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OTC · USD

IEHC

IEH Corp

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Tapewire entity
6981
SEC CIK
0000050292
Parsed reports
56

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2026 Filed Sep 8, 2026 21:02 UTC Amendment SaleCommon Stock, par value $0.01 per share 3,800 $32.56 $123,743.96
Disclosure

SEC source: 0001174947-26-000849 · ownership.xml · nonDerivative · entry 4

Rosenfeld Michael E · CIK 0001754873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 03, 2026 Filed Sep 8, 2026 21:02 UTC Amendment SaleCommon Stock, par value $0.01 per share 100 $32.51 $3,251.00
Disclosure

SEC source: 0001174947-26-000849 · ownership.xml · nonDerivative · entry 3

Rosenfeld Michael E · CIK 0001754873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,800

Read SEC document
September 03, 2026 Filed Sep 8, 2026 21:02 UTC Amendment SaleCommon Stock, par value $0.01 per share 100 $32.77 $3,277.00
Disclosure

SEC source: 0001174947-26-000849 · ownership.xml · nonDerivative · entry 2

Rosenfeld Michael E · CIK 0001754873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,900

Read SEC document
September 03, 2026 Filed Sep 8, 2026 21:02 UTC Amendment SaleCommon Stock, par value $0.01 per share 1,000 $32.95 $32,950.00
Disclosure

SEC source: 0001174947-26-000849 · ownership.xml · nonDerivative · entry 1

Rosenfeld Michael E · CIK 0001754873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
August 14, 2026 Filed Aug 20, 2026 20:55 UTC SaleCommon Stock, par value $0.01 per share 1,240 $32.50 $40,300.00
Disclosure

SEC source: 0001174947-26-000817 · ownership.xml · nonDerivative · entry 2

Rosenfeld Michael E · CIK 0001754873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 760

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:15 UTC
Offerman Gail10% owner
SaleCommon Stock, par value $0.01 per share 2,000 $32.25 $64,500.00
Disclosure

SEC source: 0001174947-26-000811 · ownership.xml · nonDerivative · entry 1

Offerman Gail · CIK 0001737968 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 497,606

Read SEC document
August 13, 2026 Filed Aug 20, 2026 20:55 UTC SaleCommon Stock, par value $0.01 per share 3,000 $33.00 $99,000.00
Disclosure

SEC source: 0001174947-26-000817 · ownership.xml · nonDerivative · entry 1

Rosenfeld Michael E · CIK 0001754873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
March 18, 2026 Filed Mar 19, 2026 21:11 UTC SaleCommon Stock, par value $0.01 per share 2 $18.50 $37.00
Disclosure

SEC source: 0001174947-26-000402 · ownership.xml · nonDerivative · entry 3

Chafetz Gerald E. · CIK 0001464880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
March 18, 2026 Filed Mar 19, 2026 21:11 UTC SaleCommon Stock, par value $0.01 per share 498 $18.00 $8,964.00
Disclosure

SEC source: 0001174947-26-000402 · ownership.xml · nonDerivative · entry 2

Chafetz Gerald E. · CIK 0001464880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,002

Read SEC document
March 17, 2026 Filed Mar 19, 2026 21:11 UTC SaleCommon Stock, par value $0.01 per share 500 $17.39 $8,696.10
Disclosure

SEC source: 0001174947-26-000402 · ownership.xml · nonDerivative · entry 1

Chafetz Gerald E. · CIK 0001464880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
March 10, 2026 Filed Mar 19, 2026 21:12 UTC
Purkayastha SubrataCFO and Treasurer
Exercise / conversionOptions to Purchase Common Stock, par value, $0.01 · Derivative 15,000 $0.00 Strike: $5.65 $0.00
Disclosure

SEC source: 0001174947-26-000404 · ownership.xml · derivative · entry 3

Purkayastha Subrata · CIK 0001979978 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock, par value $0.01 · 15,000 shares

Expires 2034-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2026 Filed Mar 19, 2026 21:12 UTC
Purkayastha SubrataCFO and Treasurer
Tax withholdingCommon Stock, par value $0.01 per share 4,461 $19.00 $84,759.00
Disclosure

SEC source: 0001174947-26-000404 · ownership.xml · nonDerivative · entry 2

Purkayastha Subrata · CIK 0001979978 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,539

F1 · shares: Shares surrendered by Reporting Person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4.

Read SEC document
March 10, 2026 Filed Mar 19, 2026 21:12 UTC
Purkayastha SubrataCFO and Treasurer
Exercise / conversionCommon Stock, par value $0.01 per share 15,000 $5.65 $84,750.00
Disclosure

SEC source: 0001174947-26-000404 · ownership.xml · nonDerivative · entry 1

Purkayastha Subrata · CIK 0001979978 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2026 Filed Mar 10, 2026 21:23 UTC
Offerman DaveDirector · COB, President and CEO
SaleCommon Stock, par value $0.01 per share 350 $17.28 $6,046.25
Disclosure

SEC source: 0001174947-26-000338 · ownership.xml · nonDerivative · entry 2

Offerman Dave · CIK 0001829888 · Director · COB, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,127

Read SEC document
March 06, 2026 Filed Mar 10, 2026 21:23 UTC
Offerman DaveDirector · COB, President and CEO
SaleCommon Stock, par value $0.01 per share 4,650 $16.50 $76,725.00
Disclosure

SEC source: 0001174947-26-000338 · ownership.xml · nonDerivative · entry 1

Offerman Dave · CIK 0001829888 · Director · COB, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,477

Read SEC document
February 09, 2026 Filed Mar 19, 2026 21:11 UTC Exercise / conversionOptions to Purchase Common Stock, par value $0.01 per share · Derivative 5,000 $0.00 Strike: $6.01 $0.00
Disclosure

SEC source: 0001174947-26-000403 · ownership.xml · derivative · entry 2

Rosenfeld Michael E · CIK 0001754873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $0.01 · 5,000 shares

Expires 2033-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2026 Filed Mar 19, 2026 21:11 UTC Exercise / conversionCommon Stock, par value $0.01 per share 5,000 $6.01 $30,050.00
Disclosure

SEC source: 0001174947-26-000403 · ownership.xml · nonDerivative · entry 1

Rosenfeld Michael E · CIK 0001754873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 21:05 UTC
Offerman DaveDirector · COB, President and CEO
Exercise / conversionOptions to purchase common stock, par value $0.01 per share · Derivative 46,217 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001174947-25-000979 · ownership.xml · derivative · entry 3

Offerman Dave · CIK 0001829888 · Director · COB, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common stock, par value $0.01 per share · 46,217 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 21:05 UTC
Offerman DaveDirector · COB, President and CEO
Tax withholdingCommon Stock, par value $0.01 per share 29,190 $9.50 $277,305.00
Disclosure

SEC source: 0001174947-25-000979 · ownership.xml · nonDerivative · entry 2

Offerman Dave · CIK 0001829888 · Director · COB, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,027

F1 · shares: Shares surrendered by reporting person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 21:05 UTC
Offerman DaveDirector · COB, President and CEO
Exercise / conversionCommon Stock, par value $0.01 per share 46,217 $6.00 $277,302.00
Disclosure

SEC source: 0001174947-25-000979 · ownership.xml · nonDerivative · entry 1

Offerman Dave · CIK 0001829888 · Director · COB, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 19:37 UTC Exercise / conversionOptions to purchase Common Stock, par value $.01 · Derivative 2,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001174947-25-000985 · ownership.xml · derivative · entry 2

Chafetz Gerald E. · CIK 0001464880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 2,000 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reporting Person had 4,000 options with exercise price of $6.00 per share issued on 7-1-2015 and exercised 2,000 options on 6-30-2025. Remaining 2,000 options expired on 7-1-2025. In accordance with Instruction 4 to this Form, Column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices are not considered to be of the same "class". All options owned by Reporting Person are fully vested.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 19:37 UTC Exercise / conversionCommon Stock, par value $0.01 2,000 $6.00 $12,000.00
Disclosure

SEC source: 0001174947-25-000985 · ownership.xml · nonDerivative · entry 1

Chafetz Gerald E. · CIK 0001464880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2025 Filed Mar 10, 2026 21:22 UTC Amendment
Offerman DaveDirector · COB, President and CEO
Exercise / conversionOptions to purchase common stock, par value $0.01 per share · Derivative 46,217 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001174947-26-000336 · ownership.xml · derivative · entry 3

Offerman Dave · CIK 0001829888 · Director · COB, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common stock, par value $0.01 per share · 46,217 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2025 Filed Mar 10, 2026 21:22 UTC Amendment
Offerman DaveDirector · COB, President and CEO
Tax withholdingCommon Stock, par value $0.01 per share 29,190 $9.50 $277,305.00
Disclosure

SEC source: 0001174947-26-000336 · ownership.xml · nonDerivative · entry 2

Offerman Dave · CIK 0001829888 · Director · COB, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,127

F1 · shares: Shares surrendered by reporting person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4.

F2 · balance_after: In the original filing of this Form 4 filed on July 1 ,2025, the number of Securities beneficially owned following the reported transaction was incorrectly stated as 407,027 shares. The correct number should have been 407,127 shares of common stock.

Read SEC document
June 30, 2025 Filed Mar 10, 2026 21:22 UTC Amendment
Offerman DaveDirector · COB, President and CEO
Exercise / conversionCommon Stock, par value $0.01per share 46,217 $6.00 $277,302.00
Disclosure

SEC source: 0001174947-26-000336 · ownership.xml · nonDerivative · entry 1

Offerman Dave · CIK 0001829888 · Director · COB, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2025 Filed May 19, 2025 22:08 UTC GrantNon-Qualified Options · Derivative 5,000 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001174947-25-000795 · ownership.xml · derivative · entry 1

Chafetz Gerald E. · CIK 0001464880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock, par value $0.01 · 5,000 shares

Expires 2035-05-13

Read SEC document
May 13, 2025 Filed May 19, 2025 21:59 UTC GrantNon-Qualified Options · Derivative 5,000 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001174947-25-000793 · ownership.xml · derivative · entry 1

Rosenfeld Michael E · CIK 0001754873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $0.01 · 5,000 shares

Expires 2035-05-13

Read SEC document
May 13, 2025 Filed May 19, 2025 21:58 UTC
Glenn BrianDirector
GrantNon-Qualified Options · Derivative 5,000 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001174947-25-000791 · ownership.xml · derivative · entry 1

Glenn Brian · CIK 0002017591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $0.01 · 5,000 shares

Expires 2035-05-13

Read SEC document
May 08, 2025 Filed Jun 13, 2025 21:05 UTC Amendment GrantNon-Qualified Stock Options · Derivative 5,000 $0.00 Strike: $8.28 $0.00
Disclosure

SEC source: 0001174947-25-000939 · ownership.xml · derivative · entry 1

Rosenfeld Michael E · CIK 0001754873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $0.01 · 5,000 shares

Expires 2035-05-08

Read SEC document
May 08, 2025 Filed Jun 13, 2025 21:04 UTC Amendment
Glenn BrianDirector
GrantNon-Qualified Options · Derivative 5,000 $0.00 Strike: $8.28 $0.00
Disclosure

SEC source: 0001174947-25-000938 · ownership.xml · derivative · entry 1

Glenn Brian · CIK 0002017591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $0.01 · 5,000 shares

Expires 2035-05-08

Read SEC document
May 08, 2025 Filed Jun 13, 2025 21:04 UTC Amendment GrantNon-Qualified Options · Derivative 5,000 $0.00 Strike: $8.28 $0.00
Disclosure

SEC source: 0001174947-25-000937 · ownership.xml · derivative · entry 1

Chafetz Gerald E. · CIK 0001464880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock, par value $0.01 · 5,000 shares

Expires 2035-05-08

Read SEC document
December 24, 2024 Filed Dec 31, 2024 16:30 UTC
Offerman DaveDirector · President and CEO · 10% owner
GrantOptions to purchase Common Stock, par value $0.01 · Derivative 25,000 $0.00 Strike: $10.75 $0.00
Disclosure

SEC source: 0001104659-24-132762 · tm2432343-2_4.xml · derivative · entry 1

Offerman Dave · CIK 0001829888 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,217

Underlying: Common Stock, par value $0.01 · 25,000 shares

Expires 2035-12-31

F1 · security: Grant of 25,000 options to purchase Common Shares pursuant to 2020 Equity Based Compensation Plan.

Read SEC document
November 14, 2024 Filed Nov 18, 2024 21:06 UTC
Offerman DaveDirector · President and CEO · 10% owner
SaleCommon Stock, par value $0.01 4,783 $9.75 $46,634.25
Disclosure

SEC source: 0001174947-24-001265 · ownership.xml · nonDerivative · entry 3

Offerman Dave · CIK 0001829888 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

Read SEC document
November 14, 2024 Filed Nov 18, 2024 21:06 UTC
Offerman DaveDirector · President and CEO · 10% owner
SaleCommon Stock, par value $0.01 565 $9.75 $5,508.75
Disclosure

SEC source: 0001174947-24-001265 · ownership.xml · nonDerivative · entry 2

Offerman Dave · CIK 0001829888 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 14, 2024 Filed Nov 18, 2024 21:06 UTC
Offerman DaveDirector · President and CEO · 10% owner
SaleCommon Stock, par value $0.01 10,000 $9.00 $90,000.00
Disclosure

SEC source: 0001174947-24-001265 · ownership.xml · nonDerivative · entry 1

Offerman Dave · CIK 0001829888 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See note

Disclosed balance after: 390,000

F1 · ownership.nature: Shares were previously gifted to the 2020 David Offerman Trust by Gail Offerman. The Reporting Person is the sole trustee and beneficiary of the 2020 David Offerman Trust.

Read SEC document
April 26, 2024 Filed May 17, 2024 21:18 UTC
Purkayastha SubrataChief Financial Officer
GrantNon-Qualified Options · Derivative 15,000 $0.00 Strike: $5.65 $0.00
Disclosure

SEC source: 0001174947-24-000752 · ownership.xml · derivative · entry 1

Purkayastha Subrata · CIK 0001979978 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock, par value $0.01 · 15,000 shares

Expires 2034-04-26

Read SEC document
October 26, 2023 Filed Nov 14, 2023 17:20 UTC
Purkayastha SubrataChief Financial Officer
GrantNon-Qualified Stock Option · Derivative 25,000 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001174947-23-001395 · ownership.xml · derivative · entry 1

Purkayastha Subrata · CIK 0001979978 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock, par value $0.01 · 25,000 shares

Expires 2033-10-26

Read SEC document
October 26, 2023 Filed Jun 3, 2024 19:30 UTC
Glenn BrianDirector
GrantNon-Qualified Options · Derivative 5,000 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001174947-24-000791 · ownership.xml · derivative · entry 1

Glenn Brian · CIK 0002017591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, par value $0.01 · 5,000 shares

Expires 2033-10-26

Read SEC document
May 08, 2023 Filed Jun 3, 2024 19:31 UTC GrantNon-Qualified Options · Derivative 5,000 $0.00 Strike: $6.01 $0.00
Disclosure

SEC source: 0001174947-24-000793 · ownership.xml · derivative · entry 1

Rosenfeld Michael E · CIK 0001754873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $0.01 · 5,000 shares

Expires 2033-05-08

Read SEC document
May 08, 2023 Filed Jun 3, 2024 19:29 UTC GrantNon-Qualified Options · Derivative 5,000 $0.00 Strike: $6.01 $0.00
Disclosure

SEC source: 0001174947-24-000789 · ownership.xml · derivative · entry 1

Chafetz Gerald E. · CIK 0001464880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock, par value $0.01 · 5,000 shares

Expires 2033-05-08

Read SEC document
September 21, 2021 Filed Sep 29, 2021 20:07 UTC
Offerman Gail10% owner
SaleCommon Stock, par value $0.01 per share 440 $13.76 $6,054.40
Disclosure

SEC source: 0001174947-21-000874 · ownership.xml · nonDerivative · entry 1

Offerman Gail · CIK 0001737968 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,606

Read SEC document
August 05, 2021 Filed Aug 6, 2021 15:12 UTC
ZEFF DANIEL10% owner
SaleCommon Stock 90,000 $14.80 $1,332,000.00
Disclosure

SEC source: 0001420506-21-000971 · doc4_956.xml · nonDerivative · entry 1

Zeff Capital, LP · CIK 0001559603 · 10% owner

Zeff Holding Company, LLC · CIK 0001311997 · 10% owner

ZEFF DANIEL · CIK 0001271640 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,862

F1 · balance_after: In addition to Zeff Capital LP, a Delaware limited partnership ("Zeff Capital"), this Form 4 is being filed jointly by Zeff Holding Company, LLC, a Delaware limited liability company ("Zeff Holding"), and Daniel Zeff, a citizen of the United States of America, each of whom has the same business address as Zeff Capital.

F2 · balance_after: (Continued from footnote 1) Zeff Holding, as the general partner of Zeff Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Zeff Capital, and may be deemed to be the indirect beneficial owner of such shares. Zeff Holding disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Zeff, as the manager of Zeff Holding, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Zeff Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Zeff disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 15:55 UTC
ZEFF DANIEL10% owner
SaleCommon Stock 10,000 $14.62 $146,200.00
Disclosure

SEC source: 0001420506-21-000928 · doc4_954.xml · nonDerivative · entry 1

Zeff Capital, LP · CIK 0001559603 · 10% owner

Zeff Holding Company, LLC · CIK 0001311997 · 10% owner

ZEFF DANIEL · CIK 0001271640 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,862

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.85 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: In addition to Zeff Capital LP, a Delaware limited partnership ("Zeff Capital"), this Form 4 is being filed jointly by Zeff Holding Company, LLC, a Delaware limited liability company ("Zeff Holding"), and Daniel Zeff, a citizen of the United States of America, each of whom has the same business address as Zeff Capital.

F2 · balance_after: (Continued from footnote 1) Zeff Holding, as the general partner of Zeff Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Zeff Capital, and may be deemed to be the indirect beneficial owner of such shares. Zeff Holding disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Zeff, as the manager of Zeff Holding, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Zeff Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Zeff disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.

Read SEC document
July 16, 2021 Filed Jul 22, 2021 21:16 UTC
Offerman Gail10% owner
SaleCommon Stock, par value $0.01 per share 200 $16.04 $3,207.60
Disclosure

SEC source: 0001174947-21-000683 · ownership.xml · nonDerivative · entry 1

Offerman Gail · CIK 0001737968 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,046

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:07 UTC
Offerman DaveDirector · Chief Executive Officer · 10% owner
GiftCommon Stock, par value $0.01 400,000 $0.00 $0.00
Disclosure

SEC source: 0001174947-20-001155 · ownership.xml · nonDerivative · entry 1

Offerman Dave · CIK 0001829888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · see note

Disclosed balance after: 400,000

F1 · kind: Shares were gifted to the David Offerman 2020 Trust by Gail Offerman. The Reporting Person is the sole trustee and beneficiary of the David Offerman 2020 Trust. Since this was a bona fide gift, there is no purchase price.

F1 · ownership.nature: Shares were gifted to the David Offerman 2020 Trust by Gail Offerman. The Reporting Person is the sole trustee and beneficiary of the David Offerman 2020 Trust. Since this was a bona fide gift, there is no purchase price.

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November 20, 2020 Filed Nov 24, 2020 22:09 UTC
Offerman Gail10% owner
GiftCommon Stock, par value $0.01 per share 400,000 $0.00 $0.00
Disclosure

SEC source: 0001174947-20-001157 · ownership.xml · nonDerivative · entry 1

Offerman Gail · CIK 0001737968 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,246

F1 · kind: Reporting Person gifted 400,000 shares of common stock to the David Offerman 2020 Trust. Since this was a bona fide gift, there is no purchase price.

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October 09, 2020 Filed Nov 4, 2020 21:57 UTC
CRAIG WILLIAM HChief Financial Officer
GrantStock Options (right to buy) · Derivative 50,000 $0.00 Strike: $15.10 $0.00
Disclosure

SEC source: 0001174947-20-001103 · ownership.xml · derivative · entry 1

CRAIG WILLIAM H · CIK 0001076535 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock, par value $0.01 · 50,000 shares

Expires 2030-10-09

F1 · security: Stock options were granted to the Reporting Person pursuant to the 2011 Equity Incentive Plan

F2 · derivative.exercise_date: All 50,000 options vested immediately on October 9, 2020

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January 17, 2020 Filed Nov 4, 2020 21:59 UTC
Offerman DaveDirector · Chief Executive Officer
GiftCommon Stock, par value $0.01 665 $22.50 $14,962.50
Disclosure

SEC source: 0001174947-20-001104 · ownership.xml · nonDerivative · entry 1

Offerman Dave · CIK 0001829888 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,448

F1 · kind: Shares were gifted to the Reporting Person by Gail Offerman.

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September 23, 2019 Filed Nov 4, 2020 22:02 UTC
Offerman DaveDirector · President and CEO
Exercise / conversionStock Options (right to buy) · Derivative 3,783 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001174947-20-001108 · ownership.xml · derivative · entry 3

Offerman Dave · CIK 0001829888 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,217

Underlying: Common stock, par value $0.01 · 3,783 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were originally issued to the Reporting Person on July 1, 2015 pursuant to the Issuer's 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: All options are vested.

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September 23, 2019 Filed Nov 4, 2020 22:02 UTC
Offerman DaveDirector · President and CEO
Exercise / conversionCommon Stock, par value $0.01 per share 3,783 $6.00 $22,698.00
Disclosure

SEC source: 0001174947-20-001108 · ownership.xml · nonDerivative · entry 2

Offerman Dave · CIK 0001829888 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.