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INSTEEL INDUSTRIES INC

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5373
SEC CIK
0000764401
Parsed reports
357

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2022 Filed Feb 16, 2022 16:39 UTC
PETELLE JAMES FVice President, Sec. and CLO
GrantStock Option (Right to Buy) · Derivative 2,427 $0.00 Strike: $38.54 $0.00
Disclosure

SEC source: 0001567619-22-004668 · doc1.xml · derivative · entry 3

PETELLE JAMES F · CIK 0001189812 · Vice President, Sec. and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,427

Underlying: Common Stock · 2,427 shares

Expires 2032-02-15

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date

Read SEC document
February 15, 2022 Filed Feb 16, 2022 16:39 UTC
PETELLE JAMES FVice President, Sec. and CLO
GrantCommon Stock (Restricted Stock Units) 973 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-004668 · doc1.xml · nonDerivative · entry 1

PETELLE JAMES F · CIK 0001189812 · Vice President, Sec. and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,734

Read SEC document
February 15, 2022 Filed Feb 16, 2022 16:27 UTC
Jafroodi Scot RVP and Chief Acct. Officer
GrantStock Option (Right to Buy) · Derivative 1,780 $0.00 Strike: $38.54 $0.00
Disclosure

SEC source: 0001567619-22-004664 · doc1.xml · derivative · entry 3

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

Underlying: Common Stock · 1,780 shares

Expires 2032-02-15

F1 · derivative.exercise_date: Options vest 1/3 annually beginning 1 year from grant date.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 16:27 UTC
Jafroodi Scot RVP and Chief Acct. Officer
GrantCommon Stock (Restricted Stock Units) 714 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-004664 · doc1.xml · nonDerivative · entry 1

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,442

Read SEC document
February 15, 2022 Filed Jun 6, 2022 17:41 UTC Amendment
Jafroodi Scot RVP and Chief Acct. Officer
GrantStock Option (Right to Buy) · Derivative 1,780 $0.00 Strike: $38.54 $0.00
Disclosure

SEC source: 0001567619-22-012371 · doc1.xml · derivative · entry 3

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

Underlying: Common Stock · 1,780 shares

Expires 2032-02-15

F1 · derivative.exercise_date: Options vest 1/3 annually beginning 1 year from grant date.

Read SEC document
February 15, 2022 Filed Jun 6, 2022 17:41 UTC Amendment
Jafroodi Scot RVP and Chief Acct. Officer
GrantCommon Stock (Restricted Stock Units) 714 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012371 · doc1.xml · nonDerivative · entry 1

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,442

Read SEC document
February 12, 2022 Filed Feb 14, 2022 16:05 UTC
Wagner RichardSenior Vice President & COO
Tax withholdingCommon Stock 863 $37.49 $32,353.87
Disclosure

SEC source: 0001567619-22-003941 · doc1.xml · nonDerivative · entry 1

Wagner Richard · CIK 0001390378 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,620

Read SEC document
February 12, 2022 Filed Feb 14, 2022 16:16 UTC
Jafroodi Scot RVP and Chief Acct. Officer
Tax withholdingCommon Stock 442 $37.49 $16,570.58
Disclosure

SEC source: 0001567619-22-003948 · doc1.xml · nonDerivative · entry 1

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,443

Read SEC document
February 12, 2022 Filed Feb 14, 2022 15:59 UTC
WOLTZ H O IIIDirector · Chairman, President and CEO
Tax withholdingCommon Stock 1,883 $37.49 $70,593.67
Disclosure

SEC source: 0001567619-22-003930 · doc1.xml · nonDerivative · entry 2

WOLTZ H O III · CIK 0001017475 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,565

Read SEC document
February 12, 2022 Filed Jun 6, 2022 17:35 UTC Amendment
Jafroodi Scot RVP and Chief Acct. Officer
Tax withholdingCommon Stock 442 $37.49 $16,570.58
Disclosure

SEC source: 0001567619-22-012369 · doc1.xml · nonDerivative · entry 1

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,443

Read SEC document
December 21, 2021 Filed Feb 14, 2022 15:59 UTC
WOLTZ H O IIIDirector · Chairman, President and CEO
GiftCommon Stock 4,770 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-003930 · doc1.xml · nonDerivative · entry 1

WOLTZ H O III · CIK 0001017475 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,494

Read SEC document
November 17, 2021 Filed Nov 19, 2021 18:34 UTC
Jafroodi Scot RVP and Chief Acct. Officer
SaleCommon Stock 3,000 $45.03 $135,090.00
Disclosure

SEC source: 0001567619-21-020820 · doc1.xml · nonDerivative · entry 1

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,610

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:06 UTC
Jafroodi Scot RVP and Chief Acct. Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,638 $0.00 Strike: $17.22 $0.00
Disclosure

SEC source: 0001567619-21-020554 · doc1.xml · derivative · entry 8

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,638 shares

Expires 2023-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 1/3 annually beginning 1 year from grant date.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:06 UTC
Jafroodi Scot RVP and Chief Acct. Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,890 $0.00 Strike: $20.50 $0.00
Disclosure

SEC source: 0001567619-21-020554 · doc1.xml · derivative · entry 7

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,890 shares

Expires 2024-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 1/3 annually beginning 1 year from grant date.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:06 UTC
Jafroodi Scot RVP and Chief Acct. Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,968 $0.00 Strike: $19.08 $0.00
Disclosure

SEC source: 0001567619-21-020554 · doc1.xml · derivative · entry 6

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,968 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 1/3 annually beginning 1 year from grant date.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:06 UTC
Jafroodi Scot RVP and Chief Acct. Officer
Tax withholdingCommon Stock 4,854 $43.33 $210,323.82
Disclosure

SEC source: 0001567619-21-020554 · doc1.xml · nonDerivative · entry 4

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,610

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:06 UTC
Jafroodi Scot RVP and Chief Acct. Officer
Exercise / conversionCommon Stock 3,890 $20.50 $79,745.00
Disclosure

SEC source: 0001567619-21-020554 · doc1.xml · nonDerivative · entry 3

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:06 UTC
Jafroodi Scot RVP and Chief Acct. Officer
Exercise / conversionCommon Stock 3,968 $19.08 $75,709.44
Disclosure

SEC source: 0001567619-21-020554 · doc1.xml · nonDerivative · entry 2

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 19:06 UTC
Jafroodi Scot RVP and Chief Acct. Officer
Exercise / conversionCommon Stock 2,638 $17.22 $45,426.36
Disclosure

SEC source: 0001567619-21-020554 · doc1.xml · nonDerivative · entry 1

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2021 Filed Oct 29, 2021 12:33 UTC
WOLTZ H O IIIDirector · Chairman, President and CEO
GiftCommon Stock 2,625 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-018943 · doc1.xml · nonDerivative · entry 1

WOLTZ H O III · CIK 0001017475 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,264

Read SEC document
August 17, 2021 Filed Oct 7, 2021 20:31 UTC
Wagner RichardSenior Vice President & COO
SaleCommon Stock 1,194 $39.55 $47,226.28
Disclosure

SEC source: 0001567619-21-018036 · doc1.xml · nonDerivative · entry 1

Wagner Richard · CIK 0001390378 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,433

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:17 UTC
York James R.Senior Vice President
GrantStock Option (Right to Buy) · Derivative 1,587 $0.00 Strike: $41.87 $0.00
Disclosure

SEC source: 0001567619-21-015976 · doc1.xml · derivative · entry 3

York James R. · CIK 0001845088 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587

Underlying: Common Stock · 1,587 shares

Expires 2031-08-16

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:17 UTC
York James R.Senior Vice President
GrantCommon Stock (Restricted Stock Units) 657 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-015976 · doc1.xml · nonDerivative · entry 1

York James R. · CIK 0001845088 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,003

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:12 UTC
Jafroodi Scot RVP and Chief Acct. Officer
GrantStock Option (Right to Buy) · Derivative 1,587 $0.00 Strike: $41.87 $0.00
Disclosure

SEC source: 0001567619-21-015974 · doc1.xml · derivative · entry 3

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587

Underlying: Common Stock · 1,587 shares

Expires 2031-08-16

F1 · derivative.exercise_date: Options vest 1/3 annually beginning 1 year from grant date.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:12 UTC
Jafroodi Scot RVP and Chief Acct. Officer
GrantCommon Stock (Restricted Stock Units) 657 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-015974 · doc1.xml · nonDerivative · entry 1

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,003

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:58 UTC
Wagner RichardSenior Vice President & COO
GrantStock Option (Right to Buy) · Derivative 3,967 $0.00 Strike: $41.87 $0.00
Disclosure

SEC source: 0001567619-21-015970 · doc1.xml · derivative · entry 4

Wagner Richard · CIK 0001390378 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,967

Underlying: Common Stock · 3,967 shares

Expires 2031-08-16

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:58 UTC
Wagner RichardSenior Vice President & COO
GrantCommon Stock (Restricted Stock Units) 1,642 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-015970 · doc1.xml · nonDerivative · entry 1

Wagner Richard · CIK 0001390378 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,506

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:06 UTC
PETELLE JAMES FVice President, Sec. and CLO
GrantStock Option (Right to Buy) · Derivative 2,164 $0.00 Strike: $41.87 $0.00
Disclosure

SEC source: 0001567619-21-015972 · doc1.xml · derivative · entry 3

PETELLE JAMES F · CIK 0001189812 · Vice President, Sec. and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,164

Underlying: Common Stock · 2,164 shares

Expires 2031-08-16

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:06 UTC
PETELLE JAMES FVice President, Sec. and CLO
GrantCommon Stock (Restricted Stock Units) 896 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-015972 · doc1.xml · nonDerivative · entry 1

PETELLE JAMES F · CIK 0001189812 · Vice President, Sec. and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,549

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:44 UTC
Carano Mark ASenior Vice President and CFO
GrantStock Option (Right to Buy) · Derivative 3,606 $0.00 Strike: $41.87 $0.00
Disclosure

SEC source: 0001567619-21-015966 · doc1.xml · derivative · entry 2

Carano Mark A · CIK 0001584346 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,606

Underlying: Common Stock · 3,606 shares

Expires 2031-08-16

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:44 UTC
Carano Mark ASenior Vice President and CFO
GrantCommon Stock (Restricted Stock Units) 1,493 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-015966 · doc1.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,764

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:38 UTC
WOLTZ H O IIIDirector · Chairman, President and CEO
GrantStock Option (Right to Buy) · Derivative 8,656 $0.00 Strike: $41.87 $0.00
Disclosure

SEC source: 0001567619-21-015964 · doc1.xml · derivative · entry 5

WOLTZ H O III · CIK 0001017475 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,656

Underlying: Common Stock · 8,656 shares

Expires 2031-08-16

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:38 UTC
WOLTZ H O IIIDirector · Chairman, President and CEO
GrantCommon Stock - Restricted Stock Units 3,583 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-015964 · doc1.xml · nonDerivative · entry 2

WOLTZ H O III · CIK 0001017475 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,196

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:38 UTC
WOLTZ H O IIIDirector · Chairman, President and CEO
SaleCommon Stock 10,000 $41.83 $418,270.00
Disclosure

SEC source: 0001567619-21-015964 · doc1.xml · nonDerivative · entry 1

WOLTZ H O III · CIK 0001017475 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,889

Read SEC document
August 13, 2021 Filed Aug 16, 2021 14:15 UTC
Jafroodi Scot RVP and Chief Acct. Officer
Tax withholdingCommon Stock 195 $43.37 $8,457.15
Disclosure

SEC source: 0001567619-21-015629 · doc1.xml · nonDerivative · entry 1

Jafroodi Scot R · CIK 0001390383 · VP and Chief Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,968

Read SEC document
August 13, 2021 Filed Aug 16, 2021 14:10 UTC
York James R.Senior Vice President
Tax withholdingCommon Stock 189 $43.37 $8,196.93
Disclosure

SEC source: 0001567619-21-015624 · doc1.xml · nonDerivative · entry 1

York James R. · CIK 0001845088 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

Read SEC document
August 13, 2021 Filed Aug 16, 2021 13:56 UTC
PETELLE JAMES FVice President, Sec. and CLO
Tax withholdingCommon Stock 245 $43.37 $10,625.65
Disclosure

SEC source: 0001567619-21-015612 · doc1.xml · nonDerivative · entry 6

PETELLE JAMES F · CIK 0001189812 · Vice President, Sec. and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,746

Read SEC document
August 13, 2021 Filed Aug 16, 2021 13:36 UTC
Wagner RichardSenior Vice President & COO
Tax withholdingCommon Stock 449 $43.37 $19,473.13
Disclosure

SEC source: 0001567619-21-015600 · doc1.xml · nonDerivative · entry 1

Wagner Richard · CIK 0001390378 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,627

Read SEC document
August 13, 2021 Filed Aug 16, 2021 13:30 UTC
WOLTZ H O IIIDirector · Chairman, President and CEO
Tax withholdingCommon Stock 1,517 $43.37 $65,792.29
Disclosure

SEC source: 0001567619-21-015598 · doc1.xml · nonDerivative · entry 1

WOLTZ H O III · CIK 0001017475 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,889

Read SEC document
August 12, 2021 Filed Aug 16, 2021 13:56 UTC
PETELLE JAMES FVice President, Sec. and CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 3,585 $0.00 Strike: $29.69 $0.00
Disclosure

SEC source: 0001567619-21-015612 · doc1.xml · derivative · entry 11

PETELLE JAMES F · CIK 0001189812 · Vice President, Sec. and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,585 shares

Expires 2028-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date

Read SEC document
August 12, 2021 Filed Aug 16, 2021 13:56 UTC
PETELLE JAMES FVice President, Sec. and CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 3,241 $0.00 Strike: $34.49 $0.00
Disclosure

SEC source: 0001567619-21-015612 · doc1.xml · derivative · entry 10

PETELLE JAMES F · CIK 0001189812 · Vice President, Sec. and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,241 shares

Expires 2026-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date

Read SEC document
August 12, 2021 Filed Aug 16, 2021 13:56 UTC
PETELLE JAMES FVice President, Sec. and CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,413 $0.00 Strike: $19.86 $0.00
Disclosure

SEC source: 0001567619-21-015612 · doc1.xml · derivative · entry 9

PETELLE JAMES F · CIK 0001189812 · Vice President, Sec. and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,824

Underlying: Common Stock · 1,413 shares

Expires 2030-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date

Read SEC document
August 12, 2021 Filed Aug 16, 2021 13:56 UTC
PETELLE JAMES FVice President, Sec. and CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,926 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001567619-21-015612 · doc1.xml · derivative · entry 8

PETELLE JAMES F · CIK 0001189812 · Vice President, Sec. and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,926

Underlying: Common Stock · 1,926 shares

Expires 2029-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date

Read SEC document
August 12, 2021 Filed Aug 16, 2021 13:56 UTC
PETELLE JAMES FVice President, Sec. and CLO
SaleCommon Stock 10,165 $42.98 $436,861.21
Disclosure

SEC source: 0001567619-21-015612 · doc1.xml · nonDerivative · entry 5

PETELLE JAMES F · CIK 0001189812 · Vice President, Sec. and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,094

Read SEC document
August 12, 2021 Filed Aug 16, 2021 13:56 UTC
PETELLE JAMES FVice President, Sec. and CLO
Exercise / conversionCommon Stock 1,413 $19.86 $28,062.18
Disclosure

SEC source: 0001567619-21-015612 · doc1.xml · nonDerivative · entry 4

PETELLE JAMES F · CIK 0001189812 · Vice President, Sec. and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 13:56 UTC
PETELLE JAMES FVice President, Sec. and CLO
Exercise / conversionCommon Stock 1,926 $18.25 $35,149.50
Disclosure

SEC source: 0001567619-21-015612 · doc1.xml · nonDerivative · entry 3

PETELLE JAMES F · CIK 0001189812 · Vice President, Sec. and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 13:56 UTC
PETELLE JAMES FVice President, Sec. and CLO
Exercise / conversionCommon Stock 3,585 $29.69 $106,438.65
Disclosure

SEC source: 0001567619-21-015612 · doc1.xml · nonDerivative · entry 2

PETELLE JAMES F · CIK 0001189812 · Vice President, Sec. and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 13:56 UTC
PETELLE JAMES FVice President, Sec. and CLO
Exercise / conversionCommon Stock 3,241 $34.49 $111,782.09
Disclosure

SEC source: 0001567619-21-015612 · doc1.xml · nonDerivative · entry 1

PETELLE JAMES F · CIK 0001189812 · Vice President, Sec. and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 11, 2021 Filed Aug 12, 2021 15:43 UTC
WOLTZ H O IIIDirector · Chairman, President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 6,766 $0.00 Strike: $22.09 $0.00
Disclosure

SEC source: 0001567619-21-015169 · doc1.xml · derivative · entry 17

WOLTZ H O III · CIK 0001017475 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,532

Underlying: Common Stock · 6,766 shares

Expires 2030-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date.

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August 11, 2021 Filed Aug 12, 2021 15:43 UTC
WOLTZ H O IIIDirector · Chairman, President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 7,704 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001567619-21-015169 · doc1.xml · derivative · entry 16

WOLTZ H O III · CIK 0001017475 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,408

Underlying: Common Stock · 7,704 shares

Expires 2029-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 1/3 annually beginning one year from grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.