Tapewire

Nasdaq · USD

IBKR

Interactive Brokers Group, Inc.

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Tapewire entity
279
SEC CIK
0001381197
Parsed reports
804

Last 12 months

Inside the activity.

9 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202608
Feb 202610
Mar 202610
Apr 202611
May 202610
Jun 202610
Jul 202610
Aug 202610
Sep 202610
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2021 Filed Aug 19, 2021 20:01 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 20,000 $61.55 $1,231,000.00
Disclosure

SEC source: 0001567619-21-016118 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,367,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.10 to $61.96. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:02 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,573 $62.38 $1,158,583.74
Disclosure

SEC source: 0001567619-21-015980 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,156,852

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.75 to $62.65.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:01 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 20,000 $62.34 $1,246,800.00
Disclosure

SEC source: 0001567619-21-015979 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,387,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.68 to $62.62.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:02 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 555 $63.46 $35,220.30
Disclosure

SEC source: 0001567619-21-015980 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,175,425

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.45 to $63.48.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:02 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,019 $63.03 $1,135,737.57
Disclosure

SEC source: 0001567619-21-015980 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,175,980

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.45 to $63.44. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:01 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 700 $63.47 $44,429.00
Disclosure

SEC source: 0001567619-21-015979 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,407,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.45 to $63.48.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:01 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 19,300 $63.05 $1,216,865.00
Disclosure

SEC source: 0001567619-21-015979 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,408,211

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.45 to $63.44. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 20:02 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,573 $63.55 $1,180,314.15
Disclosure

SEC source: 0001567619-21-015493 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,193,999

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.08 to $63.85.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 20:02 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 20,000 $63.57 $1,271,400.00
Disclosure

SEC source: 0001567619-21-015492 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,427,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.11 to $63.86.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:02 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,573 $63.67 $1,182,542.91
Disclosure

SEC source: 0001567619-21-015493 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,212,572

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.34 to $64.13. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (4) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:02 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 20,000 $63.68 $1,273,600.00
Disclosure

SEC source: 0001567619-21-015492 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,447,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.36 to $64.15. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (3) to this Form 4.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 20:06 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 4,668 $64.08 $299,125.44
Disclosure

SEC source: 0001567619-21-015056 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,231,145

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.95 to $64.19.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 20:06 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 13,905 $63.42 $881,855.10
Disclosure

SEC source: 0001567619-21-015056 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,235,813

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.95 to $63.94.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 20:05 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 5,400 $64.07 $345,978.00
Disclosure

SEC source: 0001567619-21-015055 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,467,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.95 to $64.18.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 20:05 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 14,600 $63.39 $925,494.00
Disclosure

SEC source: 0001567619-21-015055 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,472,911

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.95 to $63.94.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:06 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 1,854 $64.14 $118,915.56
Disclosure

SEC source: 0001567619-21-015056 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,249,718

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.07 to $64.26.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:06 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 16,719 $63.73 $1,065,501.87
Disclosure

SEC source: 0001567619-21-015056 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,251,572

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.07 to $64.06. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:05 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 2,300 $64.13 $147,499.00
Disclosure

SEC source: 0001567619-21-015055 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,487,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.04 to $64.24.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:05 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 17,700 $63.72 $1,127,844.00
Disclosure

SEC source: 0001567619-21-015055 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,489,811

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.04 to $64.03. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (5) to this Form 4.

Read SEC document
August 06, 2021 Filed Aug 9, 2021 20:02 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 4,400 $63.48 $279,312.00
Disclosure

SEC source: 0001567619-21-014726 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,507,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.38 to $63.55.

Read SEC document
August 06, 2021 Filed Aug 9, 2021 20:02 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 15,600 $62.87 $980,772.00
Disclosure

SEC source: 0001567619-21-014726 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,511,911

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.38 to $63.37.

Read SEC document
August 06, 2021 Filed Aug 9, 2021 20:01 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 4,329 $63.46 $274,718.34
Disclosure

SEC source: 0001567619-21-014724 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,268,291

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.38 to $63.55.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
August 06, 2021 Filed Aug 9, 2021 20:01 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 14,245 $62.92 $896,295.40
Disclosure

SEC source: 0001567619-21-014724 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272,620

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.38 to $63.37.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:02 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 20,000 $62.31 $1,246,200.00
Disclosure

SEC source: 0001567619-21-014726 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,527,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.98 to $62.79. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:01 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,258 $62.33 $1,138,021.14
Disclosure

SEC source: 0001567619-21-014724 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,286,865

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.98 to $62.71. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 20:20 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 16,100 $62.06 $999,166.00
Disclosure

SEC source: 0001567619-21-014502 · doc1.xml · nonDerivative · entry 5

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,547,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.78 to $62.45.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 20:20 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 3,900 $61.42 $239,538.00
Disclosure

SEC source: 0001567619-21-014502 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,563,611

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.78 to $61.77.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 20:19 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 15,661 $62.07 $972,078.27
Disclosure

SEC source: 0001567619-21-014501 · doc1.xml · nonDerivative · entry 5

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,305,123

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.78 to $62.39.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 20:19 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 2,912 $61.35 $178,651.20
Disclosure

SEC source: 0001567619-21-014501 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,320,784

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.78 to $61.77.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:20 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 200 $63.02 $12,604.00
Disclosure

SEC source: 0001567619-21-014502 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,567,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.01 to $63.11.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:20 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 1,300 $62.21 $80,873.00
Disclosure

SEC source: 0001567619-21-014502 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,567,711

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.01 to $63.00.

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August 03, 2021 Filed Aug 5, 2021 20:20 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 18,500 $61.40 $1,135,900.00
Disclosure

SEC source: 0001567619-21-014502 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,569,011

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.01 to $62.00. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (6) to this Form 4.

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August 03, 2021 Filed Aug 5, 2021 20:19 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 236 $63.02 $14,872.72
Disclosure

SEC source: 0001567619-21-014501 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,323,696

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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August 03, 2021 Filed Aug 5, 2021 20:19 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 1,023 $62.21 $63,640.83
Disclosure

SEC source: 0001567619-21-014501 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,323,932

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.01 to $62.40.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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August 03, 2021 Filed Aug 5, 2021 20:19 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 16,527 $61.41 $1,014,923.07
Disclosure

SEC source: 0001567619-21-014501 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,324,955

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.01 to $62.00. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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August 02, 2021 Filed Aug 3, 2021 20:22 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 300 $63.20 $18,960.00
Disclosure

SEC source: 0001567619-21-014344 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,587,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:22 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 19,700 $62.67 $1,234,599.00
Disclosure

SEC source: 0001567619-21-014344 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,587,811

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.18 to $63.11.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 21:05 UTC
Frank Thomas AJChief Information Officer
GrantClass A common stock 2,000,000 $61.86 $123,720,000.00
Disclosure

SEC source: 0001567619-21-014359 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,341,482

F1 · shares: Represents number of securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Such securities were acquired by IBG Holdings LLC from Interactive Brokers Group, Inc. immediately prior to the redemption in exchange for membership interests in IBG LLC.

F2 · price: The per share price provided represents the closing price of the issuer's Class A common stock on 7/30/2021, the date when the exchange described in footnote (1) took place.

F3 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:22 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 2,800 $62.96 $176,288.00
Disclosure

SEC source: 0001567619-21-014344 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,607,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.67 to $63.22.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:22 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 17,200 $62.15 $1,068,980.00
Disclosure

SEC source: 0001567619-21-014344 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,610,311

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.67 to $62.66. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4.

Read SEC document
July 29, 2021 Filed Jul 30, 2021 20:37 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 10,100 $62.31 $629,331.00
Disclosure

SEC source: 0001567619-21-014221 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,627,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.13 to $62.44.

Read SEC document
July 29, 2021 Filed Jul 30, 2021 20:37 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 9,900 $61.76 $611,424.00
Disclosure

SEC source: 0001567619-21-014221 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,637,611

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.13 to $62.12.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 20:37 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 6,000 $61.43 $368,580.00
Disclosure

SEC source: 0001567619-21-014221 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,647,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.16 to $61.70.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 20:37 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 14,000 $60.71 $849,940.00
Disclosure

SEC source: 0001567619-21-014221 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,653,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.16 to $61.15. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (5) to this Form 4.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 20:51 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 20,000 $60.37 $1,207,400.00
Disclosure

SEC source: 0001567619-21-014106 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.84 to $60.60.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:51 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 20,000 $60.67 $1,213,400.00
Disclosure

SEC source: 0001567619-21-014106 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,687,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.33 to $61.23. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (3) to this Form 4.

Read SEC document
July 23, 2021 Filed Jul 26, 2021 20:45 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 20,000 $61.17 $1,223,400.00
Disclosure

SEC source: 0001567619-21-013971 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,707,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.83 to $61.73.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 20:45 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 8,900 $62.61 $557,229.00
Disclosure

SEC source: 0001567619-21-013971 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,727,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.42 to $63.02.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 20:45 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 11,100 $62.02 $688,422.00
Disclosure

SEC source: 0001567619-21-013971 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,736,411

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.42 to $62.41. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4.

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July 21, 2021 Filed Jul 22, 2021 20:03 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 16,400 $63.09 $1,034,676.00
Disclosure

SEC source: 0001567619-21-013834 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,747,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.58 to $63.42.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.