Tapewire

Nasdaq · USD

IMNM

Immunome Inc.

Export transactions ↓
Tapewire entity
4219
SEC CIK
0001472012
Parsed reports
187

Last 12 months

Inside the activity.

11 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202542
Jan 202600
Feb 202600
Mar 202632
Apr 202603
May 202610
Jun 202636
Jul 202608
Aug 202606
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2021 Filed May 27, 2021 01:32 UTC PurchaseCommon Stock 2,715 $18.44 $50,064.60
Disclosure

SEC source: 0001104659-21-072621 · tm2117684-5_4seq1.xml · nonDerivative · entry 2

Lefenfeld Michael · CIK 0001826906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,537

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $18.38 to $18.52, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
May 25, 2021 Filed May 27, 2021 01:31 UTC
RAPP MICHAELDirector
PurchaseCommon Stock 19,303 $18.32 $353,630.96
Disclosure

SEC source: 0001104659-21-072620 · tm2117684-4_4seq1.xml · nonDerivative · entry 2

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 134,530

F4 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $18.15 to $18.40, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: The shares are held by Broadband.

Read SEC document
May 25, 2021 Filed May 27, 2021 01:28 UTC
Sarma Purnanand DDirector · President and CEO
PurchaseCommon Stock 10,500 $18.41 $193,305.00
Disclosure

SEC source: 0001104659-21-072618 · tm2117684-2_4seq1.xml · nonDerivative · entry 1

Sarma Purnanand D · CIK 0001826833 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $18.38 to $18.52, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:32 UTC PurchaseCommon Stock 600 $17.80 $10,680.00
Disclosure

SEC source: 0001104659-21-072621 · tm2117684-5_4seq1.xml · nonDerivative · entry 1

Lefenfeld Michael · CIK 0001826906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,822

Read SEC document
May 24, 2021 Filed May 27, 2021 01:31 UTC
RAPP MICHAELDirector
PurchaseCommon Stock 31,895 $18.38 $586,230.10
Disclosure

SEC source: 0001104659-21-072620 · tm2117684-4_4seq1.xml · nonDerivative · entry 1

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 115,227

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $18.25 to $18.51, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 83,332 shares previously held directly by the reporting person which were transferred to Broadband Capital Investments LLC ("Broadband"). The reporting person is managing member of Broadband and has voting and investment power with respect to shares held by Broadband.

F3 · ownership.nature: The shares are held by Broadband.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:29 UTC PurchaseCommon Stock 13,500 $18.35 $247,725.00
Disclosure

SEC source: 0001104659-21-072619 · tm2117684-3_4seq1.xml · nonDerivative · entry 1

WAGENHEIM PHILIP · CIK 0001405684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,397

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $18.15 to $18.40, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Does not include (i) 166,666 shares previously reported as indirectly held by the reporting person because the reporting person is no longer trustee of the Rapoport Family Trust and (ii) 443,743 shares previously reported as held indirectly through BCM Advisory Partners LLC (the "LLC") in which the reporting person did not have a pecuniary interest and which were distributed to other members of the LLC.

Read SEC document
May 24, 2021 Filed May 27, 2021 01:26 UTC PurchaseCommon Stock 5,102 $18.58 $94,795.16
Disclosure

SEC source: 0001104659-21-072617 · tm2117684-1_4seq1.xml · nonDerivative · entry 2

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,828

Read SEC document
May 24, 2021 Filed May 27, 2021 01:26 UTC PurchaseCommon Stock 338 $18.44 $6,232.72
Disclosure

SEC source: 0001104659-21-072617 · tm2117684-1_4seq1.xml · nonDerivative · entry 1

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,726

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:38 UTC
Roche Corleen M.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $27.53 $0.00
Disclosure

SEC source: 0001104659-21-053339 · tm2113705-2_4seq1.xml · derivative · entry 1

Roche Corleen M. · CIK 0001857905 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2031-04-19

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on April 19, 2022, and the remaining 75% of shares subject to the option shall vest in equal monthly installments for the 36 months thereafter.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:50 UTC
Giesing Dennis HChief Development Officer
GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $31.83 $0.00
Disclosure

SEC source: 0001104659-21-043486 · tm2111257-2_4seq1.xml · derivative · entry 1

Giesing Dennis H · CIK 0001853622 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2031-03-24

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on March 23, 2022, and the remaining 75% of shares subject to the option shall vest in equal monthly installments for the 36 months thereafter.

Read SEC document
November 03, 2020 Filed Nov 6, 2020 02:26 UTC
Stoneman Sandra G.Chief Legal Officer & Gen Coun
GrantEmployee Stock Option (Right to Buy) · Derivative 148,837 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001104659-20-122047 · a4.xml · derivative · entry 1

Stoneman Sandra G. · CIK 0001831144 · Chief Legal Officer & Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,837

Underlying: Common Stock · 148,837 shares

Expires 2030-11-03

F1 · security: Twenty-five percent (25%) of the shares subject to the option shall vest on October 26, 2021, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter.

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on October 26, 2021, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter.

Read SEC document
November 03, 2020 Filed Nov 6, 2020 01:20 UTC GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001104659-20-122037 · a4.xml · derivative · entry 1

Widlitz Michael · CIK 0001826907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2030-11-03

F1 · security: One-twelfth (1/12th) of the shares subject to the option shall vest on February 3, 2021, and one-twelfth (1/12th) of the remaining shares subject to the option shall vest every three months thereafter.

F1 · derivative.exercise_date: One-twelfth (1/12th) of the shares subject to the option shall vest on February 3, 2021, and one-twelfth (1/12th) of the remaining shares subject to the option shall vest every three months thereafter.

Read SEC document
November 03, 2020 Filed Nov 6, 2020 01:17 UTC GrantStock Option (Right to Buy)(1) · Derivative 7,500 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001104659-20-122035 · a4.xml · derivative · entry 1

WAGENHEIM PHILIP · CIK 0001405684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2030-11-03

F1 · derivative.exercise_date: One-twelfth (1/12th) of the shares subject to the option shall vest on February 3, 2021, and one-twelfth (1/12th) of the remaining shares subject to the option shall vest every three months thereafter.

Read SEC document
November 03, 2020 Filed Nov 6, 2020 01:14 UTC GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001104659-20-122032 · a4.xml · derivative · entry 1

Lefenfeld Michael · CIK 0001826906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2030-11-03

F1 · security: One-twelfth (1/12th) of the shares subject to the option shall vest on February 3, 2021, and one-twelfth (1/12th) of the remaining shares subject to the option shall vest every three months thereafter.

F1 · derivative.exercise_date: One-twelfth (1/12th) of the shares subject to the option shall vest on February 3, 2021, and one-twelfth (1/12th) of the remaining shares subject to the option shall vest every three months thereafter.

Read SEC document
November 03, 2020 Filed Nov 6, 2020 01:12 UTC GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001104659-20-122029 · a4.xml · derivative · entry 1

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2030-11-03

F1 · security: One-twelfth (1/12th) of the shares subject to the option shall vest on February 3, 2021, and one-twelfth (1/12th) of the remaining shares subject to the option shall vest every three months thereafter.

F1 · derivative.exercise_date: One-twelfth (1/12th) of the shares subject to the option shall vest on February 3, 2021, and one-twelfth (1/12th) of the remaining shares subject to the option shall vest every three months thereafter.

Read SEC document
November 03, 2020 Filed Nov 6, 2020 01:10 UTC GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001104659-20-122028 · a4.xml · derivative · entry 1

BARON RICHARD A · CIK 0001287754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2030-11-03

F1 · security: One-twelfth (1/12th) of the shares subject to the option shall vest on February 3, 2021, and one-twelfth (1/12th) of the remaining shares subject to the option shall vest every three months thereafter.

F1 · derivative.exercise_date: One-twelfth (1/12th) of the shares subject to the option shall vest on February 3, 2021, and one-twelfth (1/12th) of the remaining shares subject to the option shall vest every three months thereafter.

Read SEC document
November 03, 2020 Filed Nov 6, 2020 01:05 UTC
RAPP MICHAELDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001104659-20-122023 · a4.xml · derivative · entry 1

RAPP MICHAEL · CIK 0001405685 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2030-11-03

F1 · security: One-twelfth (1/12th) of the shares subject to the option shall vest on February 3, 2021, and one-twelfth (1/12th) of the remaining shares subject to the option shall vest every three months thereafter.

F1 · derivative.exercise_date: One-twelfth (1/12th) of the shares subject to the option shall vest on February 3, 2021, and one-twelfth (1/12th) of the remaining shares subject to the option shall vest every three months thereafter.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 18:14 UTC ConversionWarrant (right to buy) · Derivative 111,111 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001209191-20-054317 · doc4.xml · derivative · entry 6

MORRIS I WISTAR III · CIK 0000898242 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,111

Underlying: Common Stock · 111,111 shares

Expires 2023-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Each share of Series A Convertible Preferred Stock underlying this warrant automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F4 · derivative.exercise_date: Immediately exercisable.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 18:14 UTC ConversionWarrant (right to buy) · Derivative 111,111 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001209191-20-054317 · doc4.xml · derivative · entry 5

MORRIS I WISTAR III · CIK 0000898242 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Convertible Preferred Stock · 111,111 shares

Expires 2023-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Each share of Series A Convertible Preferred Stock underlying this warrant automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F4 · derivative.exercise_date: Immediately exercisable.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 18:14 UTC ConversionSeries A Convertible Preferred Stock · Derivative 38,464 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054317 · doc4.xml · derivative · entry 4

MORRIS I WISTAR III · CIK 0000898242 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 38,464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F2 · ownership.nature: The shares are held by Cotswold Foundation (the "Foundation"). the Reporting Person has voting and investment power with respect to shares held by the Foundation.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 18:14 UTC ConversionSeries A Convertible Preferred Stock · Derivative 882,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054317 · doc4.xml · derivative · entry 3

MORRIS I WISTAR III · CIK 0000898242 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 882,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 18:14 UTC ConversionCommon Stock 38,464 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-054317 · doc4.xml · nonDerivative · entry 2

MORRIS I WISTAR III · CIK 0000898242 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 38,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F2 · ownership.nature: The shares are held by Cotswold Foundation (the "Foundation"). the Reporting Person has voting and investment power with respect to shares held by the Foundation.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 18:14 UTC ConversionCommon Stock 882,475 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-054317 · doc4.xml · nonDerivative · entry 1

MORRIS I WISTAR III · CIK 0000898242 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:17 UTC ConversionSeries A Convertible Preferred Stock · Derivative 51,315 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054319 · doc4.xml · derivative · entry 2

Widlitz Michael · CIK 0001826907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:17 UTC ConversionCommon Stock 51,315 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-054319 · doc4.xml · nonDerivative · entry 1

Widlitz Michael · CIK 0001826907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:16 UTC
RAPP MICHAELDirector
ConversionWarrant (right to buy) · Derivative 166,666 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001209191-20-054318 · doc4.xml · derivative · entry 6

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,666

Underlying: Common Stock · 166,666 shares

Expires 2023-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Each share of Series A Convertible Preferred Stock underlying this warrant automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F4 · derivative.exercise_date: Immediately exercisable.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:16 UTC
RAPP MICHAELDirector
ConversionWarrant (right to buy) · Derivative 166,666 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001209191-20-054318 · doc4.xml · derivative · entry 5

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Convertible Preferred Stock · 166,666 shares

Expires 2023-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Each share of Series A Convertible Preferred Stock underlying this warrant automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F4 · derivative.exercise_date: Immediately exercisable.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:16 UTC
RAPP MICHAELDirector
ConversionSeries A Convertible Preferred Stock · Derivative 555,554 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054318 · doc4.xml · derivative · entry 4

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 555,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:16 UTC
RAPP MICHAELDirector
PurchaseCommon Stock 83,332 $12.00 $999,984.00
Disclosure

SEC source: 0001209191-20-054318 · doc4.xml · nonDerivative · entry 2

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,886

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:16 UTC
RAPP MICHAELDirector
ConversionCommon Stock 555,554 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-054318 · doc4.xml · nonDerivative · entry 1

RAPP MICHAEL · CIK 0001405685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:12 UTC ConversionWarrant (right to buy) · Derivative 11,111 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001209191-20-054316 · doc4.xml · derivative · entry 4

Lefenfeld Michael · CIK 0001826906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,111

Underlying: Common Stock · 11,111 shares

Expires 2023-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Each share of Series A Convertible Preferred Stock underlying this warrant automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:12 UTC ConversionWarrant (right to buy) · Derivative 11,111 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001209191-20-054316 · doc4.xml · derivative · entry 3

Lefenfeld Michael · CIK 0001826906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Convertible Preferred Stock · 11,111 shares

Expires 2023-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Each share of Series A Convertible Preferred Stock underlying this warrant automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:12 UTC ConversionSeries A Convertible Preferred Stock · Derivative 22,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054316 · doc4.xml · derivative · entry 2

Lefenfeld Michael · CIK 0001826906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:12 UTC ConversionCommon Stock 22,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-054316 · doc4.xml · nonDerivative · entry 1

Lefenfeld Michael · CIK 0001826906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:11 UTC ConversionWarrant (right to buy) · Derivative 11,111 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001209191-20-054315 · doc4.xml · derivative · entry 4

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,111

Underlying: Common Stock · 11,111 shares

Expires 2023-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Each share of Series A Convertible Preferred Stock underlying this warrant automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:11 UTC ConversionWarrant (right to buy) · Derivative 11,111 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001209191-20-054315 · doc4.xml · derivative · entry 3

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Convertible Preferred Stock · 11,111 shares

Expires 2023-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Each share of Series A Convertible Preferred Stock underlying this warrant automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:11 UTC ConversionSeries A Convertible Preferred Stock · Derivative 46,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054315 · doc4.xml · derivative · entry 2

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:11 UTC ConversionCommon Stock 46,388 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-054315 · doc4.xml · nonDerivative · entry 1

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:40 UTC
Fitzgerald Richard FChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 7,681 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001209191-20-053654 · doc4.xml · derivative · entry 2

Fitzgerald Richard F · CIK 0001459933 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,681

Underlying: Common Stock · 7,681 shares

Expires 2030-10-01

F2 · derivative.exercise_date: The shares subject to the option shall vest on October 1, 2025, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:40 UTC
Fitzgerald Richard FChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 104,802 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001209191-20-053654 · doc4.xml · derivative · entry 1

Fitzgerald Richard F · CIK 0001459933 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,802

Underlying: Common Stock · 104,802 shares

Expires 2030-10-01

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on October 1, 2021, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.