Last 12 months
Inside the activity.
9 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 1 | 1 |
| May 2026 | 1 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 1 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2021 Filed Jan 7, 2021 22:26 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 7,465 | $61.91 | $462,158.15 |
DisclosureSEC source: 0001567619-21-000758 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,470,150 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.35 to $62.34. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (9) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 23:03 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 10,507 | $61.27 | $643,763.89 |
DisclosureSEC source: 0001567619-21-000338 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,460,182 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.03 to $61.59. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 23:03 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 7,830 | $60.41 | $473,010.30 |
DisclosureSEC source: 0001567619-21-000338 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,470,689 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.03 to $61.02. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 23:00 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 1,472 | $61.27 | $90,189.44 |
DisclosureSEC source: 0001567619-21-000332 · doc1.xml · nonDerivative · entry 4 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by PJB Holdings LLC Disclosed balance after: 156,800 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.03 to $61.59. F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 23:00 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 1,086 | $60.41 | $65,605.26 |
DisclosureSEC source: 0001567619-21-000332 · doc1.xml · nonDerivative · entry 3 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by PJB Holdings LLC Disclosed balance after: 158,272 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.03 to $61.02. F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:07 UTC |
Peterffy ThomasDirector · Chairman
|
SaleClass A common stock | 8,019 | $61.27 | $491,324.13 |
DisclosureSEC source: 0001567619-21-000497 · doc1.xml · nonDerivative · entry 2 Peterffy Thomas · CIK 0001391405 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,381,111 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.03 to $61.58. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:07 UTC |
Peterffy ThomasDirector · Chairman
|
SaleClass A common stock | 7,081 | $60.40 | $427,692.40 |
DisclosureSEC source: 0001567619-21-000497 · doc1.xml · nonDerivative · entry 1 Peterffy Thomas · CIK 0001391405 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,389,130 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.03 to $61.02. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (5) to this Form 4. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:13 UTC |
Peterffy ThomasDirector · Chairman
|
SaleClass A common stock | 8,635 | $60.94 | $526,216.90 |
DisclosureSEC source: 0001567619-21-000039 · doc1.xml · nonDerivative · entry 4 Peterffy Thomas · CIK 0001391405 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,396,211 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.84 to $61.14. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:13 UTC |
Peterffy ThomasDirector · Chairman
|
SaleClass A common stock | 7,565 | $60.57 | $458,212.05 |
DisclosureSEC source: 0001567619-21-000039 · doc1.xml · nonDerivative · entry 3 Peterffy Thomas · CIK 0001391405 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,404,846 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.84 to $60.83. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 23:03 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 9,101 | $60.94 | $554,614.94 |
DisclosureSEC source: 0001567619-21-000338 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,478,519 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.84 to $61.14. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 23:03 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 9,236 | $60.56 | $559,332.16 |
DisclosureSEC source: 0001567619-21-000338 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,487,620 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.84 to $60.83. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 23:00 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 1,273 | $60.94 | $77,576.62 |
DisclosureSEC source: 0001567619-21-000332 · doc1.xml · nonDerivative · entry 2 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by PJB Holdings LLC Disclosed balance after: 159,358 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.84 to $61.14. F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 23:00 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 1,285 | $60.56 | $77,819.60 |
DisclosureSEC source: 0001567619-21-000332 · doc1.xml · nonDerivative · entry 1 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by PJB Holdings LLC Disclosed balance after: 160,631 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.84 to $60.83. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (7) to this Form 4. F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. Read SEC document |
| December 31, 2020 Filed Jan 7, 2021 16:33 UTC |
Yuen NicoleDirector
|
GrantClass A common stock | 1,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000739 · doc1.xml · nonDerivative · entry 1 Yuen Nicole · CIK 0001818969 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232 F1 · shares: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest in five equal installments, beginning December 31, 2021. F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest in five equal installments, beginning December 31, 2021. F2 · balance_after: This amount includes unvested restricted stock units that were awarded under the Plan. Read SEC document |
| December 31, 2020 Filed Jan 7, 2021 22:24 UTC |
Peterffy WilliamDirector
|
GrantClass A common stock | 1,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000757 · doc1.xml · nonDerivative · entry 1 Peterffy William · CIK 0001812281 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232 F1 · shares: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest in five equal installments, beginning December 31, 2021. F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest in five equal installments, beginning December 31, 2021. F2 · balance_after: This amount includes unvested restricted stock units that were awarded under the Plan. Read SEC document |
| December 31, 2020 Filed Jan 7, 2021 21:29 UTC |
Galik MilanDirector · Chief Executive Officer
|
GrantClass A common stock | 113,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000733 · doc1.xml · nonDerivative · entry 1 Galik Milan · CIK 0001391404 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,083,515 F1 · shares: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 10% on or about 5/9/2021 and 15% on each of the first six anniversaries of 5/9/2021. F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 10% on or about 5/9/2021 and 15% on each of the first six anniversaries of 5/9/2021. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan. Read SEC document |
| December 31, 2020 Filed Jan 7, 2021 21:26 UTC |
Nemser Earl HDirector · Vice Chairman
|
GrantClass A common stock | 14,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000730 · doc1.xml · nonDerivative · entry 1 Nemser Earl H · CIK 0001391400 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,846 F1 · shares: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 10% on or about 5/9/2021 and 15% on each of the first six anniversaries of 5/9/2021. F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 10% on or about 5/9/2021 and 15% on each of the first six anniversaries of 5/9/2021. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan. Read SEC document |
| December 31, 2020 Filed Jan 7, 2021 21:14 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
GrantClass A common stock | 46,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000726 · doc1.xml · nonDerivative · entry 1 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,113 F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 10% on or about 5/9/2021 and 15% on each of the first six anniversaries of 5/9/2021. F1 · acquired: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 10% on or about 5/9/2021 and 15% on each of the first six anniversaries of 5/9/2021. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan. Read SEC document |
| December 31, 2020 Filed Jan 7, 2021 21:07 UTC |
Frank Thomas AJChief Information Officer
|
GrantClass A common stock | 17,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000723 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,477,615 F1 · shares: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 10% on or about 5/9/2021 and 15% on each of the first six anniversaries of 5/9/2021. F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 10% on or about 5/9/2021 and 15% on each of the first six anniversaries of 5/9/2021. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 31, 2020 Filed Jan 7, 2021 21:02 UTC |
Mendonca DenisChief Accounting Officer
|
GrantClass A common stock | 6,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000716 · doc1.xml · nonDerivative · entry 1 Mendonca Denis · CIK 0001665345 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,898 F1 · shares: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 10% on or about 5/9/2021 and 15% on each of the first six anniversaries of 5/9/2021. F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 10% on or about 5/9/2021 and 15% on each of the first six anniversaries of 5/9/2021. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 21:14 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 3,739 | $61.47 | $229,836.33 |
DisclosureSEC source: 0001567619-20-021761 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,496,856 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.14 to $61.85. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 21:14 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 14,433 | $60.57 | $874,206.81 |
DisclosureSEC source: 0001567619-20-021761 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,595 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.14 to $61.13. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 21:14 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 531 | $61.47 | $32,640.57 |
DisclosureSEC source: 0001567619-20-021760 · doc1.xml · nonDerivative · entry 4 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by PJB Holdings LLC Disclosed balance after: 161,916 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.14 to $61.85. F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 21:14 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 2,002 | $60.57 | $121,261.14 |
DisclosureSEC source: 0001567619-20-021760 · doc1.xml · nonDerivative · entry 3 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by PJB Holdings LLC Disclosed balance after: 162,447 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.14 to $61.13. F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 21:13 UTC |
Peterffy ThomasDirector · Chairman
|
SaleClass A common stock | 3,500 | $61.43 | $215,005.00 |
DisclosureSEC source: 0001567619-21-000039 · doc1.xml · nonDerivative · entry 2 Peterffy Thomas · CIK 0001391405 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,412,411 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.12 to $61.79. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 21:13 UTC |
Peterffy ThomasDirector · Chairman
|
SaleClass A common stock | 12,300 | $60.52 | $744,396.00 |
DisclosureSEC source: 0001567619-21-000039 · doc1.xml · nonDerivative · entry 1 Peterffy Thomas · CIK 0001391405 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,415,911 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.12 to $61.11. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (5) to this Form 4. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 21:13 UTC |
Peterffy ThomasDirector · Chairman
|
SaleClass A common stock | 900 | $62.43 | $56,187.00 |
DisclosureSEC source: 0001567619-20-021680 · doc1.xml · nonDerivative · entry 3 Peterffy Thomas · CIK 0001391405 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,428,211 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.06 to $62.60. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 21:13 UTC |
Peterffy ThomasDirector · Chairman
|
SaleClass A common stock | 14,800 | $61.30 | $907,240.00 |
DisclosureSEC source: 0001567619-20-021680 · doc1.xml · nonDerivative · entry 2 Peterffy Thomas · CIK 0001391405 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,429,111 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.06 to $62.05. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:14 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 1,199 | $62.36 | $74,769.64 |
DisclosureSEC source: 0001567619-20-021761 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,515,028 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.06 to $62.75. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:14 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 16,753 | $61.29 | $1,026,791.37 |
DisclosureSEC source: 0001567619-20-021761 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,516,227 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.06 to $62.05. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:14 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 173 | $62.36 | $10,788.28 |
DisclosureSEC source: 0001567619-20-021760 · doc1.xml · nonDerivative · entry 2 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by PJB Holdings LLC Disclosed balance after: 164,449 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.06 to $62.75. F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:14 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 2,337 | $61.30 | $143,258.10 |
DisclosureSEC source: 0001567619-20-021760 · doc1.xml · nonDerivative · entry 1 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by PJB Holdings LLC Disclosed balance after: 164,622 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.06 to $62.05. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (7) to this Form 4. F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 21:17 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 18,337 | $62.02 | $1,137,260.74 |
DisclosureSEC source: 0001567619-20-021632 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532,980 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.47 to $62.44. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 21:16 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 2,558 | $62.02 | $158,647.16 |
DisclosureSEC source: 0001567619-20-021631 · doc1.xml · nonDerivative · entry 2 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by PJB Holdings LLC Disclosed balance after: 166,959 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.47 to $62.44. F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:13 UTC |
Peterffy ThomasDirector · Chairman
|
SaleClass A common stock | 15,900 | $62.03 | $986,277.00 |
DisclosureSEC source: 0001567619-20-021680 · doc1.xml · nonDerivative · entry 1 Peterffy Thomas · CIK 0001391405 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,443,911 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.47 to $62.42. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 21:34 UTC |
Peterffy ThomasDirector · Chairman
|
SaleClass A common stock | 7,700 | $60.70 | $467,390.00 |
DisclosureSEC source: 0001567619-20-021593 · doc1.xml · nonDerivative · entry 2 Peterffy Thomas · CIK 0001391405 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,459,811 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.43 to $61.15. Read SEC document |
| December 24, 2020 Filed Dec 29, 2020 21:17 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 9,222 | $60.69 | $559,683.18 |
DisclosureSEC source: 0001567619-20-021632 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,551,317 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.44 to $61.09. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (4) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 24, 2020 Filed Dec 29, 2020 21:16 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 1,301 | $60.69 | $78,957.69 |
DisclosureSEC source: 0001567619-20-021631 · doc1.xml · nonDerivative · entry 1 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by PJB Holdings LLC Disclosed balance after: 169,517 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.44 to $61.09. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4. F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 21:34 UTC |
Peterffy ThomasDirector · Chairman
|
SaleClass A common stock | 14,400 | $60.87 | $876,528.00 |
DisclosureSEC source: 0001567619-20-021593 · doc1.xml · nonDerivative · entry 1 Peterffy Thomas · CIK 0001391405 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,467,511 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.37 to $61.26. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (3) to this Form 4. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 17:48 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 2,462 | $60.89 | $149,911.18 |
DisclosureSEC source: 0001567619-20-021578 · doc1.xml · nonDerivative · entry 3 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by PJB Holdings LLC Disclosed balance after: 170,818 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.37 to $61.27. F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 17:50 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 17,566 | $60.89 | $1,069,593.74 |
DisclosureSEC source: 0001567619-20-021579 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560,539 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.37 to $61.27. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 23:58 UTC |
Peterffy ThomasDirector · Chairman
|
SaleClass A common stock | 10,000 | $59.98 | $599,800.00 |
DisclosureSEC source: 0001567619-20-021570 · doc1.xml · nonDerivative · entry 4 Peterffy Thomas · CIK 0001391405 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,481,911 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.74 to $60.44. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 23:58 UTC |
Peterffy ThomasDirector · Chairman
|
SaleClass A common stock | 4,400 | $59.46 | $261,624.00 |
DisclosureSEC source: 0001567619-20-021570 · doc1.xml · nonDerivative · entry 3 Peterffy Thomas · CIK 0001391405 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,491,911 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.74 to $59.73. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 17:48 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 1,815 | $60.01 | $108,918.15 |
DisclosureSEC source: 0001567619-20-021578 · doc1.xml · nonDerivative · entry 2 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by PJB Holdings LLC Disclosed balance after: 173,280 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.74 to $60.65. F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 17:48 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 743 | $59.48 | $44,193.64 |
DisclosureSEC source: 0001567619-20-021578 · doc1.xml · nonDerivative · entry 1 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by PJB Holdings LLC Disclosed balance after: 175,095 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.74 to $59.73. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (6) to this Form 4. F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 17:50 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 13,091 | $60.01 | $785,590.91 |
DisclosureSEC source: 0001567619-20-021579 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,578,105 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.74 to $60.65. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 17:50 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 5,246 | $59.48 | $312,032.08 |
DisclosureSEC source: 0001567619-20-021579 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,591,196 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.74 to $59.73. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 23:03 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 8,163 | $58.57 | $478,106.91 |
DisclosureSEC source: 0001567619-20-021509 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,596,442 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.28 to $58.84. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 23:03 UTC |
Frank Thomas AJChief Information Officer
|
SaleClass A common stock | 10,020 | $57.78 | $578,955.60 |
DisclosureSEC source: 0001567619-20-021509 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,604,605 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.28 to $58.27. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 23:00 UTC |
Brody Paul JonathanDirector · Chief Financial Officer
|
SaleClass A common stock | 1,126 | $58.56 | $65,938.56 |
DisclosureSEC source: 0001567619-20-021506 · doc1.xml · nonDerivative · entry 4 Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by PJB Holdings LLC Disclosed balance after: 175,838 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.28 to $58.84. F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.