Tapewire

Nasdaq · USD

ICFI

ICF International, Inc.

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Tapewire entity
740
SEC CIK
0001362004
Parsed reports
491

Last 12 months

Inside the activity.

6 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202620
Jun 202600
Jul 202601
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2017 Filed Jan 5, 2017 21:03 UTC GrantCommon 276 $54.20 $14,959.20
Disclosure

SEC source: 0001225208-17-000670 · doc4.xml · nonDerivative · entry 1

Auen Eileen O'Shea · CIK 0001428073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,715

F1 · shares: Shares received by the Reporting Person pursuant to such Reporting Person's election to receive restricted stock in lieu of the Reporting Person's annual cash retainer (paid in quarterly installments) for serving as a member of the Board of Directors of ICF International, Inc.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:03 UTC GrantCommon 553 $54.20 $29,972.60
Disclosure

SEC source: 0001225208-17-000672 · doc4.xml · nonDerivative · entry 1

GRISE CHERYL W · CIK 0001192342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,523

F1 · shares: Shares received by the Reporting Person pursuant to such Reporting Person's election to receive restricted stock in lieu of the Reporting Person's annual cash retainer (paid in quarterly installments) for serving as a member of the Board of Directors of ICF International, Inc.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:03 UTC GrantCommon 553 $54.20 $29,972.60
Disclosure

SEC source: 0001225208-17-000674 · doc4.xml · nonDerivative · entry 1

KATZ LESLYE G · CIK 0001193884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,982

F1 · shares: Shares received by the Reporting Person pursuant to such Reporting Person's election to receive restricted stock in lieu of the Reporting Person's annual cash retainer (paid in quarterly installments) for serving as a member of the Board of Directors of ICF International, Inc.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:03 UTC GrantCommon 276 $54.20 $14,959.20
Disclosure

SEC source: 0001225208-17-000673 · doc4.xml · nonDerivative · entry 1

SCHULTE PETER M · CIK 0001339483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,553

F1 · shares: Shares received by the Reporting Person pursuant to such Reporting Person's election to receive restricted stock in lieu of the Reporting Person's annual cash retainer (paid in quarterly installments) for serving as a member of the Board of Directors of ICF International, Inc.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:03 UTC
Gupta SanjayDirector
GrantCommon 553 $54.20 $29,972.60
Disclosure

SEC source: 0001225208-17-000675 · doc4.xml · nonDerivative · entry 1

Gupta Sanjay · CIK 0001557419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,023

F1 · shares: Shares received by the Reporting Person pursuant to such Reporting Person's election to receive restricted stock in lieu of the Reporting Person's annual cash retainer (paid in quarterly installments) for serving as a member of the Board of Directors of ICF International, Inc.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:03 UTC GrantCommon 89 $54.20 $4,823.80
Disclosure

SEC source: 0001225208-17-000671 · doc4.xml · nonDerivative · entry 2

Datar Srikant · CIK 0001376436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458

F2 · shares: 89 shares issued in lieu of cash for director quarterly retainer.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:03 UTC GrantCommon 369 $54.20 $19,999.80
Disclosure

SEC source: 0001225208-17-000671 · doc4.xml · nonDerivative · entry 1

Datar Srikant · CIK 0001376436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369

F1 · shares: Shares received by the Reporting Person pursuant to such Reporting Person's election to receive restricted stock in lieu of the Reporting Person's annual cash retainer (paid in quarterly installments) for serving as a member of the Board of Directors of ICF International, Inc.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 21:02 UTC
Wasson JohnPresident & COO
GrantCommon 334 $51.35 $17,150.90
Disclosure

SEC source: 0001225208-17-000317 · doc4.xml · nonDerivative · entry 1

Wasson John · CIK 0001376437 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,661

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the ICF International, Inc. 2006 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period of July 1, 2016 through December 31, 2016. This transaction is also exempt pursuant to Rule 16b-3(c).

F2 · date: The Offering Persion (as defined in the ESPP) ended on December 31, 2016, and the shares were acquired on the last business day of the Offering Period.

F3 · price: In accordance with the ESPP, these shares were purchase at a price not less than ninety-five percent (95%) of the per share fair market value of the Common Shares (as defined in the ESPP) as of December 30, 2016, the last trading day prior to the end of the Offering Period.

Read SEC document
December 07, 2016 Filed Dec 29, 2016 21:14 UTC GiftCommon Stock 2,154 $0.00 $0.00
Disclosure

SEC source: 0001437749-16-043919 · rdgdoc.xml · nonDerivative · entry 3

Datar Srikant · CIK 0001376436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This optional Form 4 filing discloses that the reporting person transferred the referenced amount of shares of the issuer's common stock to Safari Investment LLC, a family LLC owned and managed by the reporting person and his spouse. The assignment was for the direct benefit of the reporting person and his family, for estate planning purposes, and does not change beneficial ownership of the shares.

Read SEC document
December 07, 2016 Filed Dec 30, 2016 16:30 UTC Amendment GiftCommon Stock 2,154 $0.00 $0.00
Disclosure

SEC source: 0001437749-16-043966 · rdgdoc.xml · nonDerivative · entry 3

Datar Srikant · CIK 0001376436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This optional Form 4 filing discloses that the reporting person transferred the referenced amount of shares of the issuer's common stock to Safari Investment LLC, a family LLC owned and managed by the reporting person and his spouse. The assignment was for the direct benefit of the reporting person and his family, for estate planning purposes, and does not change beneficial ownership of the shares.

Read SEC document
December 06, 2016 Filed Jan 12, 2017 21:03 UTC GiftCommon 6,643 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001029 · doc4.xml · nonDerivative · entry 1

Auen Eileen O'Shea · CIK 0001428073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,796

F1 · kind: The transaction reported involved a gift by the reporting person of 6,643 shares of common stock to a charitable donor advised fund.

Read SEC document
December 05, 2016 Filed Dec 5, 2016 21:15 UTC
ECK PHILLIPVP and Principal Acct. Officer
SaleCommon Stock 582 $57.32 $33,359.08
Disclosure

SEC source: 0001437749-16-042916 · rdgdoc.xml · nonDerivative · entry 1

ECK PHILLIP · CIK 0001645263 · VP and Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 28, 2016 Filed Nov 28, 2016 21:36 UTC
Morgan James C MChief Financial Officer
Exercise / conversionNon-Qualified Stock Options · Derivative 5,104 $0.00 Strike: $21.98 $0.00
Disclosure

SEC source: 0001437749-16-042674 · rdgdoc.xml · derivative · entry 4

Morgan James C M · CIK 0001554231 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,104 shares

Expires 2022-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents options under the terms of the 2010 Omnibus Incentive Plan of which the options vested in three equal annual installments beginning on August 7, 2013.

Read SEC document
November 28, 2016 Filed Nov 28, 2016 21:36 UTC
Morgan James C MChief Financial Officer
Exercise / conversionCommon Stock 5,104 $21.98 $112,185.92
Disclosure

SEC source: 0001437749-16-042674 · rdgdoc.xml · nonDerivative · entry 2

Morgan James C M · CIK 0001554231 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2016 Filed Nov 28, 2016 21:36 UTC
Morgan James C MChief Financial Officer
SaleCommon Stock 5,104 $55.00 $280,720.00
Disclosure

SEC source: 0001437749-16-042674 · rdgdoc.xml · nonDerivative · entry 1

Morgan James C M · CIK 0001554231 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,980

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 08:56 UTC
Kesavan SudhakarDirector · Chairman and CEO
GiftCommon Stock 3,524 $0.00 $0.00
Disclosure

SEC source: 0001437749-16-041882 · rdgdoc.xml · nonDerivative · entry 1

Kesavan Sudhakar · CIK 0001376429 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,207

F1 · kind: The transaction reported involved a gift by the reporting person of 3,524 shares of common stock to a charitable donor advised fund.

Read SEC document
November 07, 2016 Filed Nov 7, 2016 21:21 UTC
Morgan James C MChief Financial Officer
Exercise / conversionNon-Qualifed Stock Options · Derivative 10,000 $0.00 Strike: $21.98 $0.00
Disclosure

SEC source: 0001437749-16-041274 · rdgdoc.xml · derivative · entry 4

Morgan James C M · CIK 0001554231 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,104

Underlying: Common Stock · 15,104 shares

Expires 2022-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents options under the terms of the 2010 Omnibus Incentive Plan of which the options vested in three equal annual installments beginning on August 7, 2013.

Read SEC document
November 07, 2016 Filed Nov 7, 2016 21:21 UTC
Morgan James C MChief Financial Officer
SaleCommon Stock 10,000 $50.00 $500,000.00
Disclosure

SEC source: 0001437749-16-041274 · rdgdoc.xml · nonDerivative · entry 2

Morgan James C M · CIK 0001554231 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,980

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

Read SEC document
November 07, 2016 Filed Nov 7, 2016 21:21 UTC
Morgan James C MChief Financial Officer
Exercise / conversionCommon Stock 10,000 $21.98 $219,800.00
Disclosure

SEC source: 0001437749-16-041274 · rdgdoc.xml · nonDerivative · entry 1

Morgan James C M · CIK 0001554231 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2016 Filed Nov 4, 2016 16:47 UTC
ECK PHILLIPVP and Principal Acct. Officer
SaleCommon Stock 1,000 $48.95 $48,950.00
Disclosure

SEC source: 0001437749-16-041126 · rdgdoc.xml · nonDerivative · entry 1

ECK PHILLIP · CIK 0001645263 · VP and Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582

Read SEC document
November 02, 2016 Filed Nov 2, 2016 17:44 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 6,152 $0.00 Strike: $25.66 $0.00
Disclosure

SEC source: 0001437749-16-040880 · rdgdoc.xml · derivative · entry 4

Glover Ellen · CIK 0001376431 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,152 shares

Expires 2022-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents options under the terms of the 2010 Omnibus Incentive Plan of which the options vested in three equal annual installments beginning on March 19, 2013.

Read SEC document
November 02, 2016 Filed Nov 2, 2016 17:44 UTC SaleCommon Stock 6,152 $47.00 $289,144.00
Disclosure

SEC source: 0001437749-16-040880 · rdgdoc.xml · nonDerivative · entry 2

Glover Ellen · CIK 0001376431 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,294

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2015.

Read SEC document
November 02, 2016 Filed Nov 2, 2016 17:44 UTC Exercise / conversionCommon Stock 6,152 $25.66 $157,860.32
Disclosure

SEC source: 0001437749-16-040880 · rdgdoc.xml · nonDerivative · entry 1

Glover Ellen · CIK 0001376431 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 09:59 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 4,311 $0.00 Strike: $25.66 $0.00
Disclosure

SEC source: 0001437749-16-040707 · rdgdoc.xml · derivative · entry 4

Glover Ellen · CIK 0001376431 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,152

Underlying: Common Stock · 10,463 shares

Expires 2022-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents options under the terms of the 2010 Omnibus Incentive Plan of which the options vested in three equal annual installments beginning on March 19, 2013.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 09:59 UTC SaleCommon Stock 4,311 $47.00 $202,617.00
Disclosure

SEC source: 0001437749-16-040707 · rdgdoc.xml · nonDerivative · entry 2

Glover Ellen · CIK 0001376431 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,294

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2015.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 09:59 UTC Exercise / conversionCommon Stock 4,311 $25.66 $110,620.26
Disclosure

SEC source: 0001437749-16-040707 · rdgdoc.xml · nonDerivative · entry 1

Glover Ellen · CIK 0001376431 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 15:40 UTC GrantCommon Stock 266 $45.03 $11,977.98
Disclosure

SEC source: 0001437749-16-039435 · rdgdoc.xml · nonDerivative · entry 2

Auen Eileen O'Shea · CIK 0001428073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,439

F2 · shares: 266 shares issued in lieu of cash for director quarterly retainer.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 15:40 UTC GrantCommon Stock 333 $45.03 $14,994.99
Disclosure

SEC source: 0001437749-16-039435 · rdgdoc.xml · nonDerivative · entry 1

Auen Eileen O'Shea · CIK 0001428073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,173

F1 · shares: Shares received by the Reporting Person pursuant to such Reporting Person's election to receive restricted stock in lieu of the Reporting Person's annual cash retainer (paid in quarterly installments) for serving as a member of the Board of Directors of ICF International, Inc.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 15:39 UTC GrantCommon Stock 666 $45.03 $29,989.98
Disclosure

SEC source: 0001437749-16-039431 · rdgdoc.xml · nonDerivative · entry 1

GRISE CHERYL W · CIK 0001192342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,970

F1 · shares: Shares received by the Reporting Person pursuant to such Reporting Person's election to receive restricted stock in lieu of the Reporting Person's annual cash retainer (paid in quarterly installments) for serving as a member of the Board of Directors of ICF International, Inc.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 15:39 UTC GrantCommon Stock 666 $45.03 $29,989.98
Disclosure

SEC source: 0001437749-16-039430 · rdgdoc.xml · nonDerivative · entry 1

KATZ LESLYE G · CIK 0001193884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,429

F1 · shares: Shares received by the Reporting Person pursuant to such Reporting Person's election to receive restricted stock in lieu of the Reporting Person's annual cash retainer (paid in quarterly installments) for serving as a member of the Board of Directors of ICF International, Inc.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 11:40 UTC GrantCommon Stock 444 $45.03 $19,993.32
Disclosure

SEC source: 0001437749-16-039434 · rdgdoc.xml · nonDerivative · entry 2

SCHULTE PETER M · CIK 0001339483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,277

F2 · shares: 444 shares issued in lieu of cash for director quarterly retainer.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 11:40 UTC GrantCommon Stock 333 $45.03 $14,994.99
Disclosure

SEC source: 0001437749-16-039434 · rdgdoc.xml · nonDerivative · entry 1

SCHULTE PETER M · CIK 0001339483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,833

F1 · shares: Shares received by the Reporting Person pursuant to such Reporting Person's election to receive restricted stock in lieu of the Reporting Person's annual cash retainer (paid in quarterly installments) for serving as a member of the Board of Directors of ICF International, Inc.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 15:40 UTC
Gupta SanjayDirector
GrantCommon Stock 399 $45.03 $17,966.97
Disclosure

SEC source: 0001437749-16-039433 · rdgdoc.xml · nonDerivative · entry 2

Gupta Sanjay · CIK 0001557419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,470

F2 · shares: 399 shares issued in lieu of cash for director quarterly retainer.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 15:40 UTC
Gupta SanjayDirector
GrantCommon Stock 666 $45.03 $29,989.98
Disclosure

SEC source: 0001437749-16-039433 · rdgdoc.xml · nonDerivative · entry 1

Gupta Sanjay · CIK 0001557419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,071

F1 · shares: Shares received by the Reporting Person pursuant to such Reporting Person's election to receive restricted stock in lieu of the Reporting Person's annual cash retainer (paid in quarterly installments) for serving as a member of the Board of Directors of ICF International, Inc.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 15:40 UTC GrantCommon Stock 444 $45.03 $19,993.32
Disclosure

SEC source: 0001437749-16-039432 · rdgdoc.xml · nonDerivative · entry 1

Datar Srikant · CIK 0001376436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,001

F1 · shares: Shares received by the Reporting Person pursuant to such Reporting Person's election to receive restricted stock in lieu of the Reporting Person's annual cash retainer (paid in quarterly installments) for serving as a member of the Board of Directors of ICF International, Inc.

Read SEC document
September 22, 2016 Filed Sep 22, 2016 18:06 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 10,839 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0001437749-16-039039 · rdgdoc.xml · derivative · entry 4

Glover Ellen · CIK 0001376431 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,839 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents options under the terms of the 2010 Omnibus Incentive Plan of which the options vested in three equal annual installments beginning on April 1, 2012.

Read SEC document
September 22, 2016 Filed Sep 22, 2016 18:06 UTC SaleCommon Stock 10,839 $45.00 $487,755.00
Disclosure

SEC source: 0001437749-16-039039 · rdgdoc.xml · nonDerivative · entry 2

Glover Ellen · CIK 0001376431 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,294

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2015.

Read SEC document
September 22, 2016 Filed Sep 22, 2016 18:06 UTC Exercise / conversionCommon Stock 10,839 $21.77 $235,965.03
Disclosure

SEC source: 0001437749-16-039039 · rdgdoc.xml · nonDerivative · entry 1

Glover Ellen · CIK 0001376431 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2016 Filed Sep 22, 2016 22:06 UTC
Wasson JohnPresident and COO
Exercise / conversionNon-Qualified Stock Option · Derivative 9,412 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0001437749-16-039038 · rdgdoc.xml · derivative · entry 4

Wasson John · CIK 0001376437 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,412 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents options under the terms of the 2010 Omnibus Incentive Plan of which the options vested in three equal annual installments beginning on April 1, 2012.

Read SEC document
September 22, 2016 Filed Sep 22, 2016 22:06 UTC
Wasson JohnPresident and COO
SaleCommon Stock 9,412 $45.00 $423,540.00
Disclosure

SEC source: 0001437749-16-039038 · rdgdoc.xml · nonDerivative · entry 2

Wasson John · CIK 0001376437 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,327

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2014, as amended on November 30, 2015.

Read SEC document
September 22, 2016 Filed Sep 22, 2016 22:06 UTC
Wasson JohnPresident and COO
Exercise / conversionCommon Stock 9,412 $21.77 $204,899.24
Disclosure

SEC source: 0001437749-16-039038 · rdgdoc.xml · nonDerivative · entry 1

Wasson John · CIK 0001376437 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 16, 2016 18:27 UTC Exercise / conversionNon-qualified Stock Option · Derivative 8,952 $0.00 Strike: $24.84 $0.00
Disclosure

SEC source: 0001437749-16-038834 · rdgdoc.xml · derivative · entry 4

Glover Ellen · CIK 0001376431 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,952 shares

Expires 2020-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents options under the terms of the 2006 Long-Term Equity Incentive Plan of which the options vested in three equal annual installments beginning on March 31, 2011.

Read SEC document
September 16, 2016 Filed Sep 16, 2016 18:27 UTC SaleCommon Stock 8,952 $43.00 $384,936.00
Disclosure

SEC source: 0001437749-16-038834 · rdgdoc.xml · nonDerivative · entry 2

Glover Ellen · CIK 0001376431 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,294

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2015.

Read SEC document
September 16, 2016 Filed Sep 16, 2016 18:27 UTC Exercise / conversionCommon Stock 8,952 $24.84 $222,367.68
Disclosure

SEC source: 0001437749-16-038834 · rdgdoc.xml · nonDerivative · entry 1

Glover Ellen · CIK 0001376431 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2016 Filed Dec 29, 2016 21:14 UTC GiftCommon Stock 18,627 $0.00 $0.00
Disclosure

SEC source: 0001437749-16-043919 · rdgdoc.xml · nonDerivative · entry 2

Datar Srikant · CIK 0001376436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Swati S. Datar Trust

Disclosed balance after: 0

F1 · kind: This optional Form 4 filing discloses that the reporting person transferred the referenced amount of shares of the issuer's common stock to Safari Investment LLC, a family LLC owned and managed by the reporting person and his spouse. The assignment was for the direct benefit of the reporting person and his family, for estate planning purposes, and does not change beneficial ownership of the shares.

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July 13, 2016 Filed Dec 30, 2016 16:30 UTC Amendment GiftCommon Stock 18,627 $0.00 $0.00
Disclosure

SEC source: 0001437749-16-043966 · rdgdoc.xml · nonDerivative · entry 2

Datar Srikant · CIK 0001376436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Swati S. Datar Trust

Disclosed balance after: 0

F1 · kind: This optional Form 4 filing discloses that the reporting person transferred the referenced amount of shares of the issuer's common stock to Safari Investment LLC, a family LLC owned and managed by the reporting person and his spouse. The assignment was for the direct benefit of the reporting person and his family, for estate planning purposes, and does not change beneficial ownership of the shares.

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June 27, 2016 Filed Dec 29, 2016 21:14 UTC GiftCommon Stock 10,847 $0.00 $0.00
Disclosure

SEC source: 0001437749-16-043919 · rdgdoc.xml · nonDerivative · entry 1

Datar Srikant · CIK 0001376436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,154

F1 · kind: This optional Form 4 filing discloses that the reporting person transferred the referenced amount of shares of the issuer's common stock to Safari Investment LLC, a family LLC owned and managed by the reporting person and his spouse. The assignment was for the direct benefit of the reporting person and his family, for estate planning purposes, and does not change beneficial ownership of the shares.

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June 27, 2016 Filed Dec 30, 2016 16:30 UTC Amendment GiftCommon Stock 10,847 $0.00 $0.00
Disclosure

SEC source: 0001437749-16-043966 · rdgdoc.xml · nonDerivative · entry 1

Datar Srikant · CIK 0001376436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,154

F1 · kind: This optional Form 4 filing discloses that the reporting person transferred the referenced amount of shares of the issuer's common stock to Safari Investment LLC, a family LLC owned and managed by the reporting person and his spouse. The assignment was for the direct benefit of the reporting person and his family, for estate planning purposes, and does not change beneficial ownership of the shares.

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June 08, 2015 Filed Dec 29, 2016 21:10 UTC Amendment GrantCommon Stock 1,100 $36.09 $39,699.00
Disclosure

SEC source: 0001437749-16-043916 · rdgdoc.xml · nonDerivative · entry 2

Datar Srikant · CIK 0001376436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Safari Investment LLC

Disclosed balance after: 1,800

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.89 to $36.21 per share, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 3.

F2 · ownership.nature: The indirect ownership for these shares has been corrected to reflect ownership by Safari Investment LLC, a family LLC owned and managed by the reporting person and his spouse.

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June 05, 2015 Filed Dec 29, 2016 21:10 UTC Amendment GrantCommon Stock 700 $36.36 $25,452.00
Disclosure

SEC source: 0001437749-16-043916 · rdgdoc.xml · nonDerivative · entry 1

Datar Srikant · CIK 0001376436 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Safari Investment LLC

Disclosed balance after: 700

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.34 to $36.40 per share, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1.

F2 · ownership.nature: The indirect ownership for these shares has been corrected to reflect ownership by Safari Investment LLC, a family LLC owned and managed by the reporting person and his spouse.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.