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Nasdaq · USD

IBKR

Interactive Brokers Group, Inc.

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Tapewire entity
279
SEC CIK
0001381197
Parsed reports
804

Last 12 months

Inside the activity.

9 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202608
Feb 202610
Mar 202610
Apr 202611
May 202610
Jun 202610
Jul 202610
Aug 202610
Sep 202610
Oct 202610

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2021 Filed Mar 4, 2021 21:25 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 186 $77.05 $14,331.30
Disclosure

SEC source: 0001567619-21-005656 · doc1.xml · nonDerivative · entry 6

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 6,814

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.90 to $77.46.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 21:25 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 662 $76.36 $50,550.32
Disclosure

SEC source: 0001567619-21-005656 · doc1.xml · nonDerivative · entry 5

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 7,000

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.90 to $76.89.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 21:25 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 77 $75.69 $5,828.13
Disclosure

SEC source: 0001567619-21-005656 · doc1.xml · nonDerivative · entry 4

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 7,662

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.90 to $75.89.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 21:23 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 5,869 $77.06 $452,265.14
Disclosure

SEC source: 0001567619-21-005653 · doc1.xml · nonDerivative · entry 6

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,515

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.90 to $77.46.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 21:23 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 23,694 $76.36 $1,809,273.84
Disclosure

SEC source: 0001567619-21-005653 · doc1.xml · nonDerivative · entry 5

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,384

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.90 to $76.89.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 21:23 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 3,100 $75.68 $234,608.00
Disclosure

SEC source: 0001567619-21-005653 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,078

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.90 to $75.89.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:27 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 4,100 $77.10 $316,110.00
Disclosure

SEC source: 0001567619-21-005742 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,687,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.92 to $77.43.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:27 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 13,400 $76.43 $1,024,162.00
Disclosure

SEC source: 0001567619-21-005742 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,691,611

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.92 to $76.91.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:27 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 2,500 $75.65 $189,125.00
Disclosure

SEC source: 0001567619-21-005742 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,705,011

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.92 to $75.91. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (7) to this Form 4.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 400 $76.93 $30,772.00
Disclosure

SEC source: 0001567619-21-005524 · doc1.xml · nonDerivative · entry 7

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,707,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.82 to $76.94.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 8,659 $76.06 $658,603.54
Disclosure

SEC source: 0001567619-21-005524 · doc1.xml · nonDerivative · entry 6

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,707,911

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.82 to $76.81.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 10,941 $75.40 $824,951.40
Disclosure

SEC source: 0001567619-21-005524 · doc1.xml · nonDerivative · entry 5

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,716,570

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.82 to $75.81.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:25 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 31 $76.89 $2,383.59
Disclosure

SEC source: 0001567619-21-005656 · doc1.xml · nonDerivative · entry 3

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 7,739

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.82 to $76.94.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:25 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 344 $76.06 $26,164.64
Disclosure

SEC source: 0001567619-21-005656 · doc1.xml · nonDerivative · entry 2

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 7,770

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.82 to $76.81.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:25 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 550 $75.42 $41,481.00
Disclosure

SEC source: 0001567619-21-005656 · doc1.xml · nonDerivative · entry 1

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 8,114

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.82 to $75.81. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (9) to this Form 4.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:23 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 884 $76.89 $67,970.76
Disclosure

SEC source: 0001567619-21-005653 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,178

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.82 to $76.94.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:23 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 13,235 $76.06 $1,006,654.10
Disclosure

SEC source: 0001567619-21-005653 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,062

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.82 to $76.81.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:23 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,446 $75.42 $1,391,197.32
Disclosure

SEC source: 0001567619-21-005653 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,297

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.82 to $75.81. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (8) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 23:10 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 9,439 $77.08 $727,558.12
Disclosure

SEC source: 0001567619-21-005423 · doc1.xml · nonDerivative · entry 8

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,743

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.76 to $77.61.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 23:10 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 12,437 $76.34 $949,440.58
Disclosure

SEC source: 0001567619-21-005423 · doc1.xml · nonDerivative · entry 7

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,182

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.76 to $76.75.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 23:10 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 8,658 $75.41 $652,899.78
Disclosure

SEC source: 0001567619-21-005423 · doc1.xml · nonDerivative · entry 6

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,619

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.76 to $75.75.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 23:10 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 2,917 $74.20 $216,441.40
Disclosure

SEC source: 0001567619-21-005423 · doc1.xml · nonDerivative · entry 5

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689,277

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.76 to $74.75.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 23:08 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 278 $77.06 $21,422.68
Disclosure

SEC source: 0001567619-21-005421 · doc1.xml · nonDerivative · entry 8

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 8,664

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.76 to $77.61.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 23:08 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 333 $76.35 $25,424.55
Disclosure

SEC source: 0001567619-21-005421 · doc1.xml · nonDerivative · entry 7

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 8,942

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.76 to $76.75.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 23:08 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 240 $75.44 $18,105.60
Disclosure

SEC source: 0001567619-21-005421 · doc1.xml · nonDerivative · entry 6

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 9,275

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.76 to $75.75.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 23:08 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 80 $74.21 $5,936.80
Disclosure

SEC source: 0001567619-21-005421 · doc1.xml · nonDerivative · entry 5

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 9,515

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.76 to $74.75.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 2,801 $77.34 $216,629.34
Disclosure

SEC source: 0001567619-21-005524 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,727,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.03 to $77.54.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 6,999 $76.67 $536,613.33
Disclosure

SEC source: 0001567619-21-005524 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,730,312

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.03 to $77.02.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 8,000 $75.59 $604,720.00
Disclosure

SEC source: 0001567619-21-005524 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,737,311

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.03 to $76.02.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 2,200 $74.27 $163,394.00
Disclosure

SEC source: 0001567619-21-005524 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,745,311

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.03 to $75.02. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (8) to this Form 4.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 1,700 $73.94 $125,698.00
Disclosure

SEC source: 0001567619-21-005179 · doc1.xml · nonDerivative · entry 7

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,747,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.76 to $74.23.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 14,100 $73.26 $1,032,966.00
Disclosure

SEC source: 0001567619-21-005179 · doc1.xml · nonDerivative · entry 6

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,749,211

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.76 to $73.75.

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February 26, 2021 Filed Mar 1, 2021 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 2,600 $72.40 $188,240.00
Disclosure

SEC source: 0001567619-21-005179 · doc1.xml · nonDerivative · entry 5

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,763,311

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.76 to $72.75.

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February 26, 2021 Filed Mar 1, 2021 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 1,600 $71.27 $114,032.00
Disclosure

SEC source: 0001567619-21-005179 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,765,911

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.76 to $71.75.

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February 26, 2021 Filed Mar 2, 2021 23:10 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 1,689 $73.95 $124,901.55
Disclosure

SEC source: 0001567619-21-005423 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,194

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.76 to $74.23.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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February 26, 2021 Filed Mar 2, 2021 23:10 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 25,919 $73.26 $1,898,825.94
Disclosure

SEC source: 0001567619-21-005423 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,883

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.76 to $73.75.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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February 26, 2021 Filed Mar 2, 2021 23:10 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 3,503 $72.39 $253,582.17
Disclosure

SEC source: 0001567619-21-005423 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,802

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.76 to $72.75.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:10 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 2,341 $71.27 $166,843.07
Disclosure

SEC source: 0001567619-21-005423 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,305

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.76 to $71.75. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (10) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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February 26, 2021 Filed Mar 2, 2021 23:08 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 50 $73.97 $3,698.50
Disclosure

SEC source: 0001567619-21-005421 · doc1.xml · nonDerivative · entry 4

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 9,595

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.76 to $74.23.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:08 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 727 $73.26 $53,260.02
Disclosure

SEC source: 0001567619-21-005421 · doc1.xml · nonDerivative · entry 3

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 9,645

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.76 to $73.75.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:08 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 87 $72.33 $6,292.71
Disclosure

SEC source: 0001567619-21-005421 · doc1.xml · nonDerivative · entry 2

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 10,372

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.76 to $72.75.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:08 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 66 $71.26 $4,703.16
Disclosure

SEC source: 0001567619-21-005421 · doc1.xml · nonDerivative · entry 1

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 10,459

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.76 to $71.75. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (11) to this Form 4.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:12 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 5,720 $76.19 $435,806.80
Disclosure

SEC source: 0001567619-21-005009 · doc1.xml · nonDerivative · entry 6

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,646

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.84 to $76.57.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:12 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 21,766 $75.34 $1,639,850.44
Disclosure

SEC source: 0001567619-21-005009 · doc1.xml · nonDerivative · entry 5

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,366

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.84 to $75.83.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:12 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 5,968 $74.26 $443,183.68
Disclosure

SEC source: 0001567619-21-005009 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,132

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.84 to $74.83.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:11 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 152 $76.18 $11,579.36
Disclosure

SEC source: 0001567619-21-005007 · doc1.xml · nonDerivative · entry 6

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 10,525

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.84 to $76.57.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:11 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 596 $75.35 $44,908.60
Disclosure

SEC source: 0001567619-21-005007 · doc1.xml · nonDerivative · entry 5

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 10,677

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.84 to $75.83.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:11 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 186 $74.26 $13,812.36
Disclosure

SEC source: 0001567619-21-005007 · doc1.xml · nonDerivative · entry 4

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 11,273

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.84 to $74.83.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 2,089 $76.44 $159,683.16
Disclosure

SEC source: 0001567619-21-005179 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,767,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.22 to $76.57.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:04 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 11,611 $75.61 $877,907.71
Disclosure

SEC source: 0001567619-21-005179 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,769,600

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.22 to $76.21.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.