Tapewire

Nasdaq · USD

IBKR

Interactive Brokers Group, Inc.

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Tapewire entity
279
SEC CIK
0001381197
Parsed reports
804

Last 12 months

Inside the activity.

9 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202608
Feb 202610
Mar 202610
Apr 202611
May 202610
Jun 202610
Jul 202610
Aug 202610
Sep 202610
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 11, 2021 21:13 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 5,900 $79.45 $468,755.00
Disclosure

SEC source: 0001567619-21-006091 · doc1.xml · nonDerivative · entry 6

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,587,911

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.08 to $80.07.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 21:13 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 13,700 $78.68 $1,077,916.00
Disclosure

SEC source: 0001567619-21-006091 · doc1.xml · nonDerivative · entry 5

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,593,811

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.08 to $79.07.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:04 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 651 $80.08 $52,132.08
Disclosure

SEC source: 0001567619-21-006207 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,710

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.38.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:04 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 11,055 $79.40 $877,767.00
Disclosure

SEC source: 0001567619-21-006207 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,361

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.99.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:04 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 21,473 $78.65 $1,688,851.45
Disclosure

SEC source: 0001567619-21-006207 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,416

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.99. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (7) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:02 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 24 $80.06 $1,921.44
Disclosure

SEC source: 0001567619-21-006205 · doc1.xml · nonDerivative · entry 3

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 2,179

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.38.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:02 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 280 $79.37 $22,223.60
Disclosure

SEC source: 0001567619-21-006205 · doc1.xml · nonDerivative · entry 2

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 2,203

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.99.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:02 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 615 $78.64 $48,363.60
Disclosure

SEC source: 0001567619-21-006205 · doc1.xml · nonDerivative · entry 1

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 2,483

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.99. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (8) to this Form 4.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 22:07 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 10,794 $79.17 $854,560.98
Disclosure

SEC source: 0001567619-21-005993 · doc1.xml · nonDerivative · entry 6

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,889

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.68 to $79.52.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 22:07 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 9,006 $78.12 $703,548.72
Disclosure

SEC source: 0001567619-21-005993 · doc1.xml · nonDerivative · entry 5

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,683

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.68 to $78.67.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 22:07 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 8,568 $77.43 $663,420.24
Disclosure

SEC source: 0001567619-21-005993 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,689

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.68 to $77.67.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 22:07 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 4,902 $76.21 $373,581.42
Disclosure

SEC source: 0001567619-21-005993 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,257

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.68 to $76.67.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:56 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 303 $79.17 $23,988.51
Disclosure

SEC source: 0001567619-21-005985 · doc1.xml · nonDerivative · entry 6

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 3,098

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.68 to $79.52.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:56 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 257 $78.11 $20,074.27
Disclosure

SEC source: 0001567619-21-005985 · doc1.xml · nonDerivative · entry 5

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 3,401

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.68 to $78.67.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:56 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 232 $77.44 $17,966.08
Disclosure

SEC source: 0001567619-21-005985 · doc1.xml · nonDerivative · entry 4

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 3,658

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.68 to $77.67.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:56 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 130 $76.20 $9,906.00
Disclosure

SEC source: 0001567619-21-005985 · doc1.xml · nonDerivative · entry 3

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 3,890

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.68 to $76.67.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:13 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 6,100 $79.22 $483,242.00
Disclosure

SEC source: 0001567619-21-006091 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,607,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.73 to $79.52.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:13 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 5,500 $78.12 $429,660.00
Disclosure

SEC source: 0001567619-21-006091 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,613,611

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.73 to $78.72.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:13 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 5,600 $77.44 $433,664.00
Disclosure

SEC source: 0001567619-21-006091 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,619,111

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.73 to $77.72.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:13 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 2,800 $76.17 $213,276.00
Disclosure

SEC source: 0001567619-21-006091 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,624,711

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.73 to $76.72. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (8) to this Form 4.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:43 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 10,300 $76.41 $787,023.00
Disclosure

SEC source: 0001567619-21-005922 · doc1.xml · nonDerivative · entry 7

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,627,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.00 to $76.89.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:43 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 9,700 $75.71 $734,387.00
Disclosure

SEC source: 0001567619-21-005922 · doc1.xml · nonDerivative · entry 6

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,637,811

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.99.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 22:07 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 14,958 $76.42 $1,143,090.36
Disclosure

SEC source: 0001567619-21-005993 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,159

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.00 to $76.89.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 22:07 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,493 $75.73 $1,400,474.89
Disclosure

SEC source: 0001567619-21-005993 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,117

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.99. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (8) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:56 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 414 $76.42 $31,637.88
Disclosure

SEC source: 0001567619-21-005985 · doc1.xml · nonDerivative · entry 2

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 4,020

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.00 to $76.89.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:56 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 516 $75.72 $39,071.52
Disclosure

SEC source: 0001567619-21-005985 · doc1.xml · nonDerivative · entry 1

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 4,434

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.99. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (9) to this Form 4.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 22:37 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 14 $76.06 $1,064.84
Disclosure

SEC source: 0001567619-21-005832 · doc1.xml · nonDerivative · entry 8

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 4,950

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 22:37 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 170 $74.97 $12,744.90
Disclosure

SEC source: 0001567619-21-005832 · doc1.xml · nonDerivative · entry 7

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 4,964

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.64 to $75.57.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 22:37 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 432 $74.21 $32,058.72
Disclosure

SEC source: 0001567619-21-005832 · doc1.xml · nonDerivative · entry 6

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 5,134

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.64 to $74.63.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 22:37 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 203 $73.22 $14,863.66
Disclosure

SEC source: 0001567619-21-005832 · doc1.xml · nonDerivative · entry 5

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 5,566

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.64 to $73.63.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 22:37 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 112 $72.08 $8,072.96
Disclosure

SEC source: 0001567619-21-005832 · doc1.xml · nonDerivative · entry 4

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 5,769

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.64 to $72.63.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 22:40 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 477 $76.06 $36,280.62
Disclosure

SEC source: 0001567619-21-005833 · doc1.xml · nonDerivative · entry 8

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,610

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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March 05, 2021 Filed Mar 8, 2021 22:40 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 5,506 $74.96 $412,729.76
Disclosure

SEC source: 0001567619-21-005833 · doc1.xml · nonDerivative · entry 7

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,087

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.64 to $75.57.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 22:40 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 16,090 $74.19 $1,193,717.10
Disclosure

SEC source: 0001567619-21-005833 · doc1.xml · nonDerivative · entry 6

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,593

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.64 to $74.63.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 22:40 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 7,038 $73.21 $515,251.98
Disclosure

SEC source: 0001567619-21-005833 · doc1.xml · nonDerivative · entry 5

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,683

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.64 to $73.63.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 22:40 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 4,341 $72.07 $312,855.87
Disclosure

SEC source: 0001567619-21-005833 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,721

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.64 to $72.63.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:43 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 300 $76.06 $22,818.00
Disclosure

SEC source: 0001567619-21-005922 · doc1.xml · nonDerivative · entry 5

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,647,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:43 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 1,900 $75.12 $142,728.00
Disclosure

SEC source: 0001567619-21-005922 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,647,811

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.64 to $75.63.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:43 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 9,400 $74.19 $697,386.00
Disclosure

SEC source: 0001567619-21-005922 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,649,711

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.64 to $74.63.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:43 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 5,300 $73.22 $388,066.00
Disclosure

SEC source: 0001567619-21-005922 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,659,111

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.64 to $73.63.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:43 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 3,100 $72.07 $223,417.00
Disclosure

SEC source: 0001567619-21-005922 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,664,411

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.64 to $72.63. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (7) to this Form 4.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 21:27 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 700 $75.77 $53,039.00
Disclosure

SEC source: 0001567619-21-005742 · doc1.xml · nonDerivative · entry 6

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,667,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.32 to $75.87.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 21:27 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 12,200 $74.70 $911,340.00
Disclosure

SEC source: 0001567619-21-005742 · doc1.xml · nonDerivative · entry 5

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,668,211

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.32 to $75.31.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 21:27 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 7,100 $73.84 $524,264.00
Disclosure

SEC source: 0001567619-21-005742 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,680,411

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.32 to $74.31.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:37 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 61 $75.56 $4,609.16
Disclosure

SEC source: 0001567619-21-005832 · doc1.xml · nonDerivative · entry 3

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 5,881

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.23 to $75.85.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:37 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 602 $74.62 $44,921.24
Disclosure

SEC source: 0001567619-21-005832 · doc1.xml · nonDerivative · entry 2

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 5,942

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.23 to $75.22.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:37 UTC
Brody Paul JonathanDirector · Chief Financial Officer
SaleClass A common stock 270 $73.76 $19,915.20
Disclosure

SEC source: 0001567619-21-005832 · doc1.xml · nonDerivative · entry 1

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by PJB Holdings LLC

Disclosed balance after: 6,544

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.23 to $74.22. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (10) to this Form 4.

F2 · balance_after: Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:40 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 2,463 $75.50 $185,956.50
Disclosure

SEC source: 0001567619-21-005833 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,062

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.23 to $75.85.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:40 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 21,703 $74.62 $1,619,477.86
Disclosure

SEC source: 0001567619-21-005833 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,525

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.23 to $75.22.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:40 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 9,287 $73.77 $685,101.99
Disclosure

SEC source: 0001567619-21-005833 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,228

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.23 to $74.22. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (9) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.