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Nasdaq · USD

IMUX

IMMUNIC, INC.

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6306
SEC CIK
0001280776
Parsed reports
235

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2023 Filed Jan 7, 2023 02:30 UTC
Vitt DanielDirector · Chief Executive Officer
GrantStock Option · Derivative 300,000 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001193805-23-000020 · e618182_4-vitt.xml · derivative · entry 1

Vitt Daniel · CIK 0001773673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2033-01-01

F1 · derivative.exercise_date: 25% of the shares underlying the option vest on the first anniversary of the grant date, with the remainder vesting in equal increments on each successive one-month anniversary thereafter for the next 36 months.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:06 UTC PurchaseCommon Stock 47,000 $1.26 $59,032.00
Disclosure

SEC source: 0001193805-22-001729 · e618126_4-jorg.xml · nonDerivative · entry 2

Neermann Joerg · CIK 0001773900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.22 to $1.28 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought by him at each separate price on December 14, 2022.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 21:06 UTC PurchaseCommon Stock 35,000 $1.25 $43,610.00
Disclosure

SEC source: 0001193805-22-001729 · e618126_4-jorg.xml · nonDerivative · entry 1

Neermann Joerg · CIK 0001773900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.23 to $1.28 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought by him at each separate price on December 13, 2022.

Read SEC document
November 23, 2022 Filed Nov 25, 2022 21:05 UTC PurchaseCommon Stock 18,000 $1.39 $25,020.00
Disclosure

SEC source: 0001193805-22-001609 · e618059_4-jorg.xml · nonDerivative · entry 1

Neermann Joerg · CIK 0001773900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Read SEC document
November 22, 2022 Filed Nov 23, 2022 15:13 UTC
Vitt DanielDirector · President and CEO
PurchaseCommon Stock 8,000 $1.35 $10,799.20
Disclosure

SEC source: 0001193805-22-001602 · e618054_4-vitt.xml · nonDerivative · entry 1

Vitt Daniel · CIK 0001773673 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 376,877

F1 · ownership.nature: 14,000 shares are owned directly by the Reporting Person and 362,877 shares are owned by Listrax UG (haftungsbeschrankt). The Reporting Person is Managing Director of Listrax UG and exercises voting and dispositive power over such shares.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 22:48 UTC
Whaley GlennChief Financial Officer
PurchaseCommon Stock 5,000 $1.50 $7,475.00
Disclosure

SEC source: 0001193805-22-001497 · e618003_4-whaley.xml · nonDerivative · entry 1

Whaley Glenn · CIK 0001724623 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,510

F1 · balance_after: Includes a purchase of 2,568 shares on 11/30/21 and 2,942 shares on 5/31/22 under the IMUX employee stock purchase plan.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 16:07 UTC GrantStock Option · Derivative 30,000 $0.00 Strike: $4.30 $0.00
Disclosure

SEC source: 0001193805-22-001090 · e621829_4-toernsen.xml · derivative · entry 1

Toernsen Monika Maria · CIK 0001873385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-07-08

F1 · derivative.exercise_date: 10,000 of the options vest in monthly increments over a period of one year from the grant date, and 20,000 of the options vest in monthly increments over a period of three years from the grant date.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 21:35 UTC
Muehler AndreasChief Medical Officer
GrantStock Option · Derivative 10,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001193805-22-000973 · e621760_4-muehler.xml · derivative · entry 1

Muehler Andreas · CIK 0001850468 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-15

F1 · derivative.exercise_date: 25% of the shares underlying the option vest on the first anniversary of the grant date, with the remainder vesting in equal increments on each successive one-month anniversary thereafter for the next 36 months.

Read SEC document
June 15, 2022 Filed Jun 18, 2022 01:35 UTC
Nash DuaneDirector · Executive Chairman
GrantStock Option · Derivative 10,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001193805-22-000974 · e621761_4-duane.xml · derivative · entry 1

Nash Duane · CIK 0001591098 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-15

F1 · derivative.exercise_date: 25% of the shares underlying the option vest on the first anniversary of the grant date, with the remainder vesting in equal increments on each successive one-month anniversary thereafter for the next 36 months.

Read SEC document
June 15, 2022 Filed Jun 18, 2022 01:34 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001193805-22-000972 · e621759_4-phillips.xml · derivative · entry 1

PHILLIPS BARCLAY A · CIK 0001265801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-15

F1 · derivative.exercise_date: The option vests in monthly increments over a period of one year from the grant date.

Read SEC document
June 15, 2022 Filed Jun 18, 2022 01:33 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001193805-22-000971 · e621758_4-ossipow.xml · derivative · entry 1

Ossipow Vincent · CIK 0001773679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-15

F1 · derivative.exercise_date: The option vests in monthly increments over a period of one year from the grant date.

Read SEC document
June 15, 2022 Filed Jun 18, 2022 01:33 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001193805-22-000970 · e621757_4-jorg.xml · derivative · entry 1

Neermann Joerg · CIK 0001773900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-15

F1 · derivative.exercise_date: The option vests in monthly increments over a period of one year from the grant date.

Read SEC document
June 15, 2022 Filed Jun 18, 2022 01:32 UTC
Whaley GlennChief Financial Officer
GrantStock Option · Derivative 10,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001193805-22-000969 · e621756_4-whaley.xml · derivative · entry 1

Whaley Glenn · CIK 0001724623 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-15

F1 · derivative.exercise_date: 25% of the shares underlying the option vest on the first anniversary of the grant date, with the remainder vesting in equal increments on each successive one-month anniversary thereafter for the next 36 months.

Read SEC document
June 15, 2022 Filed Jun 18, 2022 01:32 UTC
Vitt DanielDirector · President and CEO
GrantStock Option · Derivative 10,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001193805-22-000968 · e621755_4-vitt.xml · derivative · entry 1

Vitt Daniel · CIK 0001773673 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-15

F1 · derivative.exercise_date: 25% of the shares underlying the option vest on the first anniversary of the grant date, with the remainder vesting in equal increments on each successive one-month anniversary thereafter for the next 36 months.

Read SEC document
June 15, 2022 Filed Jun 18, 2022 01:31 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001193805-22-000967 · e621754_4-howson.xml · derivative · entry 1

HOWSON TAMAR D · CIK 0001202286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-15

F1 · derivative.exercise_date: The option vests in monthly increments over a period of one year from the grant date.

Read SEC document
June 15, 2022 Filed Jun 18, 2022 01:30 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001193805-22-000966 · e621753_4-vdb.xml · derivative · entry 1

van den Bossche Jan · CIK 0001774052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-15

F1 · derivative.exercise_date: The option vests in monthly increments over a period of one year from the grant date.

Read SEC document
June 03, 2022 Filed Jun 6, 2022 12:31 UTC
Vitt DanielDirector · President and CEO
PurchaseCommon Stock 5,000 $3.10 $15,499.50
Disclosure

SEC source: 0001193805-22-000919 · e621729_4-vitt.xml · nonDerivative · entry 1

Vitt Daniel · CIK 0001773673 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 368,877

F1 · ownership.nature: 6,000 shares are owned directly by the Reporting Person and 362,877 shares are owned by Listrax UG (haftungsbeschrankt). The Reporting Person is Managing Director of Listrax UG and exercises voting and dispositive power over such shares.

Read SEC document
June 03, 2022 Filed Jun 6, 2022 12:31 UTC
Whaley GlennChief Financial Officer
PurchaseCommon Stock 3,500 $3.05 $10,657.50
Disclosure

SEC source: 0001193805-22-000918 · e621728_4-whaley.xml · nonDerivative · entry 1

Whaley Glenn · CIK 0001724623 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,568

Read SEC document
May 12, 2022 Filed May 13, 2022 12:31 UTC
Whaley GlennChief Financial Officer
PurchaseCommon Stock 3,000 $5.08 $15,240.00
Disclosure

SEC source: 0001193805-22-000788 · e621653_4-whaley.xml · nonDerivative · entry 1

Whaley Glenn · CIK 0001724623 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,068

Read SEC document
May 12, 2022 Filed May 13, 2022 12:31 UTC
Nash DuaneDirector · Executive Chairman
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001193805-22-000787 · e621652_4-duane.xml · nonDerivative · entry 2

Nash Duane · CIK 0001591098 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,032

F2 · shares: Represents a gift of 6,000 shares.

Read SEC document
May 12, 2022 Filed May 13, 2022 12:31 UTC
Nash DuaneDirector · Executive Chairman
PurchaseCommon Stock 10,000 $5.03 $50,300.00
Disclosure

SEC source: 0001193805-22-000787 · e621652_4-duane.xml · nonDerivative · entry 1

Nash Duane · CIK 0001591098 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,032

F1 · shares: Represents a purchase of 10,000 shares.

Read SEC document
May 12, 2022 Filed May 16, 2022 08:30 UTC
Muehler AndreasChief Medical Officer
PurchaseCommon Stock 3,500 $5.10 $17,850.00
Disclosure

SEC source: 0001193805-22-000800 · e621657_4-muehler.xml · nonDerivative · entry 1

Muehler Andreas · CIK 0001850468 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,986

F1 · balance_after: Consists of 13,506 shares of common stock held directly by the Reporting Person and 284,480 shares of common stock held indirectly by Xanomed GmbH, an entity controlled by the Reporting Person.

Read SEC document
March 10, 2022 Filed Mar 11, 2022 22:02 UTC
Nash DuaneDirector · Executive Chairman
GrantStock Option · Derivative 75,000 $0.00 Strike: $10.88 $0.00
Disclosure

SEC source: 0001193805-22-000473 · e621442_4-duane.xml · derivative · entry 1

Nash Duane · CIK 0001591098 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2032-03-10

F1 · derivative.exercise_date: The option vests in monthly increments over a period of one year from the grant date.

Read SEC document
March 10, 2022 Filed Mar 11, 2022 22:01 UTC
Whaley GlennPAO and PFO
GrantStock Option · Derivative 40,000 $0.00 Strike: $10.88 $0.00
Disclosure

SEC source: 0001193805-22-000472 · e621441_4-whaley.xml · derivative · entry 1

Whaley Glenn · CIK 0001724623 · PAO and PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-03-10

F1 · derivative.exercise_date: 25% of the shares underlying the option vest on the first anniversary of the grant date, with the remainder vesting in equal increments on each successive one-month anniversary thereafter for the next 36 months.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 16:02 UTC
Muehler AndreasChief Medical Officer
GrantStock Option · Derivative 100,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001193805-22-000017 · e621196_4-muehler.xml · derivative · entry 1

Muehler Andreas · CIK 0001850468 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-01-03

F1 · derivative.exercise_date: 25% of the shares underlying the option vest on the first anniversary of the grant date, with the remainder vesting in equal increments on each successive one-month anniversary thereafter for the next 36 months.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 21:02 UTC
Vitt DanielDirector · Chief Executive Officer
GrantStock Option · Derivative 215,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001193805-22-000018 · e621197_4-vitt.xml · derivative · entry 1

Vitt Daniel · CIK 0001773673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,000

Underlying: Common Stock · 215,000 shares

Expires 2032-01-03

F1 · derivative.exercise_date: 25% of the shares underlying the option vest on the first anniversary of the grant date, with the remainder vesting in equal increments on each successive one-month anniversary thereafter for the next 36 months.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 21:01 UTC
Whaley GlennPFO and PAO
GrantStock Option · Derivative 70,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001193805-22-000016 · e621195_4-whaley.xml · derivative · entry 1

Whaley Glenn · CIK 0001724623 · PFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2032-01-03

F1 · derivative.exercise_date: 25% of the shares underlying the option vest on the first anniversary of the grant date, with the remainder vesting in equal increments on each successive one-month anniversary thereafter for the next 36 months.

Read SEC document
November 08, 2021 Filed Jan 3, 2022 13:00 UTC
Nash DuaneDirector · Executive Chairman
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001193805-22-000002 · e621189_5-duane.xml · nonDerivative · entry 1

Nash Duane · CIK 0001591098 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,032

F1 · kind: Represents a gift of stock.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 13:05 UTC
Whaley GlennPFO and PAO
PurchaseCommon Stock 1,500 $9.85 $14,775.00
Disclosure

SEC source: 0001193805-21-001163 · e620867_4-whaley.xml · nonDerivative · entry 1

Whaley Glenn · CIK 0001724623 · PFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F1 · price: Reflects the weighted average price of 1,500 shares of common stock of Immunic, Inc. purchased by the Reporting Person in multiple transactions on August 10, 2021 at prices ranging from $9.65 to $9.95 per share. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 13:04 UTC
Vitt DanielDirector · President and CEO
PurchaseCommon Stock 1,000 $9.60 $9,600.00
Disclosure

SEC source: 0001193805-21-001161 · e620866_4-vitt.xml · nonDerivative · entry 1

Vitt Daniel · CIK 0001773673 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 363,877

F1 · ownership.nature: 1,000 shares are owned directly by the Reporting Person and 362,877 shares are owned by Listrax UG (haftungsbeschrankt). The Reporting Person is Managing Director of Listrax UG and exercises voting and dispositive power over such shares.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 13:02 UTC
Nash DuaneDirector · Executive Chairman
PurchaseCommon Stock 1,000 $9.80 $9,800.00
Disclosure

SEC source: 0001193805-21-001159 · e620865_4-duane.xml · nonDerivative · entry 1

Nash Duane · CIK 0001591098 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,032

Read SEC document
June 10, 2021 Filed Jun 14, 2021 23:13 UTC
Nash DuaneDirector · Executive Chairman
GrantStock Option · Derivative 10,000 $0.00 Strike: $14.77 $0.00
Disclosure

SEC source: 0001193805-21-000874 · e620712_4-duane.xml · derivative · entry 1

Nash Duane · CIK 0001591098 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-10

F1 · derivative.exercise_date: The option vests in monthly increments over a period of one year from the grant date.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:02 UTC GrantStock Option · Derivative 25,000 $0.00 Strike: $14.77 $0.00
Disclosure

SEC source: 0001193805-21-000868 · e620713_4-ossipow.xml · derivative · entry 1

Ossipow Vincent · CIK 0001773679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-06-10

F1 · derivative.exercise_date: The option vests in monthly increments over a period of one year from the grant date.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:02 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $14.77 $0.00
Disclosure

SEC source: 0001193805-21-000867 · e620711_4-howson.xml · derivative · entry 1

HOWSON TAMAR D · CIK 0001202286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-10

F1 · derivative.exercise_date: The option vests in monthly increments over a period of one year from the grant date.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:01 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $14.77 $0.00
Disclosure

SEC source: 0001193805-21-000865 · e620709_4-jorg.xml · derivative · entry 1

Neermann Joerg · CIK 0001773900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-10

F1 · derivative.exercise_date: The option vests in monthly increments over a period of one year from the grant date.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:01 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $14.77 $0.00
Disclosure

SEC source: 0001193805-21-000866 · e620710_4-phillips.xml · derivative · entry 1

PHILLIPS BARCLAY A · CIK 0001265801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-10

F1 · derivative.exercise_date: The option vests in monthly increments over a period of one year from the grant date.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:01 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $14.77 $0.00
Disclosure

SEC source: 0001193805-21-000864 · e620708_4-vdb.xml · derivative · entry 1

van den Bossche Jan · CIK 0001774052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-10

F1 · derivative.exercise_date: The option vests in monthly increments over a period of one year from the grant date.

Read SEC document
May 12, 2021 Filed May 12, 2021 20:31 UTC
Nash DuaneDirector · Executive Chairman
PurchaseCommon Stock 4,000 $12.75 $51,000.00
Disclosure

SEC source: 0001193805-21-000654 · e620591_4-duane.xml · nonDerivative · entry 1

Nash Duane · CIK 0001591098 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,032

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:30 UTC
Nash DuaneDirector · Executive Chairman
GrantStock Option · Derivative 90,000 $0.00 Strike: $15.44 $0.00
Disclosure

SEC source: 0001193805-21-000512 · e620490_4-duane.xml · derivative · entry 1

Nash Duane · CIK 0001591098 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2031-04-15

F1 · derivative.exercise_date: The shares underlying the option vest in twelve monthly installments beginning on May 15, 2021.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:31 UTC
Whaley GlennPFO and PAO
PurchaseCommon Stock 1,000 $16.48 $16,480.00
Disclosure

SEC source: 0001193805-21-000324 · e620352_4-whaley.xml · nonDerivative · entry 1

Whaley Glenn · CIK 0001724623 · PFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
March 02, 2021 Filed Mar 15, 2021 17:05 UTC
Muehler AndreasChief Medical Officer
PurchaseCommon Stock 10,006 $15.54 $155,493.24
Disclosure

SEC source: 0001193805-21-000368 · e620386_4-muehler.xml · nonDerivative · entry 1

Muehler Andreas · CIK 0001850468 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,486

F1 · price: Reflects the weighted average price of 10,006 shares of common stock of Immunic, Inc. purchased by the Reporting Person in multiple transactions on March 2, 2021 with sale prices ranging from $14.44 to $15.72 per share. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of 10,006 shares of common stock held directly by the Reporting Person, and 284,480 shares of common stock held indirectly by Xanomed GmbH, an entity controlled by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:31 UTC
Whaley GlennPFO and PAO
GrantStock Option · Derivative 40,000 $0.00 Strike: $15.72 $0.00
Disclosure

SEC source: 0001193805-21-000309 · e620344_4-whaley.xml · derivative · entry 1

Whaley Glenn · CIK 0001724623 · PFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-03-01

F1 · derivative.exercise_date: 25% of the shares underlying the option vest on the first anniversary of the grant date, with the remainder vesting in equal increments on each successive one-month anniversary thereafter for the next 36 months.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:31 UTC
Groeppel ManfredChief Operating Officer
GrantStock Option · Derivative 45,000 $0.00 Strike: $15.72 $0.00
Disclosure

SEC source: 0001193805-21-000308 · e620343_4-groppel.xml · derivative · entry 1

Groeppel Manfred · CIK 0001773674 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2031-03-01

F1 · derivative.exercise_date: 25% of the shares underlying the option vest on the first anniversary of the grant date, with the remainder vesting in equal increments on each successive one-month anniversary thereafter for the next 36 months.

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March 01, 2021 Filed Mar 2, 2021 21:31 UTC
Vitt DanielDirector · Chief Executive Officer
GrantStock Option · Derivative 115,000 $0.00 Strike: $15.72 $0.00
Disclosure

SEC source: 0001193805-21-000307 · e620342_4-vitt.xml · derivative · entry 1

Vitt Daniel · CIK 0001773673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 115,000 shares

Expires 2031-03-01

F1 · derivative.exercise_date: 25% of the shares underlying the option vest on the first anniversary of the grant date, with the remainder vesting in equal increments on each successive one-month anniversary thereafter for the next 36 months.

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October 22, 2020 Filed Oct 22, 2020 23:40 UTC
Nash DuaneDirector · Executive Chairman
GrantStock Option · Derivative 120,000 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001193805-20-001306 · e620014_4-duane.xml · derivative · entry 1

Nash Duane · CIK 0001591098 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2030-10-22

F1 · derivative.exercise_date: The shares underlying the option vest in six monthly installments beginning on November 15, 2020.

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August 10, 2020 Filed Aug 10, 2020 21:15 UTC
Whaley GlennPFO and PAO
PurchaseCommon Stock 1,000 $18.96 $18,960.00
Disclosure

SEC source: 0001193805-20-000993 · e619850_4-whaley.xml · nonDerivative · entry 1

Whaley Glenn · CIK 0001724623 · PFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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July 21, 2020 Filed Jul 22, 2020 20:06 UTC
Groeppel ManfredChief Operating Officer
SaleCommon Stock 650 $15.62 $10,154.89
Disclosure

SEC source: 0001193805-20-000880 · e619747_4-groppel.xml · nonDerivative · entry 2

Groeppel Manfred · CIK 0001773674 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 278,830

F1 · shares: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Plan"). The Plan was adopted in connection with certain tax liabilities related to the issuance of shares in the April 2019 exchange transaction between the Issuer (then known as Vital Therapies, Inc.) and Immunic AG.

F2 · ownership.nature: The Reporting Person is Director of Groeppel Investments UG (haftungsbeschrankt), which is the record holder of 278,830 shares of common stock of the Issuer, and exercises voting and dispositive power over such shares.

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July 21, 2020 Filed Jul 22, 2020 20:05 UTC
Vitt DanielDirector · Chief Executive Officer
SaleCommon Stock 1,300 $15.62 $20,309.77
Disclosure

SEC source: 0001193805-20-000879 · e619799_4-vitt.xml · nonDerivative · entry 2

Vitt Daniel · CIK 0001773673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 362,877

F1 · shares: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Plan"). The Plan was adopted in connection with certain tax liabilities related to the issuance of shares in the April 2019 exchange transaction between the Issuer (then known as Vital Therapies, Inc.) and Immunic AG.

F2 · ownership.nature: The Reporting Person is Managing Director of Listrax UG (haftungsbeschrankt), which is the record holder of 362,877 shares of common stock of the Issuer, and exercises voting and dispositive power over such shares.

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July 20, 2020 Filed Jul 22, 2020 20:06 UTC
Groeppel ManfredChief Operating Officer
SaleCommon Stock 5,000 $14.44 $72,200.50
Disclosure

SEC source: 0001193805-20-000880 · e619747_4-groppel.xml · nonDerivative · entry 1

Groeppel Manfred · CIK 0001773674 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 279,480

F1 · shares: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Plan"). The Plan was adopted in connection with certain tax liabilities related to the issuance of shares in the April 2019 exchange transaction between the Issuer (then known as Vital Therapies, Inc.) and Immunic AG.

F2 · ownership.nature: The Reporting Person is Director of Groeppel Investments UG (haftungsbeschrankt), which is the record holder of 278,830 shares of common stock of the Issuer, and exercises voting and dispositive power over such shares.

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July 20, 2020 Filed Jul 22, 2020 20:05 UTC
Vitt DanielDirector · Chief Executive Officer
SaleCommon Stock 5,000 $14.44 $72,200.50
Disclosure

SEC source: 0001193805-20-000879 · e619799_4-vitt.xml · nonDerivative · entry 1

Vitt Daniel · CIK 0001773673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 364,177

F1 · shares: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Plan"). The Plan was adopted in connection with certain tax liabilities related to the issuance of shares in the April 2019 exchange transaction between the Issuer (then known as Vital Therapies, Inc.) and Immunic AG.

F2 · ownership.nature: The Reporting Person is Managing Director of Listrax UG (haftungsbeschrankt), which is the record holder of 362,877 shares of common stock of the Issuer, and exercises voting and dispositive power over such shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.