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Nasdaq · USD

III

Information Services Group Inc.

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1700
SEC CIK
0001371489
Parsed reports
294

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2021 Filed Dec 10, 2021 21:05 UTC
Lavieri Todd D.VICE CHAIRMAN
PurchaseShares of Common Stock 75,000 $8.03 $602,250.00
Disclosure

SEC source: 0001415889-21-005826 · form4-12102021_011221.xml · nonDerivative · entry 1

Lavieri Todd D. · CIK 0001760914 · VICE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857,010

F1 · price: Price reflected is the weighted-average sell price for shares sold. The range of selling prices for the transactions reported was $8.00 to $8.10 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 16:42 UTC GrantShares of Common Stock 15,605 $8.01 $124,996.05
Disclosure

SEC source: 0001415889-21-005811 · form4-12092021_011237.xml · nonDerivative · entry 1

HOBBS GERALD S · CIK 0001262377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,597

F1 · kind: Grant of restricted stock units which vest in 3 equal installments on each of the first, second and third anniversaries of December 07, 2021 (or earlier in the event of a change of control of ISG or such director's death or disability).

Read SEC document
December 07, 2021 Filed Dec 9, 2021 16:48 UTC GrantShares of Common Stock 15,605 $8.01 $124,996.05
Disclosure

SEC source: 0001415889-21-005813 · form4-12092021_011201.xml · nonDerivative · entry 1

BUDNICK NEIL G · CIK 0001237567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,774

F1 · kind: Grant of restricted stock units which vest in 3 equal installments on each of the first, second and third anniversaries of December 07, 2021 (or earlier in the event of a change of control of ISG or such director's death or disability).

Read SEC document
December 07, 2021 Filed Dec 9, 2021 16:38 UTC GrantShares of Common Stock 15,605 $8.01 $124,996.05
Disclosure

SEC source: 0001415889-21-005807 · form4-12092021_011236.xml · nonDerivative · entry 1

RAINA KALPANA · CIK 0001229271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,830

F1 · kind: Grant of restricted stock units which vest in 3 equal installments on each of the first, second and third anniversaries of December 07, 2021 (or earlier in the event of a change of control of ISG or such director's death or disability).

Read SEC document
December 07, 2021 Filed Dec 9, 2021 16:33 UTC GrantShares of Common Stock 15,605 $8.01 $124,996.05
Disclosure

SEC source: 0001415889-21-005803 · form4-12092021_011223.xml · nonDerivative · entry 3

WAITE DONALD C III · CIK 0001204026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,926

F3 · kind: Grant of restricted stock units which vest in 3 equal installments on each of the first, second and third anniversaries of December 07, 2021 (or earlier in the event of a change of control of ISG or such director's death or disability).

Read SEC document
December 07, 2021 Filed Dec 9, 2021 21:40 UTC GrantShares of Common Stock 15,605 $8.01 $124,996.05
Disclosure

SEC source: 0001415889-21-005809 · form4-12092021_011242.xml · nonDerivative · entry 1

Putur Christine · CIK 0001603246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,226

F1 · kind: Grant of restricted stock units which vest in 3 equal installments on each of the first, second and third anniversaries of December 07, 2021 (or earlier in the event of a change of control of ISG or such director's death or disability).

Read SEC document
December 07, 2021 Filed Dec 9, 2021 21:36 UTC
Pfau BruceDirector
GrantShares of Common Stock 15,605 $8.01 $124,996.05
Disclosure

SEC source: 0001415889-21-005805 · form4-12092021_011231.xml · nonDerivative · entry 1

Pfau Bruce · CIK 0001781412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,839

F1 · kind: Grant of restricted stock units which vest in 3 equal installments on each of the first, second and third anniversaries of December 07, 2021 (or earlier in the event of a change of control of ISG or such director's death or disability).

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:00 UTC GrantShares of Common Stock 11,000 $7.79 $85,690.00
Disclosure

SEC source: 0001415889-21-005656 · form4-12032021_011232.xml · nonDerivative · entry 1

Alfonso Humberto P · CIK 0001406985 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,220

F1 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest 100% on December 1, 2022, pursuant to the reporting person's employment agreement dated June 2021.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 16:03 UTC SaleShares of Common Stock 58,624 $9.52 $558,100.48
Disclosure

SEC source: 0001415889-21-005382 · form4-11222021_011104.xml · nonDerivative · entry 2

BUDNICK NEIL G · CIK 0001237567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,169

F2 · price: Price reflected is the weighted-average selling price for shares sold. The range of selling prices for the transactions reported was $9.33 to $9.65 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 16:03 UTC SaleShares of Common Stock 41,376 $9.26 $383,141.76
Disclosure

SEC source: 0001415889-21-005382 · form4-11222021_011104.xml · nonDerivative · entry 1

BUDNICK NEIL G · CIK 0001237567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,793

F1 · price: Price reflected is the weighted-average selling price for shares sold. The range of selling prices for the transactions reported was $9.15 to $9.34 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 19:39 UTC PurchaseShares of Common Stock 6,000 $9.15 $54,900.00
Disclosure

SEC source: 0001415889-21-005257 · form4-11172021_111118.xml · nonDerivative · entry 2

Alfonso Humberto P · CIK 0001406985 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,220

F2 · shares: The amount reflected were all purchased in several lots at the reported price. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 19:39 UTC PurchaseShares of Common Stock 5,000 $9.10 $45,500.00
Disclosure

SEC source: 0001415889-21-005257 · form4-11172021_111118.xml · nonDerivative · entry 1

Alfonso Humberto P · CIK 0001406985 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,220

F1 · shares: The amount reflected were all purchased in several lots at the reported price. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
September 24, 2021 Filed Dec 9, 2021 16:33 UTC OtherShares of Common Stock 897 $7.42 $6,655.74
Disclosure

SEC source: 0001415889-21-005803 · form4-12092021_011223.xml · nonDerivative · entry 2

WAITE DONALD C III · CIK 0001204026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,321

F2 · kind: Represents dividend reinvestment through a personal brokerage account.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 18:00 UTC
CONNORS MICHAEL PDirector · CHAIRMAN & CEO
Tax withholdingShares of Common Stock 45,220 $7.07 $319,705.40
Disclosure

SEC source: 0001415889-21-004218 · form4-09032021_020901.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,512,283

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 18:00 UTC
Lavieri Todd D.VICE CHAIRMAN
Tax withholdingShares of Common Stock 20,133 $7.07 $142,340.31
Disclosure

SEC source: 0001415889-21-004220 · form4-09032021_020911.xml · nonDerivative · entry 1

Lavieri Todd D. · CIK 0001760914 · VICE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932,010

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 18:00 UTC
Kucinski Thomas S.EVP, CHIEF HR
Tax withholdingShares of Common Stock 4,754 $7.07 $33,610.78
Disclosure

SEC source: 0001415889-21-004219 · form4-09032021_020907.xml · nonDerivative · entry 1

Kucinski Thomas S. · CIK 0001708533 · EVP, CHIEF HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,146

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:14 UTC
Kucinski Thomas S.EVP, Chief HR
Exercise / conversionPerformance Based RSUs · Derivative 9,225 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-104166 · tm2124974-1_4seq1.xml · derivative · entry 3

Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2023-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On August 1, 2019, the Reporting Person received a grant of RSUs that could be earned based on achievement of market price goals, which were measured at the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs would be earned if such measured market price was $6.00 or above. On August 10, 2021, the market price goal was satisfied and the Issuer's common stock traded 142% higher as compared to the date of the grant. Once the market price goal was satisfied, the RSUs were fully vested.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:14 UTC
Kucinski Thomas S.EVP, Chief HR
Tax withholdingShares of Common Stock 4,795 $6.57 $31,503.15
Disclosure

SEC source: 0001104659-21-104166 · tm2124974-1_4seq1.xml · nonDerivative · entry 2

Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,900

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:14 UTC
Kucinski Thomas S.EVP, Chief HR
Exercise / conversionShares of Common Stock 9,225 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-104166 · tm2124974-1_4seq1.xml · nonDerivative · entry 1

Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On August 1, 2019, the Reporting Person received a grant of RSUs that could be earned based on achievement of market price goals, which were measured at the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs would be earned if such measured market price was $6.00 or above. On August 10, 2021, the market price goal was satisfied and the Issuer's common stock traded 142% higher as compared to the date of the grant. Once the market price goal was satisfied, the RSUs were fully vested.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:15 UTC
Lavieri Todd D.Vice Chairman
Exercise / conversionPerformance Based RSUs · Derivative 34,594 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-104169 · tm2124974-2_4seq1.xml · derivative · entry 3

Lavieri Todd D. · CIK 0001760914 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2023-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On August 1, 2019, the Reporting Person received a grant of RSUs that could be earned based on achievement of market price goals, which were measured at the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs would be earned if such measured market price was $6.00 or above. On August 10, 2021, the market price goal was satisfied and the Issuer's common stock traded 142% higher as compared to the date of the grant. Once the market price goal was satisfied, the RSUs were fully vested.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:15 UTC
Lavieri Todd D.Vice Chairman
Tax withholdingShares of Common Stock 16,031 $6.57 $105,323.67
Disclosure

SEC source: 0001104659-21-104169 · tm2124974-2_4seq1.xml · nonDerivative · entry 2

Lavieri Todd D. · CIK 0001760914 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 952,143

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:15 UTC
Lavieri Todd D.Vice Chairman
Exercise / conversionShares of Common Stock 34,594 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-104169 · tm2124974-2_4seq1.xml · nonDerivative · entry 1

Lavieri Todd D. · CIK 0001760914 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On August 1, 2019, the Reporting Person received a grant of RSUs that could be earned based on achievement of market price goals, which were measured at the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs would be earned if such measured market price was $6.00 or above. On August 10, 2021, the market price goal was satisfied and the Issuer's common stock traded 142% higher as compared to the date of the grant. Once the market price goal was satisfied, the RSUs were fully vested.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 20:59 UTC
CONNORS MICHAEL PDirector · Chairman & CEO
Tax withholdingShares of Common Stock 55,560 $5.97 $331,693.20
Disclosure

SEC source: 0001104659-21-099511 · tm2121522-2_4seq1.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,557,503

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 21:03 UTC
Lavieri Todd D.Vice Chairman
Tax withholdingShares of Common Stock 11,505 $5.97 $68,684.85
Disclosure

SEC source: 0001104659-21-099521 · tm2121522-4_4seq1.xml · nonDerivative · entry 1

Lavieri Todd D. · CIK 0001760914 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,580

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 617 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 21:01 UTC
Kucinski Thomas S.EVP, Chief HR
Tax withholdingShares of Common Stock 6,789 $5.97 $40,530.33
Disclosure

SEC source: 0001104659-21-099517 · tm2121522-3_4seq1.xml · nonDerivative · entry 1

Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,470

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 154 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 21:16 UTC GrantShares of Common Stock 100,000 $5.90 $590,000.00
Disclosure

SEC source: 0001104659-21-089482 · tm2121522-1_4seq1.xml · nonDerivative · entry 3

Alfonso Humberto P · CIK 0001406985 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,220

F3 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest on July 1, 2024.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 21:16 UTC GrantShares of Common Stock 59,322 $5.90 $349,999.80
Disclosure

SEC source: 0001104659-21-089482 · tm2121522-1_4seq1.xml · nonDerivative · entry 2

Alfonso Humberto P · CIK 0001406985 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,220

F2 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of July 1, 2021.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 21:16 UTC GrantShares of Common Stock 33,898 $5.90 $199,998.20
Disclosure

SEC source: 0001104659-21-089482 · tm2121522-1_4seq1.xml · nonDerivative · entry 1

Alfonso Humberto P · CIK 0001406985 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,898

F1 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest on July 1, 2022.

Read SEC document
June 18, 2021 Filed Dec 9, 2021 16:33 UTC OtherShares of Common Stock 1,163 $5.69 $6,617.47
Disclosure

SEC source: 0001415889-21-005803 · form4-12092021_011223.xml · nonDerivative · entry 1

WAITE DONALD C III · CIK 0001204026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,424

F1 · kind: Represents dividend reinvestment through a personal brokerage account.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 17:07 UTC Tax withholdingShares of Common Stock 8,412 $5.90 $49,630.80
Disclosure

SEC source: 0001104659-21-076442 · tm2118481-1_4seq1.xml · nonDerivative · entry 1

Berger David E. · CIK 0001473353 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,584

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:10 UTC
CONNORS MICHAEL PDirector · Chairman & CEO
GrantPerformance Based RSUs · Derivative 203,390 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-076449 · tm2118481-4_4seq1.xml · derivative · entry 3

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,390

Underlying: Common Stock · 203,390 shares

Expires 2024-06-01

F3 · derivative.exercise_price: Represents a grant of RSUs that may be earned based on achievement of market price goals, which will be measured at the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs reported above will be earned if the measured market price is between $5.25 and $6.00 and 100% of the RSUs will be earned if the measured market price is $7.50 or above, with straight-line interpolation of the number of earned RSUs if the measured market price is between $6 and $7.50. Unearned RSUs will be canceled. Market price goals are subject to adjustment for stock splits and certain other corporate events. The Compensation Committee determined the share price targets in December 2020 based upon the year-end 2020 share price. The targets established represent a 60% share price increase from the year-end share price. Once determined, any such earned RSUs will be fully vested.

F3 · derivative.exercise_date: Represents a grant of RSUs that may be earned based on achievement of market price goals, which will be measured at the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs reported above will be earned if the measured market price is between $5.25 and $6.00 and 100% of the RSUs will be earned if the measured market price is $7.50 or above, with straight-line interpolation of the number of earned RSUs if the measured market price is between $6 and $7.50. Unearned RSUs will be canceled. Market price goals are subject to adjustment for stock splits and certain other corporate events. The Compensation Committee determined the share price targets in December 2020 based upon the year-end 2020 share price. The targets established represent a 60% share price increase from the year-end share price. Once determined, any such earned RSUs will be fully vested.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:10 UTC
CONNORS MICHAEL PDirector · Chairman & CEO
GrantShares of Common Stock 118,644 $5.90 $699,999.60
Disclosure

SEC source: 0001104659-21-076449 · tm2118481-4_4seq1.xml · nonDerivative · entry 2

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,613,063

F2 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of June 1, 2021

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:10 UTC
CONNORS MICHAEL PDirector · Chairman & CEO
Tax withholdingShares of Common Stock 22,342 $5.90 $131,817.80
Disclosure

SEC source: 0001104659-21-076449 · tm2118481-4_4seq1.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,494,419

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:10 UTC
Lavieri Todd D.Vice Chairman
GrantShares of Common Stock 63,559 $5.90 $374,998.10
Disclosure

SEC source: 0001104659-21-076447 · tm2118481-3_4seq1.xml · nonDerivative · entry 2

Lavieri Todd D. · CIK 0001760914 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944,468

F2 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of June 1, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:10 UTC
Lavieri Todd D.Vice Chairman
Tax withholdingShares of Common Stock 19,891 $5.90 $117,356.90
Disclosure

SEC source: 0001104659-21-076447 · tm2118481-3_4seq1.xml · nonDerivative · entry 1

Lavieri Todd D. · CIK 0001760914 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,909

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:09 UTC
Kucinski Thomas S.EVP, Chief HR
GrantShares of Common Stock 16,949 $5.90 $99,999.10
Disclosure

SEC source: 0001104659-21-076446 · tm2118481-2_4seq1.xml · nonDerivative · entry 2

Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,105

F2 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of June 1, 2021.

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June 01, 2021 Filed Jun 3, 2021 21:09 UTC
Kucinski Thomas S.EVP, Chief HR
Tax withholdingShares of Common Stock 3,341 $5.90 $19,711.90
Disclosure

SEC source: 0001104659-21-076446 · tm2118481-2_4seq1.xml · nonDerivative · entry 1

Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,156

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

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May 19, 2021 Filed May 21, 2021 17:01 UTC Exercise / conversionPerformance Based RSUs · Derivative 34,146 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-070556 · tm2117256-1_4seq1.xml · derivative · entry 2

Berger David E. · CIK 0001473353 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,146 shares

Expires 2024-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On September 1, 2020, the Reporting Person received a grant of RSUs that could be earned based on achievement of market price goals, which were measured at the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs would be earned if such measured market price was $5.25 or above. On May 19, 2021, the market price goal was satisfied and the Issuer's common stock traded 172% higher as compared to the date of the grant. Once the market price goal was satisfied, the RSUs were fully vested.

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May 19, 2021 Filed May 21, 2021 17:01 UTC Tax withholdingShares of Common Stock 17,876 $5.58 $99,748.08
Disclosure

SEC source: 0001104659-21-070556 · tm2117256-1_4seq1.xml · nonDerivative · entry 1

Berger David E. · CIK 0001473353 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,996

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 363 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan.

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May 19, 2021 Filed May 21, 2021 21:03 UTC
Lavieri Todd D.Vice Chairman
Exercise / conversionPerformance Based RSUs · Derivative 57,927 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-070561 · tm2117256-3_4seq1.xml · derivative · entry 2

Lavieri Todd D. · CIK 0001760914 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,927 shares

Expires 2024-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On September 1, 2020, the Reporting Person received a grant of RSUs that could be earned based on achievement of market price goals, which were measured at the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs would be earned if such measured market price was $5.25 or above. On May 19, 2021, the market price goal was satisfied and the Issuer's common stock traded 172% higher as compared to the date of the grant. Once the market price goal was satisfied, the RSUs were fully vested.

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May 19, 2021 Filed May 21, 2021 21:03 UTC
Lavieri Todd D.Vice Chairman
Tax withholdingShares of Common Stock 25,685 $5.58 $143,322.30
Disclosure

SEC source: 0001104659-21-070561 · tm2117256-3_4seq1.xml · nonDerivative · entry 1

Lavieri Todd D. · CIK 0001760914 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,800

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 820 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan.

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May 19, 2021 Filed May 21, 2021 21:02 UTC
Kucinski Thomas S.EVP, Chief HR
Exercise / conversionPerformance Based RSUs · Derivative 12,195 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-070560 · tm2117256-2_4seq1.xml · derivative · entry 2

Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,195 shares

Expires 2024-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On September 1, 2020, the Reporting Person received a grant of RSUs that could be earned based on achievement of market price goals, which were measured at the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs would be earned if such measured market price was $5.25 or above. On May 19, 2021, the market price goal was satisfied and the Issuer's common stock traded 172% higher as compared to the date of the grant. Once the market price goal was satisfied, the RSUs were fully vested.

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May 19, 2021 Filed May 21, 2021 21:02 UTC
Kucinski Thomas S.EVP, Chief HR
Tax withholdingShares of Common Stock 6,338 $5.58 $35,366.04
Disclosure

SEC source: 0001104659-21-070560 · tm2117256-2_4seq1.xml · nonDerivative · entry 1

Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,497

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

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May 01, 2021 Filed May 4, 2021 21:54 UTC
Kucinski Thomas S.EVP, Chief HR
Tax withholdingShares of Common Stock 12,832 $4.55 $58,385.60
Disclosure

SEC source: 0001104659-21-061145 · tm2115131-1_4seq1.xml · nonDerivative · entry 1

Kucinski Thomas S. · CIK 0001708533 · EVP, Chief HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,640

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 812 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan.

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March 13, 2021 Filed Mar 16, 2021 17:24 UTC Tax withholdingShares of Common Stock 73,551 $4.42 $325,095.42
Disclosure

SEC source: 0001104659-21-037231 · tm219949-1_4seq1.xml · nonDerivative · entry 1

Berger David E. · CIK 0001473353 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,363

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 1,193 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan.

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March 13, 2021 Filed Mar 16, 2021 21:24 UTC
CONNORS MICHAEL PDirector · Chairman & CEO
Tax withholdingShares of Common Stock 245,239 $4.42 $1,083,956.38
Disclosure

SEC source: 0001104659-21-037232 · tm219949-2_4seq1.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,516,761

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

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March 13, 2021 Filed Mar 16, 2021 21:25 UTC
Lavieri Todd D.Vice Chairman
Tax withholdingShares of Common Stock 75,073 $4.42 $331,822.66
Disclosure

SEC source: 0001104659-21-037234 · tm219949-3_4seq1.xml · nonDerivative · entry 1

Lavieri Todd D. · CIK 0001760914 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,738

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 2,698 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan.

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January 15, 2021 Filed Jan 20, 2021 22:39 UTC
CONNORS MICHAEL PDirector · Chairman & CEO
Exercise / conversionCash-Settled stock appreciation right · Derivative 500,000 Not disclosed Strike: $3.61 Not disclosed
Disclosure

SEC source: 0001104659-21-005923 · tm213689-1_4seq1.xml · derivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Cash · 0 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date.

F1 · derivative.exercise_price: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date.

F1 · shares: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date.

F1 · price: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date.

F1 · derivative.exercise_date: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date.

F1 · derivative.underlying: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date.

F1 · derivative.underlying_shares: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date.

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January 04, 2021 Filed Jan 7, 2021 00:19 UTC
CONNORS MICHAEL PDirector · Chairman & CEO
GrantCash-Settled stock appreciation right · Derivative 500,000 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001104659-21-001653 · tm211931-1_4seq1.xml · derivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Cash · 500,000 shares

Expires 2023-12-31

F1 · security: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made).

F1 · derivative.exercise_price: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made).

F1 · shares: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made).

F1 · derivative.exercise_date: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made).

F1 · derivative.underlying: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made).

F1 · derivative.underlying_shares: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made).

F1 · balance_after: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made).

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December 15, 2020 Filed Dec 15, 2020 21:33 UTC Disposition to issuerShares of Common Stock 9,594 $3.26 $31,276.44
Disclosure

SEC source: 0001104659-20-135753 · tm2038561-1_4seq1.xml · nonDerivative · entry 1

Putur Christine · CIK 0001603246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,621

F1 · security: Represents a sale of shares of common stock to satisfy tax obligations in connection with vesting of restricted stock units and deferred receipt of the related shares of common stock.

F1 · kind: Represents a sale of shares of common stock to satisfy tax obligations in connection with vesting of restricted stock units and deferred receipt of the related shares of common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.