Tapewire

Nasdaq · USD

IBKR

Interactive Brokers Group, Inc.

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Tapewire entity
279
SEC CIK
0001381197
Parsed reports
804

Last 12 months

Inside the activity.

9 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202608
Feb 202610
Mar 202610
Apr 202611
May 202610
Jun 202610
Jul 202610
Aug 202610
Sep 202610
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2021 Filed Oct 5, 2021 21:29 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 8,500 $63.97 $543,745.00
Disclosure

SEC source: 0001567619-21-017956 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,731,911

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.50 to $64.49.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:29 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 7,100 $63.09 $447,939.00
Disclosure

SEC source: 0001567619-21-017956 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,740,411

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.50 to $63.49. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (6) to this Form 4.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:00 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 10,743 $64.90 $697,220.70
Disclosure

SEC source: 0001567619-21-017739 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,747,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.65 to $65.31.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:00 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 1,257 $64.34 $80,875.38
Disclosure

SEC source: 0001567619-21-017739 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,758,254

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.65 to $64.64.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:00 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 8,000 $63.04 $504,320.00
Disclosure

SEC source: 0001567619-21-017739 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,759,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.65 to $63.64.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:01 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 7,817 $64.94 $507,635.98
Disclosure

SEC source: 0001567619-21-017740 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570,305

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.68 to $65.36.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:01 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 2,335 $64.41 $150,397.35
Disclosure

SEC source: 0001567619-21-017740 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,578,122

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.68 to $64.67.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:01 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 8,421 $63.00 $530,523.00
Disclosure

SEC source: 0001567619-21-017740 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580,457

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.68 to $63.67.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 20:00 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 20,000 $64.92 $1,298,400.00
Disclosure

SEC source: 0001567619-21-017739 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,767,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.38 to $65.25. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (5) to this Form 4.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 20:01 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,574 $64.93 $1,206,009.82
Disclosure

SEC source: 0001567619-21-017740 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588,878

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.38 to $65.26. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 20:06 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,179 $65.52 $1,191,088.08
Disclosure

SEC source: 0001567619-21-017626 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,607,452

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.24 to $66.07.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 20:06 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 20,000 $65.51 $1,310,200.00
Disclosure

SEC source: 0001567619-21-017625 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,787,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.26 to $65.84.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 20:06 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 9,365 $65.29 $611,440.85
Disclosure

SEC source: 0001567619-21-017626 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,625,631

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.02 to $65.70.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 20:06 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 6,297 $64.49 $406,093.53
Disclosure

SEC source: 0001567619-21-017626 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,634,996

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.02 to $65.01.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 20:06 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 2,597 $63.55 $165,039.35
Disclosure

SEC source: 0001567619-21-017626 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,641,293

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.02 to $64.01. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 20:06 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 8,900 $65.22 $580,458.00
Disclosure

SEC source: 0001567619-21-017625 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,807,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.02 to $65.39.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 20:06 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 7,800 $64.45 $502,710.00
Disclosure

SEC source: 0001567619-21-017625 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,816,411

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.02 to $65.01.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 20:06 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 3,300 $63.60 $209,880.00
Disclosure

SEC source: 0001567619-21-017625 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,824,211

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.02 to $64.01. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (5) to this Form 4.

Read SEC document
September 24, 2021 Filed Sep 27, 2021 20:06 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,573 $62.55 $1,161,741.15
Disclosure

SEC source: 0001567619-21-017590 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,643,890

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.14 to $62.77.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
September 24, 2021 Filed Sep 27, 2021 20:05 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 20,000 $62.52 $1,250,400.00
Disclosure

SEC source: 0001567619-21-017589 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,827,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.81 to $62.77.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 20:06 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 12,120 $61.95 $750,834.00
Disclosure

SEC source: 0001567619-21-017590 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662,463

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.42 to $62.30.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 20:06 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 6,453 $61.00 $393,633.00
Disclosure

SEC source: 0001567619-21-017590 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,674,583

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.42 to $61.41. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 20:05 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 11,900 $61.90 $736,610.00
Disclosure

SEC source: 0001567619-21-017589 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,847,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.42 to $62.30.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 20:05 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 8,100 $61.03 $494,343.00
Disclosure

SEC source: 0001567619-21-017589 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,859,411

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.42 to $61.41. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4.

Read SEC document
September 22, 2021 Filed Sep 23, 2021 20:02 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,416 $60.20 $1,108,643.20
Disclosure

SEC source: 0001567619-21-017546 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,681,036

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.61 to $60.45.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
September 22, 2021 Filed Sep 23, 2021 20:01 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 20,000 $60.16 $1,203,200.00
Disclosure

SEC source: 0001567619-21-017545 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,867,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.61 to $60.48.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 20:02 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,573 $59.65 $1,107,879.45
Disclosure

SEC source: 0001567619-21-017546 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,699,452

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.33 to $60.18. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (4) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 20:01 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 200 $60.33 $12,066.00
Disclosure

SEC source: 0001567619-21-017545 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,887,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 20:01 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 19,800 $59.66 $1,181,268.00
Disclosure

SEC source: 0001567619-21-017545 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,887,711

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.33 to $60.19. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (3) to this Form 4.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 20:01 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 2,518 $60.00 $151,080.00
Disclosure

SEC source: 0001567619-21-017387 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,718,025

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.86 to $60.31.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 20:01 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 15,264 $59.32 $905,460.48
Disclosure

SEC source: 0001567619-21-017387 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720,543

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.86 to $59.85.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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September 20, 2021 Filed Sep 21, 2021 20:00 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 3,200 $60.00 $192,000.00
Disclosure

SEC source: 0001567619-21-017385 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,907,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.86 to $60.33.

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September 20, 2021 Filed Sep 21, 2021 20:00 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 16,800 $59.35 $997,080.00
Disclosure

SEC source: 0001567619-21-017385 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,910,711

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.86 to $59.85.

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September 17, 2021 Filed Sep 21, 2021 20:01 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,573 $61.66 $1,145,211.18
Disclosure

SEC source: 0001567619-21-017387 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,735,807

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.26 to $61.92. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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September 17, 2021 Filed Sep 21, 2021 20:00 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 22,200 $61.66 $1,368,852.00
Disclosure

SEC source: 0001567619-21-017385 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,927,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.26 to $61.87. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4.

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September 16, 2021 Filed Sep 17, 2021 20:26 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 18,416 $61.37 $1,130,189.92
Disclosure

SEC source: 0001567619-21-017253 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,754,380

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.97 to $61.92.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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September 16, 2021 Filed Sep 17, 2021 20:25 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 17,800 $61.42 $1,093,276.00
Disclosure

SEC source: 0001567619-21-017252 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,949,711

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.27 to $61.99.

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September 15, 2021 Filed Sep 17, 2021 20:26 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 945 $62.19 $58,769.55
Disclosure

SEC source: 0001567619-21-017253 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,772,796

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.13 to $62.26.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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September 15, 2021 Filed Sep 17, 2021 20:26 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 17,628 $61.59 $1,085,708.52
Disclosure

SEC source: 0001567619-21-017253 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773,741

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.13 to $62.12. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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September 15, 2021 Filed Sep 17, 2021 20:25 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 600 $62.22 $37,332.00
Disclosure

SEC source: 0001567619-21-017252 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,967,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.13 to $62.32.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:25 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 19,400 $61.59 $1,194,846.00
Disclosure

SEC source: 0001567619-21-017252 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,968,111

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.13 to $62.12. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4.

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September 14, 2021 Filed Sep 15, 2021 20:06 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 800 $62.15 $49,720.00
Disclosure

SEC source: 0001567619-21-017141 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,987,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.07 to $62.21.

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September 14, 2021 Filed Sep 15, 2021 20:06 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 19,200 $61.27 $1,176,384.00
Disclosure

SEC source: 0001567619-21-017141 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,988,311

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.07 to $62.06.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:06 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 630 $62.17 $39,167.10
Disclosure

SEC source: 0001567619-21-017142 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791,369

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.07 to $62.21.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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September 14, 2021 Filed Sep 15, 2021 20:06 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 17,157 $61.27 $1,051,209.39
Disclosure

SEC source: 0001567619-21-017142 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791,999

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.07 to $62.06.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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September 13, 2021 Filed Sep 15, 2021 20:06 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 1,176 $63.00 $74,088.00
Disclosure

SEC source: 0001567619-21-017141 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,007,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.95 to $63.08.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:06 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 18,824 $62.46 $1,175,747.04
Disclosure

SEC source: 0001567619-21-017141 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,008,687

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.95 to $62.94. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (5) to this Form 4.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:06 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 1,641 $63.00 $103,383.00
Disclosure

SEC source: 0001567619-21-017142 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,809,156

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.95 to $63.09.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:06 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 16,224 $62.40 $1,012,377.60
Disclosure

SEC source: 0001567619-21-017142 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,810,797

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.95 to $62.94. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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September 10, 2021 Filed Sep 13, 2021 21:42 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 20,000 $62.96 $1,259,200.00
Disclosure

SEC source: 0001567619-21-017021 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,027,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.58 to $63.28.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.