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IMAX

IMAX CORP

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0 purchase rows · 31 sale rows

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
Weissman Kenneth IanSr VP & Corporate Secretary
Exercise / conversionrestricted share units · Derivative 578 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-002015 · marketforms-41339.xml · derivative · entry 7

Weissman Kenneth Ian · CIK 0001727718 · Sr VP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311

Underlying: common shares · 578 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units or stock options for this transaction only. Mr. Weissman's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 26,431; 11,842 and 5,172 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
Weissman Kenneth IanSr VP & Corporate Secretary
Exercise / conversionrestricted share units · Derivative 706 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-002015 · marketforms-41339.xml · derivative · entry 6

Weissman Kenneth Ian · CIK 0001727718 · Sr VP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

Underlying: common shares · 706 shares

Expires 2019-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units or stock options for this transaction only. Mr. Weissman's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 26,431; 11,842 and 5,172 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
Weissman Kenneth IanSr VP & Corporate Secretary
Exercise / conversioncommon shares 578 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002015 · marketforms-41339.xml · nonDerivative · entry 4

Weissman Kenneth Ian · CIK 0001727718 · Sr VP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
Weissman Kenneth IanSr VP & Corporate Secretary
Exercise / conversioncommon shares 706 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002015 · marketforms-41339.xml · nonDerivative · entry 3

Weissman Kenneth Ian · CIK 0001727718 · Sr VP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
Weissman Kenneth IanSr VP & Corporate Secretary
Exercise / conversioncommon shares 652 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002015 · marketforms-41339.xml · nonDerivative · entry 2

Weissman Kenneth Ian · CIK 0001727718 · Sr VP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
VANCE JEFFREYSr VP, Finance & Controller
Grantstock options (to buy) · Derivative 5,914 $20.85 Strike: $20.85 $123,306.90
Disclosure

SEC source: 0001214659-18-002014 · marketforms-41315.xml · derivative · entry 10

VANCE JEFFREY · CIK 0001382484 · Sr VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,914

Underlying: common shares · 5,914 shares

Expires 2025-03-07

F7 · derivative.exercise_date: The stock options become exercisable in four installments: 1,183 on March 7, 2019, 1,479 on each of March 7, 2020 and March 7, 2021 and 1,773 on March 7, 2022.

F5 · balance_after: This represents the number of restricted share units or stock options for this transaction only. Mr. Vance's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 58,910; 10,927 and 5,607 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
VANCE JEFFREYSr VP, Finance & Controller
Grantrestricted share units · Derivative 5,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-002014 · marketforms-41315.xml · derivative · entry 9

VANCE JEFFREY · CIK 0001382484 · Sr VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,395

Underlying: common shares · 5,395 shares

Expires 2021-12-31

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F6 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in four installments 1,079 on March 7, 2019; 1,349 on each of March 7, 2020 and March 7, 2021 and 1,618 on December 1, 2021.

F5 · balance_after: This represents the number of restricted share units or stock options for this transaction only. Mr. Vance's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 58,910; 10,927 and 5,607 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
VANCE JEFFREYSr VP, Finance & Controller
Exercise / conversionrestricted share units · Derivative 652 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-002014 · marketforms-41315.xml · derivative · entry 8

VANCE JEFFREY · CIK 0001382484 · Sr VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783

Underlying: common shares · 652 shares

Expires 2018-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units or stock options for this transaction only. Mr. Vance's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 58,910; 10,927 and 5,607 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
VANCE JEFFREYSr VP, Finance & Controller
Exercise / conversionrestricted share units · Derivative 578 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-002014 · marketforms-41315.xml · derivative · entry 7

VANCE JEFFREY · CIK 0001382484 · Sr VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311

Underlying: common shares · 578 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units or stock options for this transaction only. Mr. Vance's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 58,910; 10,927 and 5,607 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
VANCE JEFFREYSr VP, Finance & Controller
Exercise / conversionrestricted share units · Derivative 706 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-002014 · marketforms-41315.xml · derivative · entry 6

VANCE JEFFREY · CIK 0001382484 · Sr VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

Underlying: common shares · 706 shares

Expires 2019-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units or stock options for this transaction only. Mr. Vance's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 58,910; 10,927 and 5,607 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
VANCE JEFFREYSr VP, Finance & Controller
Exercise / conversioncommon shares 578 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002014 · marketforms-41315.xml · nonDerivative · entry 4

VANCE JEFFREY · CIK 0001382484 · Sr VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
VANCE JEFFREYSr VP, Finance & Controller
Exercise / conversioncommon shares 706 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002014 · marketforms-41315.xml · nonDerivative · entry 3

VANCE JEFFREY · CIK 0001382484 · Sr VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
VANCE JEFFREYSr VP, Finance & Controller
Exercise / conversioncommon shares 652 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002014 · marketforms-41315.xml · nonDerivative · entry 2

VANCE JEFFREY · CIK 0001382484 · Sr VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
McClymont PatrickCFO & EVP, Finance
Grantstock options (to buy) · Derivative 53,233 $20.85 Strike: $20.85 $1,109,908.05
Disclosure

SEC source: 0001214659-18-002013 · marketforms-41329.xml · derivative · entry 6

McClymont Patrick · CIK 0001589119 · CFO & EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,233

Underlying: common shares · 53,233 shares

Expires 2025-03-07

F7 · derivative.exercise_date: The stock options become exercisable in four installments: 10,647 on March 7, 2019, 13,308 on each of March 7, 2020 and March 7, 2021 and 15,970 on March 7, 2022.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
McClymont PatrickCFO & EVP, Finance
Grantrestricted share units · Derivative 48,561 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002013 · marketforms-41329.xml · derivative · entry 5

McClymont Patrick · CIK 0001589119 · CFO & EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,561

Underlying: common shares · 48,561 shares

Expires 2021-12-31

F3 · security: Each restrictive share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation

F6 · derivative.exercise_date: The restrictive share units vest and will be converted to common shares in four installments: 9,712 on March 7, 2019; 12,140 on each of March 7, 2020 and March 7, 2012 and 14,569 on December 1, 2021

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
McClymont PatrickCFO & EVP, Finance
Exercise / conversionrestricted share units · Derivative 6,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002013 · marketforms-41329.xml · derivative · entry 4

McClymont Patrick · CIK 0001589119 · CFO & EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,962

Underlying: common shares · 6,240 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restrictive share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation

F5 · balance_after: This represents the number of restricted share units or stock options for this transaction only. Mr. McClymont's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 106,792; 80,333 and 5,574 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
McClymont PatrickCFO & EVP, Finance
Exercise / conversioncommon shares 6,240 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002013 · marketforms-41329.xml · nonDerivative · entry 2

McClymont Patrick · CIK 0001589119 · CFO & EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
WELTON MARKPresident, IMAX Theatres
Grantstock options (to buy) · Derivative 39,432 $20.85 Strike: $20.85 $822,157.20
Disclosure

SEC source: 0001214659-18-002012 · marketforms-41318.xml · derivative · entry 8

WELTON MARK · CIK 0001255910 · President, IMAX Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,432

Underlying: common shares · 39,432 shares

Expires 2025-03-07

F7 · derivative.exercise_date: The stock options become exercisable in four installments: 7,886 on March 7, 2019, 9,858 on each of March 7, 2020 and March 7, 2021 and 11,830 on March 7, 2022.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
WELTON MARKPresident, IMAX Theatres
Grantrestricted share units · Derivative 35,971 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-002012 · marketforms-41318.xml · derivative · entry 7

WELTON MARK · CIK 0001255910 · President, IMAX Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,971

Underlying: common shares · 35,971 shares

Expires 2021-12-31

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F6 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in four installments 7,194 on March 7, 2019; 8,993 on each of March 7, 2020 and March 7, 2021 and 10,791 on December 1, 2021.

F5 · balance_after: This represents the number of restricted share units or stock options for this transaction only. Mr. Welton's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 225,854; 59,551 and 13,366 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
WELTON MARKPresident, IMAX Theatres
Exercise / conversionrestricted share units · Derivative 3,467 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-002012 · marketforms-41318.xml · derivative · entry 6

WELTON MARK · CIK 0001255910 · President, IMAX Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,867

Underlying: common shares · 3,467 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units or stock options for this transaction only. Mr. Welton's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 225,854; 59,551 and 13,366 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
WELTON MARKPresident, IMAX Theatres
Exercise / conversionrestricted share units · Derivative 4,415 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-18-002012 · marketforms-41318.xml · derivative · entry 5

WELTON MARK · CIK 0001255910 · President, IMAX Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,713

Underlying: common shares · 4,415 shares

Expires 2019-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units or stock options for this transaction only. Mr. Welton's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 225,854; 59,551 and 13,366 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
WELTON MARKPresident, IMAX Theatres
Exercise / conversioncommon shares 3,467 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002012 · marketforms-41318.xml · nonDerivative · entry 3

WELTON MARK · CIK 0001255910 · President, IMAX Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
WELTON MARKPresident, IMAX Theatres
Exercise / conversioncommon shares 4,415 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002012 · marketforms-41318.xml · nonDerivative · entry 2

WELTON MARK · CIK 0001255910 · President, IMAX Theatres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
LISTER ROBERT DChief Legal & Sr Exec VP
Grantstock options (to buy) · Derivative 55,910 $20.85 Strike: $20.85 $1,165,723.50
Disclosure

SEC source: 0001214659-18-002011 · marketforms-41306.xml · derivative · entry 10

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,910

Underlying: common shares · 55,910 shares

Expires 2025-03-07

F7 · derivative.exercise_date: The stock options will become exercisable in 4 installments: 13,978 on each of March 7, 2019; March 7, 2020 and March 7, 2021 and 13,976 on March 7, 2022.

F5 · balance_after: This represents the number of restricted share units or stock options for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 319,556; 102,039 and 51,247 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
LISTER ROBERT DChief Legal & Sr Exec VP
Grantrestricted share units · Derivative 50,359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002011 · marketforms-41306.xml · derivative · entry 9

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,359

Underlying: common shares · 50,359 shares

Expires 2021-12-31

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F6 · derivative.exercise_date: The restricted share units vest and will be converted to common shares in four installments 12,590 on each of March 7, 2019; March 7, 2020 and March 7, 2021 and 12,589 on December 1, 2021.

F5 · balance_after: This represents the number of restricted share units or stock options for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 319,556; 102,039 and 51,247 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
LISTER ROBERT DChief Legal & Sr Exec VP
Exercise / conversionrestricted share units · Derivative 8,089 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002011 · marketforms-41306.xml · derivative · entry 8

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,268

Underlying: common shares · 8,089 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units or stock options for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 319,556; 102,039 and 51,247 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
LISTER ROBERT DChief Legal & Sr Exec VP
Exercise / conversionrestricted share units · Derivative 7,363 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002011 · marketforms-41306.xml · derivative · entry 7

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,725

Underlying: common shares · 7,363 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units or stock options for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 319,556; 102,039 and 51,247 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
LISTER ROBERT DChief Legal & Sr Exec VP
Exercise / conversionrestricted share units · Derivative 6,213 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002011 · marketforms-41306.xml · derivative · entry 6

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,213

Underlying: common shares · 6,213 shares

Expires 2019-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units or stock options for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 319,556; 102,039 and 51,247 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
LISTER ROBERT DChief Legal & Sr Exec VP
Exercise / conversioncommon shares 8,089 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002011 · marketforms-41306.xml · nonDerivative · entry 4

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
LISTER ROBERT DChief Legal & Sr Exec VP
Exercise / conversioncommon shares 7,363 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002011 · marketforms-41306.xml · nonDerivative · entry 3

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
LISTER ROBERT DChief Legal & Sr Exec VP
Exercise / conversioncommon shares 6,213 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002011 · marketforms-41306.xml · nonDerivative · entry 2

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Sr Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
FOSTER GREGCEO IMAX Entertain & ESVP IMAX
Exercise / conversionrestricted share units · Derivative 8,876 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002010 · marketforms-41312.xml · derivative · entry 4

FOSTER GREG · CIK 0001255899 · CEO IMAX Entertain & ESVP IMAX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 8,876 shares

Expires 2018-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Foster's aggregate outstanding option, restricted share unit and common share balances following this transaction will be 703,636; 76,460 and 81,591 respectively.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:15 UTC
FOSTER GREGCEO IMAX Entertain & ESVP IMAX
Exercise / conversioncommon shares 8,876 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002010 · marketforms-41312.xml · nonDerivative · entry 2

FOSTER GREG · CIK 0001255899 · CEO IMAX Entertain & ESVP IMAX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:54 UTC
LISTER ROBERT DChief Legal & Chief Bus Dev
Exercise / conversionrestricted share units · Derivative 6,434 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001522 · marketforms-41092.xml · derivative · entry 4

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Chief Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 6,434 shares

Expires 2018-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F1 · price: Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 263,646; 73,348 and 41,456 respectively.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:54 UTC
LISTER ROBERT DChief Legal & Chief Bus Dev
Salecommon shares 3,518 $22.95 $80,738.10
Disclosure

SEC source: 0001214659-18-001522 · marketforms-41092.xml · nonDerivative · entry 3

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Chief Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,456

F2 · shares: Mr. Lister is reporting the withholding of common shares by IMAX to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:54 UTC
LISTER ROBERT DChief Legal & Chief Bus Dev
Exercise / conversioncommon shares 6,434 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001522 · marketforms-41092.xml · nonDerivative · entry 2

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Chief Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 23:50 UTC
GELFOND RICHARD LDirector · Chief Executive Officer
Grantstock options (to buy) · Derivative 452,675 $23.20 Strike: $23.20 $10,502,060.00
Disclosure

SEC source: 0001214659-18-000201 · marketforms-40654.xml · derivative · entry 4

GELFOND RICHARD L · CIK 0000944011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,675

Underlying: common shares · 452,675 shares

Expires 2028-01-02

F1 · shares: The stock options were granted pursuant to Mr. Gelfond's November 2016 employment renewal with IMAX Corporation.

F2 · derivative.exercise_date: The stock options become exercisable in six installments: 75,445 on May 1, 2018 and 75,446 on each of Sept 1, 2018; Dec 31, 2018; May 1, 2019; Sept 1, 2019 and Dec 31, 2018.

F3 · balance_after: This represents the number for transactions reported on this Form 4 only. Mr. Gelfond's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 2,873,364; 195,308 and 197,379 respectively.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 22:58 UTC
GELFOND RICHARD LDirector · Chief Executive Officer
Exercise / conversionrestricted share units · Derivative 65,280 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-000133 · marketforms-40573.xml · derivative · entry 6

GELFOND RICHARD L · CIK 0000944011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,566

Underlying: common shares · 65,280 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5 · balance_after: This represents the number for transactions reported on this Form 4 only. Mr. Gelfond's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 2,420,689; 195,308 and 197,379 respectively.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 22:58 UTC
GELFOND RICHARD LDirector · Chief Executive Officer
Tax withholdingcommon shares 36,604 $23.15 $847,382.60
Disclosure

SEC source: 0001214659-18-000133 · marketforms-40573.xml · nonDerivative · entry 5

GELFOND RICHARD L · CIK 0000944011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,379

F2 · shares: Mr. Gelfond is reporting the withholding by IMAX Corporation of 36,604 common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transaction.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 22:58 UTC
GELFOND RICHARD LDirector · Chief Executive Officer
Exercise / conversioncommon shares 65,280 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-000133 · marketforms-40573.xml · nonDerivative · entry 4

GELFOND RICHARD L · CIK 0000944011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:57 UTC
RUBY G MARYChief Administrative Officer
Otheroptions · Derivative 1,050 $32.45 Strike: $32.45 $34,072.50
Disclosure

SEC source: 0001214659-18-000132 · marketforms-40565.xml · derivative · entry 8

RUBY G MARY · CIK 0001255907 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,453

Underlying: common shares · 1,050 shares

Expires 2024-03-07

F6 · shares: Cancelled upon Ms Ruby's retirement from IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units for transactions reported on this Form 4 only. Ms. Ruby's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 56,196; 0 and 13,509 respectively.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:57 UTC
RUBY G MARYChief Administrative Officer
Otherrestricted share units · Derivative 867 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-000132 · marketforms-40565.xml · derivative · entry 7

RUBY G MARY · CIK 0001255907 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 867 shares

Expires 2021-01-01

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F6 · shares: Cancelled upon Ms Ruby's retirement from IMAX Corporation.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units for transactions reported on this Form 4 only. Ms. Ruby's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 56,196; 0 and 13,509 respectively.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:57 UTC
RUBY G MARYChief Administrative Officer
Exercise / conversionrestricted share units · Derivative 2,022 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-000132 · marketforms-40565.xml · derivative · entry 6

RUBY G MARY · CIK 0001255907 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867

Underlying: common shares · 2,022 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. Each tranche vested December 29, 2017 in connection with Ms. Ruby's retirement from IMAX Corporation.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units for transactions reported on this Form 4 only. Ms. Ruby's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 56,196; 0 and 13,509 respectively.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:57 UTC
RUBY G MARYChief Administrative Officer
Exercise / conversionrestricted share units · Derivative 2,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-000132 · marketforms-40565.xml · derivative · entry 5

RUBY G MARY · CIK 0001255907 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 2,260 shares

Expires 2019-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. Each tranche vested December 29, 2017 in connection with Ms. Ruby's retirement from IMAX Corporation.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units for transactions reported on this Form 4 only. Ms. Ruby's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 56,196; 0 and 13,509 respectively.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:57 UTC
RUBY G MARYChief Administrative Officer
Exercise / conversionrestricted share units · Derivative 1,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-000132 · marketforms-40565.xml · derivative · entry 4

RUBY G MARY · CIK 0001255907 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 1,435 shares

Expires 2018-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. Each tranche vested December 29, 2017 in connection with Ms. Ruby's retirement from IMAX Corporation.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5 · balance_after: This represents the number of restricted share units for transactions reported on this Form 4 only. Ms. Ruby's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 56,196; 0 and 13,509 respectively.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:57 UTC
RUBY G MARYChief Administrative Officer
Tax withholdingcommon shares 3,063 $23.15 $70,908.45
Disclosure

SEC source: 0001214659-18-000132 · marketforms-40565.xml · nonDerivative · entry 3

RUBY G MARY · CIK 0001255907 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,509

F2 · shares: Ms. Ruby is reporting the withholding by IMAX of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:57 UTC
RUBY G MARYChief Administrative Officer
Exercise / conversioncommon shares 5,717 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-000132 · marketforms-40565.xml · nonDerivative · entry 2

RUBY G MARY · CIK 0001255907 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. Each tranche vested December 29, 2017 in connection with Ms. Ruby's retirement from IMAX Corporation.

F4 · price: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 22:00 UTC
GELFOND RICHARD LDirector · Chief Executive Officer
Salecommon shares 36,348 $23.97 $871,207.04
Disclosure

SEC source: 0001214659-17-007276 · marketforms-40439.xml · nonDerivative · entry 5

GELFOND RICHARD L · CIK 0000944011 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,703

F2 · shares: Mr. Gelfond is reporting the sale of 36,348 common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transaction.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 22:00 UTC
LISTER ROBERT DChief Legal & Chief Bus Dev
Salecommon shares 3,528 $23.97 $84,560.87
Disclosure

SEC source: 0001214659-17-007275 · marketforms-40431.xml · nonDerivative · entry 3

LISTER ROBERT D · CIK 0001255900 · Chief Legal & Chief Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,540

F2 · shares: Mr. Lister is reporting the sale of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit

Read SEC document
December 11, 2017 Filed Dec 12, 2017 22:00 UTC
VANCE JEFFREYSr VP, Finance & Controller
Salecommon shares 469 $23.97 $11,241.23
Disclosure

SEC source: 0001214659-17-007274 · marketforms-40430.xml · nonDerivative · entry 3

VANCE JEFFREY · CIK 0001382484 · Sr VP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,710

F2 · shares: Mr. Vance is reporting the sale of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.