Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2021 Filed Dec 10, 2021 21:05 UTC |
Lavieri Todd D.VICE CHAIRMAN
|
PurchaseShares of Common Stock | 75,000 | $8.03 | $602,250.00 |
DisclosureSEC source: 0001415889-21-005826 · form4-12102021_011221.xml · nonDerivative · entry 1 Lavieri Todd D. · CIK 0001760914 · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,010 F1 · price: Price reflected is the weighted-average sell price for shares sold. The range of selling prices for the transactions reported was $8.00 to $8.10 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:42 UTC |
HOBBS GERALD SDirector
|
GrantShares of Common Stock | 15,605 | $8.01 | $124,996.05 |
DisclosureSEC source: 0001415889-21-005811 · form4-12092021_011237.xml · nonDerivative · entry 1 HOBBS GERALD S · CIK 0001262377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,597 F1 · kind: Grant of restricted stock units which vest in 3 equal installments on each of the first, second and third anniversaries of December 07, 2021 (or earlier in the event of a change of control of ISG or such director's death or disability). Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:48 UTC |
BUDNICK NEIL GDirector
|
GrantShares of Common Stock | 15,605 | $8.01 | $124,996.05 |
DisclosureSEC source: 0001415889-21-005813 · form4-12092021_011201.xml · nonDerivative · entry 1 BUDNICK NEIL G · CIK 0001237567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,774 F1 · kind: Grant of restricted stock units which vest in 3 equal installments on each of the first, second and third anniversaries of December 07, 2021 (or earlier in the event of a change of control of ISG or such director's death or disability). Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:38 UTC |
RAINA KALPANADirector
|
GrantShares of Common Stock | 15,605 | $8.01 | $124,996.05 |
DisclosureSEC source: 0001415889-21-005807 · form4-12092021_011236.xml · nonDerivative · entry 1 RAINA KALPANA · CIK 0001229271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,830 F1 · kind: Grant of restricted stock units which vest in 3 equal installments on each of the first, second and third anniversaries of December 07, 2021 (or earlier in the event of a change of control of ISG or such director's death or disability). Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:33 UTC |
WAITE DONALD C IIIDirector
|
GrantShares of Common Stock | 15,605 | $8.01 | $124,996.05 |
DisclosureSEC source: 0001415889-21-005803 · form4-12092021_011223.xml · nonDerivative · entry 3 WAITE DONALD C III · CIK 0001204026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,926 F3 · kind: Grant of restricted stock units which vest in 3 equal installments on each of the first, second and third anniversaries of December 07, 2021 (or earlier in the event of a change of control of ISG or such director's death or disability). Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 21:40 UTC |
Putur ChristineDirector
|
GrantShares of Common Stock | 15,605 | $8.01 | $124,996.05 |
DisclosureSEC source: 0001415889-21-005809 · form4-12092021_011242.xml · nonDerivative · entry 1 Putur Christine · CIK 0001603246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,226 F1 · kind: Grant of restricted stock units which vest in 3 equal installments on each of the first, second and third anniversaries of December 07, 2021 (or earlier in the event of a change of control of ISG or such director's death or disability). Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 21:36 UTC |
Pfau BruceDirector
|
GrantShares of Common Stock | 15,605 | $8.01 | $124,996.05 |
DisclosureSEC source: 0001415889-21-005805 · form4-12092021_011231.xml · nonDerivative · entry 1 Pfau Bruce · CIK 0001781412 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,839 F1 · kind: Grant of restricted stock units which vest in 3 equal installments on each of the first, second and third anniversaries of December 07, 2021 (or earlier in the event of a change of control of ISG or such director's death or disability). Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:00 UTC |
Alfonso Humberto PEVP & CFO
|
GrantShares of Common Stock | 11,000 | $7.79 | $85,690.00 |
DisclosureSEC source: 0001415889-21-005656 · form4-12032021_011232.xml · nonDerivative · entry 1 Alfonso Humberto P · CIK 0001406985 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,220 F1 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest 100% on December 1, 2022, pursuant to the reporting person's employment agreement dated June 2021. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 16:03 UTC |
BUDNICK NEIL GDirector
|
SaleShares of Common Stock | 58,624 | $9.52 | $558,100.48 |
DisclosureSEC source: 0001415889-21-005382 · form4-11222021_011104.xml · nonDerivative · entry 2 BUDNICK NEIL G · CIK 0001237567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,169 F2 · price: Price reflected is the weighted-average selling price for shares sold. The range of selling prices for the transactions reported was $9.33 to $9.65 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 16:03 UTC |
BUDNICK NEIL GDirector
|
SaleShares of Common Stock | 41,376 | $9.26 | $383,141.76 |
DisclosureSEC source: 0001415889-21-005382 · form4-11222021_011104.xml · nonDerivative · entry 1 BUDNICK NEIL G · CIK 0001237567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,793 F1 · price: Price reflected is the weighted-average selling price for shares sold. The range of selling prices for the transactions reported was $9.15 to $9.34 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 19:39 UTC |
Alfonso Humberto PEVP & CFO
|
PurchaseShares of Common Stock | 6,000 | $9.15 | $54,900.00 |
DisclosureSEC source: 0001415889-21-005257 · form4-11172021_111118.xml · nonDerivative · entry 2 Alfonso Humberto P · CIK 0001406985 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,220 F2 · shares: The amount reflected were all purchased in several lots at the reported price. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 19:39 UTC |
Alfonso Humberto PEVP & CFO
|
PurchaseShares of Common Stock | 5,000 | $9.10 | $45,500.00 |
DisclosureSEC source: 0001415889-21-005257 · form4-11172021_111118.xml · nonDerivative · entry 1 Alfonso Humberto P · CIK 0001406985 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,220 F1 · shares: The amount reflected were all purchased in several lots at the reported price. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 24, 2021 Filed Dec 9, 2021 16:33 UTC |
WAITE DONALD C IIIDirector
|
OtherShares of Common Stock | 897 | $7.42 | $6,655.74 |
DisclosureSEC source: 0001415889-21-005803 · form4-12092021_011223.xml · nonDerivative · entry 2 WAITE DONALD C III · CIK 0001204026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,321 F2 · kind: Represents dividend reinvestment through a personal brokerage account. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 18:00 UTC |
CONNORS MICHAEL PDirector · CHAIRMAN & CEO
|
Tax withholdingShares of Common Stock | 45,220 | $7.07 | $319,705.40 |
DisclosureSEC source: 0001415889-21-004218 · form4-09032021_020901.xml · nonDerivative · entry 1 CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,512,283 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 18:00 UTC |
Lavieri Todd D.VICE CHAIRMAN
|
Tax withholdingShares of Common Stock | 20,133 | $7.07 | $142,340.31 |
DisclosureSEC source: 0001415889-21-004220 · form4-09032021_020911.xml · nonDerivative · entry 1 Lavieri Todd D. · CIK 0001760914 · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932,010 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 18:00 UTC |
Kucinski Thomas S.EVP, CHIEF HR
|
Tax withholdingShares of Common Stock | 4,754 | $7.07 | $33,610.78 |
DisclosureSEC source: 0001415889-21-004219 · form4-09032021_020907.xml · nonDerivative · entry 1 Kucinski Thomas S. · CIK 0001708533 · EVP, CHIEF HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,146 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:14 UTC |
Kucinski Thomas S.EVP, Chief HR
|
Exercise / conversionPerformance Based RSUs · Derivative | 9,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-104166 · tm2124974-1_4seq1.xml · derivative · entry 3 Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2023-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On August 1, 2019, the Reporting Person received a grant of RSUs that could be earned based on achievement of market price goals, which were measured at the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs would be earned if such measured market price was $6.00 or above. On August 10, 2021, the market price goal was satisfied and the Issuer's common stock traded 142% higher as compared to the date of the grant. Once the market price goal was satisfied, the RSUs were fully vested. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:14 UTC |
Kucinski Thomas S.EVP, Chief HR
|
Tax withholdingShares of Common Stock | 4,795 | $6.57 | $31,503.15 |
DisclosureSEC source: 0001104659-21-104166 · tm2124974-1_4seq1.xml · nonDerivative · entry 2 Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,900 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:14 UTC |
Kucinski Thomas S.EVP, Chief HR
|
Exercise / conversionShares of Common Stock | 9,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-104166 · tm2124974-1_4seq1.xml · nonDerivative · entry 1 Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On August 1, 2019, the Reporting Person received a grant of RSUs that could be earned based on achievement of market price goals, which were measured at the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs would be earned if such measured market price was $6.00 or above. On August 10, 2021, the market price goal was satisfied and the Issuer's common stock traded 142% higher as compared to the date of the grant. Once the market price goal was satisfied, the RSUs were fully vested. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:15 UTC |
Lavieri Todd D.Vice Chairman
|
Exercise / conversionPerformance Based RSUs · Derivative | 34,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-104169 · tm2124974-2_4seq1.xml · derivative · entry 3 Lavieri Todd D. · CIK 0001760914 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2023-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On August 1, 2019, the Reporting Person received a grant of RSUs that could be earned based on achievement of market price goals, which were measured at the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs would be earned if such measured market price was $6.00 or above. On August 10, 2021, the market price goal was satisfied and the Issuer's common stock traded 142% higher as compared to the date of the grant. Once the market price goal was satisfied, the RSUs were fully vested. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:15 UTC |
Lavieri Todd D.Vice Chairman
|
Tax withholdingShares of Common Stock | 16,031 | $6.57 | $105,323.67 |
DisclosureSEC source: 0001104659-21-104169 · tm2124974-2_4seq1.xml · nonDerivative · entry 2 Lavieri Todd D. · CIK 0001760914 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 952,143 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:15 UTC |
Lavieri Todd D.Vice Chairman
|
Exercise / conversionShares of Common Stock | 34,594 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-104169 · tm2124974-2_4seq1.xml · nonDerivative · entry 1 Lavieri Todd D. · CIK 0001760914 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On August 1, 2019, the Reporting Person received a grant of RSUs that could be earned based on achievement of market price goals, which were measured at the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs would be earned if such measured market price was $6.00 or above. On August 10, 2021, the market price goal was satisfied and the Issuer's common stock traded 142% higher as compared to the date of the grant. Once the market price goal was satisfied, the RSUs were fully vested. Read SEC document |
| August 01, 2021 Filed Aug 3, 2021 20:59 UTC |
CONNORS MICHAEL PDirector · Chairman & CEO
|
Tax withholdingShares of Common Stock | 55,560 | $5.97 | $331,693.20 |
DisclosureSEC source: 0001104659-21-099511 · tm2121522-2_4seq1.xml · nonDerivative · entry 1 CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,557,503 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| August 01, 2021 Filed Aug 3, 2021 21:03 UTC |
Lavieri Todd D.Vice Chairman
|
Tax withholdingShares of Common Stock | 11,505 | $5.97 | $68,684.85 |
DisclosureSEC source: 0001104659-21-099521 · tm2121522-4_4seq1.xml · nonDerivative · entry 1 Lavieri Todd D. · CIK 0001760914 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933,580 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. F2 · balance_after: Includes 617 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan. Read SEC document |
| August 01, 2021 Filed Aug 3, 2021 21:01 UTC |
Kucinski Thomas S.EVP, Chief HR
|
Tax withholdingShares of Common Stock | 6,789 | $5.97 | $40,530.33 |
DisclosureSEC source: 0001104659-21-099517 · tm2121522-3_4seq1.xml · nonDerivative · entry 1 Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,470 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. F2 · balance_after: Includes 154 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:16 UTC |
Alfonso Humberto PEVP & CFO
|
GrantShares of Common Stock | 100,000 | $5.90 | $590,000.00 |
DisclosureSEC source: 0001104659-21-089482 · tm2121522-1_4seq1.xml · nonDerivative · entry 3 Alfonso Humberto P · CIK 0001406985 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,220 F3 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest on July 1, 2024. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:16 UTC |
Alfonso Humberto PEVP & CFO
|
GrantShares of Common Stock | 59,322 | $5.90 | $349,999.80 |
DisclosureSEC source: 0001104659-21-089482 · tm2121522-1_4seq1.xml · nonDerivative · entry 2 Alfonso Humberto P · CIK 0001406985 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,220 F2 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of July 1, 2021. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:16 UTC |
Alfonso Humberto PEVP & CFO
|
GrantShares of Common Stock | 33,898 | $5.90 | $199,998.20 |
DisclosureSEC source: 0001104659-21-089482 · tm2121522-1_4seq1.xml · nonDerivative · entry 1 Alfonso Humberto P · CIK 0001406985 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,898 F1 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest on July 1, 2022. Read SEC document |
| June 18, 2021 Filed Dec 9, 2021 16:33 UTC |
WAITE DONALD C IIIDirector
|
OtherShares of Common Stock | 1,163 | $5.69 | $6,617.47 |
DisclosureSEC source: 0001415889-21-005803 · form4-12092021_011223.xml · nonDerivative · entry 1 WAITE DONALD C III · CIK 0001204026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,424 F1 · kind: Represents dividend reinvestment through a personal brokerage account. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 17:07 UTC |
Berger David E.EVP & CFO
|
Tax withholdingShares of Common Stock | 8,412 | $5.90 | $49,630.80 |
DisclosureSEC source: 0001104659-21-076442 · tm2118481-1_4seq1.xml · nonDerivative · entry 1 Berger David E. · CIK 0001473353 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,584 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:10 UTC |
CONNORS MICHAEL PDirector · Chairman & CEO
|
GrantPerformance Based RSUs · Derivative | 203,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-076449 · tm2118481-4_4seq1.xml · derivative · entry 3 CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,390 Underlying: Common Stock · 203,390 shares Expires 2024-06-01 F3 · derivative.exercise_price: Represents a grant of RSUs that may be earned based on achievement of market price goals, which will be measured at the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs reported above will be earned if the measured market price is between $5.25 and $6.00 and 100% of the RSUs will be earned if the measured market price is $7.50 or above, with straight-line interpolation of the number of earned RSUs if the measured market price is between $6 and $7.50. Unearned RSUs will be canceled. Market price goals are subject to adjustment for stock splits and certain other corporate events. The Compensation Committee determined the share price targets in December 2020 based upon the year-end 2020 share price. The targets established represent a 60% share price increase from the year-end share price. Once determined, any such earned RSUs will be fully vested. F3 · derivative.exercise_date: Represents a grant of RSUs that may be earned based on achievement of market price goals, which will be measured at the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs reported above will be earned if the measured market price is between $5.25 and $6.00 and 100% of the RSUs will be earned if the measured market price is $7.50 or above, with straight-line interpolation of the number of earned RSUs if the measured market price is between $6 and $7.50. Unearned RSUs will be canceled. Market price goals are subject to adjustment for stock splits and certain other corporate events. The Compensation Committee determined the share price targets in December 2020 based upon the year-end 2020 share price. The targets established represent a 60% share price increase from the year-end share price. Once determined, any such earned RSUs will be fully vested. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:10 UTC |
CONNORS MICHAEL PDirector · Chairman & CEO
|
GrantShares of Common Stock | 118,644 | $5.90 | $699,999.60 |
DisclosureSEC source: 0001104659-21-076449 · tm2118481-4_4seq1.xml · nonDerivative · entry 2 CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,613,063 F2 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of June 1, 2021 Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:10 UTC |
CONNORS MICHAEL PDirector · Chairman & CEO
|
Tax withholdingShares of Common Stock | 22,342 | $5.90 | $131,817.80 |
DisclosureSEC source: 0001104659-21-076449 · tm2118481-4_4seq1.xml · nonDerivative · entry 1 CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,494,419 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:10 UTC |
Lavieri Todd D.Vice Chairman
|
GrantShares of Common Stock | 63,559 | $5.90 | $374,998.10 |
DisclosureSEC source: 0001104659-21-076447 · tm2118481-3_4seq1.xml · nonDerivative · entry 2 Lavieri Todd D. · CIK 0001760914 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 944,468 F2 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of June 1, 2021. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:10 UTC |
Lavieri Todd D.Vice Chairman
|
Tax withholdingShares of Common Stock | 19,891 | $5.90 | $117,356.90 |
DisclosureSEC source: 0001104659-21-076447 · tm2118481-3_4seq1.xml · nonDerivative · entry 1 Lavieri Todd D. · CIK 0001760914 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880,909 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:09 UTC |
Kucinski Thomas S.EVP, Chief HR
|
GrantShares of Common Stock | 16,949 | $5.90 | $99,999.10 |
DisclosureSEC source: 0001104659-21-076446 · tm2118481-2_4seq1.xml · nonDerivative · entry 2 Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,105 F2 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of June 1, 2021. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:09 UTC |
Kucinski Thomas S.EVP, Chief HR
|
Tax withholdingShares of Common Stock | 3,341 | $5.90 | $19,711.90 |
DisclosureSEC source: 0001104659-21-076446 · tm2118481-2_4seq1.xml · nonDerivative · entry 1 Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,156 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| May 19, 2021 Filed May 21, 2021 17:01 UTC |
Berger David E.EVP & CFO
|
Exercise / conversionPerformance Based RSUs · Derivative | 34,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-070556 · tm2117256-1_4seq1.xml · derivative · entry 2 Berger David E. · CIK 0001473353 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,146 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On September 1, 2020, the Reporting Person received a grant of RSUs that could be earned based on achievement of market price goals, which were measured at the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs would be earned if such measured market price was $5.25 or above. On May 19, 2021, the market price goal was satisfied and the Issuer's common stock traded 172% higher as compared to the date of the grant. Once the market price goal was satisfied, the RSUs were fully vested. Read SEC document |
| May 19, 2021 Filed May 21, 2021 17:01 UTC |
Berger David E.EVP & CFO
|
Tax withholdingShares of Common Stock | 17,876 | $5.58 | $99,748.08 |
DisclosureSEC source: 0001104659-21-070556 · tm2117256-1_4seq1.xml · nonDerivative · entry 1 Berger David E. · CIK 0001473353 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880,996 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. F2 · balance_after: Includes 363 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan. Read SEC document |
| May 19, 2021 Filed May 21, 2021 21:03 UTC |
Lavieri Todd D.Vice Chairman
|
Exercise / conversionPerformance Based RSUs · Derivative | 57,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-070561 · tm2117256-3_4seq1.xml · derivative · entry 2 Lavieri Todd D. · CIK 0001760914 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,927 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On September 1, 2020, the Reporting Person received a grant of RSUs that could be earned based on achievement of market price goals, which were measured at the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs would be earned if such measured market price was $5.25 or above. On May 19, 2021, the market price goal was satisfied and the Issuer's common stock traded 172% higher as compared to the date of the grant. Once the market price goal was satisfied, the RSUs were fully vested. Read SEC document |
| May 19, 2021 Filed May 21, 2021 21:03 UTC |
Lavieri Todd D.Vice Chairman
|
Tax withholdingShares of Common Stock | 25,685 | $5.58 | $143,322.30 |
DisclosureSEC source: 0001104659-21-070561 · tm2117256-3_4seq1.xml · nonDerivative · entry 1 Lavieri Todd D. · CIK 0001760914 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,800 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. F2 · balance_after: Includes 820 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan. Read SEC document |
| May 19, 2021 Filed May 21, 2021 21:02 UTC |
Kucinski Thomas S.EVP, Chief HR
|
Exercise / conversionPerformance Based RSUs · Derivative | 12,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-070560 · tm2117256-2_4seq1.xml · derivative · entry 2 Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,195 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On September 1, 2020, the Reporting Person received a grant of RSUs that could be earned based on achievement of market price goals, which were measured at the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs would be earned if such measured market price was $5.25 or above. On May 19, 2021, the market price goal was satisfied and the Issuer's common stock traded 172% higher as compared to the date of the grant. Once the market price goal was satisfied, the RSUs were fully vested. Read SEC document |
| May 19, 2021 Filed May 21, 2021 21:02 UTC |
Kucinski Thomas S.EVP, Chief HR
|
Tax withholdingShares of Common Stock | 6,338 | $5.58 | $35,366.04 |
DisclosureSEC source: 0001104659-21-070560 · tm2117256-2_4seq1.xml · nonDerivative · entry 1 Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,497 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| May 01, 2021 Filed May 4, 2021 21:54 UTC |
Kucinski Thomas S.EVP, Chief HR
|
Tax withholdingShares of Common Stock | 12,832 | $4.55 | $58,385.60 |
DisclosureSEC source: 0001104659-21-061145 · tm2115131-1_4seq1.xml · nonDerivative · entry 1 Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,640 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. F2 · balance_after: Includes 812 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan. Read SEC document |
| March 13, 2021 Filed Mar 16, 2021 17:24 UTC |
Berger David E.EVP & CFO
|
Tax withholdingShares of Common Stock | 73,551 | $4.42 | $325,095.42 |
DisclosureSEC source: 0001104659-21-037231 · tm219949-1_4seq1.xml · nonDerivative · entry 1 Berger David E. · CIK 0001473353 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,363 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. F2 · balance_after: Includes 1,193 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan. Read SEC document |
| March 13, 2021 Filed Mar 16, 2021 21:24 UTC |
CONNORS MICHAEL PDirector · Chairman & CEO
|
Tax withholdingShares of Common Stock | 245,239 | $4.42 | $1,083,956.38 |
DisclosureSEC source: 0001104659-21-037232 · tm219949-2_4seq1.xml · nonDerivative · entry 1 CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,516,761 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 13, 2021 Filed Mar 16, 2021 21:25 UTC |
Lavieri Todd D.Vice Chairman
|
Tax withholdingShares of Common Stock | 75,073 | $4.42 | $331,822.66 |
DisclosureSEC source: 0001104659-21-037234 · tm219949-3_4seq1.xml · nonDerivative · entry 1 Lavieri Todd D. · CIK 0001760914 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 867,738 F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. F2 · balance_after: Includes 2,698 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 22:39 UTC |
CONNORS MICHAEL PDirector · Chairman & CEO
|
Exercise / conversionCash-Settled stock appreciation right · Derivative | 500,000 | Not disclosed Strike: $3.61 | Not disclosed |
DisclosureSEC source: 0001104659-21-005923 · tm213689-1_4seq1.xml · derivative · entry 1 CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Cash · 0 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date. F1 · derivative.exercise_price: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date. F1 · shares: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date. F1 · price: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date. F1 · derivative.exercise_date: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date. F1 · derivative.underlying: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date. F1 · derivative.underlying_shares: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 00:19 UTC |
CONNORS MICHAEL PDirector · Chairman & CEO
|
GrantCash-Settled stock appreciation right · Derivative | 500,000 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001104659-21-001653 · tm211931-1_4seq1.xml · derivative · entry 1 CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Cash · 500,000 shares Expires 2023-12-31 F1 · security: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made). F1 · derivative.exercise_price: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made). F1 · shares: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made). F1 · derivative.exercise_date: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made). F1 · derivative.underlying: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made). F1 · derivative.underlying_shares: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made). F1 · balance_after: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made). Read SEC document |
| December 15, 2020 Filed Dec 15, 2020 21:33 UTC |
Putur ChristineDirector
|
Disposition to issuerShares of Common Stock | 9,594 | $3.26 | $31,276.44 |
DisclosureSEC source: 0001104659-20-135753 · tm2038561-1_4seq1.xml · nonDerivative · entry 1 Putur Christine · CIK 0001603246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,621 F1 · security: Represents a sale of shares of common stock to satisfy tax obligations in connection with vesting of restricted stock units and deferred receipt of the related shares of common stock. F1 · kind: Represents a sale of shares of common stock to satisfy tax obligations in connection with vesting of restricted stock units and deferred receipt of the related shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.