclosure

SEC source: 0001055726-22-000011 · wf-form4_164617848636087.xml · derivative · entry 5

Humeau Laurent · CIK 0001770390 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,800

Underlying: Common Stock · 138,800 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 138,800 restricted stock units is as follows: 46,267 shares will vest on February 26, 2023; 46,267 shares will vest on February 26, 2024; 46,266 shares will vest on February 26, 2025. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 138,800 restricted stock units is as follows: 46,267 shares will vest on February 26, 2023; 46,267 shares will vest on February 26, 2024; 46,266 shares will vest on February 26, 2025. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 138,800 restricted stock units is as follows: 46,267 shares will vest on February 26, 2023; 46,267 shares will vest on February 26, 2024; 46,266 shares will vest on February 26, 2025. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 138,800 restricted stock units is as follows: 46,267 shares will vest on February 26, 2023; 46,267 shares will vest on February 26, 2024; 46,266 shares will vest on February 26, 2025. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:48 UTC
Humeau LaurentChief Scientific Officer
GrantCommon Stock Option · Derivative 186,000 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001055726-22-000011 · wf-form4_164617848636087.xml · derivative · entry 4

Humeau Laurent · CIK 0001770390 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,000

Underlying: Common Stock · 186,000 shares

Expires 2032-02-26

F3 · derivative.exercise_date: The vesting schedule for the 186,000 options is as follows: 46,500 shares vested on February 26, 2022; 46,500 shares will vest on February 26, 2023; 46,500 shares will vest on February 26, 2024; 46,500 shares will vest on February 26, 2025.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:48 UTC
Humeau LaurentChief Scientific Officer
Exercise / conversionRestricted Stock Unit · Derivative 22,545 $0.00 $0.00
Disclosure

SEC source: 0001055726-22-000011 · wf-form4_164617848636087.xml · derivative · entry 3

Humeau Laurent · CIK 0001770390 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,088

Underlying: Common Stock · 22,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:48 UTC
Humeau LaurentChief Scientific Officer
Tax withholdingCommon Stock 8,545 $3.22 $27,514.90
Disclosure

SEC source: 0001055726-22-000011 · wf-form4_164617848636087.xml · nonDerivative · entry 2

Humeau Laurent · CIK 0001770390 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,587

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (1) herein.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:48 UTC
Humeau LaurentChief Scientific Officer
Exercise / conversionCommon Stock 22,545 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-22-000011 · wf-form4_164617848636087.xml · nonDerivative · entry 1

Humeau Laurent · CIK 0001770390 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:46 UTC
Shea Jacqueline ElizabethChief Operating Officer
GrantRestricted Stock Unit · Derivative 210,700 $0.00 $0.00
Disclosure

SEC source: 0001055726-22-000010 · wf-form4_164617838486383.xml · derivative · entry 5

Shea Jacqueline Elizabeth · CIK 0001771498 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,700

Underlying: Common Stock · 210,700 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 210,700 restricted stock units is as follows: 70,234 shares will vest on February 26, 2023; 70,233 shares will vest on February 26, 2024; 70,233 shares will vest on February 26, 2025. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 210,700 restricted stock units is as follows: 70,234 shares will vest on February 26, 2023; 70,233 shares will vest on February 26, 2024; 70,233 shares will vest on February 26, 2025. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 210,700 restricted stock units is as follows: 70,234 shares will vest on February 26, 2023; 70,233 shares will vest on February 26, 2024; 70,233 shares will vest on February 26, 2025. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 210,700 restricted stock units is as follows: 70,234 shares will vest on February 26, 2023; 70,233 shares will vest on February 26, 2024; 70,233 shares will vest on February 26, 2025. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:46 UTC
Shea Jacqueline ElizabethChief Operating Officer
GrantCommon Stock Option · Derivative 282,300 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001055726-22-000010 · wf-form4_164617838486383.xml · derivative · entry 4

Shea Jacqueline Elizabeth · CIK 0001771498 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,300

Underlying: Common Stock · 282,300 shares

Expires 2032-02-26

F3 · derivative.exercise_date: The vesting schedule for the 282,300 options is as follows: 70,575 shares vested on February 26, 2022; 70,575 shares will vest on February 26, 2023; 70,575 shares will vest on February 26, 2024; 70,575 shares will vest on February 26, 2025.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:46 UTC
Shea Jacqueline ElizabethChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 22,545 $0.00 $0.00
Disclosure

SEC source: 0001055726-22-000010 · wf-form4_164617838486383.xml · derivative · entry 3

Shea Jacqueline Elizabeth · CIK 0001771498 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,088

Underlying: Common Stock · 22,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:46 UTC
Shea Jacqueline ElizabethChief Operating Officer
Tax withholdingCommon Stock 10,764 $3.22 $34,660.08
Disclosure

SEC source: 0001055726-22-000010 · wf-form4_164617838486383.xml · nonDerivative · entry 2

Shea Jacqueline Elizabeth · CIK 0001771498 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,373

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (1) herein.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:46 UTC
Shea Jacqueline ElizabethChief Operating Officer
Exercise / conversionCommon Stock 22,545 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-22-000010 · wf-form4_164617838486383.xml · nonDerivative · entry 1

Shea Jacqueline Elizabeth · CIK 0001771498 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 67,633 restricted stock units is as follows: 22,545 shares vested on February 26, 2022; 22,544 shares will vest on February 26, 2023; 22,544 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:38 UTC
Kim Jong JosephDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 468,500 $0.00 $0.00
Disclosure

SEC source: 0001055726-22-000009 · wf-form4_164617791888639.xml · derivative · entry 10

Kim Jong Joseph · CIK 0001464549 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,500

Underlying: Common Stock · 468,500 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 468,500 restricted stock units is as follows: 156,167 shares will vest on February 26, 2023; 156,167 shares will vest on February 26, 2024; 156,166 shares will vest on February 26, 2025. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 468,500 restricted stock units is as follows: 156,167 shares will vest on February 26, 2023; 156,167 shares will vest on February 26, 2024; 156,166 shares will vest on February 26, 2025. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 468,500 restricted stock units is as follows: 156,167 shares will vest on February 26, 2023; 156,167 shares will vest on February 26, 2024; 156,166 shares will vest on February 26, 2025. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 468,500 restricted stock units is as follows: 156,167 shares will vest on February 26, 2023; 156,167 shares will vest on February 26, 2024; 156,166 shares will vest on February 26, 2025. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:38 UTC
Kim Jong JosephDirector · Chief Executive Officer
GrantCommon Stock Option · Derivative 627,700 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001055726-22-000009 · wf-form4_164617791888639.xml · derivative · entry 9

Kim Jong Joseph · CIK 0001464549 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,700

Underlying: Common Stock · 627,700 shares

Expires 2032-02-26

F3 · derivative.exercise_date: The vesting schedule for the 627,700 options is as follows: 156,925 shares vested on February 26, 2022; 156,925 shares will vest on February 26, 2023; 156,925 shares will vest on February 26, 2024; 156,925 shares will vest on February 26, 2025.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:38 UTC
Kim Jong JosephDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 68,767 $0.00 $0.00
Disclosure

SEC source: 0001055726-22-000009 · wf-form4_164617791888639.xml · derivative · entry 8

Kim Jong Joseph · CIK 0001464549 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,533

Underlying: Common Stock · 68,767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 206,300 restricted stock units is as follows: 68,767 shares vested on February 26, 2022; 68,767 shares will vest on February 26, 2023; 68,766 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 206,300 restricted stock units is as follows: 68,767 shares vested on February 26, 2022; 68,767 shares will vest on February 26, 2023; 68,766 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 206,300 restricted stock units is as follows: 68,767 shares vested on February 26, 2022; 68,767 shares will vest on February 26, 2023; 68,766 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 206,300 restricted stock units is as follows: 68,767 shares vested on February 26, 2022; 68,767 shares will vest on February 26, 2023; 68,766 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:38 UTC
Kim Jong JosephDirector · Chief Executive Officer
Tax withholdingCommon Stock 20,045 $3.22 $64,544.90
Disclosure

SEC source: 0001055726-22-000009 · wf-form4_164617791888639.xml · nonDerivative · entry 2

Kim Jong Joseph · CIK 0001464549 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,277,380

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (1) herein.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 23:38 UTC
Kim Jong JosephDirector · Chief Executive Officer
Exercise / conversionCommon Stock 68,767 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-22-000009 · wf-form4_164617791888639.xml · nonDerivative · entry 1

Kim Jong Joseph · CIK 0001464549 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 206,300 restricted stock units is as follows: 68,767 shares vested on February 26, 2022; 68,767 shares will vest on February 26, 2023; 68,766 shares will vest on February 26, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:03 UTC Exercise / conversionCommon Stock Options · Derivative 2,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001055726-22-000003 · wf-form4_164279896827793.xml · derivative · entry 3

BENITO SIMON X · CIK 0001273306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 2,000 shares

Expires 2022-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014.

F2 · shares: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014.

F2 · derivative.underlying_shares: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:03 UTC SaleCommon Stock 2,000 $4.27 $8,540.00
Disclosure

SEC source: 0001055726-22-000003 · wf-form4_164279896827793.xml · nonDerivative · entry 2

BENITO SIMON X · CIK 0001273306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,305

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:03 UTC Exercise / conversionCommon Stock 2,000 $2.20 $4,400.00
Disclosure

SEC source: 0001055726-22-000003 · wf-form4_164279896827793.xml · nonDerivative · entry 1

BENITO SIMON X · CIK 0001273306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2022 Filed Jan 18, 2022 21:06 UTC
Shepard JayDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,274 $0.00 $0.00
Disclosure

SEC source: 0001055726-22-000002 · wf-form4_164253996843398.xml · derivative · entry 2

Shepard Jay · CIK 0001587788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,273

Underlying: Common Stock · 4,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,821 restricted stock units is as follows: 4,274 shares vested on January 15, 2021; 4,274 shares vested on January 15, 2022; 4,273 shares will vest on January 15, 2023. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,821 restricted stock units is as follows: 4,274 shares vested on January 15, 2021; 4,274 shares vested on January 15, 2022; 4,273 shares will vest on January 15, 2023. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,821 restricted stock units is as follows: 4,274 shares vested on January 15, 2021; 4,274 shares vested on January 15, 2022; 4,273 shares will vest on January 15, 2023. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both

Read SEC document
January 15, 2022 Filed Jan 18, 2022 21:06 UTC
Shepard JayDirector
Exercise / conversionCommon Stock 4,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-22-000002 · wf-form4_164253996843398.xml · nonDerivative · entry 1

Shepard Jay · CIK 0001587788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,821 restricted stock units is as follows: 4,274 shares vested on January 15, 2021; 4,274 shares vested on January 15, 2022; 4,273 shares will vest on January 15, 2023. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both

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January 05, 2022 Filed Jan 5, 2022 21:04 UTC
Zoth Lota S.Director
SaleCommon Stock 961 $5.01 $4,814.61
Disclosure

SEC source: 0001055726-22-000001 · wf-form4_164141662488992.xml · nonDerivative · entry 2

Zoth Lota S. · CIK 0001278219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,016

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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January 03, 2022 Filed Jan 5, 2022 21:04 UTC
Zoth Lota S.Director
Exercise / conversionRestricted Stock Unit · Derivative 4,090 $0.00 $0.00
Disclosure

SEC source: 0001055726-22-000001 · wf-form4_164141662488992.xml · derivative · entry 3

Zoth Lota S. · CIK 0001278219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,270 restricted stock units is as follows: 4,090 shares vested on January 3, 2020; 4,090 shares vested on January 3, 2021; 4,090 shares vested on January 3, 2022. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,270 restricted stock units is as follows: 4,090 shares vested on January 3, 2020; 4,090 shares vested on January 3, 2021; 4,090 shares vested on January 3, 2022. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,270 restricted stock units is as follows: 4,090 shares vested on January 3, 2020; 4,090 shares vested on January 3, 2021; 4,090 shares vested on January 3, 2022. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both

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January 03, 2022 Filed Jan 5, 2022 21:04 UTC
Zoth Lota S.Director
Exercise / conversionCommon Stock 4,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-22-000001 · wf-form4_164141662488992.xml · nonDerivative · entry 1

Zoth Lota S. · CIK 0001278219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,270 restricted stock units is as follows: 4,090 shares vested on January 3, 2020; 4,090 shares vested on January 3, 2021; 4,090 shares vested on January 3, 2022. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both

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August 09, 2021 Filed Aug 11, 2021 20:03 UTC
Humeau LaurentChief Scientific Officer
SaleCommon Stock 10,317 $9.15 $94,400.55
Disclosure

SEC source: 0001055726-21-000056 · wf-form4_162871220754102.xml · nonDerivative · entry 1

Humeau Laurent · CIK 0001770390 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,587

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: These transactions were executed in multiple trades at prices ranging from $9.08 to $9.22, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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June 09, 2021 Filed Jun 11, 2021 20:26 UTC
Shea Jacqueline ElizabethChief Operating Officer
SaleCommon Stock 38,535 $10.01 $385,735.35
Disclosure

SEC source: 0001055726-21-000052 · wf-form4_162344318899072.xml · nonDerivative · entry 1

Shea Jacqueline Elizabeth · CIK 0001771498 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,592

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: These transactions were executed in multiple trades at prices ranging from $10.00 to $10.06, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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June 09, 2021 Filed Jun 11, 2021 20:25 UTC
Humeau LaurentChief Scientific Officer
SaleCommon Stock 10,318 $9.07 $93,584.26
Disclosure

SEC source: 0001055726-21-000051 · wf-form4_162344313045015.xml · nonDerivative · entry 1

Humeau Laurent · CIK 0001770390 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,904

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: These transactions were executed in multiple trades at prices ranging from $8.91 to $9.22, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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June 09, 2021 Filed Jun 11, 2021 20:24 UTC Exercise / conversionCommon Stock Option · Derivative 13,750 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001055726-21-000050 · wf-form4_162344304755381.xml · derivative · entry 4

KIES PETER · CIK 0001259780 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 13,750 shares

Expires 2023-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:24 UTC SaleCommon Stock 33,750 $10.01 $337,837.50
Disclosure

SEC source: 0001055726-21-000050 · wf-form4_162344304755381.xml · nonDerivative · entry 2

KIES PETER · CIK 0001259780 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,788

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: These transactions were executed in multiple trades at prices ranging from $10.00 to $10.04, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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June 09, 2021 Filed Jun 11, 2021 20:24 UTC Exercise / conversionCommon Stock 13,750 $2.16 $29,700.00
Disclosure

SEC source: 0001055726-21-000050 · wf-form4_162344304755381.xml · nonDerivative · entry 1

KIES PETER · CIK 0001259780 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:08 UTC SaleCommon Stock 10,000 $8.03 $80,300.00
Disclosure

SEC source: 0001055726-21-000049 · wf-form4_162283729943316.xml · nonDerivative · entry 1

KIES PETER · CIK 0001259780 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,788

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: These transactions were executed in multiple trades at prices ranging from $8.00 to $8.09, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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May 17, 2021 Filed May 17, 2021 20:29 UTC
Zoth Lota S.Director
SaleCommon Stock 2,045 $6.62 $13,537.90
Disclosure

SEC source: 0001055726-21-000047 · wf-form4_162128333390607.xml · nonDerivative · entry 2

Zoth Lota S. · CIK 0001278219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,887

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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May 17, 2021 Filed May 17, 2021 20:27 UTC SaleCommon Stock 3,045 $6.62 $20,157.90
Disclosure

SEC source: 0001055726-21-000045 · wf-form4_162128322950395.xml · nonDerivative · entry 2

Weiner David B. · CIK 0001669080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,791

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Reporting person intends to use the proceeds of this sale to pay taxes resulting from the recent vesting of Restricted Stock Units granted by the issuer.

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May 17, 2021 Filed May 17, 2021 20:26 UTC SaleCommon Stock 3,045 $6.62 $20,157.90
Disclosure

SEC source: 0001055726-21-000044 · wf-form4_162128318356430.xml · nonDerivative · entry 2

BENITO SIMON X · CIK 0001273306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,305

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 8,700 $0.00 $0.00
Disclosure

SEC source: 0001055726-21-000048 · wf-form4_162128338799111.xml · derivative · entry 4

Miller Ann Calby · CIK 0001771423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:30 UTC Exercise / conversionCommon Stock 8,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-21-000048 · wf-form4_162128338799111.xml · nonDerivative · entry 1

Miller Ann Calby · CIK 0001771423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:29 UTC
Zoth Lota S.Director
Exercise / conversionRestricted Stock Unit · Derivative 8,700 $0.00 $0.00
Disclosure

SEC source: 0001055726-21-000047 · wf-form4_162128333390607.xml · derivative · entry 5

Zoth Lota S. · CIK 0001278219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:29 UTC
Zoth Lota S.Director
Exercise / conversionCommon Stock 8,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-21-000047 · wf-form4_162128333390607.xml · nonDerivative · entry 1

Zoth Lota S. · CIK 0001278219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:28 UTC
Shepard JayDirector
Exercise / conversionRestricted Stock Unit · Derivative 8,700 $0.00 $0.00
Disclosure

SEC source: 0001055726-21-000046 · wf-form4_162128327904320.xml · derivative · entry 4

Shepard Jay · CIK 0001587788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:28 UTC
Shepard JayDirector
Exercise / conversionCommon Stock 8,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-21-000046 · wf-form4_162128327904320.xml · nonDerivative · entry 1

Shepard Jay · CIK 0001587788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:27 UTC Exercise / conversionRestricted Stock Unit · Derivative 8,700 $0.00 $0.00
Disclosure

SEC source: 0001055726-21-000045 · wf-form4_162128322950395.xml · derivative · entry 5

Weiner David B. · CIK 0001669080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:27 UTC Exercise / conversionCommon Stock 8,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-21-000045 · wf-form4_162128322950395.xml · nonDerivative · entry 1

Weiner David B. · CIK 0001669080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:25 UTC Exercise / conversionRestricted Stock Unit · Derivative 8,700 $0.00 $0.00
Disclosure

SEC source: 0001055726-21-000043 · wf-form4_162128312021723.xml · derivative · entry 4

YARNO WENDY L · CIK 0001181186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:25 UTC Exercise / conversionCommon Stock 8,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-21-000043 · wf-form4_162128312021723.xml · nonDerivative · entry 1

YARNO WENDY L · CIK 0001181186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:26 UTC Exercise / conversionRestricted Stock Unit · Derivative 8,700 $0.00 $0.00
Disclosure

SEC source: 0001055726-21-000044 · wf-form4_162128318356430.xml · derivative · entry 5

BENITO SIMON X · CIK 0001273306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:26 UTC Exercise / conversionCommon Stock 8,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-21-000044 · wf-form4_162128318356430.xml · nonDerivative · entry 1

BENITO SIMON X · CIK 0001273306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:30 UTC GrantRestricted Stock Unit · Derivative 18,000 $0.00 $0.00
Disclosure

SEC source: 0001055726-21-000048 · wf-form4_162128338799111.xml · derivative · entry 3

Miller Ann Calby · CIK 0001771423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 13, 2022.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 13, 2022.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 13, 2022.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:30 UTC GrantCommon Stock Options · Derivative 27,000 $0.00 Strike: $6.23 $0.00
Disclosure

SEC source: 0001055726-21-000048 · wf-form4_162128338799111.xml · derivative · entry 2

Miller Ann Calby · CIK 0001771423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2031-05-13

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy.

F3 · derivative.exercise_date: Options to vest 100% on May 13, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.