Tapewire

Nasdaq · USD

IMNM

Immunome Inc.

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Tapewire entity
4219
SEC CIK
0001472012
Parsed reports
187

Last 12 months

Inside the activity.

11 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202542
Jan 202600
Feb 202600
Mar 202632
Apr 202603
May 202610
Jun 202636
Jul 202608
Aug 202606
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2025 Filed Jun 12, 2025 20:50 UTC GrantDirector Stock Option (right to buy) · Derivative 18,864 $0.00 Strike: $9.57 $0.00
Disclosure

SEC source: 0001415889-25-016979 · form4-06122025_080620.xml · derivative · entry 1

SWAIN SANDRA M · CIK 0001908755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,864

Underlying: Common Stock · 18,864 shares

Expires 2035-06-09

F1 · derivative.exercise_date: The option vests in four quarterly installments, commencing from June 10, 2025 until the one-year anniversary thereafter, occurring on the same day of each succeeding fiscal quarter, subject to the Reporting Person's continuous service with the Company on each respective vesting date.

Read SEC document
June 03, 2025 Filed Jun 4, 2025 01:21 UTC PurchaseCommon Stock 5,000 $9.38 $46,900.00
Disclosure

SEC source: 0001415889-25-015478 · form4-06042025_010636.xml · nonDerivative · entry 1

BIENAIME JEAN JACQUES · CIK 0001221590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,415

F1 · price: The weighted average purchase price for the transaction report was $9.38, and the range of prices were between $9.36 and $9.40, inclusive. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
March 27, 2025 Filed Mar 28, 2025 21:54 UTC
Higgins JackChief Scientific Officer
Exercise / conversionEmployee Stock option (right to buy) · Derivative 5,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001415889-25-009201 · form4-03282025_090359.xml · derivative · entry 2

Higgins Jack · CIK 0001993684 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,840

Underlying: Common Stock · 5,200 shares

Expires 2032-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares vested on May 1, 2023, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
March 27, 2025 Filed Mar 28, 2025 21:54 UTC
Higgins JackChief Scientific Officer
Exercise / conversionCommon Stock 5,200 $1.35 $7,020.00
Disclosure

SEC source: 0001415889-25-009201 · form4-03282025_090359.xml · nonDerivative · entry 1

Higgins Jack · CIK 0001993684 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2025 Filed Mar 26, 2025 20:03 UTC
SIEGALL CLAY BDirector · President and CEO
PurchaseCommon Stock 137,100 $7.29 $999,459.00
Disclosure

SEC source: 0001415889-25-009017 · form4-03262025_080357.xml · nonDerivative · entry 1

SIEGALL CLAY B · CIK 0001167496 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 806,736

F1 · price: The weighted average purchase price for the transaction report was $7.29, and the range of prices were between $7.16 and $7.40, inclusive. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
March 25, 2025 Filed Mar 26, 2025 20:05 UTC PurchaseCommon Stock 7,800 $7.78 $60,684.00
Disclosure

SEC source: 0001415889-25-009019 · form4-03262025_080315.xml · nonDerivative · entry 1

BIENAIME JEAN JACQUES · CIK 0001221590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,415

F1 · price: The weighted average purchase price for the transaction report was $7.78, and the range of prices were between $7.37 and $8.51, inclusive. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
March 24, 2025 Filed Mar 25, 2025 21:15 UTC
Tsai PhilipChief Technology Officer
PurchaseCommon Stock 12,300 $8.42 $103,566.00
Disclosure

SEC source: 0001415889-25-008918 · form4-03252025_090350.xml · nonDerivative · entry 1

Tsai Philip · CIK 0002026600 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,300

Read SEC document
March 24, 2025 Filed Mar 25, 2025 21:18 UTC PurchaseCommon Stock 7,000 $8.21 $57,470.00
Disclosure

SEC source: 0001415889-25-008920 · form4-03252025_090358.xml · nonDerivative · entry 1

BIENAIME JEAN JACQUES · CIK 0001221590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,615

F1 · price: The weighted average purchase price for the transaction report was $8.21, and the range of prices were between $8.16 and $8.42, inclusive. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 02:01 UTC
SIEGALL CLAY BDirector · President and CEO
PurchaseCommon Stock 150,000 $7.75 $1,162,500.00
Disclosure

SEC source: 0001415889-25-002824 · form4-02042025_020240.xml · nonDerivative · entry 1

SIEGALL CLAY B · CIK 0001167496 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 669,636

F1 · kind: The Reporting Person purchased the shares in connection with the Issuer's recently completed underwritten public offering of common stock.

Read SEC document
November 22, 2024 Filed Nov 25, 2024 13:41 UTC
SIEGALL CLAY BDirector · President and CEO
PurchaseCommon Stock 33,943 $9.78 $331,918.41
Disclosure

SEC source: 0001415889-24-027601 · form4-11252024_011157.xml · nonDerivative · entry 2

SIEGALL CLAY B · CIK 0001167496 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 519,636

F2 · price: The weighted average purchase price for the transaction report was $9.7787, and the range of prices were between $9.41 and $9.90. Upon request be the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 13:41 UTC
SIEGALL CLAY BDirector · President and CEO
PurchaseCommon Stock 66,057 $9.54 $630,263.05
Disclosure

SEC source: 0001415889-24-027601 · form4-11252024_011157.xml · nonDerivative · entry 1

SIEGALL CLAY B · CIK 0001167496 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,693

F1 · price: The weighted average purchase price for the transaction report was $9.5412, and the range of prices were between $9.41 and 9.68. Upon request be the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 13:33 UTC
Tsai PhilipChief Technology Officer
PurchaseCommon Stock 21,000 $9.43 $198,030.00
Disclosure

SEC source: 0001415889-24-027597 · form4-11252024_011120.xml · nonDerivative · entry 1

Tsai Philip · CIK 0002026600 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,000

F1 · price: The purchase price for the reported transactions was $9.43. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, the Reporting Person will provide the full information regarding the securities purchased.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 13:35 UTC
Lechleider RobertChief Medical Officer
PurchaseCommon Stock 15,805 $9.48 $149,799.79
Disclosure

SEC source: 0001415889-24-027599 · form4-11252024_011125.xml · nonDerivative · entry 1

Lechleider Robert · CIK 0001997584 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,805

F1 · price: The purchase price for the reported transactions was $9.478. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, the Reporting Person will provide the full information regarding the securities purchased.

Read SEC document
September 19, 2024 Filed Sep 20, 2024 23:26 UTC
Rosett MaxChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 42,000 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001415889-24-023809 · form4-09202024_110913.xml · derivative · entry 3

Rosett Max · CIK 0001994071 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,848

Underlying: Common Stock · 42,000 shares

Expires 2033-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person's Form 3 filed on October 12, 2023 contains a scrivener's error reflecting an exercise price of $1.06 instead of the correct exercise price of $1.05.

F4 · derivative.exercise_date: 25% of the shares vested on March 24, 2023, and the remaining shares shall vest in 36 monthly installments thereafter.

Read SEC document
September 19, 2024 Filed Sep 20, 2024 23:26 UTC
Rosett MaxChief Financial Officer
SaleCommon Stock 14,380 $16.01 $230,223.80
Disclosure

SEC source: 0001415889-24-023809 · form4-09202024_110913.xml · nonDerivative · entry 2

Rosett Max · CIK 0001994071 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,476

F1 · kind: The shares were sold pursuant to sell to cover transactions.

F2 · price: The weighted average sale price for the transaction report was $16.01, and the range of prices were between $15.97 and $16.10. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
September 19, 2024 Filed Sep 20, 2024 23:26 UTC
Rosett MaxChief Financial Officer
Exercise / conversionCommon Stock 42,000 $1.05 $44,100.00
Disclosure

SEC source: 0001415889-24-023809 · form4-09202024_110913.xml · nonDerivative · entry 1

Rosett Max · CIK 0001994071 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 01:05 UTC
Higgins JackChief Scientific Officer
GiftCommon Stock 2,471 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021656 · form4-08202024_010805.xml · nonDerivative · entry 3

Higgins Jack · CIK 0001993684 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,529

Read SEC document
August 16, 2024 Filed Aug 20, 2024 01:07 UTC PurchaseCommon Stock 7,000 $13.94 $97,608.00
Disclosure

SEC source: 0001415889-24-021659 · form4-08202024_010811.xml · nonDerivative · entry 1

BIENAIME JEAN JACQUES · CIK 0001221590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,615

F1 · price: The weighted average purchase price for the transaction report was $13.944, and the range of prices were between $13.750 and $14.210. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:05 UTC
Higgins JackChief Scientific Officer
Exercise / conversionStock option (right to buy) · Derivative 19,524 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001415889-24-021656 · form4-08202024_010805.xml · derivative · entry 4

Higgins Jack · CIK 0001993684 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,040

Underlying: Common Stock · 19,524 shares

Expires 2032-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares vested on May 1, 2023, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:05 UTC
Higgins JackChief Scientific Officer
SaleCommon Stock 3,524 $13.93 $49,071.70
Disclosure

SEC source: 0001415889-24-021656 · form4-08202024_010805.xml · nonDerivative · entry 2

Higgins Jack · CIK 0001993684 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

F1 · kind: The shares were sold pursuant to sell to cover transactions.

F2 · price: The weighted average sale price for the transaction report was $13.925, and the range of prices were between $13.800 and $14.020. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 01:05 UTC
Higgins JackChief Scientific Officer
Exercise / conversionCommon Stock 19,524 $1.35 $26,357.40
Disclosure

SEC source: 0001415889-24-021656 · form4-08202024_010805.xml · nonDerivative · entry 1

Higgins Jack · CIK 0001993684 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:56 UTC
SIEGALL CLAY BDirector · President and CEO
GrantStock option (right to buy) · Derivative 800,000 $0.00 Strike: $12.92 $0.00
Disclosure

SEC source: 0001415889-24-021240 · form4-08132024_090811.xml · derivative · entry 1

SIEGALL CLAY B · CIK 0001167496 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2034-08-08

F1 · derivative.exercise_date: 25% of the shares subject to the options vest on August 9, 2025, and one-thirty-sixth (1/36th) of the remaining shares subject to the options shall vest every month thereafter.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:43 UTC
Rosett MaxEVP, Operations & CFO
GrantStock option (right to buy) · Derivative 190,000 $0.00 Strike: $12.92 $0.00
Disclosure

SEC source: 0001415889-24-021230 · form4-08132024_090853.xml · derivative · entry 1

Rosett Max · CIK 0001994071 · EVP, Operations & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 190,000 shares

Expires 2034-08-08

F1 · derivative.exercise_date: 25% of the shares subject to the options vest on August 9, 2025, and one-thirty-sixth (1/36th) of the remaining shares subject to the options shall vest every month thereafter.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:54 UTC
Stoneman Sandra G.CHIEF LEGAL OFFICER & GC
GrantStock option (right to buy) · Derivative 210,000 $0.00 Strike: $12.92 $0.00
Disclosure

SEC source: 0001415889-24-021238 · form4-08132024_090806.xml · derivative · entry 1

Stoneman Sandra G. · CIK 0001831144 · CHIEF LEGAL OFFICER & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Common Stock · 210,000 shares

Expires 2034-08-08

F1 · derivative.exercise_date: 25% of the shares subject to the options vest on August 9, 2025, and one-thirty-sixth (1/36th) of the remaining shares subject to the options shall vest every month thereafter.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:51 UTC
Horn KinneyCHIEF BUSINESS OFFICER
GrantStock option (right to buy) · Derivative 130,000 $0.00 Strike: $12.92 $0.00
Disclosure

SEC source: 0001415889-24-021236 · form4-08132024_090819.xml · derivative · entry 1

Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2034-08-08

F1 · derivative.exercise_date: 25% of the shares subject to the options vest on August 9, 2025, and one-thirty-sixth (1/36th) of the remaining shares subject to the options shall vest every month thereafter.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:48 UTC
Turner BruceChief Strategy Officer
GrantStock option (right to buy) · Derivative 110,000 $0.00 Strike: $12.92 $0.00
Disclosure

SEC source: 0001415889-24-021234 · form4-08132024_090830.xml · derivative · entry 1

Turner Bruce · CIK 0001993683 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2034-08-08

F1 · derivative.exercise_date: 25% of the shares subject to the options vest on August 9, 2025, and one-thirty-sixth (1/36th) of the remaining shares subject to the options shall vest every month thereafter.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:36 UTC
Higgins JackChief Scientific Officer
GrantStock option (right to buy) · Derivative 190,000 $0.00 Strike: $12.92 $0.00
Disclosure

SEC source: 0001415889-24-021226 · form4-08132024_090822.xml · derivative · entry 1

Higgins Jack · CIK 0001993684 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 190,000 shares

Expires 2034-08-08

F1 · derivative.exercise_date: 25% of the shares subject to the options vest on August 9, 2025, and one-thirty-sixth (1/36th) of the remaining shares subject to the options shall vest every month thereafter.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:40 UTC
Lechleider RobertChief Medical Officer
GrantStock option (right to buy) · Derivative 200,000 $0.00 Strike: $12.92 $0.00
Disclosure

SEC source: 0001415889-24-021228 · form4-08132024_090844.xml · derivative · entry 1

Lechleider Robert · CIK 0001997584 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2034-08-08

F1 · derivative.exercise_date: 25% of the shares subject to the options vest on August 9, 2025, and one-thirty-sixth (1/36th) of the remaining shares subject to the options shall vest every month thereafter.

Read SEC document
June 17, 2024 Filed Jun 19, 2024 01:08 UTC
Tsai PhilipChief Technology Officer
GrantStock option (right to buy) · Derivative 250,000 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001415889-24-017531 · form4-06192024_010626.xml · derivative · entry 1

Tsai Philip · CIK 0002026600 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2034-06-16

F1 · derivative.exercise_date: 25% of the shares subject to the options vest on June 17, 2025, and one-thirty-sixth (1/36th) of the remaining shares subject to the options shall vest every month thereafter.

Read SEC document
June 13, 2024 Filed Jun 19, 2024 00:48 UTC GrantStock option (right to buy) · Derivative 11,333 $0.00 Strike: $16.04 $0.00
Disclosure

SEC source: 0001415889-24-017516 · form4-06192024_120629.xml · derivative · entry 1

Barchas Isaac · CIK 0001808343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,333

Underlying: Common Stock · 11,333 shares

Expires 2034-06-12

F1 · derivative.exercise_date: The options vest in 4 quarterly installments, commencing from June 13, 2024 until the one year anniversary thereafter, occurring on the same day of each succeeding fiscal quarter, subject to continued service with the Company on each respective vesting date.

Read SEC document
June 13, 2024 Filed Jun 19, 2024 01:01 UTC GrantStock option (right to buy) · Derivative 11,333 $0.00 Strike: $16.04 $0.00
Disclosure

SEC source: 0001415889-24-017526 · form4-06192024_010614.xml · derivative · entry 1

Boylan James P · CIK 0001953094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,333

Underlying: Common Stock · 11,333 shares

Expires 2034-06-12

F1 · shares: Mr. Boylan has agreed to receive and hold for the benefit of Enavate Sciences, LP, any securities granted to him for his service as a director on the Company's board of directors. As such, Mr. Boylan disclaims beneficial ownership of, and all right, title and interest in, the reported securities.

F2 · derivative.exercise_date: The options vest in 4 quarterly installments, commencing from June 13, 2024 until the one year anniversary thereafter, occurring on the same day of each succeeding fiscal quarter, subject to continued service with the Company on each respective vesting date.

Read SEC document
June 13, 2024 Filed Jun 19, 2024 00:59 UTC GrantStock option (right to buy) · Derivative 11,333 $0.00 Strike: $16.04 $0.00
Disclosure

SEC source: 0001415889-24-017524 · form4-06192024_120638.xml · derivative · entry 1

SCHAFER CAROL · CIK 0001272181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,333

Underlying: Common Stock · 11,333 shares

Expires 2034-06-12

F1 · derivative.exercise_date: The options vest in 4 quarterly installments, commencing from June 13, 2024 until the one year anniversary thereafter, occurring on the same day of each succeeding fiscal quarter, subject to continued service with the Company on each respective vesting date.

Read SEC document
June 13, 2024 Filed Jun 19, 2024 00:56 UTC GrantStock option (right to buy) · Derivative 11,333 $0.00 Strike: $16.04 $0.00
Disclosure

SEC source: 0001415889-24-017522 · form4-06192024_120645.xml · derivative · entry 1

SWAIN SANDRA M · CIK 0001908755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,333

Underlying: Common Stock · 11,333 shares

Expires 2034-06-12

F1 · derivative.exercise_date: The options vest in 4 quarterly installments, commencing from June 13, 2024 until the one year anniversary thereafter, occurring on the same day of each succeeding fiscal quarter, subject to continued service with the Company on each respective vesting date.

Read SEC document
June 13, 2024 Filed Jun 19, 2024 00:54 UTC GrantStock option (right to buy) · Derivative 11,333 $0.00 Strike: $16.04 $0.00
Disclosure

SEC source: 0001415889-24-017520 · form4-06192024_120643.xml · derivative · entry 1

WAGENHEIM PHILIP · CIK 0001405684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,333

Underlying: Common Stock · 11,333 shares

Expires 2034-06-12

F1 · derivative.exercise_date: The options vest in 4 quarterly installments, commencing from June 13, 2024 until the one year anniversary thereafter, occurring on the same day of each succeeding fiscal quarter, subject to continued service with the Company on each respective vesting date.

Read SEC document
June 13, 2024 Filed Jun 19, 2024 00:52 UTC GrantStock option (right to buy) · Derivative 11,333 $0.00 Strike: $16.04 $0.00
Disclosure

SEC source: 0001415889-24-017518 · form4-06192024_120605.xml · derivative · entry 1

BIENAIME JEAN JACQUES · CIK 0001221590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,333

Underlying: Common Stock · 11,333 shares

Expires 2034-06-12

F1 · derivative.exercise_date: The options vest in 4 quarterly installments, commencing from June 13, 2024 until the one year anniversary thereafter, occurring on the same day of each succeeding fiscal quarter, subject to continued service with the Company on each respective vesting date.

Read SEC document
May 21, 2024 Filed May 21, 2024 20:13 UTC
SIEGALL CLAY BDirector · President and CEO
PurchaseCommon Stock 20,434 $13.78 $281,547.83
Disclosure

SEC source: 0001415889-24-013935 · form4-05212024_080525.xml · nonDerivative · entry 2

SIEGALL CLAY B · CIK 0001167496 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,636

F2 · price: The weighted average purchase price for the transaction report was $13.7784, and the range of prices were between $13.62 and $13.99. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
May 21, 2024 Filed May 22, 2024 20:49 UTC PurchaseCommon Stock 2,000 $13.57 $27,139.80
Disclosure

SEC source: 0001415889-24-014107 · form4-05222024_080525.xml · nonDerivative · entry 1

BIENAIME JEAN JACQUES · CIK 0001221590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,615

Read SEC document
May 20, 2024 Filed May 21, 2024 20:13 UTC
SIEGALL CLAY BDirector · President and CEO
PurchaseCommon Stock 79,566 $13.91 $1,106,524.36
Disclosure

SEC source: 0001415889-24-013935 · form4-05212024_080525.xml · nonDerivative · entry 1

SIEGALL CLAY B · CIK 0001167496 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,202

F1 · price: The weighted average purchase price for the transaction report was $13.907,and the range of prices were between $13.77 and $13.99. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

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May 16, 2024 Filed May 17, 2024 21:11 UTC
Rosett MaxEVP, Operations & CFO
GrantStock option (right to buy) · Derivative 30,000 $0.00 Strike: $14.40 $0.00
Disclosure

SEC source: 0001415889-24-013577 · form4-05172024_090559.xml · derivative · entry 1

Rosett Max · CIK 0001994071 · EVP, Operations & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-05-15

F1 · derivative.exercise_date: 25% of the shares subject to the options vest on May 16, 2025, and one-thirty-sixth (1/36th) of the remaining shares subject to the options shall vest every month thereafter.

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April 25, 2024 Filed Apr 30, 2024 00:14 UTC GrantStock option (right to buy) · Derivative 25,737 $0.00 Strike: $14.26 $0.00
Disclosure

SEC source: 0001415889-24-011716 · form4-04302024_120419.xml · derivative · entry 1

SWAIN SANDRA M · CIK 0001908755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,737

Underlying: Common Stock · 25,737 shares

Expires 2034-04-24

F1 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on April 25, 2024, and continuing thereafter on the same day of each succeeding fiscal quarter, subject to continued service with the Company on each respective vesting date.

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February 20, 2024 Filed Feb 22, 2024 02:10 UTC
Horn KinneyCHIEF BUSINESS OFFICER
GrantStock option (right to buy) · Derivative 300,000 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0001415889-24-004704 · form4-02222024_020242.xml · derivative · entry 1

Horn Kinney · CIK 0001831215 · CHIEF BUSINESS OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2034-02-19

F1 · derivative.exercise_date: 25% of the shares subject to the options vest on February 12, 2025, and one-thirty-sixth (1/36th) of the remaining shares subject to the options shall vest every month thereafter.

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January 31, 2024 Filed Feb 1, 2024 01:53 UTC
Rosett MaxEVP, OPERATIONS & INTERIM CFO
GrantStock option (right to buy) · Derivative 175,000 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001415889-24-002121 · form4-02012024_010250.xml · derivative · entry 1

Rosett Max · CIK 0001994071 · EVP, OPERATIONS & INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2034-01-30

F1 · derivative.exercise_date: 25% of the shares subject to the options vest on January 31, 2025, and one-thirty-sixth (1/36th) of the remaining shares subject to the options shall vest every month thereafter.

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January 31, 2024 Filed Feb 1, 2024 01:50 UTC
Stoneman Sandra G.CHIEF LEGAL OFFICER & GC
GrantStock option (right to buy) · Derivative 200,000 $0.00 Strike: $16.57 $0.00
Disclosure

SEC source: 0001415889-24-002119 · form4-02012024_010238.xml · derivative · entry 1

Stoneman Sandra G. · CIK 0001831144 · CHIEF LEGAL OFFICER & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2034-01-30

F1 · derivative.exercise_date: 25% of the shares subject to the options vest on January 31, 2025, and one-thirty-sixth (1/36th) of the remaining shares subject to the options shall vest every month thereafter.

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January 02, 2024 Filed Jan 4, 2024 22:37 UTC GrantStock option (right to buy) · Derivative 32,934 $0.00 Strike: $11.01 $0.00
Disclosure

SEC source: 0001209191-24-000861 · doc4.xml · derivative · entry 1

SCHAFER CAROL · CIK 0001272181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,934

Underlying: Common Stock · 32,934 shares

Expires 2034-01-01

F1 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on January 2, 2024 and continuing thereafter on the same day of each succeeding fiscal quarter, subject to continued service with the Company on each respective vesting date.

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December 13, 2023 Filed Dec 15, 2023 19:28 UTC
Roberts Phil NolandChief Technology Officer
GrantStock option (right to buy) · Derivative 275,000 $0.00 Strike: $7.34 $0.00
Disclosure

SEC source: 0001209191-23-058886 · doc4.xml · derivative · entry 1

Roberts Phil Noland · CIK 0002004455 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2033-12-12

F1 · derivative.exercise_date: 25% of the shares subject to the options vest on December 8, 2024, and one-thirty-sixth (1/36th) of the remaining shares subject to the options shall vest every month thereafter.

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December 01, 2023 Filed Dec 6, 2023 02:08 UTC
Higgins JackChief Scientific Officer
GrantStock option (right to buy) · Derivative 200,000 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001209191-23-057567 · doc4.xml · derivative · entry 1

Higgins Jack · CIK 0001993684 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-11-30

F1 · derivative.exercise_date: On December 1, 2023, Dr. Higgins was granted an option to purchase 200,000 shares of common stock. The option vests (i) with respect to 100,000 shares, 25% of such shares subject to the option, vest on November 17, 2024, and the remaining shares will vest monthly thereafter over three years, and (ii) with respect to the remaining 100,000 shares, which vesting shall commence as of the date a certain condition set forth in Dr. Higgins' Amended and Restated Offer Letter dated November 30, 2023, is satisfied, 25% of the shares subject to the option will vest 1 year from the completion of that certain condition, and the remaining shares will vest monthly thereafter over three years.

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November 07, 2023 Filed Nov 9, 2023 21:25 UTC GrantStock option (right to buy) · Derivative 40,696 $0.00 Strike: $8.91 $0.00
Disclosure

SEC source: 0001209191-23-054838 · doc4.xml · derivative · entry 1

BIENAIME JEAN JACQUES · CIK 0001221590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,696

Underlying: Common Stock · 40,696 shares

Expires 2033-11-06

F1 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on November 7, 2023 and continuing thereafter on the same day of each succeeding fiscal quarter, subject to continued service with the Company on each respective vesting date.

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October 27, 2023 Filed Oct 31, 2023 22:35 UTC GrantStock option (right to buy) · Derivative 41,538 $0.00 Strike: $8.73 $0.00
Disclosure

SEC source: 0001209191-23-053984 · doc4.xml · derivative · entry 1

Barchas Isaac · CIK 0001808343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,538

Underlying: Common Stock · 41,538 shares

Expires 2033-10-26

F1 · shares: Mr. Barchas waived the initial grant provided for under the Company's non-employee director compensation policy in effect on the date he joined the Company's board of directors pending the adoption of an amended and restated non-employee director compensation policy (the "New NED Compensation Policy"). On October 27, 2023, the compensation committee of the Company's board of directors adopted and approved the New NED Compensation Policy. The above reflects Mr. Barchas' initial grant under the New NED Compensation Policy.

F2 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on October 2, 2023 and continuing thereafter on the same day of each succeeding fiscal quarter, subject to continued service with the Company on each respective vesting date.

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October 27, 2023 Filed Oct 31, 2023 22:32 UTC GrantStock option (right to buy) · Derivative 41,538 $0.00 Strike: $8.73 $0.00
Disclosure

SEC source: 0001209191-23-053983 · doc4.xml · derivative · entry 1

Boylan James P · CIK 0001953094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,538

Underlying: Common Stock · 41,538 shares

Expires 2033-10-26

F1 · shares: Mr. Boylan waived the initial grant provided for under the Company's non-employee director compensation policy in effect on the date he joined the Company's board of directors pending the adoption of an amended and restated non-employee director compensation policy (the "New NED Compensation Policy"). On October 27, 2023, the compensation committee of the Company's board of directors adopted and approved the New NED Compensation Policy. The above reflects Mr. Boylan's initial grant under the New NED Compensation Policy.

F2 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on October 2, 2023 and continuing thereafter on the same day of each succeeding fiscal quarter, subject to continued service with the Company on each respective vesting date.

F3 · balance_after: Mr. Boylan has agreed to receive and hold for the benefit of Enavate Sciences, LP, any securities granted to him for his service as a director on the Company's board of directors. As such, Mr. Boylan disclaims beneficial ownership of, and all right, title and interest in, the reported securities.

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October 27, 2023 Filed Oct 31, 2023 22:30 UTC
Lechleider RobertChief Medical Officer
GrantStock option (right to buy) · Derivative 400,000 $0.00 Strike: $8.73 $0.00
Disclosure

SEC source: 0001209191-23-053982 · doc4.xml · derivative · entry 1

Lechleider Robert · CIK 0001997584 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2033-10-26

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on October 16, 2024, and the remaining shares will vest monthly thereafter over three years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.