Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2021 Filed Jan 16, 2021 00:24 UTC |
Shepard JayDirector
|
Exercise / conversionCommon Stock | 4,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001055726-21-000003 · wf-form4_161075662594602.xml · nonDerivative · entry 1 Shepard Jay · CIK 0001587788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,821 restricted stock units is as follows: 4,274 shares vested on January 15, 2021; 4,274 shares will vest on January 15, 2022; 4,273 shares will vest on January 15, 2023. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. Read SEC document |
| January 05, 2021 Filed Jan 5, 2021 21:09 UTC |
Zoth Lota S.Director
|
SaleCommon Stock | 961 | $9.48 | $9,110.28 |
DisclosureSEC source: 0001055726-21-000002 · wf-form4_160988096823254.xml · nonDerivative · entry 2 Zoth Lota S. · CIK 0001278219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,232 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:08 UTC |
BENITO SIMON XDirector
|
Exercise / conversionCommon Stock Options · Derivative | 2,750 | $0.00 Strike: $3.56 | $0.00 |
DisclosureSEC source: 0001055726-21-000001 · wf-form4_160988089526905.xml · derivative · entry 3 BENITO SIMON X · CIK 0001273306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 2,750 shares Expires 2021-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. F2 · shares: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. F2 · derivative.underlying_shares: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:08 UTC |
BENITO SIMON XDirector
|
SaleCommon Stock | 2,750 | $9.00 | $24,750.00 |
DisclosureSEC source: 0001055726-21-000001 · wf-form4_160988089526905.xml · nonDerivative · entry 2 BENITO SIMON X · CIK 0001273306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,650 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:08 UTC |
BENITO SIMON XDirector
|
Exercise / conversionCommon Stock | 2,750 | $3.56 | $9,790.00 |
DisclosureSEC source: 0001055726-21-000001 · wf-form4_160988089526905.xml · nonDerivative · entry 1 BENITO SIMON X · CIK 0001273306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2021 Filed Jan 5, 2021 21:09 UTC |
Zoth Lota S.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001055726-21-000002 · wf-form4_160988096823254.xml · derivative · entry 3 Zoth Lota S. · CIK 0001278219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,090 Underlying: Common Stock · 4,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,270 restricted stock units is as follows: 4,090 shares vested on January 3, 2020; 4,090 shares vested on January 3, 2021; 4,090 shares will vest on January 3, 2022. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,270 restricted stock units is as follows: 4,090 shares vested on January 3, 2020; 4,090 shares vested on January 3, 2021; 4,090 shares will vest on January 3, 2022. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,270 restricted stock units is as follows: 4,090 shares vested on January 3, 2020; 4,090 shares vested on January 3, 2021; 4,090 shares will vest on January 3, 2022. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. Read SEC document |
| January 03, 2021 Filed Jan 5, 2021 21:09 UTC |
Zoth Lota S.Director
|
Exercise / conversionCommon Stock | 4,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001055726-21-000002 · wf-form4_160988096823254.xml · nonDerivative · entry 1 Zoth Lota S. · CIK 0001278219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,270 restricted stock units is as follows: 4,090 shares vested on January 3, 2020; 4,090 shares vested on January 3, 2021; 4,090 shares will vest on January 3, 2022. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:02 UTC |
Kim Jong JosephDirector · Chief Executive Officer
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001055726-20-000057 · wf-form4_160944854960637.xml · nonDerivative · entry 1 Kim Jong Joseph · CIK 0001464549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,178,313 F1 · price: This transaction represents a charitable donation. This is not a market transaction, thus no price has been reported. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 00:07 UTC |
KIES PETERCFO
|
Exercise / conversionCommon Stock Option · Derivative | 11,250 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001055726-20-000056 · wf-form4_160825002177388.xml · derivative · entry 6 KIES PETER · CIK 0001259780 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,750 Underlying: Common Stock · 11,250 shares Expires 2023-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. F3 · shares: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. F3 · derivative.underlying_shares: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 00:07 UTC |
KIES PETERCFO
|
Exercise / conversionCommon Stock Option · Derivative | 8,750 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001055726-20-000056 · wf-form4_160825002177388.xml · derivative · entry 5 KIES PETER · CIK 0001259780 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,750 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. F3 · shares: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. F3 · derivative.underlying_shares: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 00:07 UTC |
KIES PETERCFO
|
SaleCommon Stock | 20,000 | $10.69 | $213,706.00 |
DisclosureSEC source: 0001055726-20-000056 · wf-form4_160825002177388.xml · nonDerivative · entry 3 KIES PETER · CIK 0001259780 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,290 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: These transactions were executed in multiple trades at prices ranging from $10.52 to $10.83, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 00:07 UTC |
KIES PETERCFO
|
Exercise / conversionCommon Stock | 11,250 | $2.16 | $24,300.00 |
DisclosureSEC source: 0001055726-20-000056 · wf-form4_160825002177388.xml · nonDerivative · entry 2 KIES PETER · CIK 0001259780 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 00:07 UTC |
KIES PETERCFO
|
Exercise / conversionCommon Stock | 8,750 | $2.40 | $21,000.00 |
DisclosureSEC source: 0001055726-20-000056 · wf-form4_160825002177388.xml · nonDerivative · entry 1 KIES PETER · CIK 0001259780 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 00:06 UTC |
Weiner David B.Director
|
Exercise / conversionCommon Stock Option · Derivative | 17,500 | $0.00 Strike: $4.56 | $0.00 |
DisclosureSEC source: 0001055726-20-000055 · wf-form4_160824994521394.xml · derivative · entry 3 Weiner David B. · CIK 0001669080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,500 shares Expires 2021-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. F3 · shares: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. F3 · derivative.underlying_shares: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 00:06 UTC |
Weiner David B.Director
|
SaleCommon Stock | 17,500 | $10.71 | $187,351.50 |
DisclosureSEC source: 0001055726-20-000055 · wf-form4_160824994521394.xml · nonDerivative · entry 2 Weiner David B. · CIK 0001669080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,219 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: These transactions were executed in multiple trades at prices ranging from $10.54 to $10.83, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 00:06 UTC |
Weiner David B.Director
|
Exercise / conversionCommon Stock | 17,500 | $4.56 | $79,800.00 |
DisclosureSEC source: 0001055726-20-000055 · wf-form4_160824994521394.xml · nonDerivative · entry 1 Weiner David B. · CIK 0001669080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 00:06 UTC |
YARNO WENDY LDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001055726-20-000054 · wf-form4_160738597791397.xml · derivative · entry 2 YARNO WENDY L · CIK 0001181186 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,270 restricted stock units is as follows: 4,090 shares vested on December 5, 2018; 4,090 shares vested on December 5, 2019; 4,090 shares vested on December 5, 2020. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,270 restricted stock units is as follows: 4,090 shares vested on December 5, 2018; 4,090 shares vested on December 5, 2019; 4,090 shares vested on December 5, 2020. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,270 restricted stock units is as follows: 4,090 shares vested on December 5, 2018; 4,090 shares vested on December 5, 2019; 4,090 shares vested on December 5, 2020. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both. Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 00:06 UTC |
YARNO WENDY LDirector
|
Exercise / conversionCommon Stock | 4,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001055726-20-000054 · wf-form4_160738597791397.xml · nonDerivative · entry 1 YARNO WENDY L · CIK 0001181186 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 12,270 restricted stock units is as follows: 4,090 shares vested on December 5, 2018; 4,090 shares vested on December 5, 2019; 4,090 shares vested on December 5, 2020. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 21:21 UTC |
Humeau LaurentChief Scientific Officer
|
SaleCommon Stock | 19,466 | $9.75 | $189,793.50 |
DisclosureSEC source: 0001055726-20-000053 · wf-form4_160521606503922.xml · nonDerivative · entry 1 Humeau Laurent · CIK 0001770390 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,500 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: These transactions were executed in multiple trades at prices ranging from $8.98 to $9.91, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 22:59 UTC |
Humeau LaurentChief Scientific Officer
|
SaleCommon Stock | 19,467 | $19.06 | $371,004.03 |
DisclosureSEC source: 0001055726-20-000049 · wf-form4_159727315173572.xml · nonDerivative · entry 1 Humeau Laurent · CIK 0001770390 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,966 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: These transactions were executed in multiple trades at prices ranging from $18.54 to $19.63, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 23:12 UTC |
Kim Jong JosephDirector · Chief Executive Officer
|
SaleCommon Stock | 100,000 | $21.13 | $2,113,450.00 |
DisclosureSEC source: 0001055726-20-000045 · wf-form4_159623712675309.xml · nonDerivative · entry 1 Kim Jong Joseph · CIK 0001464549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,188,313 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: These transactions were executed in multiple trades at prices ranging from $20.19 to $22.78, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 23:00 UTC |
KIES PETERCFO
|
Exercise / conversionCommon Stock Option · Derivative | 35,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001055726-20-000044 · wf-form4_159502681136667.xml · derivative · entry 4 KIES PETER · CIK 0001259780 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. F3 · shares: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. F3 · derivative.underlying_shares: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 23:00 UTC |
KIES PETERCFO
|
SaleCommon Stock | 35,000 | $24.95 | $873,208.00 |
DisclosureSEC source: 0001055726-20-000044 · wf-form4_159502681136667.xml · nonDerivative · entry 2 KIES PETER · CIK 0001259780 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,290 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: These transactions were executed in multiple trades at prices ranging from $24.21 to $25.45, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 23:00 UTC |
KIES PETERCFO
|
Exercise / conversionCommon Stock | 35,000 | $2.40 | $84,000.00 |
DisclosureSEC source: 0001055726-20-000044 · wf-form4_159502681136667.xml · nonDerivative · entry 1 KIES PETER · CIK 0001259780 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2020 Filed Jul 3, 2020 01:05 UTC |
KIES PETERCFO
|
SaleCommon Stock | 35,000 | $26.50 | $927,500.00 |
DisclosureSEC source: 0001055726-20-000043 · wf-form4_159373831691639.xml · nonDerivative · entry 1 KIES PETER · CIK 0001259780 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,290 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: These transactions were executed in multiple trades at prices ranging from $26.13 to $26.69, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:56 UTC |
Humeau LaurentChief Scientific Officer
|
SaleCommon Stock | 19,467 | $14.70 | $286,164.90 |
DisclosureSEC source: 0001055726-20-000042 · wf-form4_159303215471263.xml · nonDerivative · entry 1 Humeau Laurent · CIK 0001770390 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,433 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| May 20, 2020 Filed May 20, 2020 21:37 UTC |
BENITO SIMON XDirector
|
Exercise / conversionCommon Stock Option · Derivative | 8,750 | $0.00 Strike: $4.60 | $0.00 |
DisclosureSEC source: 0001055726-20-000040 · wf-form4_159001065342841.xml · derivative · entry 3 BENITO SIMON X · CIK 0001273306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,750 shares Expires 2020-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Given effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. F2 · shares: Given effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. F2 · derivative.underlying_shares: Given effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014. Read SEC document |
| May 20, 2020 Filed May 20, 2020 21:37 UTC |
BENITO SIMON XDirector
|
SaleCommon Stock | 8,750 | $15.95 | $139,594.00 |
DisclosureSEC source: 0001055726-20-000040 · wf-form4_159001065342841.xml · nonDerivative · entry 2 BENITO SIMON X · CIK 0001273306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,650 F1 · price: This transaction was executed in multiple trades at prices ranging from $15.64 to $16.19, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 20, 2020 Filed May 20, 2020 21:37 UTC |
BENITO SIMON XDirector
|
Exercise / conversionCommon Stock | 8,750 | $4.60 | $40,250.00 |
DisclosureSEC source: 0001055726-20-000040 · wf-form4_159001065342841.xml · nonDerivative · entry 1 BENITO SIMON X · CIK 0001273306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:10 UTC |
Weiner David B.Director
|
GrantRestricted Stock Unit · Derivative | 8,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001055726-20-000039 · wf-form4_158957339225846.xml · derivative · entry 2 Weiner David B. · CIK 0001669080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 Underlying: Common Stock · 8,700 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:10 UTC |
Weiner David B.Director
|
GrantCommon Stock Options · Derivative | 13,300 | $0.00 Strike: $13.65 | $0.00 |
DisclosureSEC source: 0001055726-20-000039 · wf-form4_158957339225846.xml · derivative · entry 1 Weiner David B. · CIK 0001669080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,300 Underlying: Common Stock · 13,300 shares Expires 2030-05-14 F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F2 · derivative.exercise_date: Options to vest 100% on May 14, 2021. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:09 UTC |
Miller Ann CalbyDirector
|
GrantRestricted Stock Unit · Derivative | 8,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001055726-20-000038 · wf-form4_158957332323996.xml · derivative · entry 2 Miller Ann Calby · CIK 0001771423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 Underlying: Common Stock · 8,700 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:09 UTC |
Miller Ann CalbyDirector
|
GrantCommon Stock Options · Derivative | 13,300 | $0.00 Strike: $13.65 | $0.00 |
DisclosureSEC source: 0001055726-20-000038 · wf-form4_158957332323996.xml · derivative · entry 1 Miller Ann Calby · CIK 0001771423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,300 Underlying: Common Stock · 13,300 shares Expires 2030-05-14 F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F2 · derivative.exercise_date: Options to vest 100% on May 14, 2021. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:07 UTC |
Zoth Lota S.Director
|
GrantRestricted Stock Unit · Derivative | 8,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001055726-20-000037 · wf-form4_158957325802670.xml · derivative · entry 2 Zoth Lota S. · CIK 0001278219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 Underlying: Common Stock · 8,700 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:07 UTC |
Zoth Lota S.Director
|
GrantCommon Stock Options · Derivative | 13,300 | $0.00 Strike: $13.65 | $0.00 |
DisclosureSEC source: 0001055726-20-000037 · wf-form4_158957325802670.xml · derivative · entry 1 Zoth Lota S. · CIK 0001278219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,300 Underlying: Common Stock · 13,300 shares Expires 2030-05-14 F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F2 · derivative.exercise_date: Options to vest 100% on May 14, 2021. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:07 UTC |
BENITO SIMON XDirector
|
GrantRestricted Stock Unit · Derivative | 8,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001055726-20-000036 · wf-form4_158957320617701.xml · derivative · entry 2 BENITO SIMON X · CIK 0001273306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 Underlying: Common Stock · 8,700 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:07 UTC |
BENITO SIMON XDirector
|
GrantCommon Stock Options · Derivative | 13,300 | $0.00 Strike: $13.65 | $0.00 |
DisclosureSEC source: 0001055726-20-000036 · wf-form4_158957320617701.xml · derivative · entry 1 BENITO SIMON X · CIK 0001273306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,300 Underlying: Common Stock · 13,300 shares Expires 2030-05-14 F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F2 · derivative.exercise_date: Options to vest 100% on May 14, 2021. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:05 UTC |
YARNO WENDY LDirector
|
GrantRestricted Stock Unit · Derivative | 8,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001055726-20-000035 · wf-form4_158957312607792.xml · derivative · entry 2 YARNO WENDY L · CIK 0001181186 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 Underlying: Common Stock · 8,700 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:05 UTC |
YARNO WENDY LDirector
|
GrantCommon Stock Options · Derivative | 13,300 | $0.00 Strike: $13.65 | $0.00 |
DisclosureSEC source: 0001055726-20-000035 · wf-form4_158957312607792.xml · derivative · entry 1 YARNO WENDY L · CIK 0001181186 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,300 Underlying: Common Stock · 13,300 shares Expires 2030-05-14 F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F2 · derivative.exercise_date: Options to vest 100% on May 14, 2021. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:04 UTC |
Shepard JayDirector
|
GrantRestricted Stock Unit · Derivative | 8,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001055726-20-000034 · wf-form4_158957306492147.xml · derivative · entry 2 Shepard Jay · CIK 0001587788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 Underlying: Common Stock · 8,700 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 14, 2021. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:04 UTC |
Shepard JayDirector
|
GrantCommon Stock Options · Derivative | 13,300 | $0.00 Strike: $13.65 | $0.00 |
DisclosureSEC source: 0001055726-20-000034 · wf-form4_158957306492147.xml · derivative · entry 1 Shepard Jay · CIK 0001587788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,300 Underlying: Common Stock · 13,300 shares Expires 2030-05-14 F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F2 · derivative.exercise_date: Options to vest 100% on May 14, 2021. Read SEC document |
| May 11, 2020 Filed May 12, 2020 20:26 UTC |
Weiner David B.Director
|
SaleCommon Stock | 2,404 | $11.84 | $28,463.36 |
DisclosureSEC source: 0001055726-20-000033 · wf-form4_158931516303073.xml · nonDerivative · entry 1 Weiner David B. · CIK 0001669080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,219 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Reporting person intends to use the proceeds of this sale to pay taxes resulting from the recent vesting of Restricted Stock Units granted by the issuer. Read SEC document |
| May 08, 2020 Filed May 8, 2020 22:23 UTC |
BENITO SIMON XDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001055726-20-000029 · wf-form4_158897658060595.xml · derivative · entry 2 BENITO SIMON X · CIK 0001273306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,013 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 8, 2020. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 8, 2020. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 8, 2020. Read SEC document |
| May 08, 2020 Filed May 8, 2020 22:23 UTC |
BENITO SIMON XDirector
|
Exercise / conversionCommon Stock | 8,013 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001055726-20-000029 · wf-form4_158897658060595.xml · nonDerivative · entry 1 BENITO SIMON X · CIK 0001273306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 8, 2020. Read SEC document |
| May 08, 2020 Filed May 8, 2020 22:21 UTC |
Zoth Lota S.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001055726-20-000028 · wf-form4_158897646518475.xml · derivative · entry 2 Zoth Lota S. · CIK 0001278219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,013 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 8, 2020. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 8, 2020. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 8, 2020. Read SEC document |
| May 08, 2020 Filed May 8, 2020 22:21 UTC |
Zoth Lota S.Director
|
Exercise / conversionCommon Stock | 8,013 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001055726-20-000028 · wf-form4_158897646518475.xml · nonDerivative · entry 1 Zoth Lota S. · CIK 0001278219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 8, 2020. Read SEC document |
| May 08, 2020 Filed May 8, 2020 22:20 UTC |
YARNO WENDY LDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001055726-20-000027 · wf-form4_158897641315099.xml · derivative · entry 2 YARNO WENDY L · CIK 0001181186 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,013 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 8, 2020. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 8, 2020. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 8, 2020. Read SEC document |
| May 08, 2020 Filed May 8, 2020 22:20 UTC |
YARNO WENDY LDirector
|
Exercise / conversionCommon Stock | 8,013 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001055726-20-000027 · wf-form4_158897641315099.xml · nonDerivative · entry 1 YARNO WENDY L · CIK 0001181186 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 8, 2020. Read SEC document |
| May 08, 2020 Filed May 8, 2020 22:18 UTC |
Miller Ann CalbyDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001055726-20-000025 · wf-form4_158897629126919.xml · derivative · entry 2 Miller Ann Calby · CIK 0001771423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,013 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 8, 2020. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 8, 2020. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 8, 2020. Read SEC document |
| May 08, 2020 Filed May 8, 2020 22:18 UTC |
Miller Ann CalbyDirector
|
Exercise / conversionCommon Stock | 8,013 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001055726-20-000025 · wf-form4_158897629126919.xml · nonDerivative · entry 1 Miller Ann Calby · CIK 0001771423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 8, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.