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Nasdaq · USD

INGN

Inogen Inc

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2083
SEC CIK
0001294133
Parsed reports
416

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 13, 2021 Filed Apr 16, 2021 00:13 UTC
Bauerlein AlisonEVP, Finance, & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $38.54 $0.00
Disclosure

SEC source: 0001209191-21-026886 · doc4.xml · derivative · entry 5

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,800

Underlying: Common Stock · 1,200 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015.

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April 13, 2021 Filed Apr 16, 2021 00:13 UTC
Bauerlein AlisonEVP, Finance, & CFO
SaleCommon Stock 1,200 $60.00 $72,002.04
Disclosure

SEC source: 0001209191-21-026886 · doc4.xml · nonDerivative · entry 2

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · price: Represents the weighted average share price of an aggregate total of 1,200 shares sold in the price range of $60.00 to $60.01 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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April 13, 2021 Filed Apr 16, 2021 00:13 UTC
Bauerlein AlisonEVP, Finance, & CFO
Exercise / conversionCommon Stock 1,200 $38.54 $46,248.00
Disclosure

SEC source: 0001209191-21-026886 · doc4.xml · nonDerivative · entry 1

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2021 Filed Mar 31, 2021 23:57 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,333 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001209191-21-023876 · doc4.xml · derivative · entry 2

McFarland Loren L · CIK 0001292280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Subject to the reporting person's continuing service, 1/24th of the total shares subject to the option shall vest every month after April 1, 2014.

Read SEC document
March 23, 2021 Filed Mar 31, 2021 23:57 UTC Exercise / conversionCommon Stock 8,333 $16.62 $138,494.46
Disclosure

SEC source: 0001209191-21-023876 · doc4.xml · nonDerivative · entry 1

McFarland Loren L · CIK 0001292280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2021 Filed Mar 31, 2021 23:54 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,087 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001209191-21-023873 · doc4.xml · derivative · entry 2

Huggenberger Raymond · CIK 0001596078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,087 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.

Read SEC document
March 23, 2021 Filed Mar 31, 2021 23:54 UTC Exercise / conversionCommon Stock 6,087 $16.62 $101,165.94
Disclosure

SEC source: 0001209191-21-023873 · doc4.xml · nonDerivative · entry 1

Huggenberger Raymond · CIK 0001596078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:49 UTC
Taylor BrentonEVP, Engineering
Exercise / conversionStock Option (Right to Buy · Derivative 14,765 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001209191-21-022151 · doc4.xml · derivative · entry 5

Taylor Brenton · CIK 0001596103 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,765 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.

F5 · derivative.expiration_date: Previously filed form 4s incorrectly listed the expiration date as 04/01/2024.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:49 UTC
Taylor BrentonEVP, Engineering
SaleCommon Stock 8,565 $51.94 $444,846.40
Disclosure

SEC source: 0001209191-21-022151 · doc4.xml · nonDerivative · entry 3

Taylor Brenton · CIK 0001596103 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,933

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2020

F3 · price: Represents the weighted average share price of an aggregate total of 8,565 shares sold in the price range of $51.62 to $52.24 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:49 UTC
Taylor BrentonEVP, Engineering
SaleCommon Stock 6,200 $51.21 $317,508.82
Disclosure

SEC source: 0001209191-21-022151 · doc4.xml · nonDerivative · entry 2

Taylor Brenton · CIK 0001596103 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,498

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2020

F2 · price: Represents the weighted average share price of an aggregate total of 6,200 shares sold in the price range of $50.60 to $51.59 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:49 UTC
Taylor BrentonEVP, Engineering
Exercise / conversionCommon Stock 14,765 $16.62 $245,394.30
Disclosure

SEC source: 0001209191-21-022151 · doc4.xml · nonDerivative · entry 1

Taylor Brenton · CIK 0001596103 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:37 UTC
Myers ByronEVP, Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 7,102 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001209191-21-021080 · doc4.xml · derivative · entry 4

Myers Byron · CIK 0001596086 · EVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,102 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the total shares subject to the option shall vest every month after March 1, 2014.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:37 UTC
Myers ByronEVP, Marketing
SaleCommon Stock 3,052 $52.21 $159,356.21
Disclosure

SEC source: 0001209191-21-021080 · doc4.xml · nonDerivative · entry 3

Myers Byron · CIK 0001596086 · EVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,327

F2 · price: Represents the weighted average share price of an aggregate total of 3,052 shares sold in the price range of $52.11 to $52.42 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:37 UTC
Myers ByronEVP, Marketing
SaleCommon Stock 4,050 $51.78 $209,692.40
Disclosure

SEC source: 0001209191-21-021080 · doc4.xml · nonDerivative · entry 2

Myers Byron · CIK 0001596086 · EVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,379

F1 · price: Represents the weighted average share price of an aggregate total of 4,050 shares sold in the price range of $51.10 to $52.10 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:37 UTC
Myers ByronEVP, Marketing
Exercise / conversionCommon Stock 7,102 $16.62 $118,035.24
Disclosure

SEC source: 0001209191-21-021080 · doc4.xml · nonDerivative · entry 1

Myers Byron · CIK 0001596086 · EVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Bauerlein AlisonEVP, Finance, & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 18,098 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001209191-21-021062 · doc4.xml · derivative · entry 4

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,098 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Bauerlein AlisonEVP, Finance, & CFO
SaleCommon Stock 6,512 $52.61 $342,598.27
Disclosure

SEC source: 0001209191-21-021062 · doc4.xml · nonDerivative · entry 3

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F3 · price: Represents the weighted average share price of an aggregate total of 6,512 shares sold in the price range of $52.32 to $52.905 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Bauerlein AlisonEVP, Finance, & CFO
SaleCommon Stock 11,586 $52.01 $602,619.14
Disclosure

SEC source: 0001209191-21-021062 · doc4.xml · nonDerivative · entry 2

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,836

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · price: Represents the weighted average share price of an aggregate total of 11,586 shares sold in the price range of $51.30 to $52.30 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC
Bauerlein AlisonEVP, Finance, & CFO
Exercise / conversionCommon Stock 18,098 $16.62 $300,788.76
Disclosure

SEC source: 0001209191-21-021062 · doc4.xml · nonDerivative · entry 1

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 22:55 UTC
Taylor BrentonEVP, Engineering
Exercise / conversionStock Option (Right to Buy · Derivative 14,765 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001209191-21-017957 · doc4.xml · derivative · entry 6

Taylor Brenton · CIK 0001596103 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,765

Underlying: Common Stock · 14,765 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 22:55 UTC
Taylor BrentonEVP, Engineering
SaleCommon Stock 643 $49.41 $31,769.73
Disclosure

SEC source: 0001209191-21-017957 · doc4.xml · nonDerivative · entry 4

Taylor Brenton · CIK 0001596103 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,933

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2020

F4 · price: Represents the weighted average share price of an aggregate total of 643 shares sold in the price range of $49.24 to $50.205 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 22:55 UTC
Taylor BrentonEVP, Engineering
SaleCommon Stock 2,560 $48.55 $124,295.68
Disclosure

SEC source: 0001209191-21-017957 · doc4.xml · nonDerivative · entry 3

Taylor Brenton · CIK 0001596103 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,576

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2020

F3 · price: Represents the weighted average share price of an aggregate total of 2,560 shares sold in the price range of $48.22 to $49.10 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 22:55 UTC
Taylor BrentonEVP, Engineering
SaleCommon Stock 11,562 $47.85 $553,218.58
Disclosure

SEC source: 0001209191-21-017957 · doc4.xml · nonDerivative · entry 2

Taylor Brenton · CIK 0001596103 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,136

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2020

F2 · price: Represents the weighted average share price of an aggregate total of 11,562 shares sold in the price range of $47.20 to $48.20 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 22:55 UTC
Taylor BrentonEVP, Engineering
Exercise / conversionCommon Stock 14,765 $16.62 $245,394.30
Disclosure

SEC source: 0001209191-21-017957 · doc4.xml · nonDerivative · entry 1

Taylor Brenton · CIK 0001596103 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 17:54 UTC GrantCommon Stock 1,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017155 · doc4.xml · nonDerivative · entry 1

Miranda Kristen · CIK 0001846408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,135

F1 · shares: The reported shares were acquired pursuant to a restricted stock unit award, which shall vest on the earlier of (i) May 11, 2021, or (ii) the day prior to the date of the Annual Meeting of the Issuer's stockholders next following the date of grant, in each case, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:05 UTC
Shabshab NabilDirector · CEO and President
GrantRestricted Stock Unit · Derivative 18,818 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017182 · doc4.xml · derivative · entry 2

Shabshab Nabil · CIK 0001568903 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,818

Underlying: Common Stock · 18,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F3 · derivative.exercise_date: Subject to the reporting person's continued service with the Company, 25% of the restricted stock units will vest March 1, 2022, and the remaining 75% of the restricted stock units will vest in 1/12th quarterly installments over the following 3 years.

F3 · derivative.expiration_date: Subject to the reporting person's continued service with the Company, 25% of the restricted stock units will vest March 1, 2022, and the remaining 75% of the restricted stock units will vest in 1/12th quarterly installments over the following 3 years.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:05 UTC
Shabshab NabilDirector · CEO and President
GrantRestricted Stock Unit · Derivative 16,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017182 · doc4.xml · derivative · entry 1

Shabshab Nabil · CIK 0001568903 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,936

Underlying: Common Stock · 16,936 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F2 · derivative.exercise_date: Subject to the reporting person's continued service, 50% of the restricted stock units will vest on March 1, 2022, and the remaining 50% of the restricted stock units will vest in 1/8th quarterly installments over the following 2 years.

F2 · derivative.expiration_date: Subject to the reporting person's continued service, 50% of the restricted stock units will vest on March 1, 2022, and the remaining 50% of the restricted stock units will vest in 1/8th quarterly installments over the following 2 years.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:00 UTC
Taylor BrentonEVP, Engineering
GrantRestricted Stock Unit · Derivative 3,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017169 · doc4.xml · derivative · entry 5

Taylor Brenton · CIK 0001596103 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,763

Underlying: Common Stock · 3,763 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F4 · derivative.exercise_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2022, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

F4 · derivative.expiration_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2022, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:00 UTC
Taylor BrentonEVP, Engineering
Exercise / conversionRestricted Stock Unit · Derivative 1,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017169 · doc4.xml · derivative · entry 4

Taylor Brenton · CIK 0001596103 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,276

Underlying: Common Stock · 1,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F1 · derivative.exercise_date: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on March 1, 2021.

F3 · derivative.expiration_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:00 UTC
Taylor BrentonEVP, Engineering
Tax withholdingCommon Stock 751 $53.14 $39,908.14
Disclosure

SEC source: 0001209191-21-017169 · doc4.xml · nonDerivative · entry 2

Taylor Brenton · CIK 0001596103 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,933

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:00 UTC
Taylor BrentonEVP, Engineering
Exercise / conversionCommon Stock 1,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017169 · doc4.xml · nonDerivative · entry 1

Taylor Brenton · CIK 0001596103 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:57 UTC
Myers ByronEVP, Marketing
GrantRestricted Stock Units · Derivative 3,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017158 · doc4.xml · derivative · entry 4

Myers Byron · CIK 0001596086 · EVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,763

Underlying: Common Stock · 3,763 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F4 · derivative.exercise_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2022, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

F4 · derivative.expiration_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2022, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:57 UTC
Myers ByronEVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017158 · doc4.xml · derivative · entry 3

Myers Byron · CIK 0001596086 · EVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,276

Underlying: Common Stock · 1,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F3 · derivative.exercise_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

F3 · derivative.expiration_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:57 UTC
Myers ByronEVP, Marketing
Tax withholdingCommon Stock 874 $53.14 $46,444.36
Disclosure

SEC source: 0001209191-21-017158 · doc4.xml · nonDerivative · entry 2

Myers Byron · CIK 0001596086 · EVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,327

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:57 UTC
Myers ByronEVP, Marketing
Exercise / conversionCommon Stock 1,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017158 · doc4.xml · nonDerivative · entry 1

Myers Byron · CIK 0001596086 · EVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2021 Filed Mar 3, 2021 22:50 UTC
Sanford Bart BenEVP, Operations
GrantRestricted Stock Units · Derivative 3,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017147 · doc4.xml · derivative · entry 4

Sanford Bart Ben · CIK 0001751365 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,763

Underlying: Common Stock · 3,763 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F4 · derivative.exercise_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2022, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

F4 · derivative.expiration_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2022, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

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March 01, 2021 Filed Mar 3, 2021 22:50 UTC
Sanford Bart BenEVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 1,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017147 · doc4.xml · derivative · entry 3

Sanford Bart Ben · CIK 0001751365 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,276

Underlying: Common Stock · 1,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F3 · derivative.exercise_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

F3 · derivative.expiration_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

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March 01, 2021 Filed Mar 3, 2021 22:50 UTC
Sanford Bart BenEVP, Operations
Tax withholdingCommon Stock 620 $53.14 $32,946.80
Disclosure

SEC source: 0001209191-21-017147 · doc4.xml · nonDerivative · entry 2

Sanford Bart Ben · CIK 0001751365 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,735

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on March 1, 2021.

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March 01, 2021 Filed Mar 3, 2021 22:50 UTC
Sanford Bart BenEVP, Operations
Exercise / conversionCommon Stock 1,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017147 · doc4.xml · nonDerivative · entry 1

Sanford Bart Ben · CIK 0001751365 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:41 UTC
Bauerlein AlisonEVP, Finance, & CFO
GrantRestricted Stock Unit · Derivative 12,231 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017114 · doc4.xml · derivative · entry 6

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,231

Underlying: Common Stock · 12,231 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F5 · derivative.exercise_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2022, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

F5 · derivative.expiration_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2022, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

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March 01, 2021 Filed Mar 3, 2021 22:41 UTC
Bauerlein AlisonEVP, Finance, & CFO
Exercise / conversionRestricted Stock Unit · Derivative 2,184 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017114 · doc4.xml · derivative · entry 5

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,553

Underlying: Common Stock · 2,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F4 · derivative.exercise_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

F4 · derivative.expiration_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

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March 01, 2021 Filed Mar 3, 2021 22:41 UTC
Bauerlein AlisonEVP, Finance, & CFO
Exercise / conversionRestricted Stock Unit · Derivative 253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017114 · doc4.xml · derivative · entry 4

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505

Underlying: Common Stock · 253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F3 · derivative.exercise_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on September 1, 2018, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date.

F3 · derivative.expiration_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on September 1, 2018, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date.

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March 01, 2021 Filed Mar 3, 2021 22:41 UTC
Bauerlein AlisonEVP, Finance, & CFO
Tax withholdingCommon Stock 1,428 $53.14 $75,883.92
Disclosure

SEC source: 0001209191-21-017114 · doc4.xml · nonDerivative · entry 3

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on March 1, 2021.

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March 01, 2021 Filed Mar 3, 2021 22:41 UTC
Bauerlein AlisonEVP, Finance, & CFO
Exercise / conversionCommon Stock 2,184 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017114 · doc4.xml · nonDerivative · entry 2

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:41 UTC
Bauerlein AlisonEVP, Finance, & CFO
Exercise / conversionCommon Stock 253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017114 · doc4.xml · nonDerivative · entry 1

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:46 UTC
Retterer ArronEVP, Sales
GrantRestricted Stock Unit · Derivative 3,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017131 · doc4.xml · derivative · entry 1

Retterer Arron · CIK 0001819260 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,763

Underlying: Common Stock · 3,763 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F2 · derivative.exercise_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2022, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

F2 · derivative.expiration_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2022, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

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March 01, 2021 Filed Mar 3, 2021 21:33 UTC SaleCOMMON STOCK 790,000 $49.00 $38,710,000.00
Disclosure

SEC source: 0001209191-21-016876 · doc4.xml · nonDerivative · entry 1

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,759,320

F1 · price: The securities were sold as a block sale broker transaction.

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March 01, 2021 Filed Apr 5, 2021 22:15 UTC Amendment
Shabshab NabilDirector · CEO and President
GrantRestricted Stock Unit · Derivative 33,872 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025366 · doc4a.xml · derivative · entry 1

Shabshab Nabil · CIK 0001568903 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,872

Underlying: Common Stock · 33,872 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F2 · shares: Originally filed Form 4 reported 16,936.

F3 · derivative.exercise_date: Subject to the reporting person's continued service, 50% of the restricted stock units will vest on March 1, 2023, and the remaining 50% of the restricted stock units will vest in 1/8th quarterly installments over the following 2 years.

F4 · derivative.exercise_date: Originally filed form 4 reported incorrect vesting schedule.

F3 · derivative.expiration_date: Subject to the reporting person's continued service, 50% of the restricted stock units will vest on March 1, 2023, and the remaining 50% of the restricted stock units will vest in 1/8th quarterly installments over the following 2 years.

F4 · derivative.expiration_date: Originally filed form 4 reported incorrect vesting schedule.

F2 · derivative.underlying_shares: Originally filed Form 4 reported 16,936.

F2 · balance_after: Originally filed Form 4 reported 16,936.

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February 16, 2021 Filed Feb 18, 2021 23:03 UTC
Bauerlein AlisonEVP, Finance, & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 18,098 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001209191-21-012044 · doc4.xml · derivative · entry 4

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,098

Underlying: Common Stock · 18,098 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.

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February 16, 2021 Filed Feb 18, 2021 23:03 UTC
Bauerlein AlisonEVP, Finance, & CFO
SaleCommon Stock 700 $55.19 $38,629.50
Disclosure

SEC source: 0001209191-21-012044 · doc4.xml · nonDerivative · entry 3

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,315

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F3 · price: Represents the weighted average share price of an aggregate total of 700 shares sold in the price range of $54.645 to $55.72 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.