Tapewire

Nasdaq · USD

INCY

INCYTE CORP

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3182
SEC CIK
0000879169
Parsed reports
950

Last 12 months

Inside the activity.

0 purchase rows · 46 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202509
Jan 202602
Feb 202601
Mar 202601
Apr 202601
May 202602
Jun 202601
Jul 2026015
Aug 202605
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2017 Filed Sep 15, 2017 20:31 UTC
Stein Steven HEVP & Chief Medical Officer
Tax withholdingCommon Stock 625 $123.15 $76,968.75
Disclosure

SEC source: 0001209191-17-052984 · doc4.xml · nonDerivative · entry 1

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,540

F1 · shares: Represents shares withheld to satisfy tax withholding obligations due at settlement of restricted stock units previously reported in Table I as common stock.

F2 · balance_after: Includes an aggregate of 16,777 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 20:28 UTC
Siegel Eric H.EVP, General Counsel
Tax withholdingCommon Stock 680 $123.15 $83,742.00
Disclosure

SEC source: 0001209191-17-052981 · doc4.xml · nonDerivative · entry 1

Siegel Eric H. · CIK 0001527573 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,053

F1 · shares: Represents shares withheld to satisfy tax withholding obligations due at settlement of restricted stock units previously reported in Table I as common stock.

F2 · balance_after: Includes an aggregate of 13,316 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 20:19 UTC
Hoppenot HerveDirector · Chairman / CEO · President
Tax withholdingCommon Stock 2,486 $123.15 $306,150.90
Disclosure

SEC source: 0001209191-17-052964 · doc4.xml · nonDerivative · entry 1

Hoppenot Herve · CIK 0001596492 · Director · Chairman / CEO · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,506

F1 · shares: Represents shares withheld to satisfy tax withholding obligations due at settlement of restricted stock units previously reported in Table I as common stock.

F2 · balance_after: Includes an aggregate of 252,916 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 20:24 UTC
Huber Reid MEVP, Chief Scientific Officer
Tax withholdingCommon Stock 692 $123.15 $85,219.80
Disclosure

SEC source: 0001209191-17-052975 · doc4.xml · nonDerivative · entry 1

Huber Reid M · CIK 0001607052 · EVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,862

F1 · shares: Represents shares withheld to satisfy tax withholding obligations due at settlement of restricted stock units previously reported in Table I as common stock.

F2 · balance_after: Includes an aggregate of 13,316 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 20:14 UTC
GRYSKA DAVID WExecutive Vice President, CFO
Tax withholdingCommon Stock 712 $123.15 $87,682.80
Disclosure

SEC source: 0001209191-17-052957 · doc4.xml · nonDerivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,820

F1 · shares: Represents shares withheld to satisfy tax withholding obligations due at settlement of restricted stock units previously reported in Table I as common stock.

F2 · balance_after: Includes an aggregate of 21,144 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 20:11 UTC
Flannelly Barry PEVP & General Manager US
Tax withholdingCommon Stock 674 $123.15 $83,003.10
Disclosure

SEC source: 0001209191-17-052954 · doc4.xml · nonDerivative · entry 1

Flannelly Barry P · CIK 0001615842 · EVP & General Manager US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,496

F1 · shares: Represents shares withheld to satisfy tax withholding obligations due at settlement of restricted stock units previously reported in Table I as common stock.

Read SEC document
September 08, 2017 Filed Sep 8, 2017 21:06 UTC
BAKER BROS. ADVISORS LPDirector · 10% owner
14159, L.P.Director · 10% owner
667, L.P.Director · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
PurchaseCommon Stock 2,029 $132.00 $267,828.00
Disclosure

SEC source: 0001638599-17-000926 · doc4_4960.xml · nonDerivative · entry 6

BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner

14159, L.P. · CIK 0001551138 · Director · 10% owner

667, L.P. · CIK 0001551139 · Director · 10% owner

BAKER FELIX · CIK 0001087940 · Director · 10% owner

BAKER JULIAN · CIK 0001087939 · Director · 10% owner

Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner

Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 789,416

F4 · ownership.nature: On September 8, 2017, 667, L.P. ("667"), Baker Brothers Life Sciences, L.P. ("Life Sciences") and 14159 ("14159", and together with 667 and Life Sciences the "Funds") purchased 12,569, 85,402 and 2,029 shares of the Common Stock, respectively of the Issuer, pursuant to an underwritten public offering.

F6 · ownership.nature: Includes beneficial ownership of 1,710 shares issued pursuant to the Stock Incentive Plan in lieu of director retainer fees and 95,000 shares received previously from exercise of 95,000 stock options of the Issuer that were issued to Julian C. Baker in his capacity as a director of the Issuer, of which the fund may be deemed to own a portion.

F8 · ownership.nature: After giving effect to the transactions reported herein and as a result of Felix J. Baker's and Julian C. Baker's ownership interest in 14159 Capital (GP), LLC, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in 789,416 shares of common stock of the Issuer beneficially owned by 14159, a limited partnership of which the sole general partner is 14159 Capital, L.P., a limited partnership of which the sole general partner is 14159 Capital (GP), LLC, due to 14159 Capital, L.P.'s right to receive an allocation of a portion of the profits from 14159.

F9 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the Investment Adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are principals of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds.

F10 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose.

Read SEC document
September 08, 2017 Filed Sep 8, 2017 21:06 UTC
BAKER BROS. ADVISORS LPDirector · 10% owner
14159, L.P.Director · 10% owner
667, L.P.Director · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
PurchaseCommon Stock 85,402 $132.00 $11,273,064.00
Disclosure

SEC source: 0001638599-17-000926 · doc4_4960.xml · nonDerivative · entry 5

BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner

14159, L.P. · CIK 0001551138 · Director · 10% owner

667, L.P. · CIK 0001551139 · Director · 10% owner

BAKER FELIX · CIK 0001087940 · Director · 10% owner

BAKER JULIAN · CIK 0001087939 · Director · 10% owner

Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner

Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 29,247,347

F4 · ownership.nature: On September 8, 2017, 667, L.P. ("667"), Baker Brothers Life Sciences, L.P. ("Life Sciences") and 14159 ("14159", and together with 667 and Life Sciences the "Funds") purchased 12,569, 85,402 and 2,029 shares of the Common Stock, respectively of the Issuer, pursuant to an underwritten public offering.

F6 · ownership.nature: Includes beneficial ownership of 1,710 shares issued pursuant to the Stock Incentive Plan in lieu of director retainer fees and 95,000 shares received previously from exercise of 95,000 stock options of the Issuer that were issued to Julian C. Baker in his capacity as a director of the Issuer, of which the fund may be deemed to own a portion.

F7 · ownership.nature: After giving effect to the transactions reported herein and as a result of Felix J. Baker's and Julian C. Baker's ownership interest in Baker Brothers Life Sciences Capital (GP), LLC, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest 29,247,347 shares of common stock of the Issuer beneficially owned by Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences.

F9 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the Investment Adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are principals of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds.

F10 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose.

Read SEC document
September 08, 2017 Filed Sep 8, 2017 21:06 UTC
BAKER BROS. ADVISORS LPDirector · 10% owner
14159, L.P.Director · 10% owner
667, L.P.Director · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
PurchaseCommon Stock 12,569 $132.00 $1,659,108.00
Disclosure

SEC source: 0001638599-17-000926 · doc4_4960.xml · nonDerivative · entry 4

BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner

14159, L.P. · CIK 0001551138 · Director · 10% owner

667, L.P. · CIK 0001551139 · Director · 10% owner

BAKER FELIX · CIK 0001087940 · Director · 10% owner

BAKER JULIAN · CIK 0001087939 · Director · 10% owner

Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner

Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,386,818

F4 · ownership.nature: On September 8, 2017, 667, L.P. ("667"), Baker Brothers Life Sciences, L.P. ("Life Sciences") and 14159 ("14159", and together with 667 and Life Sciences the "Funds") purchased 12,569, 85,402 and 2,029 shares of the Common Stock, respectively of the Issuer, pursuant to an underwritten public offering.

F5 · ownership.nature: After giving effect to the transactions reported herein and as a result of Felix J. Baker's and Julian C. Baker's ownership interest in Baker Biotech Capital (GP), LLC, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in 4,386,818 shares of common stock of the Issuer beneficially owned by 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP),LLC, due to Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667.

F6 · ownership.nature: Includes beneficial ownership of 1,710 shares issued pursuant to the Stock Incentive Plan in lieu of director retainer fees and 95,000 shares received previously from exercise of 95,000 stock options of the Issuer that were issued to Julian C. Baker in his capacity as a director of the Issuer, of which the fund may be deemed to own a portion.

F9 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the Investment Adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are principals of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds.

F10 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:04 UTC
Trower PaulPrincipal Accounting Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001209191-17-051866 · doc4.xml · derivative · entry 3

Trower Paul · CIK 0001642041 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,187

Underlying: Common Stock · 3,000 shares

Expires 2019-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Beginning January 19, 2012, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:04 UTC
Trower PaulPrincipal Accounting Officer
SaleCommons Stock 3,000 $138.41 $415,230.00
Disclosure

SEC source: 0001209191-17-051866 · doc4.xml · nonDerivative · entry 2

Trower Paul · CIK 0001642041 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,853

F1 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F3 · price: Represents weighted average sale price. Actual sale prices ranged from $138.09 - $138.50.

F4 · balance_after: This includes an 4,977 aggregate of shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:04 UTC
Trower PaulPrincipal Accounting Officer
Exercise / conversionCommon Stock 3,000 $17.79 $53,370.00
Disclosure

SEC source: 0001209191-17-051866 · doc4.xml · nonDerivative · entry 1

Trower Paul · CIK 0001642041 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:27 UTC
Siegel Eric H.EVP, General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,820 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001209191-17-051290 · doc4.xml · derivative · entry 3

Siegel Eric H. · CIK 0001527573 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,932

Underlying: Common Stock · 1,820 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Beginning January 21, 2014, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:27 UTC
Siegel Eric H.EVP, General Counsel
SaleCommon Stock 1,820 $137.40 $250,068.00
Disclosure

SEC source: 0001209191-17-051290 · doc4.xml · nonDerivative · entry 2

Siegel Eric H. · CIK 0001527573 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,733

F1 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F2 · balance_after: This includes an aggregate of 13,316 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested and 1,388 shares of common stock issuable pursuant to previously reported restricted stock units that have vested but have not yet been delivered to the reporting person.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:27 UTC
Siegel Eric H.EVP, General Counsel
Exercise / conversionCommon Stock 1,820 $64.55 $117,481.00
Disclosure

SEC source: 0001209191-17-051290 · doc4.xml · nonDerivative · entry 1

Siegel Eric H. · CIK 0001527573 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:22 UTC
SWAIN PAULA JEVP, Human Resources
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001209191-17-051286 · doc4.xml · derivative · entry 3

SWAIN PAULA J · CIK 0001236934 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,900

Underlying: Common Stock · 20,000 shares

Expires 2019-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Beginning January 19, 2012, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:22 UTC
SWAIN PAULA JEVP, Human Resources
SaleCommon Stock 20,000 $140.00 $2,800,000.00
Disclosure

SEC source: 0001209191-17-051286 · doc4.xml · nonDerivative · entry 2

SWAIN PAULA J · CIK 0001236934 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,067

F1 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: This includes an aggregate of 13,316 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested and 1,388 shares of common stock issuable pursuant to previously reported restricted stock units that have vested but have not yet been delivered to the reporting person.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:22 UTC
SWAIN PAULA JEVP, Human Resources
Exercise / conversionCommon Stock 20,000 $17.79 $355,800.00
Disclosure

SEC source: 0001209191-17-051286 · doc4.xml · nonDerivative · entry 1

SWAIN PAULA J · CIK 0001236934 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:13 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 397 $0.00 Strike: $83.83 $0.00
Disclosure

SEC source: 0001209191-17-050884 · doc4.xml · derivative · entry 9

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,326

Underlying: Common Stock · 397 shares

Expires 2026-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Beginning July 15, 2016, options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:13 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,192 $0.00 Strike: $88.68 $0.00
Disclosure

SEC source: 0001209191-17-050884 · doc4.xml · derivative · entry 8

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,495

Underlying: Common Stock · 1,192 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Beginning March 2, 2015, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:13 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 522 $0.00 Strike: $95.76 $0.00
Disclosure

SEC source: 0001209191-17-050884 · doc4.xml · derivative · entry 7

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,348

Underlying: Common Stock · 522 shares

Expires 2023-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Beginning January 7, 2016, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:13 UTC
Stein Steven HEVP & Chief Medical Officer
SaleCommon Stock 397 $125.00 $49,625.00
Disclosure

SEC source: 0001209191-17-050884 · doc4.xml · nonDerivative · entry 6

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,165

F1 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F2 · balance_after: This includes an aggregate of 16,777 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:13 UTC
Stein Steven HEVP & Chief Medical Officer
SaleCommon Stock 1,192 $125.00 $149,000.00
Disclosure

SEC source: 0001209191-17-050884 · doc4.xml · nonDerivative · entry 5

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,562

F1 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:13 UTC
Stein Steven HEVP & Chief Medical Officer
SaleCommon Stock 522 $125.00 $65,250.00
Disclosure

SEC source: 0001209191-17-050884 · doc4.xml · nonDerivative · entry 4

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,754

F1 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:13 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionCommon Stock 397 $83.83 $33,280.51
Disclosure

SEC source: 0001209191-17-050884 · doc4.xml · nonDerivative · entry 3

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:13 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionCommon Stock 1,192 $88.68 $105,706.56
Disclosure

SEC source: 0001209191-17-050884 · doc4.xml · nonDerivative · entry 2

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:13 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionCommon Stock 522 $95.76 $49,986.72
Disclosure

SEC source: 0001209191-17-050884 · doc4.xml · nonDerivative · entry 1

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 20:33 UTC
Trower PaulPrincipal Accounting Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001209191-17-047893 · doc4.xml · derivative · entry 4

Trower Paul · CIK 0001642041 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,187

Underlying: Common Stock · 3,000 shares

Expires 2019-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Beginning January 19, 2012, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years

Read SEC document
August 04, 2017 Filed Aug 7, 2017 20:33 UTC
Trower PaulPrincipal Accounting Officer
SaleCommons Stock 3,000 $125.25 $375,750.00
Disclosure

SEC source: 0001209191-17-047893 · doc4.xml · nonDerivative · entry 3

Trower Paul · CIK 0001642041 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,853

F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F3 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

F4 · price: Represents weighted average sale price. Actual sale prices ranged from $123.99 - $126.13.

F5 · balance_after: This includes an 4,977 aggregate of shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 20:33 UTC
Trower PaulPrincipal Accounting Officer
Exercise / conversionCommon Stock 3,000 $17.79 $53,370.00
Disclosure

SEC source: 0001209191-17-047893 · doc4.xml · nonDerivative · entry 2

Trower Paul · CIK 0001642041 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 20:33 UTC
Trower PaulPrincipal Accounting Officer
Tax withholdingCommon Stock 295 $125.98 $37,164.10
Disclosure

SEC source: 0001209191-17-047893 · doc4.xml · nonDerivative · entry 1

Trower Paul · CIK 0001642041 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,853

F1 · shares: Represents shares withheld to satisfy tax withholding obligations due at settlement of restricted stock units previously reported in Table I as common stock.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:54 UTC
Siegel Eric H.EVP, General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,820 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001209191-17-047393 · doc4.xml · derivative · entry 3

Siegel Eric H. · CIK 0001527573 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,752

Underlying: Common Stock · 1,820 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Beginning January 21, 2014, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:54 UTC
Siegel Eric H.EVP, General Counsel
SaleCommon Stock 1,820 $132.92 $241,914.40
Disclosure

SEC source: 0001209191-17-047393 · doc4.xml · nonDerivative · entry 2

Siegel Eric H. · CIK 0001527573 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,733

F1 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F2 · balance_after: This includes an aggregate of 13,316 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested and 1,388 shares of common stock issuable pursuant to previously reported restricted stock units that have vested but have not yet been delivered to the reporting person.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:54 UTC
Siegel Eric H.EVP, General Counsel
Exercise / conversionCommon Stock 1,820 $64.55 $117,481.00
Disclosure

SEC source: 0001209191-17-047393 · doc4.xml · nonDerivative · entry 1

Siegel Eric H. · CIK 0001527573 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 20:01 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 522 $0.00 Strike: $95.76 $0.00
Disclosure

SEC source: 0001209191-17-045911 · doc4.xml · derivative · entry 9

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,870

Underlying: Common Stock · 522 shares

Expires 2023-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Beginning January 7, 2016, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years

Read SEC document
July 20, 2017 Filed Jul 21, 2017 20:01 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,772 $0.00 Strike: $83.83 $0.00
Disclosure

SEC source: 0001209191-17-045911 · doc4.xml · derivative · entry 8

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,723

Underlying: Common Stock · 4,772 shares

Expires 2026-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Beginning July 15, 2016, options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 20:01 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,191 $0.00 Strike: $88.68 $0.00
Disclosure

SEC source: 0001209191-17-045911 · doc4.xml · derivative · entry 7

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,687

Underlying: Common Stock · 1,191 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Beginning March 2, 2015, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 20:01 UTC
Stein Steven HEVP & Chief Medical Officer
SaleCommon Stock 522 $131.09 $68,428.98
Disclosure

SEC source: 0001209191-17-045911 · doc4.xml · nonDerivative · entry 6

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,165

F1 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F2 · price: Represents weighted average sale price. Actual sale prices ranged from $129.57 - $132.10.

F3 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

F4 · balance_after: This includes an 18,165 aggregate of shares of common stock issuable pursuant to previously reported restricted stock units that have not vested

Read SEC document
July 20, 2017 Filed Jul 21, 2017 20:01 UTC
Stein Steven HEVP & Chief Medical Officer
SaleCommon Stock 4,772 $131.09 $625,561.48
Disclosure

SEC source: 0001209191-17-045911 · doc4.xml · nonDerivative · entry 5

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,687

F1 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F2 · price: Represents weighted average sale price. Actual sale prices ranged from $129.57 - $132.10.

F3 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 20:01 UTC
Stein Steven HEVP & Chief Medical Officer
SaleCommon Stock 1,191 $131.09 $156,128.19
Disclosure

SEC source: 0001209191-17-045911 · doc4.xml · nonDerivative · entry 4

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,459

F1 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F2 · price: Represents weighted average sale price. Actual sale prices ranged from $129.57 - $132.10.

F3 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 20:01 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionCommon Stock 522 $95.76 $49,986.72
Disclosure

SEC source: 0001209191-17-045911 · doc4.xml · nonDerivative · entry 3

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 20:01 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionCommon Stock 4,772 $83.83 $400,036.76
Disclosure

SEC source: 0001209191-17-045911 · doc4.xml · nonDerivative · entry 2

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 20:01 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionCommon Stock 1,191 $88.68 $105,617.88
Disclosure

SEC source: 0001209191-17-045911 · doc4.xml · nonDerivative · entry 1

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2017 Filed Jul 7, 2017 21:03 UTC
Flannelly Barry PEVP & General Manager US
GrantIncentive Stock Option (right to buy) · Derivative 779 $0.00 Strike: $128.34 $0.00
Disclosure

SEC source: 0001209191-17-044427 · doc4.xml · derivative · entry 3

Flannelly Barry P · CIK 0001615842 · EVP & General Manager US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779

Underlying: Common Stock · 779 shares

Expires 2027-07-04

F3 · derivative.exercise_date: Beginning July 5, 2017, options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.

Read SEC document
July 05, 2017 Filed Jul 7, 2017 21:03 UTC
Flannelly Barry PEVP & General Manager US
GrantNon-Qualified Stock Option (right to buy) · Derivative 11,349 $0.00 Strike: $128.34 $0.00
Disclosure

SEC source: 0001209191-17-044427 · doc4.xml · derivative · entry 2

Flannelly Barry P · CIK 0001615842 · EVP & General Manager US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,349

Underlying: Common Stock · 11,349 shares

Expires 2027-07-04

F3 · derivative.exercise_date: Beginning July 5, 2017, options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.

Read SEC document
July 05, 2017 Filed Jul 7, 2017 21:03 UTC
Flannelly Barry PEVP & General Manager US
GrantCommon Stock 3,517 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044427 · doc4.xml · nonDerivative · entry 1

Flannelly Barry P · CIK 0001615842 · EVP & General Manager US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,170

F1 · shares: Represents award of restricted stock units ("RSUs") that will vest 25% annually over four years, subject to Mr. Flannelly's continued service with the Issuer through the applicable vesting dates. The RSUs may be settled only for shares of common stock on a one-for-one basis.

F2 · balance_after: Includes an aggregate of 11,187 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
July 05, 2017 Filed Jul 7, 2017 21:02 UTC
Trower PaulPrincipal Accounting Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001209191-17-044425 · doc4.xml · derivative · entry 6

Trower Paul · CIK 0001642041 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,187

Underlying: Common Stock · 3,000 shares

Expires 2019-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Beginning January 19, 2012, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.

Read SEC document
July 05, 2017 Filed Jul 7, 2017 21:02 UTC
Trower PaulPrincipal Accounting Officer
GrantIncentive Stock Option (right to buy) · Derivative 216 $0.00 Strike: $128.34 $0.00
Disclosure

SEC source: 0001209191-17-044425 · doc4.xml · derivative · entry 5

Trower Paul · CIK 0001642041 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216

Underlying: Common Stock · 216 shares

Expires 2027-07-04

F6 · derivative.exercise_date: Beginning July 5, 2017, options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.

Read SEC document
July 05, 2017 Filed Jul 7, 2017 21:02 UTC
Trower PaulPrincipal Accounting Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 2,539 $0.00 Strike: $128.34 $0.00
Disclosure

SEC source: 0001209191-17-044425 · doc4.xml · derivative · entry 4

Trower Paul · CIK 0001642041 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,539

Underlying: Common Stock · 2,539 shares

Expires 2027-07-04

F6 · derivative.exercise_date: Beginning July 5, 2017, options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.

Read SEC document
July 05, 2017 Filed Jul 7, 2017 21:02 UTC
Trower PaulPrincipal Accounting Officer
SaleCommon Stock 3,000 $126.18 $378,540.00
Disclosure

SEC source: 0001209191-17-044425 · doc4.xml · nonDerivative · entry 3

Trower Paul · CIK 0001642041 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,148

F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F3 · price: Represents weighted average sale price. Actual sale prices ranged from $125.47 - $126.76.

F4 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

F5 · balance_after: Includes an aggregate of 4,380 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.