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Nasdaq · USD

INCY

INCYTE CORP

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3182
SEC CIK
0000879169
Parsed reports
950

Last 12 months

Inside the activity.

0 purchase rows · 46 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202509
Jan 202602
Feb 202601
Mar 202601
Apr 202601
May 202602
Jun 202601
Jul 2026015
Aug 202605
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 08, 2020 Filed Jul 8, 2020 21:27 UTC
Stein Steven HEVP & Chief Medical Officer
SaleCommon Stock 610 $108.56 $66,221.60
Disclosure

SEC source: 0001209191-20-041784 · doc4.xml · nonDerivative · entry 6

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,857

F1 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F5 · balance_after: This includes an aggregate of 96,857 shares of common stock issuable pursuant to previously reported restricted stock units and earned performance shares that have not vested.

Read SEC document
July 07, 2020 Filed Jul 7, 2020 23:18 UTC
Hoppenot HerveDirector · Chairman / CEO · President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 88,406 $0.00 Strike: $73.21 $0.00
Disclosure

SEC source: 0001209191-20-041557 · doc4.xml · derivative · entry 17

Hoppenot Herve · CIK 0001596492 · Director · Chairman / CEO · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 88,406 shares

Expires 2022-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Beginning January 8, 2015, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.

Read SEC document
July 07, 2020 Filed Jul 7, 2020 23:18 UTC
Hoppenot HerveDirector · Chairman / CEO · President
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 1,365 $0.00 Strike: $73.21 $0.00
Disclosure

SEC source: 0001209191-20-041557 · doc4.xml · derivative · entry 16

Hoppenot Herve · CIK 0001596492 · Director · Chairman / CEO · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,365 shares

Expires 2022-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Beginning January 8, 2015, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.

Read SEC document
July 07, 2020 Filed Jul 7, 2020 23:18 UTC
Hoppenot HerveDirector · Chairman / CEO · President
SaleCommon Stock 88,406 $110.00 $9,724,660.00
Disclosure

SEC source: 0001209191-20-041557 · doc4.xml · nonDerivative · entry 13

Hoppenot Herve · CIK 0001596492 · Director · Chairman / CEO · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,501

F3 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F4 · balance_after: Including the July 2, 2020 Restricted Stock Unit Grant, this includes an aggregate of 118,371 shares of common stock issuable pursuant to previously reported restricted stock units and earned performance shares that have not vested.

Read SEC document
July 07, 2020 Filed Jul 7, 2020 23:18 UTC
Hoppenot HerveDirector · Chairman / CEO · President
Exercise / conversionCommon Stock 88,406 $73.21 $6,472,203.26
Disclosure

SEC source: 0001209191-20-041557 · doc4.xml · nonDerivative · entry 11

Hoppenot Herve · CIK 0001596492 · Director · Chairman / CEO · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2020 Filed Jul 7, 2020 23:18 UTC
Hoppenot HerveDirector · Chairman / CEO · President
SaleCommon Stock 1,365 $110.00 $150,150.00
Disclosure

SEC source: 0001209191-20-041557 · doc4.xml · nonDerivative · entry 9

Hoppenot Herve · CIK 0001596492 · Director · Chairman / CEO · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,501

F3 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

Read SEC document
July 07, 2020 Filed Jul 7, 2020 23:18 UTC
Hoppenot HerveDirector · Chairman / CEO · President
Exercise / conversionCommon Stock 1,365 $73.21 $99,931.65
Disclosure

SEC source: 0001209191-20-041557 · doc4.xml · nonDerivative · entry 7

Hoppenot Herve · CIK 0001596492 · Director · Chairman / CEO · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 21:31 UTC
Iyengar Vijay KEVP GPS, BD, & Licensing
SaleCommon Stock 3,120 $107.98 $336,897.60
Disclosure

SEC source: 0001209191-20-041787 · doc4.xml · nonDerivative · entry 1

Iyengar Vijay K · CIK 0001670000 · EVP GPS, BD, & Licensing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,401

F1 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F2 · price: Represents weighted average sale price. Actual sale prices ranged from $107.04 - $108.74.

F3 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 21:27 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,495 $0.00 Strike: $88.68 $0.00
Disclosure

SEC source: 0001209191-20-041784 · doc4.xml · derivative · entry 8

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,495 shares

Expires 2015-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Beginning March 2, 2015, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years

Read SEC document
July 07, 2020 Filed Jul 8, 2020 21:27 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 3,381 $0.00 Strike: $88.68 $0.00
Disclosure

SEC source: 0001209191-20-041784 · doc4.xml · derivative · entry 7

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,381 shares

Expires 2015-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Beginning March 2, 2015, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years

Read SEC document
July 07, 2020 Filed Jul 8, 2020 21:27 UTC
Stein Steven HEVP & Chief Medical Officer
SaleCommon Stock 3,283 $107.99 $354,531.17
Disclosure

SEC source: 0001209191-20-041784 · doc4.xml · nonDerivative · entry 5

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,467

F1 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F2 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

F4 · price: Represents weighted average sale price. Actual sale prices ranged from $107.04 - $108.79.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 21:27 UTC
Stein Steven HEVP & Chief Medical Officer
SaleCommon Stock 7,495 $110.04 $824,749.80
Disclosure

SEC source: 0001209191-20-041784 · doc4.xml · nonDerivative · entry 4

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,750

F1 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F2 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

F3 · price: Represents weighted average sale price. Actual sale prices ranged from $110.00 - $110.07.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 21:27 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionCommon Stock 7,495 $88.68 $664,656.60
Disclosure

SEC source: 0001209191-20-041784 · doc4.xml · nonDerivative · entry 3

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 21:27 UTC
Stein Steven HEVP & Chief Medical Officer
SaleCommon Stock 3,381 $110.04 $372,045.24
Disclosure

SEC source: 0001209191-20-041784 · doc4.xml · nonDerivative · entry 2

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,750

F1 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F2 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

F3 · price: Represents weighted average sale price. Actual sale prices ranged from $110.00 - $110.07.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 21:27 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionCommon Stock 3,381 $88.68 $299,827.08
Disclosure

SEC source: 0001209191-20-041784 · doc4.xml · nonDerivative · entry 1

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:30 UTC
Wenqing YaoEVP, Head of Discovery Chem
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,648 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001209191-20-041572 · doc4.xml · derivative · entry 10

Wenqing Yao · CIK 0001624033 · EVP, Head of Discovery Chem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,648 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Beginning January 21, 2014, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:30 UTC
Wenqing YaoEVP, Head of Discovery Chem
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 905 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001209191-20-041572 · doc4.xml · derivative · entry 9

Wenqing Yao · CIK 0001624033 · EVP, Head of Discovery Chem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 905 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Beginning January 21, 2014, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:30 UTC
Wenqing YaoEVP, Head of Discovery Chem
SaleCommon Stock 15,648 $107.32 $1,679,343.36
Disclosure

SEC source: 0001209191-20-041572 · doc4.xml · nonDerivative · entry 7

Wenqing Yao · CIK 0001624033 · EVP, Head of Discovery Chem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,258

F6 · balance_after: Including the July 2, 2020 Restricted Stock Unit Grant, this includes an aggregate of 96,857 shares of common stock issuable pursuant to previously reported restricted stock units and earned performance shares that have not vested.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:30 UTC
Wenqing YaoEVP, Head of Discovery Chem
Exercise / conversionCommon Stock 15,648 $64.55 $1,010,078.40
Disclosure

SEC source: 0001209191-20-041572 · doc4.xml · nonDerivative · entry 6

Wenqing Yao · CIK 0001624033 · EVP, Head of Discovery Chem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F4 · price: Represents weighted average sale price. Actual sale prices ranged from $105.66 - $108.48

F5 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:30 UTC
Wenqing YaoEVP, Head of Discovery Chem
SaleCommon Stock 905 $107.32 $97,124.60
Disclosure

SEC source: 0001209191-20-041572 · doc4.xml · nonDerivative · entry 5

Wenqing Yao · CIK 0001624033 · EVP, Head of Discovery Chem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,258

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:30 UTC
Wenqing YaoEVP, Head of Discovery Chem
Exercise / conversionCommon Stock 905 $64.55 $58,417.75
Disclosure

SEC source: 0001209191-20-041572 · doc4.xml · nonDerivative · entry 4

Wenqing Yao · CIK 0001624033 · EVP, Head of Discovery Chem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F4 · price: Represents weighted average sale price. Actual sale prices ranged from $105.66 - $108.48

F5 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:30 UTC
Wenqing YaoEVP, Head of Discovery Chem
Tax withholdingCommon Stock 404 $107.79 $43,547.16
Disclosure

SEC source: 0001209191-20-041572 · doc4.xml · nonDerivative · entry 3

Wenqing Yao · CIK 0001624033 · EVP, Head of Discovery Chem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,258

F2 · shares: Represents shares withheld automatically by the Issuer to satisfy tax withholding obligations due at settlement of restricted stock units or earned performance shares previously reported in Table I as common stock.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:27 UTC
SWAIN PAULA JEVP, Human Resources
Tax withholdingCommon Stock 273 $107.97 $29,475.81
Disclosure

SEC source: 0001209191-20-041568 · doc4.xml · nonDerivative · entry 3

SWAIN PAULA J · CIK 0001236934 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,407

F2 · shares: Represents shares withheld automatically by the Issuer to satisfy tax withholding obligations due at settlement of restricted stock units or earned performance shares previously reported in Table I as common stock.

F3 · balance_after: Including the July 2, 2020 Restricted Stock Unit Grant, this includes an aggregate of 21,857 shares of common stock issuable pursuant to previously reported restricted stock units and earned performance shares that have not vested.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:29 UTC
Trower PaulPrincipal Accounting Officer
Tax withholdingCommon Stock 104 $107.79 $11,210.16
Disclosure

SEC source: 0001209191-20-041570 · doc4.xml · nonDerivative · entry 3

Trower Paul · CIK 0001642041 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,598

F2 · shares: Represents shares withheld automatically by the Issuer to satisfy tax withholding obligations due at settlement of restricted stock units previously reported in Table I as common stock.

F3 · balance_after: Including the July 2, 2020 Restricted Stock Unit Grant, this includes an aggregate of 12,628 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:25 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,437 $0.00 Strike: $68.62 $0.00
Disclosure

SEC source: 0001209191-20-041566 · doc4.xml · derivative · entry 17

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,334

Underlying: Common Stock · 10,437 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Beginning July 2, 2018, options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:25 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,437 $0.00 Strike: $72.27 $0.00
Disclosure

SEC source: 0001209191-20-041566 · doc4.xml · derivative · entry 16

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,335

Underlying: Common Stock · 10,437 shares

Expires 2029-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Beginning January 4, 2019, options become exercisable in 37 installments, with the first 25.00% vesting on July 2, 2019 and the remainder vesting monthly over three years.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:25 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,132 $0.00 Strike: $83.83 $0.00
Disclosure

SEC source: 0001209191-20-041566 · doc4.xml · derivative · entry 15

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194

Underlying: Common Stock · 12,132 shares

Expires 2026-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Beginning July 15, 2016, options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:25 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 596 $0.00 Strike: $83.83 $0.00
Disclosure

SEC source: 0001209191-20-041566 · doc4.xml · derivative · entry 14

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 596 shares

Expires 2026-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Beginning July 15, 2016, options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:25 UTC
Stein Steven HEVP & Chief Medical Officer
SaleCommon Stock 10,437 $107.31 $1,119,994.47
Disclosure

SEC source: 0001209191-20-041566 · doc4.xml · nonDerivative · entry 12

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,750

F3 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F4 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

F7 · price: Represents weighted average sale price. Actual sale prices ranged from $105.65 - $108.48

F8 · balance_after: Including the July 2, 2020 Restricted Stock Unit Grant, this includes an aggregate of 96,857 shares of common stock issuable pursuant to previously reported restricted stock units and earned performance shares that have not vested.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:25 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionCommon Stock 10,437 $68.62 $716,186.94
Disclosure

SEC source: 0001209191-20-041566 · doc4.xml · nonDerivative · entry 11

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:25 UTC
Stein Steven HEVP & Chief Medical Officer
SaleCommon Stock 10,437 $107.31 $1,119,994.47
Disclosure

SEC source: 0001209191-20-041566 · doc4.xml · nonDerivative · entry 10

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,750

F3 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F4 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

F7 · price: Represents weighted average sale price. Actual sale prices ranged from $105.65 - $108.48

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:25 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionCommon Stock 10,437 $72.27 $754,281.99
Disclosure

SEC source: 0001209191-20-041566 · doc4.xml · nonDerivative · entry 9

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:25 UTC
Stein Steven HEVP & Chief Medical Officer
SaleCommon Stock 12,132 $107.31 $1,301,884.92
Disclosure

SEC source: 0001209191-20-041566 · doc4.xml · nonDerivative · entry 8

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,750

F3 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F4 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

F6 · price: Represents weighted average sale price. Actual sale prices ranged from $105.64 - $108.24.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:25 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionCommon Stock 12,132 $83.83 $1,017,025.56
Disclosure

SEC source: 0001209191-20-041566 · doc4.xml · nonDerivative · entry 7

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:25 UTC
Stein Steven HEVP & Chief Medical Officer
SaleCommon Stock 596 $107.31 $63,956.76
Disclosure

SEC source: 0001209191-20-041566 · doc4.xml · nonDerivative · entry 6

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,750

F3 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F4 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

F6 · price: Represents weighted average sale price. Actual sale prices ranged from $105.64 - $108.24.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 23:25 UTC
Stein Steven HEVP & Chief Medical Officer
Exercise / conversionCommon Stock 596 $83.83 $49,962.68
Disclosure

SEC source: 0001209191-20-041566 · doc4.xml · nonDerivative · entry 5

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 06, 2020 Filed Jul 7, 2020 23:25 UTC
Stein Steven HEVP & Chief Medical Officer
SaleCommon Stock 2,522 $106.40 $268,340.80
Disclosure

SEC source: 0001209191-20-041566 · doc4.xml · nonDerivative · entry 4

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,750

F3 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F4 · price: Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.

F5 · price: Represents weighted average sale price. Actual sale prices ranged from $105.52 - $107.29.

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July 06, 2020 Filed Jul 7, 2020 23:25 UTC
Stein Steven HEVP & Chief Medical Officer
Tax withholdingCommon Stock 269 $107.79 $28,995.51
Disclosure

SEC source: 0001209191-20-041566 · doc4.xml · nonDerivative · entry 3

Stein Steven H · CIK 0001673776 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,272

F2 · shares: Represents shares withheld automatically by the Issuer to satisfy tax withholding obligations due at settlement of restricted stock units or earned performance shares previously reported in Table I as common stock.

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July 06, 2020 Filed Jul 7, 2020 23:20 UTC
Iyengar Vijay KEVP GPS, BD, & Licensing
Tax withholdingCommon Stock 404 $107.79 $43,547.16
Disclosure

SEC source: 0001209191-20-041559 · doc4.xml · nonDerivative · entry 3

Iyengar Vijay K · CIK 0001670000 · EVP GPS, BD, & Licensing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,521

F2 · shares: Represents shares withheld automatically by the Issuer to satisfy tax withholding obligations due at settlement of restricted stock units or earned performance shares previously reported in Table I as common stock.

F3 · balance_after: Including the July 2, 2020 Restricted Stock Unit Grant, this includes an aggregate of 20,468 shares of common stock issuable pursuant to previously reported restricted stock units and earned performance shares that have not vested.

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July 06, 2020 Filed Jul 7, 2020 23:18 UTC
Hoppenot HerveDirector · Chairman / CEO · President
Tax withholdingCommon Stock 1,559 $107.79 $168,044.61
Disclosure

SEC source: 0001209191-20-041557 · doc4.xml · nonDerivative · entry 5

Hoppenot Herve · CIK 0001596492 · Director · Chairman / CEO · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,501

F2 · shares: Represents shares withheld automatically by the Issuer to satisfy tax withholding obligations due at settlement of restricted stock units or performance shares previously reported in Table I as common stock.

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July 06, 2020 Filed Jul 7, 2020 23:15 UTC
Flannelly Barry PEVP & General Manager US
Tax withholdingCommon Stock 404 $107.79 $43,547.16
Disclosure

SEC source: 0001209191-20-041553 · doc4.xml · nonDerivative · entry 3

Flannelly Barry P · CIK 0001615842 · EVP & General Manager US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,542

F2 · shares: Represents shares withheld automatically by the Issuer to satisfy tax withholding obligations due at settlement of restricted stock units or earned performance shares previously reported in Table I as common stock.

F3 · balance_after: Including the July 2, 2020 Restricted Stock Unit Grant, this includes an aggregate of 33,339 shares of common stock issuable pursuant to previously reported restricted stock units and earned performance shares that have not vested.

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July 06, 2020 Filed Jul 7, 2020 23:13 UTC
Dhanak DashyantEVP & Chief Scientific Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 961 $0.00 Strike: $65.42 $0.00
Disclosure

SEC source: 0001209191-20-041549 · doc4.xml · derivative · entry 6

Dhanak Dashyant · CIK 0001760682 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,564

Underlying: Common Stock · 961 shares

Expires 2028-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Beginning December 10, 2018, options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.

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July 06, 2020 Filed Jul 7, 2020 23:13 UTC
Dhanak DashyantEVP & Chief Scientific Officer
SaleCommon Stock 961 $106.58 $102,423.38
Disclosure

SEC source: 0001209191-20-041549 · doc4.xml · nonDerivative · entry 4

Dhanak Dashyant · CIK 0001760682 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,591

F3 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.

F4 · balance_after: Including the July 2, 2020 Restricted Stock Unit Grant, this includes an aggregate of 22,052 shares of common stock issuable pursuant to previously reported restricted stock units and earned performance shares that have not vested.

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July 06, 2020 Filed Jul 7, 2020 23:13 UTC
Dhanak DashyantEVP & Chief Scientific Officer
Exercise / conversionCommon Stock 961 $65.42 $62,868.62
Disclosure

SEC source: 0001209191-20-041549 · doc4.xml · nonDerivative · entry 3

Dhanak Dashyant · CIK 0001760682 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2020 Filed Jul 7, 2020 23:30 UTC
Wenqing YaoEVP, Head of Discovery Chem
GrantEmployee Stock Option (right to buy) · Derivative 12,743 $0.00 Strike: $106.47 $0.00
Disclosure

SEC source: 0001209191-20-041572 · doc4.xml · derivative · entry 8

Wenqing Yao · CIK 0001624033 · EVP, Head of Discovery Chem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,743

Underlying: Common Stock · 12,743 shares

Expires 2030-07-01

F7 · derivative.exercise_date: Beginning July 2, 2020, options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.

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July 02, 2020 Filed Jul 7, 2020 23:30 UTC
Wenqing YaoEVP, Head of Discovery Chem
Tax withholdingCommon Stock 2,187 $106.47 $232,849.89
Disclosure

SEC source: 0001209191-20-041572 · doc4.xml · nonDerivative · entry 2

Wenqing Yao · CIK 0001624033 · EVP, Head of Discovery Chem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,662

F2 · shares: Represents shares withheld automatically by the Issuer to satisfy tax withholding obligations due at settlement of restricted stock units or earned performance shares previously reported in Table I as common stock.

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July 02, 2020 Filed Jul 7, 2020 23:30 UTC
Wenqing YaoEVP, Head of Discovery Chem
GrantCommon Stock 6,661 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041572 · doc4.xml · nonDerivative · entry 1

Wenqing Yao · CIK 0001624033 · EVP, Head of Discovery Chem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,849

F1 · shares: Represents award of restricted stock units ("RSUs") that will vest 25% annually over four years, subject to Wenqing Yao's continued service with the issuer through the applicable vesting dates. The RSUs may be settled only for shares of common stock on a one-for-one basis.

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July 02, 2020 Filed Jul 7, 2020 23:27 UTC
SWAIN PAULA JEVP, Human Resources
GrantEmployee Stock Option (right to buy) · Derivative 12,743 $0.00 Strike: $106.47 $0.00
Disclosure

SEC source: 0001209191-20-041568 · doc4.xml · derivative · entry 4

SWAIN PAULA J · CIK 0001236934 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,743

Underlying: Common Stock · 12,743 shares

Expires 2030-07-01

F4 · derivative.exercise_date: Beginning July 2, 2020, options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.

Read SEC document
July 02, 2020 Filed Jul 7, 2020 23:27 UTC
SWAIN PAULA JEVP, Human Resources
Tax withholdingCommon Stock 1,474 $106.47 $156,936.78
Disclosure

SEC source: 0001209191-20-041568 · doc4.xml · nonDerivative · entry 2

SWAIN PAULA J · CIK 0001236934 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,680

F2 · shares: Represents shares withheld automatically by the Issuer to satisfy tax withholding obligations due at settlement of restricted stock units or earned performance shares previously reported in Table I as common stock.

Read SEC document
July 02, 2020 Filed Jul 7, 2020 23:27 UTC
SWAIN PAULA JEVP, Human Resources
GrantCommon Stock 6,661 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041568 · doc4.xml · nonDerivative · entry 1

SWAIN PAULA J · CIK 0001236934 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,154

F1 · shares: Represents award of restricted stock units ("RSUs") that will vest 25% annually over four years, subject to Paula Swain's continued service with the issuer through the applicable vesting dates. The RSUs may be settled only for shares of common stock on a one-for-one basis.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.