Tapewire

Nasdaq · USD

IBKR

Interactive Brokers Group, Inc.

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Tapewire entity
279
SEC CIK
0001381197
Parsed reports
804

Last 12 months

Inside the activity.

9 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202608
Feb 202610
Mar 202610
Apr 202611
May 202610
Jun 202610
Jul 202610
Aug 202610
Sep 202610
Oct 202610

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 24, 2020 Filed Nov 25, 2020 21:19 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,337 $52.77 $967,643.49
Disclosure

SEC source: 0001567619-20-020368 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900,999

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.24 to $53.15.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:15 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 2,558 $52.77 $134,985.66
Disclosure

SEC source: 0001567619-20-020365 · doc1.xml · nonDerivative · entry 2

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 218,440

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.24 to $53.15.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 24, 2020 Filed Nov 27, 2020 22:01 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 14,400 $52.75 $759,600.00
Disclosure

SEC source: 0001567619-20-020400 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,755,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.24 to $53.15. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (3) to this Form 4.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:14 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 14,400 $53.15 $765,360.00
Disclosure

SEC source: 0001567619-20-020271 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,769,911

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.75 to $53.57.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:19 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 17,843 $53.14 $948,177.02
Disclosure

SEC source: 0001567619-20-020368 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,919,336

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.61 to $53.57. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (4) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:15 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 2,483 $53.14 $131,946.62
Disclosure

SEC source: 0001567619-20-020365 · doc1.xml · nonDerivative · entry 1

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 220,998

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.61 to $53.57. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:35 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,337 $53.17 $974,978.29
Disclosure

SEC source: 0001567619-20-020219 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,937,179

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.85 to $53.58.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:21 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 2,558 $53.17 $136,008.86
Disclosure

SEC source: 0001567619-20-020215 · doc1.xml · nonDerivative · entry 3

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 223,481

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.85 to $53.58.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:14 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 15,000 $53.18 $797,700.00
Disclosure

SEC source: 0001567619-20-020271 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,784,311

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.85 to $53.51. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (3) to this Form 4.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 13,800 $53.35 $736,230.00
Disclosure

SEC source: 0001567619-20-020164 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,799,311

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.01 to $53.64.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:35 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 164 $53.64 $8,796.96
Disclosure

SEC source: 0001567619-20-020219 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,955,516

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:35 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,173 $53.28 $968,257.44
Disclosure

SEC source: 0001567619-20-020219 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,955,680

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.64 to $53.63. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (4) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:21 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 25 $53.64 $1,341.00
Disclosure

SEC source: 0001567619-20-020215 · doc1.xml · nonDerivative · entry 2

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 226,039

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:21 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 2,533 $53.28 $134,958.24
Disclosure

SEC source: 0001567619-20-020215 · doc1.xml · nonDerivative · entry 1

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 226,064

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.64 to $53.63. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:26 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 1,938 $55.01 $106,609.38
Disclosure

SEC source: 0001567619-20-020100 · doc1.xml · nonDerivative · entry 5

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,973,853

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.68 to $55.43.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:26 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 6,852 $54.35 $372,406.20
Disclosure

SEC source: 0001567619-20-020100 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,975,791

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.68 to $54.67.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:26 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 9,002 $53.23 $479,176.46
Disclosure

SEC source: 0001567619-20-020100 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982,643

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.68 to $53.67.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:23 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 267 $55.01 $14,687.67
Disclosure

SEC source: 0001567619-20-020098 · doc1.xml · nonDerivative · entry 5

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 228,597

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.68 to $55.43.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:23 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 950 $54.35 $51,632.50
Disclosure

SEC source: 0001567619-20-020098 · doc1.xml · nonDerivative · entry 4

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 228,864

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.68 to $54.67.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:23 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 1,270 $53.23 $67,602.10
Disclosure

SEC source: 0001567619-20-020098 · doc1.xml · nonDerivative · entry 3

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 229,814

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.68 to $53.67.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 905 $55.19 $49,946.95
Disclosure

SEC source: 0001567619-20-020164 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,813,111

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.92 to $55.29.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 5,495 $54.50 $299,477.50
Disclosure

SEC source: 0001567619-20-020164 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,814,016

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.92 to $54.91.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 8,000 $53.33 $426,640.00
Disclosure

SEC source: 0001567619-20-020164 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,819,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.92 to $53.91. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (5) to this Form 4.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 21:39 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 7,500 $55.32 $414,900.00
Disclosure

SEC source: 0001567619-20-020026 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,827,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.19 to $55.57.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 21:39 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 6,900 $54.79 $378,051.00
Disclosure

SEC source: 0001567619-20-020026 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,835,011

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.19 to $55.18. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (3) to this Form 4.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:26 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 9,273 $55.33 $513,075.09
Disclosure

SEC source: 0001567619-20-020100 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991,645

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.19 to $55.59.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:26 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 9,064 $54.79 $496,616.56
Disclosure

SEC source: 0001567619-20-020100 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,918

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.19 to $55.18. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (7) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:23 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 1,284 $55.33 $71,043.72
Disclosure

SEC source: 0001567619-20-020098 · doc1.xml · nonDerivative · entry 2

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 231,084

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.19 to $55.59.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:23 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 1,274 $54.79 $69,802.46
Disclosure

SEC source: 0001567619-20-020098 · doc1.xml · nonDerivative · entry 1

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 232,368

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.19 to $55.18. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (8) to this Form 4.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 22:51 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 9,199 $54.41 $500,517.59
Disclosure

SEC source: 0001567619-20-019981 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009,982

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.28 to $54.63.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 22:51 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 9,138 $53.91 $492,629.58
Disclosure

SEC source: 0001567619-20-019981 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,019,181

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.28 to $54.27.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 22:48 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 1,279 $54.41 $69,590.39
Disclosure

SEC source: 0001567619-20-019979 · doc1.xml · nonDerivative · entry 4

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 233,642

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.28 to $54.63.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 22:48 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 1,279 $53.92 $68,963.68
Disclosure

SEC source: 0001567619-20-019979 · doc1.xml · nonDerivative · entry 3

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 234,921

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.28 to $54.27.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:39 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 14,400 $54.13 $779,472.00
Disclosure

SEC source: 0001567619-20-020026 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,841,911

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:25 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 8,900 $53.05 $472,145.00
Disclosure

SEC source: 0001567619-20-019874 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,856,311

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.86 to $53.32.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:25 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 5,500 $52.71 $289,905.00
Disclosure

SEC source: 0001567619-20-019874 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,865,211

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.86 to $52.85.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 22:51 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 12,128 $53.16 $644,724.48
Disclosure

SEC source: 0001567619-20-019981 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,028,319

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.86 to $53.70.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 22:51 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 5,967 $52.67 $314,281.89
Disclosure

SEC source: 0001567619-20-019981 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,040,447

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.86 to $52.85. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 22:48 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 1,684 $53.16 $89,521.44
Disclosure

SEC source: 0001567619-20-019979 · doc1.xml · nonDerivative · entry 2

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 236,200

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.86 to $53.70.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 22:48 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 840 $52.66 $44,234.40
Disclosure

SEC source: 0001567619-20-019979 · doc1.xml · nonDerivative · entry 1

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 237,884

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.86 to $52.85. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (7) to this Form 4.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:24 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 77 $51.70 $3,980.90
Disclosure

SEC source: 0001567619-20-019565 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,046,414

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:24 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,260 $51.06 $932,355.60
Disclosure

SEC source: 0001567619-20-019565 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,046,491

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.64 to $51.46.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:16 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 9 $51.70 $465.30
Disclosure

SEC source: 0001567619-20-019550 · doc1.xml · nonDerivative · entry 3

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 238,724

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:16 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 2,549 $51.06 $130,151.94
Disclosure

SEC source: 0001567619-20-019550 · doc1.xml · nonDerivative · entry 2

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 238,733

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.64 to $51.46.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:25 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 14,400 $51.05 $735,120.00
Disclosure

SEC source: 0001567619-20-019874 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,870,711

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.64 to $51.25. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:55 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 14,400 $51.45 $740,880.00
Disclosure

SEC source: 0001567619-20-019310 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,885,111

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.85 to $51.77.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:24 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 17,252 $51.44 $887,442.88
Disclosure

SEC source: 0001567619-20-019565 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064,751

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.85 to $51.73. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (4) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:16 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 2,420 $51.44 $124,484.80
Disclosure

SEC source: 0001567619-20-019550 · doc1.xml · nonDerivative · entry 1

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 241,282

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.85 to $51.73. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:20 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 11,192 $50.36 $563,629.12
Disclosure

SEC source: 0001567619-20-019323 · doc1.xml · nonDerivative · entry 5

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,082,003

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.01 to $50.96.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:20 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 5,710 $49.56 $282,987.60
Disclosure

SEC source: 0001567619-20-019323 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,093,195

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.01 to $50.00.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.