Last 12 months
Inside the activity.
14 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 10 | 0 |
| Oct 2026 | 2 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
TAGLICH MICHAEL N10% owner
|
ConversionCONVERTIBLE NOTE · Derivative | 200,000 | $0.08 Strike: $0.13 | $16,000.00 |
DisclosureSEC source: 0001493152-20-003379 · ownership.xml · derivative · entry 12 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,636,900 Underlying: COMMON STOCK · 1,538,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: These are convertible notes that have been convertible since the date of issue, with no expiration dates. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
TAGLICH MICHAEL N10% owner
|
ConversionCONVERTIBLE NOTE · Derivative | 75,000 | $0.08 Strike: $0.20 | $6,000.00 |
DisclosureSEC source: 0001493152-20-003379 · ownership.xml · derivative · entry 11 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,175,362 Underlying: COMMON STOCK · 375,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: These are convertible notes that have been convertible since the date of issue, with no expiration dates. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
TAGLICH MICHAEL N10% owner
|
ConversionCONVERTIBLE NOTE · Derivative | 200,000 | $0.08 Strike: $0.20 | $16,000.00 |
DisclosureSEC source: 0001493152-20-003379 · ownership.xml · derivative · entry 10 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,550,362 Underlying: COMMON STOCK · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: These are convertible notes that have been convertible since the date of issue, with no expiration dates. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
TAGLICH MICHAEL N10% owner
|
ConversionCONVERTIBLE NOTE · Derivative | 250,000 | $0.08 Strike: $0.65 | $20,000.00 |
DisclosureSEC source: 0001493152-20-003379 · ownership.xml · derivative · entry 9 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,550,362 Underlying: COMMON STOCK · 384,615 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: These are convertible notes that have been convertible since the date of issue, with no expiration dates. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
TAGLICH MICHAEL N10% owner
|
PurchaseCOMMON STOCK | 625,000 | $0.08 | $50,000.00 |
DisclosureSEC source: 0001493152-20-003379 · ownership.xml · nonDerivative · entry 8 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,491,499 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
TAGLICH MICHAEL N10% owner
|
PurchaseCOMMON STOCK | 4,375,000 | $0.08 | $350,000.00 |
DisclosureSEC source: 0001493152-20-003379 · ownership.xml · nonDerivative · entry 7 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CUSTODIAL Disclosed balance after: 20,866,499 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
TAGLICH MICHAEL N10% owner
|
PurchaseCOMMON STOCK | 250,000 | $0.08 | $20,000.00 |
DisclosureSEC source: 0001493152-20-003379 · ownership.xml · nonDerivative · entry 6 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CUSTODIAL Disclosed balance after: 16,491,499 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
TAGLICH MICHAEL N10% owner
|
PurchaseCOMMON STOCK | 2,187,500 | $0.08 | $175,000.00 |
DisclosureSEC source: 0001493152-20-003379 · ownership.xml · nonDerivative · entry 5 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,241,499 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
TAGLICH MICHAEL N10% owner
|
ConversionCOMMON STOCK | 2,844,445 | $0.08 | $227,555.60 |
DisclosureSEC source: 0001493152-20-003379 · ownership.xml · nonDerivative · entry 4 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,053,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
TAGLICH MICHAEL N10% owner
|
ConversionCOMMON STOCK | 1,123,125 | $0.08 | $89,850.00 |
DisclosureSEC source: 0001493152-20-003379 · ownership.xml · nonDerivative · entry 3 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,209,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
TAGLICH MICHAEL N10% owner
|
ConversionCOMMON STOCK | 3,004,833 | $0.08 | $240,386.64 |
DisclosureSEC source: 0001493152-20-003379 · ownership.xml · nonDerivative · entry 2 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,086,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
TAGLICH MICHAEL N10% owner
|
ConversionCOMMON STOCK | 4,275,232 | $0.08 | $342,018.56 |
DisclosureSEC source: 0001493152-20-003379 · ownership.xml · nonDerivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,081,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
DESOCIO JAMES FDirector · CHIEF EXECUTIVE OFFICER
|
ConversionCONVERTIBLE NOTE · Derivative | 40,000 | $0.08 Strike: $0.20 | $3,200.00 |
DisclosureSEC source: 0001493152-20-003380 · ownership.xml · derivative · entry 3 DESOCIO JAMES F · CIK 0001201579 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250,000 Underlying: COMMON STOCK · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: These are convertible notes that have been convertible since the date of issue, with no expiration dates. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
DESOCIO JAMES FDirector · CHIEF EXECUTIVE OFFICER
|
ConversionCOMMON STOCK | 600,967 | $0.08 | $48,077.36 |
DisclosureSEC source: 0001493152-20-003380 · ownership.xml · nonDerivative · entry 2 DESOCIO JAMES F · CIK 0001201579 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
DESOCIO JAMES FDirector · CHIEF EXECUTIVE OFFICER
|
PurchaseCOMMON STOCK | 375,000 | $0.08 | $30,000.00 |
DisclosureSEC source: 0001493152-20-003380 · ownership.xml · nonDerivative · entry 1 DESOCIO JAMES F · CIK 0001201579 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647,728 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
Spain Joseph DCHIEF FINANCIAL OFFICER
|
PurchaseCOMMON STOCK | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-003378 · ownership.xml · nonDerivative · entry 2 Spain Joseph D · CIK 0001691969 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,000 F1 · price: Mr. Spain purchased 8 "Units," with each Unit consisting of $1,000 in 12% Subordinated Promissory Notes and 2,000 shares of Common Stock, for a price of $1,000 per Unit. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
Spain Joseph DCHIEF FINANCIAL OFFICER
|
PurchaseCOMMON STOCK | 100,000 | $0.08 | $8,000.00 |
DisclosureSEC source: 0001493152-20-003378 · ownership.xml · nonDerivative · entry 1 Spain Joseph D · CIK 0001691969 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
SCHROEDER ROBERT CDirector
|
ConversionCONVERTIBLE NOTE · Derivative | 25,000 | $0.08 Strike: $0.65 | $2,000.00 |
DisclosureSEC source: 0001493152-20-003377 · ownership.xml · derivative · entry 3 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,379 Underlying: Common Stock · 38,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: These are convertible notes that have been convertible since the date of issue, with no expiration dates. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
SCHROEDER ROBERT CDirector
|
PurchaseCOMMON STOCK | 250,000 | $0.08 | $20,000.00 |
DisclosureSEC source: 0001493152-20-003377 · ownership.xml · nonDerivative · entry 2 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,029,926 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC |
SCHROEDER ROBERT CDirector
|
ConversionCOMMON STOCK | 425,949 | $0.08 | $34,075.92 |
DisclosureSEC source: 0001493152-20-003377 · ownership.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,779,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:30 UTC |
TAGLICH ROBERT10% owner
|
ConversionCONVERTIBLE NOTE · Derivative | 200,000 | $0.08 Strike: $0.13 | $16,000.00 |
DisclosureSEC source: 0001493152-20-003376 · ownership.xml · derivative · entry 8 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,486,458 Underlying: COMMON STOCK · 1,538,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: These are convertible notes that have been convertible since the date of issue, with no expiration dates. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:30 UTC |
TAGLICH ROBERT10% owner
|
ConversionCONVERTIBLE NOTE · Derivative | 75,000 | $0.08 Strike: $0.20 | $6,000.00 |
DisclosureSEC source: 0001493152-20-003376 · ownership.xml · derivative · entry 7 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,024,920 Underlying: COMMON STOCK · 375,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: These are convertible notes that have been convertible since the date of issue, with no expiration dates. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:30 UTC |
TAGLICH ROBERT10% owner
|
ConversionCONVERTIBLE NOTE · Derivative | 100,000 | $0.08 Strike: $0.65 | $8,000.00 |
DisclosureSEC source: 0001493152-20-003376 · ownership.xml · derivative · entry 6 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,399,920 Underlying: COMMON STOCK · 153,846 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: These are convertible notes that have been convertible since the date of issue, with no expiration dates. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:30 UTC |
TAGLICH ROBERT10% owner
|
PurchaseCOMMON STOCK | 3,750,000 | $0.08 | $300,000.00 |
DisclosureSEC source: 0001493152-20-003376 · ownership.xml · nonDerivative · entry 5 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,179,743 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:30 UTC |
TAGLICH ROBERT10% owner
|
PurchaseCOMMON STOCK | 2,187,500 | $0.08 | $175,000.00 |
DisclosureSEC source: 0001493152-20-003376 · ownership.xml · nonDerivative · entry 4 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,429,744 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:30 UTC |
TAGLICH ROBERT10% owner
|
ConversionCOMMON STOCK | 2,844,445 | $0.08 | $227,555.60 |
DisclosureSEC source: 0001493152-20-003376 · ownership.xml · nonDerivative · entry 3 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,242,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:30 UTC |
TAGLICH ROBERT10% owner
|
ConversionCOMMON STOCK | 1,123,125 | $0.08 | $89,850.00 |
DisclosureSEC source: 0001493152-20-003376 · ownership.xml · nonDerivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,397,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:30 UTC |
TAGLICH ROBERT10% owner
|
ConversionCOMMON STOCK | 1,704,223 | $0.08 | $136,337.84 |
DisclosureSEC source: 0001493152-20-003376 · ownership.xml · nonDerivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,274,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 02:30 UTC |
Kahn Roger E.Director
|
GrantCOMMON STOCK | 107,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-000275 · ownership.xml · nonDerivative · entry 1 Kahn Roger E. · CIK 0001651542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,608 F1 · price: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 02:30 UTC |
Pibouin SophieDirector
|
GrantCOMMON STOCK | 142,857 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-000273 · ownership.xml · nonDerivative · entry 1 Pibouin Sophie · CIK 0001641813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,005 F1 · price: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 02:30 UTC |
SCHROEDER ROBERT CDirector
|
GrantCOMMON STOCK | 464,286 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-000274 · ownership.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,353,977 F1 · price: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 02:30 UTC |
D'Orazio RyeDirector
|
GrantCOMMON STOCK | 107,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-000272 · ownership.xml · nonDerivative · entry 1 D'Orazio Rye · CIK 0001543332 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,092 F1 · price: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy. Read SEC document |
| November 15, 2019 Filed Nov 20, 2019 11:10 UTC |
TAGLICH MICHAEL N10% owner
|
PurchaseConvertible Note · Derivative | Not disclosed | $175,000.00 | $198,864.00 |
DisclosureSEC source: 0001493152-19-018078 · ownership.xml · derivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,934,977 Underlying: COMMON STOCK · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Convertible Note is convertible into any securities next issued by the Company to investors on the same terms sold to other investors. F1 · derivative.exercise_date: Convertible Note is convertible into any securities next issued by the Company to investors on the same terms sold to other investors. F2 · derivative.expiration_date: N/A F1 · derivative.underlying_shares: Convertible Note is convertible into any securities next issued by the Company to investors on the same terms sold to other investors. F3 · balance_after: Total shares beneficially owned will be 4,934,977, plus any common stock into which this note is convertible, based on as yet undetermined pricing. Read SEC document |
| November 15, 2019 Filed Nov 20, 2019 11:10 UTC |
TAGLICH ROBERT10% owner
|
PurchaseConvertible Note · Derivative | Not disclosed | $175,000.00 | $198,864.00 |
DisclosureSEC source: 0001493152-19-018079 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,553,766 Underlying: COMMON STOCK · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Convertible Note is convertible into any securities next issued by the Company to investors on the same terms sold to other investors. F1 · derivative.exercise_date: Convertible Note is convertible into any securities next issued by the Company to investors on the same terms sold to other investors. F2 · derivative.expiration_date: N/A F1 · derivative.underlying_shares: Convertible Note is convertible into any securities next issued by the Company to investors on the same terms sold to other investors. F3 · balance_after: Total shares beneficially owned will be 3,553,766, plus any common stock into which this note is convertible, based on as yet undetermined pricing. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 21:55 UTC |
Spain Joseph DCHIEF FINANCIAL OFFICER
|
GrantIncentive Stock Option · Derivative | 150,000 | Not disclosed Strike: $0.13 | Not disclosed |
DisclosureSEC source: 0001493152-19-003277 · ownership.xml · derivative · entry 3 Spain Joseph D · CIK 0001691969 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 150,000 shares Expires 2029-03-10 F5 · price: Options were issued as incentive compensation under the 2015 Intellinetics Inc. Equity Incentive Plan. F4 · derivative.exercise_date: Options vest annually over a 4-year period, ending March 11, 2023. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 21:55 UTC |
Spain Joseph DCHIEF FINANCIAL OFFICER
|
GrantIncentive Stock Option · Derivative | 100,000 | Not disclosed Strike: $0.13 | Not disclosed |
DisclosureSEC source: 0001493152-19-003277 · ownership.xml · derivative · entry 2 Spain Joseph D · CIK 0001691969 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-03-10 F3 · price: Options were issued under the 2015 Intellinetics Inc. Equity Incentive Plan in exchange for an equal number of cancelled options. F1 · derivative.exercise_date: Options vest annually over a 4-year period, ending December 1, 2020. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 21:52 UTC |
DESOCIO JAMES FDirector · CHIEF EXECUTIVE OFFICER
|
GrantIncentive Stock Option · Derivative | 1,250,000 | Not disclosed Strike: $0.13 | Not disclosed |
DisclosureSEC source: 0001493152-19-003273 · ownership.xml · derivative · entry 3 DESOCIO JAMES F · CIK 0001201579 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,450,000 Underlying: Common Stock · 1,250,000 shares Expires 2029-03-10 F3 · price: Options were issued under the 2015 Intellinetics Inc. Equity Incentive Plan in exchange for an equal number of cancelled options. F1 · derivative.exercise_date: Options vested quarterly over a 2-year period, ending December 25, 2019. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 21:52 UTC |
DESOCIO JAMES FDirector · CHIEF EXECUTIVE OFFICER
|
Disposition to issuerIncentive Stock Option · Derivative | 500,000 | Not disclosed Strike: $0.38 | Not disclosed |
DisclosureSEC source: 0001493152-19-003273 · ownership.xml · derivative · entry 2 DESOCIO JAMES F · CIK 0001201579 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 500,000 shares Expires 2027-09-24 F2 · price: Options were cancelled and exchanged for newly issued incentive stock options at a price of $0.13. F1 · derivative.exercise_date: Options vested quarterly over a 2-year period, ending December 25, 2019. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 21:52 UTC |
DESOCIO JAMES FDirector · CHIEF EXECUTIVE OFFICER
|
Disposition to issuerIncentive Stock Option · Derivative | 750,000 | Not disclosed Strike: $0.30 | Not disclosed |
DisclosureSEC source: 0001493152-19-003273 · ownership.xml · derivative · entry 1 DESOCIO JAMES F · CIK 0001201579 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 750,000 shares Expires 2027-09-24 F2 · price: Options were cancelled and exchanged for newly issued incentive stock options at a price of $0.13. F1 · derivative.exercise_date: Options vested quarterly over a 2-year period, ending December 25, 2019. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 21:49 UTC |
Chretien Matthew LDirector · CHIEF STRATEGY OFFICER
|
GrantIncentive Stock Option · Derivative | 100,000 | Not disclosed Strike: $0.13 | Not disclosed |
DisclosureSEC source: 0001493152-19-003270 · ownership.xml · derivative · entry 2 Chretien Matthew L · CIK 0001542560 · Director · CHIEF STRATEGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,595 Underlying: Common Stock · 100,000 shares Expires 2029-03-10 F3 · price: Options were issued under the 2015 Intellinetics Inc. Equity Incentive Plan in exchange for an equal number of cancelled options. F1 · derivative.exercise_date: Options vested annually over a 4-year period, ending January 1, 2019 (newly issued option is fully vested). Read SEC document |
| January 07, 2019 Filed Jan 10, 2019 01:37 UTC |
D'Orazio RyeDirector
|
GrantCOMMON STOCK | 68,182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-000400 · ownership.xml · nonDerivative · entry 1 D'Orazio Rye · CIK 0001543332 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,949 F1 · price: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy. Read SEC document |
| January 07, 2019 Filed Jan 10, 2019 01:39 UTC |
SCHROEDER ROBERT CDirector
|
GrantCOMMON STOCK | 295,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-000403 · ownership.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,691 F1 · price: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy. Read SEC document |
| January 07, 2019 Filed Jan 10, 2019 01:38 UTC |
Kahn Roger E.Director
|
GrantCOMMON STOCK | 68,182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-000402 · ownership.xml · nonDerivative · entry 1 Kahn Roger E. · CIK 0001651542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,465 F1 · price: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy. Read SEC document |
| January 07, 2019 Filed Jan 10, 2019 01:36 UTC |
Pibouin SophieDirector
|
GrantCOMMON STOCK | 90,910 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-000399 · ownership.xml · nonDerivative · entry 1 Pibouin Sophie · CIK 0001641813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,148 F1 · price: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 22:08 UTC |
DESOCIO JAMES FDirector · Chief Executive Officer
|
GrantCOMMON STOCK | 272,728 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-000328 · ownership.xml · nonDerivative · entry 1 DESOCIO JAMES F · CIK 0001201579 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,728 F1 · price: Grant of common stock as part of base salary compensation. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 21:14 UTC |
TAGLICH MICHAEL N10% owner
|
PurchaseConvertible Note · Derivative | Not disclosed | $200,000.00 Strike: $0.13 | $200,000.00 |
DisclosureSEC source: 0001493152-18-013899 · ownership.xml · derivative · entry 2 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,715,977 Underlying: Common stock · 1,538,461 shares Expires not disclosed F2 · derivative.expiration_date: N/A Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 21:16 UTC |
TAGLICH ROBERT10% owner
|
PurchaseConvertible Note · Derivative | Not disclosed | $200,000.00 Strike: $0.13 | $200,000.00 |
DisclosureSEC source: 0001493152-18-013903 · ownership.xml · derivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334,766 Underlying: Common stock · 1,538,461 shares Expires not disclosed F2 · derivative.expiration_date: N/A Read SEC document |
| September 26, 2018 Filed Jan 10, 2019 01:39 UTC |
SCHROEDER ROBERT CDirector
|
OtherWARRANT · Derivative | 152,000 | Not disclosed Strike: $0.18 | Not disclosed |
DisclosureSEC source: 0001493152-19-000403 · ownership.xml · derivative · entry 2 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,841 Underlying: COMMON STOCK · 152,000 shares Expires 2023-09-26 F2 · kind: Placement Agent Warrants were issued at a rate of 8% of the shares sold by Taglich Brothers, Inc., on behalf of the company, as part of a private placement of convertible debt conducted by the Company in September 2018. F2 · price: Placement Agent Warrants were issued at a rate of 8% of the shares sold by Taglich Brothers, Inc., on behalf of the company, as part of a private placement of convertible debt conducted by the Company in September 2018. Read SEC document |
| September 26, 2018 Filed Apr 26, 2019 20:48 UTC |
TAGLICH ROBERT10% owner
|
OtherWARRANT · Derivative | 219,000 | Not disclosed Strike: $0.18 | Not disclosed |
DisclosureSEC source: 0001493152-19-006011 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,553,766 Underlying: COMMON STOCK · 219,000 shares Expires 2023-09-26 F1 · kind: Placement Agent Warrants were issued at a rate of 8% of the shares sold by Taglich Brothers, Inc., on behalf of the company, as part of a private placement of convertible debt conducted by the Company in September 2018. F1 · price: Placement Agent Warrants were issued at a rate of 8% of the shares sold by Taglich Brothers, Inc., on behalf of the company, as part of a private placement of convertible debt conducted by the Company in September 2018. Read SEC document |
| September 26, 2018 Filed Apr 26, 2019 20:48 UTC |
TAGLICH MICHAEL N10% owner
|
OtherWARRANT · Derivative | 219,000 | Not disclosed Strike: $0.18 | Not disclosed |
DisclosureSEC source: 0001493152-19-006012 · ownership.xml · derivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,934,977 Underlying: COMMON STOCK · 219,000 shares Expires 2023-09-26 F1 · kind: Placement Agent Warrants were issued at a rate of 8% of the shares sold by Taglich Brothers, Inc., on behalf of the company, as part of a private placement of convertible debt conducted by the Company in September 2018. F1 · price: Placement Agent Warrants were issued at a rate of 8% of the shares sold by Taglich Brothers, Inc., on behalf of the company, as part of a private placement of convertible debt conducted by the Company in September 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.