Tapewire

Nasdaq · USD

IBKR

Interactive Brokers Group, Inc.

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Tapewire entity
279
SEC CIK
0001381197
Parsed reports
804

Last 12 months

Inside the activity.

9 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202608
Feb 202610
Mar 202610
Apr 202611
May 202610
Jun 202610
Jul 202610
Aug 202610
Sep 202610
Oct 202610

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 13, 2021 Filed Jan 15, 2021 23:06 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 17,694 $69.81 $1,235,218.14
Disclosure

SEC source: 0001567619-21-001122 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350,640

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.45 to $70.44. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:05 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 54 $70.56 $3,810.24
Disclosure

SEC source: 0001567619-21-001121 · doc1.xml · nonDerivative · entry 2

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 139,045

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.45 to $70.60.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:05 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 2,466 $69.80 $172,126.80
Disclosure

SEC source: 0001567619-21-001121 · doc1.xml · nonDerivative · entry 1

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 139,099

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.45 to $70.44. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (7) to this Form 4.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 22:21 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 2,533 $69.31 $175,562.23
Disclosure

SEC source: 0001567619-21-000998 · doc1.xml · nonDerivative · entry 3

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 141,565

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.93 to $69.61.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 22:18 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,172 $69.31 $1,259,501.32
Disclosure

SEC source: 0001567619-21-000995 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368,334

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.93 to $69.61.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 22:46 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 14,400 $69.31 $998,064.00
Disclosure

SEC source: 0001567619-21-001037 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,294,711

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.93 to $69.62. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (3) to this Form 4.

Read SEC document
January 11, 2021 Filed Jan 12, 2021 21:23 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 3,300 $69.08 $227,964.00
Disclosure

SEC source: 0001567619-21-000909 · doc1.xml · nonDerivative · entry 5

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,309,111

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.98 to $69.21.

Read SEC document
January 11, 2021 Filed Jan 12, 2021 21:23 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 12,200 $68.57 $836,554.00
Disclosure

SEC source: 0001567619-21-000909 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,312,411

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.98 to $68.97.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 22:21 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 606 $69.07 $41,856.42
Disclosure

SEC source: 0001567619-21-000998 · doc1.xml · nonDerivative · entry 2

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 144,098

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.98 to $69.26.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 22:21 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 1,940 $68.56 $133,006.40
Disclosure

SEC source: 0001567619-21-000998 · doc1.xml · nonDerivative · entry 1

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 144,704

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.98 to $68.97. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (6) to this Form 4.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 22:18 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 4,367 $69.07 $301,628.69
Disclosure

SEC source: 0001567619-21-000995 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,386,506

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.98 to $69.26.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 22:18 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 13,888 $68.56 $952,161.28
Disclosure

SEC source: 0001567619-21-000995 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390,873

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.98 to $68.97. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:20 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 853 $71.38 $60,887.14
Disclosure

SEC source: 0001567619-21-000858 · doc1.xml · nonDerivative · entry 6

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404,761

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.21 to $71.60.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:20 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 9,074 $70.76 $642,076.24
Disclosure

SEC source: 0001567619-21-000858 · doc1.xml · nonDerivative · entry 5

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,405,614

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.21 to $71.20.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:20 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 8,410 $69.69 $586,092.90
Disclosure

SEC source: 0001567619-21-000858 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,414,688

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.21 to $70.20.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:20 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 113 $71.39 $8,067.07
Disclosure

SEC source: 0001567619-21-000856 · doc1.xml · nonDerivative · entry 6

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 146,644

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.21 to $71.64.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:20 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 1,272 $70.76 $90,006.72
Disclosure

SEC source: 0001567619-21-000856 · doc1.xml · nonDerivative · entry 5

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 146,757

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.21 to $71.20.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:20 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 1,173 $69.70 $81,758.10
Disclosure

SEC source: 0001567619-21-000856 · doc1.xml · nonDerivative · entry 4

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 148,029

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.21 to $70.20.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:23 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 500 $71.54 $35,770.00
Disclosure

SEC source: 0001567619-21-000909 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,324,611

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.21 to $71.60.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:23 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 6,700 $70.82 $474,494.00
Disclosure

SEC source: 0001567619-21-000909 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,325,111

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.21 to $71.20.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:23 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 6,100 $69.74 $425,414.00
Disclosure

SEC source: 0001567619-21-000909 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,331,811

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.21 to $70.20. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (6) to this Form 4.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:30 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 1,400 $69.95 $97,930.00
Disclosure

SEC source: 0001567619-21-000816 · doc1.xml · nonDerivative · entry 8

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,337,911

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.60 to $70.42.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:30 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 7,400 $68.98 $510,452.00
Disclosure

SEC source: 0001567619-21-000816 · doc1.xml · nonDerivative · entry 7

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,339,311

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.60 to $69.59.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:30 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 5,600 $68.35 $382,760.00
Disclosure

SEC source: 0001567619-21-000816 · doc1.xml · nonDerivative · entry 6

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,346,711

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.60 to $68.59.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:20 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 2,376 $69.93 $166,153.68
Disclosure

SEC source: 0001567619-21-000858 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,423,098

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.60 to $70.40.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:20 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 9,886 $69.02 $682,331.72
Disclosure

SEC source: 0001567619-21-000858 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425,474

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.60 to $69.59.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:20 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 5,910 $68.35 $403,948.50
Disclosure

SEC source: 0001567619-21-000858 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,435,360

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.60 to $68.59. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (8) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:20 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 329 $69.93 $23,006.97
Disclosure

SEC source: 0001567619-21-000856 · doc1.xml · nonDerivative · entry 3

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 149,202

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.60 to $70.42.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:20 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 1,361 $69.02 $93,936.22
Disclosure

SEC source: 0001567619-21-000856 · doc1.xml · nonDerivative · entry 2

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 149,531

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.60 to $69.59.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:20 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 843 $68.35 $57,619.05
Disclosure

SEC source: 0001567619-21-000856 · doc1.xml · nonDerivative · entry 1

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 150,892

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.60 to $68.59. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (9) to this Form 4.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 22:27 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 735 $67.95 $49,943.25
Disclosure

SEC source: 0001567619-21-000759 · doc1.xml · nonDerivative · entry 7

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 151,735

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.62 to $68.35.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 22:27 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 1,152 $67.19 $77,402.88
Disclosure

SEC source: 0001567619-21-000759 · doc1.xml · nonDerivative · entry 6

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 152,470

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.62 to $67.61.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 22:27 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 285 $66.25 $18,881.25
Disclosure

SEC source: 0001567619-21-000759 · doc1.xml · nonDerivative · entry 5

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 153,622

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.62 to $66.61.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 22:27 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 232 $65.12 $15,107.84
Disclosure

SEC source: 0001567619-21-000759 · doc1.xml · nonDerivative · entry 4

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 153,907

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.62 to $65.61.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 22:27 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 103 $64.14 $6,606.42
Disclosure

SEC source: 0001567619-21-000759 · doc1.xml · nonDerivative · entry 3

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 154,139

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.62 to $64.61.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 22:26 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 5,370 $67.95 $364,891.50
Disclosure

SEC source: 0001567619-21-000758 · doc1.xml · nonDerivative · entry 7

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,441,270

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.62 to $68.35.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 22:26 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 8,205 $67.19 $551,293.95
Disclosure

SEC source: 0001567619-21-000758 · doc1.xml · nonDerivative · entry 6

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446,640

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.62 to $67.61.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 22:26 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 2,046 $66.26 $135,567.96
Disclosure

SEC source: 0001567619-21-000758 · doc1.xml · nonDerivative · entry 5

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454,845

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.62 to $66.61.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 22:26 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 1,672 $65.11 $108,863.92
Disclosure

SEC source: 0001567619-21-000758 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,456,891

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.62 to $65.61.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 22:26 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 715 $64.15 $45,867.25
Disclosure

SEC source: 0001567619-21-000758 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458,563

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.62 to $64.61.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 21:30 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 3,900 $67.94 $264,966.00
Disclosure

SEC source: 0001567619-21-000816 · doc1.xml · nonDerivative · entry 5

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,352,311

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.63 to $68.46.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 21:30 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 7,300 $67.16 $490,268.00
Disclosure

SEC source: 0001567619-21-000816 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,356,211

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.63 to $67.62.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 21:30 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 1,600 $66.16 $105,856.00
Disclosure

SEC source: 0001567619-21-000816 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,363,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.63 to $66.62.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 21:30 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 500 $65.14 $32,570.00
Disclosure

SEC source: 0001567619-21-000816 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,365,111

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.63 to $65.62.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 21:30 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 1,100 $64.22 $70,642.00
Disclosure

SEC source: 0001567619-21-000816 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,365,611

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.63 to $64.62. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (9) to this Form 4.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:07 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 8,100 $62.73 $508,113.00
Disclosure

SEC source: 0001567619-21-000497 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,366,711

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.35 to $63.05.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:07 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 6,300 $61.93 $390,159.00
Disclosure

SEC source: 0001567619-21-000497 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,374,811

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.35 to $62.34.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 22:27 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 1,518 $62.75 $95,254.50
Disclosure

SEC source: 0001567619-21-000759 · doc1.xml · nonDerivative · entry 2

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 154,242

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.35 to $63.19.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 22:27 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 1,040 $61.91 $64,386.40
Disclosure

SEC source: 0001567619-21-000759 · doc1.xml · nonDerivative · entry 1

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 155,760

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.35 to $62.34. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (10) to this Form 4.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 22:26 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 10,872 $62.74 $682,109.28
Disclosure

SEC source: 0001567619-21-000758 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,459,278

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.35 to $63.19.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.