Last 12 months
Inside the activity.
9 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 1 | 1 |
| May 2026 | 1 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 1 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2018 Filed May 22, 2018 20:10 UTC |
Nemser Earl HDirector · Vice Chairman
|
Tax withholdingClass A common stock | 233 | $79.24 | $18,462.92 |
DisclosureSEC source: 0001140361-18-025176 · doc1.xml · nonDerivative · entry 1 Nemser Earl H · CIK 0001391400 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,377 F1 · price: The price represents the closing price of the issuer's Class A common stock as of May 9, 2018, the vesting date. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan. Read SEC document |
| May 09, 2018 Filed May 22, 2018 20:00 UTC |
Mendonca DenisChief Accounting Officer
|
Tax withholdingClass A common stock | 549 | $79.24 | $43,502.76 |
DisclosureSEC source: 0001140361-18-025164 · doc1.xml · nonDerivative · entry 1 Mendonca Denis · CIK 0001665345 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,404 F1 · price: The price represents the closing price of the issuer's Class A common stock as of May 9, 2018, the vesting date. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan. Read SEC document |
| March 15, 2018 Filed Sep 21, 2018 20:29 UTC |
Galik MilanDirector · President
|
PurchaseClass A common stock | 348 | $72.29 | $25,156.92 |
DisclosureSEC source: 0001567619-18-003030 · doc1.xml · nonDerivative · entry 3 Galik Milan · CIK 0001391404 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926,466 F1 · shares: These shares were purchased on behalf of the reporting person through a dividend reinvestment program, in which the reporting person is a participant. These shares were inadvertently excluded from Form 4 reporting. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.02 to $72.44, inclusive. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) the cumulative shares purchased through the dividend investment program. Read SEC document |
| January 22, 2018 Filed Jan 25, 2018 00:57 UTC |
Nemser Earl HDirector · Vice Chairman
|
SaleClass A common stock | 32,000 | $62.80 | $2,009,600.00 |
DisclosureSEC source: 0001140361-18-003126 · doc1.xml · nonDerivative · entry 1 Nemser Earl H · CIK 0001391400 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,610 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.70 to $63.05, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote to this Form 4. F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.70 to $63.05, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the 2007 Stock Incentive Plan ("Plan"), (b) unvested restricted stock units that were awarded under the Plan, and (c) 5,025 restricted stock units that will be issued under the amended 2007 Stock Incentive Plan ("Amended Plan") subject to shareholder approval of the Amended Plan. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 19:28 UTC |
Katz GaryDirector
|
GrantClass A common stock | 1,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000585 · doc1.xml · nonDerivative · entry 1 Katz Gary · CIK 0001694922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,267 F1 · shares: This represents a grant of restricted stock under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest in five equal installments, beginning December 31, 2018. F1 · price: This represents a grant of restricted stock under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest in five equal installments, beginning December 31, 2018. F2 · balance_after: These shares of Class A Common Stock are owned directly by the reporting person and represent the aggregate number of shares of restricted stock from awards granted under the 2007 Stock Incentive Plan since its inception, less vested shares that were withheld for tax purposes, or sold previously. Read SEC document |
| December 31, 2017 Filed Jan 4, 2018 00:14 UTC |
Nemser Earl HDirector · Vice Chairman
|
GrantClass A common stock | 5,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000580 · doc1.xml · nonDerivative · entry 1 Nemser Earl H · CIK 0001391400 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,610 F1 · shares: This represents a grant of restricted stock under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F1 · price: This represents a grant of restricted stock under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F2 · balance_after: These shares of Class A Common Stock are owned directly by the reporting person and represent the aggregate number of shares of restricted stock from awards granted under the 2007 Stock Incentive Plan since its inception, less vested shares that were withheld for tax purposes, or sold previously. Read SEC document |
| December 31, 2017 Filed Jan 4, 2018 00:21 UTC |
Galik MilanDirector · President
|
GrantClass A common stock | 75,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000583 · doc1.xml · nonDerivative · entry 1 Galik Milan · CIK 0001391404 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925,125 F1 · shares: This represents a grant of restricted stock under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F1 · price: This represents a grant of restricted stock under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F2 · balance_after: These shares of Class A Common Stock are owned directly by the reporting person and represent the aggregate number of shares of restricted stock from awards granted under the 2007 Stock Incentive Plan since its inception, less vested shares that were withheld for tax purposes, or sold previously. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:52 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
GrantClass A common stock | 40,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000570 · doc1.xml · nonDerivative · entry 1 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,270 F1 · shares: This represents a grant of restricted stock under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F1 · price: This represents a grant of restricted stock under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F2 · balance_after: These shares of Class A Common Stock are owned directly by the reporting person and represent the aggregate number of shares of restricted stock from awards granted under the 2007 Stock Incentive Plan since its inception, less vested shares that were withheld for tax purposes, or sold previously. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:46 UTC |
Frank Thomas AJChief Information Officer
|
GrantClass A common stock | 15,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000564 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,902 F1 · shares: This represents a grant of restricted stock under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F1 · price: This represents a grant of restricted stock under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F2 · balance_after: These shares of Class A Common Stock are owned directly by the reporting person and represent the aggregate number of shares of restricted stock from awards granted under the 2007 Stock Incentive Plan since its inception, less vested shares that were withheld for tax purposes, or sold previously. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:17 UTC |
Mendonca DenisChief Accounting Officer
|
GrantClass A common stock | 3,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000551 · doc1.xml · nonDerivative · entry 1 Mendonca Denis · CIK 0001665345 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,953 F1 · shares: This represents a grant of restricted stock under the amended 2007 Stock Incentive Plan, pending shareholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F1 · price: This represents a grant of restricted stock under the amended 2007 Stock Incentive Plan, pending shareholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F2 · balance_after: These shares of Class A Common Stock are owned directly by the reporting person and represent the aggregate number of shares of restricted stock from awards granted under the 2007 Stock Incentive Plan since its inception, less vested shares that were withheld for tax purposes, or sold previously. Read SEC document |
| December 31, 2017 Filed Apr 6, 2018 16:54 UTC Amendment |
Katz GaryDirector
|
GrantClass A common stock | 1,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-017670 · doc1.xml · nonDerivative · entry 1 Katz Gary · CIK 0001694922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,267 F1 · shares: This represents a grant of restricted stock units under the amended 2007 Stock Incentive Plan ("Amended Plan"), pending stockholder approval, that will vest in five equal installments, beginning December 31, 2018. F1 · price: This represents a grant of restricted stock units under the amended 2007 Stock Incentive Plan ("Amended Plan"), pending stockholder approval, that will vest in five equal installments, beginning December 31, 2018. Read SEC document |
| December 31, 2017 Filed Apr 6, 2018 20:39 UTC Amendment |
Galik MilanDirector · President
|
GrantClass A common stock | 75,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-017647 · doc1.xml · nonDerivative · entry 1 Galik Milan · CIK 0001391404 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925,125 F1 · shares: This represents a grant of restricted stock units under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F1 · price: This represents a grant of restricted stock units under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the 2007 Stock Incentive Plan ("Plan"), (b) unvested restricted stock units that were awarded under the Plan, and (c) 75,374 restricted stock units that will be issued under the amended 2007 Stock Incentive Plan ("Amended Plan") subject to shareholder approval of the Amended Plan. Read SEC document |
| December 31, 2017 Filed Apr 6, 2018 20:44 UTC Amendment |
Frank Thomas AJChief Information Officer
|
GrantClass A common stock | 15,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-017658 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,902 F1 · shares: This represents a grant of restricted stock units under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F1 · price: This represents a grant of restricted stock units under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the 2007 Stock Incentive Plan ("Plan"), (b) unvested restricted stock units that were awarded under the Plan, and (c) 15,075 restricted stock units that will be issued under the amended 2007 Stock Incentive Plan ("Amended Plan") subject to shareholder approval of the Amended Plan. Read SEC document |
| December 31, 2017 Filed Apr 6, 2018 20:29 UTC Amendment |
Brody Paul JonathanDirector · Chief Financial Officer
|
GrantClass A common stock | 40,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-017632 · doc1.xml · nonDerivative · entry 1 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,270 F1 · shares: This represents a grant of restricted stock units under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F1 · price: This represents a grant of restricted stock units under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the 2007 Stock Incentive Plan ("Plan"), (b) unvested restricted stock units that were awarded under the Plan, and (c) 40,200 restricted stock units that will be issued under the amended 2007 Stock Incentive Plan ("Amended Plan") subject to shareholder approval of the Amended Plan. Read SEC document |
| December 31, 2017 Filed Apr 6, 2018 20:18 UTC Amendment |
Nemser Earl HDirector · Vice Chairman
|
GrantClass A common stock | 5,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-017624 · doc1.xml · nonDerivative · entry 1 Nemser Earl H · CIK 0001391400 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,610 F1 · shares: This represents a grant of restricted stock units under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F1 · price: This represents a grant of restricted stock units under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the 2007 Stock Incentive Plan ("Plan"), (b) unvested restricted stock units that were awarded under the Plan, and (c) 5,025 restricted stock units that will be issued under the amended 2007 Stock Incentive Plan ("Amended Plan") subject to shareholder approval of the Amended Plan. Read SEC document |
| December 31, 2017 Filed Apr 6, 2018 20:13 UTC Amendment |
Mendonca DenisChief Accounting Officer
|
GrantClass A common stock | 3,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-017621 · doc1.xml · nonDerivative · entry 1 Mendonca Denis · CIK 0001665345 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,953 F1 · shares: This represents a grant of restricted stock units under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F1 · price: This represents a grant of restricted stock units under the amended 2007 Stock Incentive Plan, pending stockholder approval, that will vest 10% on 5/9/2018 and 15% on each of the first six anniversaries of 5/9/2018. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the 2007 Stock Incentive Plan ("Plan"), (b) unvested restricted stock units that were awarded under the Plan, and (c) 3,350 restricted stock units that will be issued under the amended 2007 Stock Incentive Plan ("Amended Plan") subject to shareholder approval of the Amended Plan. Read SEC document |
| December 15, 2017 Filed Sep 21, 2018 20:29 UTC |
Galik MilanDirector · President
|
PurchaseClass A common stock | 415 | $60.40 | $25,066.00 |
DisclosureSEC source: 0001567619-18-003030 · doc1.xml · nonDerivative · entry 2 Galik Milan · CIK 0001391404 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,744 F1 · shares: These shares were purchased on behalf of the reporting person through a dividend reinvestment program, in which the reporting person is a participant. These shares were inadvertently excluded from Form 4 reporting. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.26 to $60.50, inclusive. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) the cumulative shares purchased through the dividend investment program. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 17:59 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 18,270 | $54.28 | $991,695.60 |
DisclosureSEC source: 0001140361-17-041525 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.95 to $54.57, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 17:59 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 36,633 | $54.17 | $1,984,409.61 |
DisclosureSEC source: 0001140361-17-041525 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 18,270 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.98 to $54.46, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 20:08 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 281 | $55.00 | $15,455.00 |
DisclosureSEC source: 0001140361-17-041126 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 54,903 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 20:08 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 35,696 | $53.82 | $1,921,158.72 |
DisclosureSEC source: 0001140361-17-041126 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 55,184 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.55 to $54.46, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 20:07 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 281 | $55.00 | $15,455.00 |
DisclosureSEC source: 0001140361-17-041125 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 54,903 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 20:07 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 35,696 | $53.82 | $1,921,158.72 |
DisclosureSEC source: 0001140361-17-041125 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 55,184 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.55 to $54.46, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 20:08 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 1,222 | $55.18 | $67,429.96 |
DisclosureSEC source: 0001140361-17-041126 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 90,880 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.12 to $55.32, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 20:08 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 35,411 | $54.81 | $1,940,876.91 |
DisclosureSEC source: 0001140361-17-041126 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 92,102 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.12 to $55.11, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (6) to this Form 4. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 20:07 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 1,222 | $55.18 | $67,429.96 |
DisclosureSEC source: 0001140361-17-041125 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 90,880 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.12 to $55.32, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 20:07 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 35,411 | $54.81 | $1,940,876.91 |
DisclosureSEC source: 0001140361-17-041125 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 92,102 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.12 to $55.11, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (6) to this Form 4. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 00:31 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 36,632 | $53.96 | $1,976,662.72 |
DisclosureSEC source: 0001140361-17-040841 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 127,513 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.63 to $54.41, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 31, 2017 Filed Nov 3, 2017 00:31 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 36,633 | $53.84 | $1,972,320.72 |
DisclosureSEC source: 0001140361-17-040841 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 164,145 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.37 to $54.14, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 30, 2017 Filed Oct 31, 2017 22:44 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 36,633 | $53.25 | $1,950,707.25 |
DisclosureSEC source: 0001140361-17-040352 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 200,778 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.84 to $53.61, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 23:05 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 606 | $52.47 | $31,796.82 |
DisclosureSEC source: 0001140361-17-040119 · doc1.xml · nonDerivative · entry 1 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC, that went into effect August 2, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.36 to $52.56, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote (4) to this Form 4. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 22:44 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 2,258 | $53.47 | $120,735.26 |
DisclosureSEC source: 0001140361-17-040352 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 237,411 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.32 to $53.69, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 22:44 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 5,893 | $52.99 | $312,270.07 |
DisclosureSEC source: 0001140361-17-040352 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 239,669 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.32 to $53.31, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (6) to this Form 4. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 17:28 UTC |
Nemser Earl HDirector · Vice Chairman
|
SaleClass A common stock | 117 | $52.62 | $6,156.54 |
DisclosureSEC source: 0001140361-17-039784 · doc1.xml · nonDerivative · entry 4 Nemser Earl H · CIK 0001391400 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 20 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC, that went into effect August 2, 2017. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.46 to $52.79, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 17:28 UTC |
Nemser Earl HDirector · Vice Chairman
|
SaleClass A common stock | 366 | $52.09 | $19,064.94 |
DisclosureSEC source: 0001140361-17-039784 · doc1.xml · nonDerivative · entry 3 Nemser Earl H · CIK 0001391400 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 137 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC, that went into effect August 2, 2017. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.46 to $52.45, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 17:24 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 3,400 | $52.64 | $178,976.00 |
DisclosureSEC source: 0001140361-17-039782 · doc1.xml · nonDerivative · entry 4 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 606 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC, that went into effect August 2, 2017. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.46 to $53.02, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 17:24 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 2,360 | $52.11 | $122,979.60 |
DisclosureSEC source: 0001140361-17-039782 · doc1.xml · nonDerivative · entry 3 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 4,006 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC, that went into effect August 2, 2017. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.46 to $52.45, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 17:19 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 5,965 | $52.64 | $313,997.60 |
DisclosureSEC source: 0001140361-17-039780 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 245,562 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.46 to $52.99, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 17:19 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 7,289 | $52.11 | $379,829.79 |
DisclosureSEC source: 0001140361-17-039780 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 251,527 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.46 to $52.45, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 23:12 UTC |
Nemser Earl HDirector · Vice Chairman
|
SaleClass A common stock | 20 | $52.41 | $1,048.20 |
DisclosureSEC source: 0001140361-17-040121 · doc1.xml · nonDerivative · entry 1 Nemser Earl H · CIK 0001391400 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC, that went into effect August 2, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.46 to $52.79, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote (4) to this Form 4. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 17:28 UTC |
Nemser Earl HDirector · Vice Chairman
|
SaleClass A common stock | 76 | $51.41 | $3,907.16 |
DisclosureSEC source: 0001140361-17-039784 · doc1.xml · nonDerivative · entry 2 Nemser Earl H · CIK 0001391400 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 503 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC, that went into effect August 2, 2017. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.31 to $51.51, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 17:28 UTC |
Nemser Earl HDirector · Vice Chairman
|
SaleClass A common stock | 731 | $50.76 | $37,105.56 |
DisclosureSEC source: 0001140361-17-039784 · doc1.xml · nonDerivative · entry 1 Nemser Earl H · CIK 0001391400 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 579 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC, that went into effect August 2, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.31 to $51.30, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (7) to this Form 4. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 17:24 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 416 | $51.43 | $21,394.88 |
DisclosureSEC source: 0001140361-17-039782 · doc1.xml · nonDerivative · entry 2 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 6,366 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC, that went into effect August 2, 2017. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.31 to $51.48, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 17:24 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 5,343 | $50.75 | $271,157.25 |
DisclosureSEC source: 0001140361-17-039782 · doc1.xml · nonDerivative · entry 1 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 6,782 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC, that went into effect August 2, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.31 to $51.30, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (7) to this Form 4. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 17:19 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 1,421 | $51.44 | $73,096.24 |
DisclosureSEC source: 0001140361-17-039780 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 258,816 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.31 to $51.54, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 17:19 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 15,089 | $50.79 | $766,370.31 |
DisclosureSEC source: 0001140361-17-039780 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 260,237 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.31 to $51.30, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (7) to this Form 4. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 23:56 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 16,194 | $51.08 | $827,189.52 |
DisclosureSEC source: 0001140361-17-039597 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 275,326 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.70 to $51.26, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 23:39 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 5,759 | $51.08 | $294,169.72 |
DisclosureSEC source: 0001140361-17-039595 · doc1.xml · nonDerivative · entry 3 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 12,125 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC, that went into effect August 2, 2017. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.66 to $51.26, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 23:27 UTC |
Nemser Earl HDirector · Vice Chairman
|
SaleClass A common stock | 1,000 | $51.27 | $51,270.00 |
DisclosureSEC source: 0001140361-17-039588 · doc1.xml · nonDerivative · entry 4 Nemser Earl H · CIK 0001391400 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,585 F3 · ownership.direct: These shares of Class A common stock are owned directly by the reporting person and represent the aggregate number of shares of restricted stock from awards granted under the 2007 Stock Incentive Plan since its inception, less vested shares that were withheld for tax purposes, or sold previously. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 23:27 UTC |
Nemser Earl HDirector · Vice Chairman
|
SaleClass A common stock | 842 | $51.05 | $42,984.10 |
DisclosureSEC source: 0001140361-17-039588 · doc1.xml · nonDerivative · entry 3 Nemser Earl H · CIK 0001391400 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By IBG Holdings LLC Disclosed balance after: 1,310 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC, that went into effect August 2, 2017. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.70 to $51.26, inclusive. F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.