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CBRE GLOBAL REAL ESTATE INCOME FUND

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5237
SEC CIK
0001268884
Parsed reports
87

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2022 Filed Sep 22, 2022 19:59 UTC
SMITH JOSEPH PPresident & CEO · Portfolio Manager
PurchaseCBRE Global Real Estate Income Fund 1,492 $6.70 $9,996.40
Disclosure

SEC source: 0001264595-22-000018 · primary_doc.xml · nonDerivative · entry 1

SMITH JOSEPH P · CIK 0001264595 · President & CEO · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,010

Read SEC document
September 20, 2022 Filed Sep 20, 2022 22:04 UTC
SMITH JOSEPH PPresident & CEO · Portfolio Manager
PurchaseCBRE Global Real Estate Income Fund 1,472 $6.79 $9,994.88
Disclosure

SEC source: 0001264595-22-000017 · primary_doc.xml · nonDerivative · entry 2

SMITH JOSEPH P · CIK 0001264595 · President & CEO · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,518

Read SEC document
September 19, 2022 Filed Sep 20, 2022 22:04 UTC
SMITH JOSEPH PPresident & CEO · Portfolio Manager
PurchaseCBRE Global Real Estate Income Fund 1,440 $6.95 $10,008.00
Disclosure

SEC source: 0001264595-22-000017 · primary_doc.xml · nonDerivative · entry 1

SMITH JOSEPH P · CIK 0001264595 · President & CEO · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,046

Read SEC document
September 16, 2022 Filed Sep 16, 2022 17:47 UTC
SMITH JOSEPH PPresident & CEO · Portfolio Manager
PurchaseCBRE Global Real Estate Income Fund 1,414 $7.06 $9,982.84
Disclosure

SEC source: 0001264595-22-000016 · primary_doc.xml · nonDerivative · entry 2

SMITH JOSEPH P · CIK 0001264595 · President & CEO · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,606

Read SEC document
September 15, 2022 Filed Sep 16, 2022 17:47 UTC
SMITH JOSEPH PPresident & CEO · Portfolio Manager
PurchaseCBRE Global Real Estate Income Fund 1,392 $7.18 $9,994.56
Disclosure

SEC source: 0001264595-22-000016 · primary_doc.xml · nonDerivative · entry 1

SMITH JOSEPH P · CIK 0001264595 · President & CEO · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,192

Read SEC document
September 09, 2022 Filed Sep 14, 2022 00:14 UTC
Miniman Jonathan DPortfolio Manager
PurchaseCBRE Global Real Estate Income Fund 700 $7.29 $5,099.50
Disclosure

SEC source: 0001923550-22-000005 · primary_doc.xml · nonDerivative · entry 1

Miniman Jonathan D · CIK 0001923550 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,213

Read SEC document
July 21, 2022 Filed Jul 22, 2022 16:43 UTC
Stam HeidiDirector
PurchaseCBRE Global Real Estate Income Fund 30 $7.32 $219.45
Disclosure

SEC source: 0001820682-22-000001 · primary_doc.xml · nonDerivative · entry 2

Stam Heidi · CIK 0001820682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,812

Read SEC document
July 20, 2022 Filed Jul 22, 2022 16:43 UTC
Stam HeidiDirector
PurchaseCBRE Global Real Estate Income Fund 137 $7.30 $1,000.10
Disclosure

SEC source: 0001820682-22-000001 · primary_doc.xml · nonDerivative · entry 1

Stam Heidi · CIK 0001820682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,782

Read SEC document
July 14, 2022 Filed Jul 14, 2022 17:35 UTC
SMITH JOSEPH PPresident & CEO · Portfolio Manager
PurchaseCBRE Global Real Estate Income Fund 1,443 $6.93 $9,999.99
Disclosure

SEC source: 0001264595-22-000015 · primary_doc.xml · nonDerivative · entry 2

SMITH JOSEPH P · CIK 0001264595 · President & CEO · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,800

Read SEC document
July 13, 2022 Filed Jul 14, 2022 17:35 UTC
SMITH JOSEPH PPresident & CEO · Portfolio Manager
PurchaseCBRE Global Real Estate Income Fund 1,440 $6.93 $9,979.20
Disclosure

SEC source: 0001264595-22-000015 · primary_doc.xml · nonDerivative · entry 1

SMITH JOSEPH P · CIK 0001264595 · President & CEO · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,357

Read SEC document
June 30, 2022 Filed Jun 30, 2022 18:31 UTC
SMITH JOSEPH PPresident & CEO · Portfolio Manager
PurchaseCBRE Global Real Estate Income Fund 2,086 $7.20 $15,019.20
Disclosure

SEC source: 0001264595-22-000013 · primary_doc.xml · nonDerivative · entry 1

SMITH JOSEPH P · CIK 0001264595 · President & CEO · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,917

Read SEC document
June 29, 2022 Filed Jun 30, 2022 18:26 UTC
SMITH JOSEPH PPresident & CEO · Portfolio Manager
PurchaseCBRE Global Real Estate Income Fund 1,386 $7.21 $9,993.06
Disclosure

SEC source: 0001264595-22-000012 · primary_doc.xml · nonDerivative · entry 1

SMITH JOSEPH P · CIK 0001264595 · President & CEO · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,831

Read SEC document
June 27, 2022 Filed Jun 27, 2022 19:53 UTC
SMITH JOSEPH PPresident & CEO · Portfolio Manager
PurchaseCBRE Global Real Estate Income Fund 1,377 $7.27 $10,010.79
Disclosure

SEC source: 0001264595-22-000011 · primary_doc.xml · nonDerivative · entry 1

SMITH JOSEPH P · CIK 0001264595 · President & CEO · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,445

Read SEC document
June 16, 2022 Filed Jun 17, 2022 19:44 UTC
SMITH JOSEPH PPresident & CEO · Portfolio Manager
PurchaseCBRE Global Real Estate Income Fund 1,470 $6.82 $10,022.75
Disclosure

SEC source: 0001264595-22-000008 · primary_doc.xml · nonDerivative · entry 1

SMITH JOSEPH P · CIK 0001264595 · President & CEO · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,068

Read SEC document
May 10, 2022 Filed May 11, 2022 17:57 UTC
Miniman Jonathan DPortfolio Manager
PurchaseCBRE Global Real Estate Income Fund 500 $7.74 $3,870.00
Disclosure

SEC source: 0001923550-22-000004 · primary_doc.xml · nonDerivative · entry 1

Miniman Jonathan D · CIK 0001923550 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,513

Read SEC document
May 10, 2022 Filed May 11, 2022 17:47 UTC
SMITH JOSEPH PPresident & CEO · Portfolio Manager
PurchaseCBRE Global Real Estate Income Fund 1,179 $7.64 $9,007.56
Disclosure

SEC source: 0001264595-22-000006 · primary_doc.xml · nonDerivative · entry 1

SMITH JOSEPH P · CIK 0001264595 · President & CEO · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,598

Read SEC document
May 09, 2022 Filed May 10, 2022 17:52 UTC
SMITH JOSEPH PPresident & CEO · Portfolio Manager
PurchaseCBRE Global Real Estate Income Fund 1,273 $7.86 $10,005.78
Disclosure

SEC source: 0001264595-22-000004 · primary_doc.xml · nonDerivative · entry 2

SMITH JOSEPH P · CIK 0001264595 · President & CEO · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,419

Read SEC document
May 06, 2022 Filed May 10, 2022 17:52 UTC
SMITH JOSEPH PPresident & CEO · Portfolio Manager
PurchaseCBRE Global Real Estate Income Fund 1,216 $8.22 $9,995.52
Disclosure

SEC source: 0001264595-22-000004 · primary_doc.xml · nonDerivative · entry 1

SMITH JOSEPH P · CIK 0001264595 · President & CEO · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,146

Read SEC document
April 19, 2022 Filed Apr 21, 2022 20:11 UTC
Miniman Jonathan DPortfolio Manager
PurchaseCBRE Global Real Estate Income Fund 350 $8.91 $3,118.50
Disclosure

SEC source: 0001923550-22-000003 · primary_doc.xml · nonDerivative · entry 2

Miniman Jonathan D · CIK 0001923550 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,013

Read SEC document
March 15, 2022 Filed Mar 18, 2022 20:01 UTC PurchaseCBRE Global Real Estate Income Fund 12,119 $8.20 $99,389.13
Disclosure

SEC source: 0001762927-22-000001 · primary_doc.xml · nonDerivative · entry 2

Greis Leslie E · CIK 0001762927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,688

Read SEC document
March 15, 2022 Filed Mar 18, 2022 20:01 UTC PurchaseCBRE Global Real Estate Income Fund 12,119 $8.20 $99,409.73
Disclosure

SEC source: 0001762927-22-000001 · primary_doc.xml · nonDerivative · entry 1

Greis Leslie E · CIK 0001762927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,569

Read SEC document
March 15, 2022 Filed Apr 21, 2022 20:11 UTC
Miniman Jonathan DPortfolio Manager
PurchaseCBRE Global Real Estate Income Fund 2,000 $8.13 $16,260.00
Disclosure

SEC source: 0001923550-22-000003 · primary_doc.xml · nonDerivative · entry 1

Miniman Jonathan D · CIK 0001923550 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,663

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:01 UTC
SMITH JOSEPH PPresident & CEO · Portfolio Manager
PurchaseCBRE Global Real Estate Income Fund 3,649 $8.23 $30,031.27
Disclosure

SEC source: 0001264595-22-000002 · primary_doc.xml · nonDerivative · entry 1

SMITH JOSEPH P · CIK 0001264595 · President & CEO · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,930

Read SEC document
December 31, 2021 Filed Jan 3, 2022 15:22 UTC
FERGUSON T RITSONDirector · President & CEO · Portfolio Manager
OtherCBRE Global Real Estate Income Fund 1,613 $8.01 $12,924.97
Disclosure

SEC source: 0001264220-22-000001 · primary_doc.xml · nonDerivative · entry 1

FERGUSON T RITSON · CIK 0001264220 · Director · President & CEO · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,070

F1 · kind: Dividend reinvestments

Read SEC document
August 31, 2021 Filed Nov 12, 2021 17:35 UTC PurchaseCBRE Clarion Global Real Estate Income Fund 1,000 $9.19 $9,191.50
Disclosure

SEC source: 0001892721-21-000002 · primary_doc.xml · nonDerivative · entry 2

Tull Robert Stanley III · CIK 0001892721 · Secretary & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
June 22, 2021 Filed Jun 23, 2021 14:22 UTC
Stam HeidiDirector
PurchaseCBRE Clarion Global Real Estate Income Fund 2,825 $8.84 $24,976.11
Disclosure

SEC source: 0001820682-21-000002 · primary_doc.xml · nonDerivative · entry 1

Stam Heidi · CIK 0001820682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,645

Read SEC document
June 16, 2021 Filed Jun 17, 2021 20:44 UTC
Stam HeidiDirector
PurchaseCBRE Clarion Global Real Estate Income Fund 2,794 $8.95 $25,006.30
Disclosure

SEC source: 0001820682-21-000001 · primary_doc.xml · nonDerivative · entry 1

Stam Heidi · CIK 0001820682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,820

Read SEC document
May 26, 2021 Filed Nov 12, 2021 17:35 UTC PurchaseCBRE Clarion Global Real Estate Income Fund 1,000 $8.53 $8,525.30
Disclosure

SEC source: 0001892721-21-000002 · primary_doc.xml · nonDerivative · entry 1

Tull Robert Stanley III · CIK 0001892721 · Secretary & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
January 15, 2021 Filed Jan 21, 2021 18:07 UTC PurchaseCBRE Clarion Global Real Estate Income Fund 7,225 $6.96 $50,271.55
Disclosure

SEC source: 0001762927-21-000001 · primary_doc.xml · nonDerivative · entry 2

Greis Leslie E · CIK 0001762927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,450

Read SEC document
January 15, 2021 Filed Jan 21, 2021 18:07 UTC PurchaseCBRE Clarion Global Real Estate Income Fund 7,225 $6.94 $50,171.85
Disclosure

SEC source: 0001762927-21-000001 · primary_doc.xml · nonDerivative · entry 1

Greis Leslie E · CIK 0001762927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,225

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:38 UTC
FERGUSON T RITSONDirector · President & CEO · CEO of Investment Adviser
PurchaseCBRE Clarion Global Real Estate Income Fund 5,000 $6.44 $32,198.50
Disclosure

SEC source: 0001264220-20-000002 · primary_doc.xml · nonDerivative · entry 4

FERGUSON T RITSON · CIK 0001264220 · Director · President & CEO · CEO of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grantor Trust

Disclosed balance after: 65,457

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:38 UTC
FERGUSON T RITSONDirector · President & CEO · CEO of Investment Adviser
PurchaseCBRE Clarion Global Real Estate Income Fund 5,000 $6.45 $32,235.50
Disclosure

SEC source: 0001264220-20-000002 · primary_doc.xml · nonDerivative · entry 3

FERGUSON T RITSON · CIK 0001264220 · Director · President & CEO · CEO of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grantor Trust

Disclosed balance after: 60,457

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:38 UTC
FERGUSON T RITSONDirector · President & CEO · CEO of Investment Adviser
PurchaseCBRE Clarion Global Real Estate Income Fund 5,000 $6.45 $32,249.50
Disclosure

SEC source: 0001264220-20-000002 · primary_doc.xml · nonDerivative · entry 2

FERGUSON T RITSON · CIK 0001264220 · Director · President & CEO · CEO of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grantor Trust

Disclosed balance after: 55,457

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:38 UTC
FERGUSON T RITSONDirector · President & CEO · CEO of Investment Adviser
PurchaseCBRE Clarion Global Real Estate Income Fund 15,000 $6.49 $97,350.00
Disclosure

SEC source: 0001264220-20-000002 · primary_doc.xml · nonDerivative · entry 1

FERGUSON T RITSON · CIK 0001264220 · Director · President & CEO · CEO of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grantor Trust

Disclosed balance after: 50,457

Read SEC document
August 07, 2020 Filed Aug 11, 2020 17:56 UTC
Stam HeidiDirector
PurchaseCBRE Clarion Global Real Estate Income Fund 996 $6.25 $6,225.00
Disclosure

SEC source: 0001820682-20-000003 · primary_doc.xml · nonDerivative · entry 1

Stam Heidi · CIK 0001820682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,026

Read SEC document
July 30, 2020 Filed Aug 11, 2020 17:53 UTC
Stam HeidiDirector
PurchaseCBRE Clarion Global Real Estate Income Fund 1,145 $6.11 $6,995.95
Disclosure

SEC source: 0001820682-20-000002 · primary_doc.xml · nonDerivative · entry 4

Stam Heidi · CIK 0001820682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,030

Read SEC document
July 22, 2020 Filed Aug 11, 2020 17:53 UTC
Stam HeidiDirector
PurchaseCBRE Clarion Global Real Estate Income Fund 1,360 $5.88 $7,996.80
Disclosure

SEC source: 0001820682-20-000002 · primary_doc.xml · nonDerivative · entry 3

Stam Heidi · CIK 0001820682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,885

Read SEC document
July 16, 2020 Filed Aug 11, 2020 17:53 UTC
Stam HeidiDirector
PurchaseCBRE Clarion Global Real Estate Income Fund 1,345 $5.94 $7,989.30
Disclosure

SEC source: 0001820682-20-000002 · primary_doc.xml · nonDerivative · entry 2

Stam Heidi · CIK 0001820682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,525

Read SEC document
July 09, 2020 Filed Aug 11, 2020 17:53 UTC
Stam HeidiDirector
PurchaseCBRE Clarion Global Real Estate Income Fund 1,345 $5.95 $8,002.75
Disclosure

SEC source: 0001820682-20-000002 · primary_doc.xml · nonDerivative · entry 1

Stam Heidi · CIK 0001820682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,180

Read SEC document
May 15, 2020 Filed Apr 21, 2022 15:57 UTC
Weinberg Kenneth SPortfolio Manager
PurchaseCBRE Global Real Estate Income Fund 5,000 $5.11 $25,543.00
Disclosure

SEC source: 0001923549-22-000003 · primary_doc.xml · nonDerivative · entry 1

Weinberg Kenneth S · CIK 0001923549 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
March 19, 2020 Filed Mar 23, 2020 18:01 UTC PurchaseCBRE Clarion Global Real Estate Income Fund 2,828 $4.43 $12,528.04
Disclosure

SEC source: 0001264219-20-000001 · primary_doc.xml · nonDerivative · entry 3

NAKAHARA ASUKA · CIK 0001264219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,042

Read SEC document
March 19, 2020 Filed Mar 23, 2020 18:01 UTC PurchaseCBRE Clarion Global Real Estate Income Fund 3,469 $3.79 $13,147.51
Disclosure

SEC source: 0001264219-20-000001 · primary_doc.xml · nonDerivative · entry 2

NAKAHARA ASUKA · CIK 0001264219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,214

Read SEC document
March 19, 2020 Filed Mar 23, 2020 18:01 UTC PurchaseCBRE Clarion Global Real Estate Income Fund 2,955 $4.06 $11,997.30
Disclosure

SEC source: 0001264219-20-000001 · primary_doc.xml · nonDerivative · entry 1

NAKAHARA ASUKA · CIK 0001264219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,745

Read SEC document
March 19, 2020 Filed Mar 23, 2020 17:55 UTC
FERGUSON T RITSONDirector · President & CEO · CEO of Investment Adviser
PurchaseCBRE Clarion Global Real Estate Income Fund 5,000 $4.47 $22,326.00
Disclosure

SEC source: 0001264220-20-000001 · primary_doc.xml · nonDerivative · entry 4

FERGUSON T RITSON · CIK 0001264220 · Director · President & CEO · CEO of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,457

Read SEC document
March 19, 2020 Filed Mar 23, 2020 17:55 UTC
FERGUSON T RITSONDirector · President & CEO · CEO of Investment Adviser
PurchaseCBRE Clarion Global Real Estate Income Fund 2,500 $4.40 $11,000.00
Disclosure

SEC source: 0001264220-20-000001 · primary_doc.xml · nonDerivative · entry 3

FERGUSON T RITSON · CIK 0001264220 · Director · President & CEO · CEO of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,457

Read SEC document
March 19, 2020 Filed Mar 23, 2020 17:55 UTC
FERGUSON T RITSONDirector · President & CEO · CEO of Investment Adviser
PurchaseCBRE Clarion Global Real Estate Income Fund 2,500 $4.30 $10,750.00
Disclosure

SEC source: 0001264220-20-000001 · primary_doc.xml · nonDerivative · entry 2

FERGUSON T RITSON · CIK 0001264220 · Director · President & CEO · CEO of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,957

Read SEC document
March 19, 2020 Filed Mar 23, 2020 17:55 UTC
FERGUSON T RITSONDirector · President & CEO · CEO of Investment Adviser
PurchaseCBRE Clarion Global Real Estate Income Fund 442 $4.20 $1,856.40
Disclosure

SEC source: 0001264220-20-000001 · primary_doc.xml · nonDerivative · entry 1

FERGUSON T RITSON · CIK 0001264220 · Director · President & CEO · CEO of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,457

Read SEC document
May 20, 2019 Filed May 23, 2019 19:40 UTC Purchasecommon stock 1,290 $7.41 $9,558.90
Disclosure

SEC source: 0001264219-19-000005 · primary_doc.xml · nonDerivative · entry 1

NAKAHARA ASUKA · CIK 0001264219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,790

Read SEC document
April 18, 2019 Filed Apr 22, 2019 14:27 UTC Purchasecommon stock 1,350 $7.38 $9,957.87
Disclosure

SEC source: 0001264219-19-000004 · primary_doc.xml · nonDerivative · entry 1

NAKAHARA ASUKA · CIK 0001264219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Read SEC document
April 09, 2019 Filed Apr 12, 2019 14:31 UTC Purchasecommon stock 2,000 $7.48 $14,952.40
Disclosure

SEC source: 0001264219-19-000003 · primary_doc.xml · nonDerivative · entry 2

NAKAHARA ASUKA · CIK 0001264219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,150

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.