Tapewire

Nasdaq · USD

IMMR

IMMERSION CORP

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Tapewire entity
6143
SEC CIK
0001058811
Parsed reports
308

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202640

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2024 Filed Jan 2, 2024 23:07 UTC
MARTIN WILLIAM CDirector · Chief Strategy Officer
Tax withholdingCommon Stock 8,751 $7.16 $62,657.16
Disclosure

SEC source: 0001213900-24-000338 · marketforms-63941.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 802,588

F2 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:15 UTC
Singer EricDirector · President and CEO
Tax withholdingCommon Stock 7,344 $7.06 $51,848.64
Disclosure

SEC source: 0001213900-24-000917 · marketforms-63942.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 935,825

F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 23:07 UTC
MARTIN WILLIAM CDirector · Chief Strategy Officer
GrantCommon Stock 8,008 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-000338 · marketforms-63941.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 811,339

F1 · shares: Common stock issued to the Reporting Person in lieu of salary earned during the three months ended December 31, 2023 less applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law. The total number of shares of the Issuer's common stock issued to the Reporting Person was calculated by determining the salary earned by the Reporting Person during the three months ended December 31, 2023, subtracting applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law, and dividing the remainder by the closing price on December 29, 2023.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 20:28 UTC
Singer EricDirector · President and CEO
Tax withholdingCommon Stock 9,838 $6.61 $65,029.18
Disclosure

SEC source: 0001013762-23-000472 · marketforms-62727.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 943,169

F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 12:50 UTC
MARTIN WILLIAM CDirector · Chief Strategy Officer
Tax withholdingCommon Stock 11,401 $6.61 $75,360.61
Disclosure

SEC source: 0001013762-23-000755 · marketforms-62726.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 803,331

F2 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 12:50 UTC
MARTIN WILLIAM CDirector · Chief Strategy Officer
GrantCommon Stock 7,326 $0.00 $0.00
Disclosure

SEC source: 0001013762-23-000755 · marketforms-62726.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,732

F1 · shares: Common stock issued to the Reporting Person in lieu of salary earned during the three months ended September 30, 2023 less applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law. The total number of shares of the Issuer's common stock issued to the Reporting Person was calculated by determining the salary earned by the Reporting Person during the three months ended September30, 2023, subtracting applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law, and dividing the remainder by the closing price on September 29, 2023.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 23:08 UTC
Akerman AaronFormer Chief Financial Officer
Tax withholdingCommon Stock 967 $6.76 $6,536.92
Disclosure

SEC source: 0001213900-23-066370 · marketforms-62225.xml · nonDerivative · entry 2

Akerman Aaron · CIK 0001799626 · Former Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,078

F3 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the PSUs.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 23:08 UTC
Akerman AaronFormer Chief Financial Officer
Exercise / conversionPerformance-based Restricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-066370 · marketforms-62225.xml · derivative · entry 3

Akerman Aaron · CIK 0001799626 · Former Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 1,875 shares

Expires 2025-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units ("PSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Grant of 30,000 PSUs, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 23:08 UTC
Akerman AaronFormer Chief Financial Officer
Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-066370 · marketforms-62225.xml · nonDerivative · entry 1

Akerman Aaron · CIK 0001799626 · Former Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units ("PSUs") convert into common stock on a one-for-one basis.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:20 UTC
Singer EricDirector · President and CEO
Tax withholdingCommon Stock 9,984 $7.08 $70,686.72
Disclosure

SEC source: 0001213900-23-054775 · marketforms-62037.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 953,007

F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:19 UTC
MARTIN WILLIAM CDirector · Chief Strategy Officer
Tax withholdingCommon Stock 11,543 $7.08 $81,724.44
Disclosure

SEC source: 0001213900-23-054773 · marketforms-62041.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 807,406

F2 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:19 UTC
MARTIN WILLIAM CDirector · Chief Strategy Officer
GrantCommon Stock 14,834 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-054773 · marketforms-62041.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 818,949

F1 · shares: Common stock issued to the Reporting Person in lieu of salary earned during the first six months of 2023 less applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law. The total number of shares of the Issuer's common stock issued to the Reporting Person was calculated by determining the salary earned by the Reporting Person during the first six months of 2023, subtracting applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law, and dividing the remainder by the closing price on June 30, 2023.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:15 UTC
Akerman AaronChief Financial Officer
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 20,500 $0.00 Strike: $7.57 $0.00
Disclosure

SEC source: 0001213900-23-049259 · marketforms-61832.xml · derivative · entry 6

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,228

Underlying: Common Stock · 20,500 shares

Expires 2027-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares subject to the option vested on January 13, 2021, and an additional 1/48th of the shares subject to the option shall vest on the same day of each month thereafter until 100% of the shares subject to the option shall be vested on January 13, 2024, subject to Reporting Person's continued employment with the Issuer through each such date.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:15 UTC
Akerman AaronChief Financial Officer
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 272 $0.00 Strike: $7.57 $0.00
Disclosure

SEC source: 0001213900-23-049259 · marketforms-61832.xml · derivative · entry 5

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,728

Underlying: Common Stock · 272 shares

Expires 2027-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares subject to the option vested on January 13, 2021, and an additional 1/48th of the shares subject to the option shall vest on the same day of each month thereafter until 100% of the shares subject to the option shall be vested on January 13, 2024, subject to Reporting Person's continued employment with the Issuer through each such date.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:15 UTC
Akerman AaronChief Financial Officer
SaleCommon Stock 20,500 $7.82 $160,320.25
Disclosure

SEC source: 0001213900-23-049259 · marketforms-61832.xml · nonDerivative · entry 4

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,170

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:15 UTC
Akerman AaronChief Financial Officer
Exercise / conversionCommon Stock 20,500 $7.57 $155,185.00
Disclosure

SEC source: 0001213900-23-049259 · marketforms-61832.xml · nonDerivative · entry 3

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:15 UTC
Akerman AaronChief Financial Officer
SaleCommon Stock 272 $7.89 $2,146.08
Disclosure

SEC source: 0001213900-23-049259 · marketforms-61832.xml · nonDerivative · entry 2

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,170

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:15 UTC
Akerman AaronChief Financial Officer
Exercise / conversionCommon Stock 272 $7.57 $2,059.04
Disclosure

SEC source: 0001213900-23-049259 · marketforms-61832.xml · nonDerivative · entry 1

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 20:34 UTC
DODSON J MICHAELChief Financial Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-048951 · marketforms-61819.xml · nonDerivative · entry 1

DODSON J MICHAEL · CIK 0001231559 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Represents a grant of restricted stock units. Vesting shall occur over a three-year period and shall vest as to 1/3rd of the total number of shares (16,667 shares in year 1 and 2; 16,666 shares in year 3) on each annual anniversary of the vesting start date, subject to continued service to the Company in the capacity of an employee.

Read SEC document
May 11, 2023 Filed May 13, 2023 00:59 UTC
Akerman AaronChief Financial Officer
Tax withholdingCommon Stock 1,006 $6.98 $7,021.88
Disclosure

SEC source: 0001213900-23-039202 · marketforms-61490.xml · nonDerivative · entry 2

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,170

F3 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the PSUs.

Read SEC document
May 10, 2023 Filed May 13, 2023 00:59 UTC
Akerman AaronChief Financial Officer
Exercise / conversionPerformance-based Restricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-039202 · marketforms-61490.xml · derivative · entry 3

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 1,875 shares

Expires 2025-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted stock Units ("PSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Grant of 30,000 PSUs, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020.

Read SEC document
May 10, 2023 Filed May 13, 2023 00:59 UTC
Akerman AaronChief Financial Officer
Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-039202 · marketforms-61490.xml · nonDerivative · entry 1

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted stock Units ("PSUs") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:12 UTC
Singer EricDirector · President and CEO
Tax withholdingCommon Stock 9,838 $8.94 $87,951.72
Disclosure

SEC source: 0001628280-23-010600 · wf-form4_168063914943472.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 962,991

F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:10 UTC
MARTIN WILLIAM CDirector · Chief Strategy Officer
Tax withholdingCommon Stock 11,400 $8.94 $101,916.00
Disclosure

SEC source: 0001628280-23-010590 · wf-form4_168063897684369.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 804,115

F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:19 UTC GrantCommon Stock 15,043 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010403 · wf-form4_168055317314227.xml · nonDerivative · entry 1

Wasch Childress Frederick · CIK 0001904246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,701

F1 · shares: Represents a grant of restricted stock pursuant to and in accordance with the Company's director compensation policy, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of March 30, 2023 or (ii) the date of the Issuer's 2024 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:18 UTC
Singer EricDirector · President and CEO
GrantCommon Stock 15,043 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010400 · wf-form4_168055311427604.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 972,829

F1 · shares: Represents a grant of restricted stock pursuant to and in accordance with the Company's director compensation policy, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of March 30, 2023 or (ii) the date of the Issuer's 2024 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:17 UTC
Nader EliasDirector
GrantCommon Stock 15,043 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010399 · wf-form4_168055305125978.xml · nonDerivative · entry 1

Nader Elias · CIK 0001571322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,266

F1 · shares: Represents a grant of restricted stock pursuant to and in accordance with the Company's director compensation policy, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of March 30, 2023 or (ii) the date of the Issuer's 2024 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:15 UTC
MARTIN WILLIAM CDirector · Chief Strategy Officer
GrantCommon Stock 15,043 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010395 · wf-form4_168055292617247.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 815,515

F1 · shares: Represents a grant of restricted stock pursuant to and in accordance with the Company's director compensation policy, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of March 30, 2023 or (ii) the date of the Issuer's 2024 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:13 UTC GrantCommon Stock 15,043 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010393 · wf-form4_168055282228966.xml · nonDerivative · entry 1

HOFFMAN EMILY · CIK 0001971820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,043

F1 · shares: Represents a grant of restricted stock pursuant to and in accordance with the Company's director compensation policy, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of March 30, 2023 or (ii) the date of the Issuer's 2024 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events.

Read SEC document
March 19, 2023 Filed Mar 22, 2023 00:43 UTC
MARTIN WILLIAM CDirector · Chief Strategy Officer
GrantPerformance-based Restricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008824 · wf-form4_167944577117527.xml · derivative · entry 3

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 0 shares

Expires 2027-01-01

F2 · derivative.exercise_price: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between January 1, 2022 and January 1, 2027; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a three (3) year-period commencing on January 1, 2022.

F2 · derivative.exercise_date: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between January 1, 2022 and January 1, 2027; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a three (3) year-period commencing on January 1, 2022.

Read SEC document
March 19, 2023 Filed Mar 22, 2023 00:43 UTC
MARTIN WILLIAM CDirector · Chief Strategy Officer
Tax withholdingCommon Stock 42,704 $7.87 $336,080.48
Disclosure

SEC source: 0001628280-23-008824 · wf-form4_167944577117527.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,472

F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

Read SEC document
March 19, 2023 Filed Mar 22, 2023 00:43 UTC
MARTIN WILLIAM CDirector · Chief Strategy Officer
Exercise / conversionCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008824 · wf-form4_167944577117527.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 843,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2023 Filed Mar 22, 2023 00:00 UTC
Singer EricDirector · President and CEO
GrantPerformance-based Restricted Stock Units · Derivative 0 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008811 · wf-form4_167944319814238.xml · derivative · entry 3

Singer Eric · CIK 0001443284 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 0 shares

Expires 2027-01-01

F2 · derivative.exercise_price: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between January 1, 2022 and January 1, 2027; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a three (3) year-period commencing on January 1, 2022.

F2 · derivative.exercise_date: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between January 1, 2022 and January 1, 2027; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a three (3) year-period commencing on January 1, 2022.

Read SEC document
March 19, 2023 Filed Mar 22, 2023 00:00 UTC
Singer EricDirector · President and CEO
Tax withholdingCommon Stock 39,323 $7.87 $309,472.01
Disclosure

SEC source: 0001628280-23-008811 · wf-form4_167944319814238.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 957,786

F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

Read SEC document
March 19, 2023 Filed Mar 22, 2023 00:00 UTC
Singer EricDirector · President and CEO
Exercise / conversionCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008811 · wf-form4_167944319814238.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 997,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 20:51 UTC
Jose FrancisGeneral Counsel
SaleCommon Stock 1,441 $7.68 $11,066.59
Disclosure

SEC source: 0001628280-23-007723 · wf-form4_167874069539474.xml · nonDerivative · entry 2

Jose Francis · CIK 0001863106 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,032

F2 · price: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the RSUs.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:51 UTC
Jose FrancisGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-007723 · wf-form4_167874069539474.xml · derivative · entry 3

Jose Francis · CIK 0001863106 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,483 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on one-for-one basis

F3 · derivative.exercise_date: On March 9, 2020, the Reporting Person was granted 10,450 RSUs, 1/3 of which vested on March 9, 2021, 1/3 of which vested on March 9, 2022, and 1/3 of vested on March 9, 2023.

F3 · derivative.expiration_date: On March 9, 2020, the Reporting Person was granted 10,450 RSUs, 1/3 of which vested on March 9, 2021, 1/3 of which vested on March 9, 2022, and 1/3 of vested on March 9, 2023.

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March 09, 2023 Filed Mar 13, 2023 20:51 UTC
Jose FrancisGeneral Counsel
Exercise / conversionCommon Stock 3,483 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-007723 · wf-form4_167874069539474.xml · nonDerivative · entry 1

Jose Francis · CIK 0001863106 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on one-for-one basis

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February 13, 2023 Filed Feb 14, 2023 21:10 UTC
Akerman AaronChief Financial Officer
SaleCommon Stock 966 $7.08 $6,839.28
Disclosure

SEC source: 0001628280-23-003509 · wf-form4_167640897969022.xml · nonDerivative · entry 2

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,301

F2 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the PSUs.

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February 10, 2023 Filed Feb 14, 2023 21:10 UTC
Akerman AaronChief Financial Officer
Exercise / conversionPerformance-based Restricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003509 · wf-form4_167640897969022.xml · derivative · entry 3

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 1,875 shares

Expires 2025-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Grant of 30,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020.

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February 10, 2023 Filed Feb 14, 2023 21:10 UTC
Akerman AaronChief Financial Officer
Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-003509 · wf-form4_167640897969022.xml · nonDerivative · entry 1

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 18, 2023 Filed Jan 18, 2023 22:53 UTC
Akerman AaronChief Financial Officer
SaleCommon Stock 12,112 $7.51 $90,961.12
Disclosure

SEC source: 0001628280-23-001202 · wf-form4_167408240461991.xml · nonDerivative · entry 2

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,392

F2 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the RSUs.

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January 13, 2023 Filed Jan 17, 2023 21:39 UTC
MARTIN WILLIAM CDirector · Chief Strategy Officer
GrantCommon Stock 44,301 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001124 · wf-form4_167399152906853.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,176

F1 · security: Granted in accordance with the Issuer's 2021 Equity Incentive Plan (the "Plan"). In accordance with the terms of the Plan and as approved by the Issuer's Board of Directors, the Reporting Person is permitted to, and has, elected to be paid his salary as an executive officer of the Issuer in the form of the Issuer's Common Stock.

F3 · shares: Common Stock issued to the Reporting Person in lieu of bonus earned during 2022 less applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law. The total number of shares of the Issuer's Common Stock issued to the Reporting Person was calculated by dividing the bonus earned by the Reporting Person during 2022, subtracting applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law, dividing the remainder by the closing price on January 13, 2023.

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January 13, 2023 Filed Jan 17, 2023 21:39 UTC
MARTIN WILLIAM CDirector · Chief Strategy Officer
GrantCommon Stock 6,342 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001124 · wf-form4_167399152906853.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,875

F1 · security: Granted in accordance with the Issuer's 2021 Equity Incentive Plan (the "Plan"). In accordance with the terms of the Plan and as approved by the Issuer's Board of Directors, the Reporting Person is permitted to, and has, elected to be paid his salary as an executive officer of the Issuer in the form of the Issuer's Common Stock.

F2 · shares: Common Stock issued to the Reporting Person in lieu of salary earned less applicable withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law. The total number of shares of the Issuer's Common Stock issued to the Reporting Person was calculated by determining for each bi-weekly payroll period, the salary earned by the Reporting Person during the applicable bi-weekly payroll period, subtracting withholding taxes and amounts required to be paid to the Reporting Person in cash pursuant to applicable law, dividing the remainder by the closing price on December 30, 2022, and summing the number of shares of the Issuer's Common Stock from all pay periods.

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January 13, 2023 Filed Jan 18, 2023 22:53 UTC
Akerman AaronChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 23,333 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001202 · wf-form4_167408240461991.xml · derivative · entry 3

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,333

Underlying: Common Stock · 23,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 70,000 RSUs, 1/3 of which vested on January 13, 2021, and an additional 1/3 of the RSUs will vest annually thereafter, subject to the Reporting Person's continued service through each such vesting date.

F3 · derivative.expiration_date: On January 13, 2020, the Reporting Person was granted 70,000 RSUs, 1/3 of which vested on January 13, 2021, and an additional 1/3 of the RSUs will vest annually thereafter, subject to the Reporting Person's continued service through each such vesting date.

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January 13, 2023 Filed Jan 18, 2023 22:53 UTC
Akerman AaronChief Financial Officer
Exercise / conversionCommon Stock 23,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-001202 · wf-form4_167408240461991.xml · nonDerivative · entry 1

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 00:40 UTC
MARTIN WILLIAM CDirector · Chief Strategy Officer
Tax withholdingCommon Stock 8,751 $7.03 $61,519.53
Disclosure

SEC source: 0001628280-23-000342 · wf-form4_167287921748194.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,533

F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

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January 03, 2023 Filed Jan 5, 2023 00:39 UTC
Singer EricDirector · President and CEO
Tax withholdingCommon Stock 7,158 $7.03 $50,320.74
Disclosure

SEC source: 0001628280-23-000341 · wf-form4_167287915943279.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,046,111

F1 · shares: Represents shares withheld to satisfy the tax withholding obligations upon restricted stock units vesting.

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December 29, 2022 Filed Jan 4, 2023 00:39 UTC
Singer EricDirector · President and CEO
GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000153 · wf-form4_167279272811619.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,053,269

F1 · shares: Represents a grant of restricted stock. Vesting shall occur over a three-year period and shall vest as to 1/3rd of the total number of shares (133,333 shares) on January 3, 2024 and 1/12th of the total number of shares (33,333 shares, with 33,336 shares vesting in the last quarter) each quarterly period following January 3, 2024 for the remaining vesting period, subject to continued service to the Company in the capacity of employee or director.

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December 01, 2022 Filed Dec 2, 2022 14:29 UTC
Singer EricDirector · Executive Chair
PurchaseCommon Stock 20,000 $7.29 $145,800.00
Disclosure

SEC source: 0001628280-22-031263 · wf-form4_166999137800261.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,269

F1 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $7.25 to $7.35 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securitiesand Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.