Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 4 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2023 Filed Jun 27, 2023 12:12 UTC |
Brenner MartinSee Remarks
|
Disposition to issuerCommon Stock | 75,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-075015 · tm2319771-1_4seq1.xml · nonDerivative · entry 1 Brenner Martin · CIK 0001770235 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,578 F1 · kind: Consists of 75,833 shares of iBio, Inc. (the "Company") common stock, $0.001 par value per share (the "Common Stock") represented by 75,833 restricted stock units ("RSUs") granted under the Company's 2020 Omnibus Equity Incentive Plan, (the "2020 Plan") that expired prior to vesting. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 13:28 UTC |
Brenner MartinSee Remarks
|
SaleCommon Stock | 100 | $0.68 | $68.32 |
DisclosureSEC source: 0001104659-23-073578 · tm2319412d1_4seq1.xml · nonDerivative · entry 3 Brenner Martin · CIK 0001770235 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,411 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 13:28 UTC |
Brenner MartinSee Remarks
|
SaleCommon Stock | 225 | $0.69 | $154.51 |
DisclosureSEC source: 0001104659-23-073578 · tm2319412d1_4seq1.xml · nonDerivative · entry 2 Brenner Martin · CIK 0001770235 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,511 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 13:28 UTC |
Brenner MartinSee Remarks
|
SaleCommon Stock | 3,859 | $0.68 | $2,626.05 |
DisclosureSEC source: 0001104659-23-073578 · tm2319412d1_4seq1.xml · nonDerivative · entry 1 Brenner Martin · CIK 0001770235 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,736 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). Read SEC document |
| May 22, 2023 Filed May 24, 2023 10:03 UTC |
Brenner MartinSee Remarks
|
SaleCommon Stock | 24 | $0.95 | $22.68 |
DisclosureSEC source: 0001104659-23-063805 · tm2316530-1_4seq1.xml · nonDerivative · entry 2 Brenner Martin · CIK 0001770235 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,595 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). Read SEC document |
| May 22, 2023 Filed May 24, 2023 10:03 UTC |
Brenner MartinSee Remarks
|
SaleCommon Stock | 4,158 | $0.94 | $3,887.73 |
DisclosureSEC source: 0001104659-23-063805 · tm2316530-1_4seq1.xml · nonDerivative · entry 1 Brenner Martin · CIK 0001770235 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,619 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). Read SEC document |
| April 24, 2023 Filed Apr 24, 2023 20:01 UTC |
Brenner MartinSee Remarks
|
SaleCommon Stock | 4,382 | $1.20 | $5,257.52 |
DisclosureSEC source: 0001104659-23-048952 · tm2313583-1_4seq1.xml · nonDerivative · entry 1 Brenner Martin · CIK 0001770235 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 261,777 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.1815 to $1.2 inclusive. The Reporting Person undertakes to provide to the Issuer, any securities holder of the Issuer, or the staff of the Securities and Exchange Commission, upon report, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:02 UTC |
Brenner MartinSee Remarks
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-040819 · tm2311232-2_4seq1.xml · nonDerivative · entry 1 Brenner Martin · CIK 0001770235 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,159 F1 · kind: Consists of 50,000 shares of iBio, Inc. (the "Company") common stock, $0.001 par value per share (the "Common Stock") represented by 50,000 restricted stock units ("RSUs") granted under the Company's 2020 Omnibus Equity Incentive Plan, (the "2020 Plan"). Each RSU represents a contingent right to receive one share of Common Stock. The 50,000 RSUs vest pro rata quarterly over 12 months beginning April 1, 2023. F1 · shares: Consists of 50,000 shares of iBio, Inc. (the "Company") common stock, $0.001 par value per share (the "Common Stock") represented by 50,000 restricted stock units ("RSUs") granted under the Company's 2020 Omnibus Equity Incentive Plan, (the "2020 Plan"). Each RSU represents a contingent right to receive one share of Common Stock. The 50,000 RSUs vest pro rata quarterly over 12 months beginning April 1, 2023. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:02 UTC |
Duran FelipeChief Financial Officer
|
GrantCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-040818 · tm2311232-1_4seq1.xml · nonDerivative · entry 1 Duran Felipe · CIK 0001964267 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,633 F1 · kind: Consists of 37,500 shares of iBio, Inc. (the "Company") common stock, $0.001 par value per share (the "Common Stock") represented by 37,500 restricted stock units ("RSUs") granted under the Company's 2020 Omnibus Equity Incentive Plan, (the "2020 Plan"). Each RSU represents a contingent right to receive one share of Common Stock. The 37,500 RSUs vest pro rata quarterly over 12 months beginning April 1, 2023. F1 · shares: Consists of 37,500 shares of iBio, Inc. (the "Company") common stock, $0.001 par value per share (the "Common Stock") represented by 37,500 restricted stock units ("RSUs") granted under the Company's 2020 Omnibus Equity Incentive Plan, (the "2020 Plan"). Each RSU represents a contingent right to receive one share of Common Stock. The 37,500 RSUs vest pro rata quarterly over 12 months beginning April 1, 2023. Read SEC document |
| March 23, 2023 Filed Mar 28, 2023 12:32 UTC |
Brenner MartinSee Remarks
|
SaleCommon Stock | 5,213 | $2.13 | $11,111.51 |
DisclosureSEC source: 0001104659-23-037424 · tm2310726-1_4seq1.xml · nonDerivative · entry 1 Brenner Martin · CIK 0001770235 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,159 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.1303 to $2.1315 inclusive. The Reporting Person undertakes to provide to the Issuer, any securities holder of the Issuer, or the staff of the Securities and Exchange Commission, upon report, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:31 UTC |
Brenner MartinSee Remarks
|
SaleCommon Stock | 3,976 | $1.77 | $7,037.52 |
DisclosureSEC source: 0001104659-23-024785 · tm237675-1_4seq1.xml · nonDerivative · entry 1 Brenner Martin · CIK 0001770235 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,372 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 21:05 UTC |
Brenner MartinInterim CEO and CSO
|
GrantCommon Stock | 130,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-006184 · tm234222-1_4seq1.xml · nonDerivative · entry 1 Brenner Martin · CIK 0001770235 · Interim CEO and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,348 F1 · security: Consists of 130,000 shares of iBio, Inc. (the "Company") common stock, $0.001 par value per share (the "Common Stock") represented by 130,000 restricted stock units ("RSUs") granted under the Company's 2020 Omnibus Equity Incentive Plan, (the "2020 Plan"). Each RSU represents a contingent right to receive one share of Common Stock. The 130,000 RSUs vest pro rata over a twelve- month period, such vesting to terminate if Dr. Brenner is no longer the Company's Interim Chief Executive Officer. F1 · shares: Consists of 130,000 shares of iBio, Inc. (the "Company") common stock, $0.001 par value per share (the "Common Stock") represented by 130,000 restricted stock units ("RSUs") granted under the Company's 2020 Omnibus Equity Incentive Plan, (the "2020 Plan"). Each RSU represents a contingent right to receive one share of Common Stock. The 130,000 RSUs vest pro rata over a twelve- month period, such vesting to terminate if Dr. Brenner is no longer the Company's Interim Chief Executive Officer. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 13:34 UTC |
Brenner MartinChief Scientific Officer
|
GrantCommon Stock | 95,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-118976 · tm2230588-1_4seq1.xml · nonDerivative · entry 1 Brenner Martin · CIK 0001770235 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,348 F1 · shares: Consists of 95,348 shares of iBio, Inc. (the "Company") common stock, $0.001 par value per share (the "Common Stock") represented by 95,348 restricted stock units ("RSUs") granted under the Company's 2020 Omnibus Equity Incentive Plan, (the "2020 Plan"). Each RSU represents a contingent right to receive one share of Common Stock. The 95,348 RSUs vest the earlier of: (i) July 1, 2023, or (ii) the successful achievement of the Corporation's 2023 objectives, as defined by the Board of Directors. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 13:33 UTC |
Lutz Robert MatthewSee Remarks
|
GrantCommon Stock | 100,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-118975 · tm2230588-2_4seq1.xml · nonDerivative · entry 1 Lutz Robert Matthew · CIK 0001786203 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,165 F1 · shares: Consists of 100,057 shares of iBio, Inc. (the "Company") common stock, $0.001 par value per share (the "Common Stock") represented by 100,057 restricted stock units ("RSUs") granted under the Company's 2020 Omnibus Equity Incentive Plan, (the "2020 Plan"). Each RSU represents a contingent right to receive one share of Common Stock. The 100,057 RSUs vest the earlier of: (i) July 1, 2023, or (ii) the successful achievement of the Corporation's 2023 objectives, as defined by the Board of Directors. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 20:02 UTC |
Isett Thomas Francis 3rdDirector · CEO and Executive Chairman
|
GrantStock Option (right to buy) · Derivative | 2,000,000 | $0.00 Strike: $0.27 | $0.00 |
DisclosureSEC source: 0001104659-22-099236 · tm2225675d1_4.xml · derivative · entry 1 Isett Thomas Francis 3rd · CIK 0001773100 · Director · CEO and Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2032-09-07 F1 · security: These options vest ratably in equal monthly instalments over a 36-month period beginning on the date of the grant (September 8, 2022), subject to the conditions of the iBio, Inc. 2020 Omnibus Incentive Compensation Plan, as amended, and the related stock option grant agreement. F1 · derivative.exercise_date: These options vest ratably in equal monthly instalments over a 36-month period beginning on the date of the grant (September 8, 2022), subject to the conditions of the iBio, Inc. 2020 Omnibus Incentive Compensation Plan, as amended, and the related stock option grant agreement. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 20:00 UTC |
Brenner MartinChief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 700,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001104659-22-096528 · tm2224840-1_4seq1.xml · derivative · entry 1 Brenner Martin · CIK 0001770235 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2032-08-29 F1 · security: These options vest as follows: 25% of the shares of common stock underlying the options granted will vest on the one-year anniversary of the grant date and after the one-year anniversary of the grant date, 6.25% of the shares of common stock underlying the options granted will vest for each additional three months of employment, provided that the reporting person remains employed by iBio, Inc. F1 · derivative.exercise_date: These options vest as follows: 25% of the shares of common stock underlying the options granted will vest on the one-year anniversary of the grant date and after the one-year anniversary of the grant date, 6.25% of the shares of common stock underlying the options granted will vest for each additional three months of employment, provided that the reporting person remains employed by iBio, Inc. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 20:01 UTC |
Lutz Robert MatthewSee Remark
|
GrantStock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001104659-22-096529 · tm2224840-2_4seq1.xml · derivative · entry 1 Lutz Robert Matthew · CIK 0001786203 · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2032-08-28 F1 · security: These options vest as follows: 25% of the shares of common stock underlying the options granted will vest on the one-year anniversary of the grant date and after the one-year anniversary of the grant date, 6.25% of the shares of common stock underlying the options granted will vest for each additional three months of employment, provided that the reporting person remains employed by iBio, Inc. F1 · derivative.exercise_date: These options vest as follows: 25% of the shares of common stock underlying the options granted will vest on the one-year anniversary of the grant date and after the one-year anniversary of the grant date, 6.25% of the shares of common stock underlying the options granted will vest for each additional three months of employment, provided that the reporting person remains employed by iBio, Inc. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 20:12 UTC |
Lutz Robert MatthewSee Remarks
|
SaleCommon Stock | 24,625 | $0.35 | $8,510.40 |
DisclosureSEC source: 0001104659-22-033320 · tm229111-2_4seq1.xml · nonDerivative · entry 1 Lutz Robert Matthew · CIK 0001786203 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,375 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. (the "Issuer"). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3410 to $0.3481 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 18:53 UTC |
MCKEY JOHN D JRDirector
|
GrantStock Option (right to buy) · Derivative | 109,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001104659-21-149215 · tm2135158-5_4seq1.xml · derivative · entry 1 MCKEY JOHN D JR · CIK 0001120452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,000 Underlying: Common Stock · 109,000 shares Expires 2031-12-08 F1 · security: These options vest pro rata on a monthly basis over 12 months. F1 · shares: These options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These options vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 18:56 UTC |
GENERAL HILL (Ret) JAMES T.Director
|
GrantStock Option (right to buy) · Derivative | 109,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001104659-21-149220 · tm2135158-4_4seq1.xml · derivative · entry 1 GENERAL HILL (Ret) JAMES T. · CIK 0001441718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,000 Underlying: Common Stock · 109,000 shares Expires 2031-12-08 F1 · security: These options vest pro rata on a monthly basis over 12 months. F1 · shares: These options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These options vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 09, 2021 Filed Dec 14, 2021 00:12 UTC |
Clark William DDirector
|
GrantStock Option (right to buy) · Derivative | 109,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001104659-21-149239 · tm2135158-8_4seq1.xml · derivative · entry 1 Clark William D · CIK 0001355415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,000 Underlying: Common Stock · 109,000 shares Expires 2031-12-08 F1 · security: These options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These options vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 09, 2021 Filed Dec 14, 2021 00:09 UTC |
Schimmelpennink Evert B.Director
|
GrantStock Option (right to buy) · Derivative | 109,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001104659-21-149236 · tm2135158-2_4seq1.xml · derivative · entry 1 Schimmelpennink Evert B. · CIK 0001713795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,000 Underlying: Common Stock · 109,000 shares Expires 2031-12-08 F1 · security: These options vest pro rata on a monthly basis over 12 months. F1 · shares: These options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These options vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 09, 2021 Filed Dec 14, 2021 00:08 UTC |
Kropotova AlexandraDirector
|
GrantStock Option (right to buy) · Derivative | 109,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001104659-21-149234 · tm2135158-1_4seq1.xml · derivative · entry 1 Kropotova Alexandra · CIK 0001825323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,000 Underlying: Common Stock · 109,000 shares Expires 2031-12-08 F1 · security: These options vest pro rata on a monthly basis over 12 months. F1 · shares: These options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These options vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 09, 2021 Filed Dec 14, 2021 00:06 UTC |
Armstrong Linda WashingtonDirector
|
GrantStock Option (right to buy) · Derivative | 109,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001104659-21-149231 · tm2135158-7_4seq1.xml · derivative · entry 1 Armstrong Linda Washington · CIK 0001825579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,000 Underlying: Common Stock · 109,000 shares Expires 2031-12-08 F1 · security: These options vest pro rata on a monthly basis over 12 months. F1 · shares: These options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These options vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 23:58 UTC |
Sender GaryDirector
|
GrantStock Option (right to buy) · Derivative | 109,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001104659-21-149222 · tm2135158-3_4seq1.xml · derivative · entry 1 Sender Gary · CIK 0001659085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,000 Underlying: Common Stock · 109,000 shares Expires 2031-12-08 F1 · security: These options vest pro rata on a monthly basis over 12 months. F1 · shares: These options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These options vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 23:50 UTC |
Chang GlennDirector
|
GrantStock Option (right to buy) · Derivative | 109,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001104659-21-149211 · tm2135158-6_4seq1.xml · derivative · entry 1 Chang Glenn · CIK 0001384967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,000 Underlying: Common Stock · 109,000 shares Expires 2031-12-08 F1 · security: These options vest pro rata on a monthly basis over 12 months. F1 · shares: These options vest pro rata on a monthly basis over 12 months. F1 · derivative.exercise_date: These options vest pro rata on a monthly basis over 12 months. Read SEC document |
| December 07, 2021 Filed Mar 14, 2022 16:11 UTC |
Maddux Randy JoeChief Operating Officer
|
SaleCommon Stock | 37,243 | $0.68 | $25,444.42 |
DisclosureSEC source: 0001104659-22-033319 · tm229111-1_4seq1.xml · nonDerivative · entry 1 Maddux Randy Joe · CIK 0001683826 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,757 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. The RSUs represent a contingent right to receive one share of common stock of iBio, Inc. F2 · price: These shares were sold in a single transaction at a price of $0.6832 per share. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 21:30 UTC |
Isett Thomas Francis 3rdDirector · CEO and Executive Chairman
|
GrantStock Option (right to buy) · Derivative | 2,000,000 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001104659-21-119847 · tm2128467-1_4seq1.xml · derivative · entry 1 Isett Thomas Francis 3rd · CIK 0001773100 · Director · CEO and Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2031-09-22 F1 · security: These options vest as follows: (1) 25% of options granted will vest one year following the grant date; and (2) after one year following the grant date, 6.25% of the options granted will vest for each additional three (3) months of employment, subject to the conditions of the iBio, Inc. 2020 Omnibus Incentive Plan, as amended and the stock option grant agreement. F1 · derivative.exercise_date: These options vest as follows: (1) 25% of options granted will vest one year following the grant date; and (2) after one year following the grant date, 6.25% of the options granted will vest for each additional three (3) months of employment, subject to the conditions of the iBio, Inc. 2020 Omnibus Incentive Plan, as amended and the stock option grant agreement. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 20:32 UTC |
Maddux Randy JoeChief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001104659-21-109469 · tm2125787-3_4seq1.xml · derivative · entry 1 Maddux Randy Joe · CIK 0001683826 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2031-08-22 F1 · security: These options vest as follows: 25% of the shares of common stock underlying the options granted will vest on the one-year anniversary of the grant date and after the one-year anniversary of the grant date, 6.25% of the shares of common stock underlying the options granted will vest for each additional three months of employment, provided that the reporting person remains employed by iBio, Inc. F1 · derivative.exercise_date: These options vest as follows: 25% of the shares of common stock underlying the options granted will vest on the one-year anniversary of the grant date and after the one-year anniversary of the grant date, 6.25% of the shares of common stock underlying the options granted will vest for each additional three months of employment, provided that the reporting person remains employed by iBio, Inc. Read SEC document |
| August 23, 2021 Filed Aug 26, 2021 00:32 UTC |
Brenner MartinChief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 700,000 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001104659-21-109468 · tm2125787-2_4seq1.xml · derivative · entry 1 Brenner Martin · CIK 0001770235 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2031-08-22 F1 · security: These options vest as follows: 25% of the shares of common stock underlying the options granted will vest on the one-year anniversary of the grant date and after the one-year anniversary of the grant date, 6.25% of the shares of common stock underlying the options granted will vest for each additional three months of employment, provided that the reporting person remains employed by iBio, Inc. F1 · derivative.exercise_date: These options vest as follows: 25% of the shares of common stock underlying the options granted will vest on the one-year anniversary of the grant date and after the one-year anniversary of the grant date, 6.25% of the shares of common stock underlying the options granted will vest for each additional three months of employment, provided that the reporting person remains employed by iBio, Inc. Read SEC document |
| August 23, 2021 Filed Aug 26, 2021 00:32 UTC |
Lutz Robert MatthewSee Remarks
|
GrantStock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001104659-21-109470 · tm2125787-4_4seq1.xml · derivative · entry 1 Lutz Robert Matthew · CIK 0001786203 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2031-08-22 F1 · security: These options vest as follows: 25% of the shares of common stock underlying the options granted will vest on the one-year anniversary of the grant date and after the one-year anniversary of the grant date, 6.25% of the shares of common stock underlying the options granted will vest for each additional three months of employment, provided that the reporting person remains employed by iBio, Inc. F1 · derivative.exercise_date: These options vest as follows: 25% of the shares of common stock underlying the options granted will vest on the one-year anniversary of the grant date and after the one-year anniversary of the grant date, 6.25% of the shares of common stock underlying the options granted will vest for each additional three months of employment, provided that the reporting person remains employed by iBio, Inc. Read SEC document |
| August 23, 2021 Filed Aug 26, 2021 00:31 UTC |
Isett Thomas Francis 3rdDirector · CEO and Executive Chairman
|
GrantStock Option (right to buy) · Derivative | 2,000,000 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001104659-21-109467 · tm2125787-1_4seq1.xml · derivative · entry 1 Isett Thomas Francis 3rd · CIK 0001773100 · Director · CEO and Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2031-08-22 F1 · security: These options vest as follows: 25% of the shares of common stock underlying the options granted will vest on the one-year anniversary of the grant date and after the one-year anniversary of the grant date, 6.25% of the shares of common stock underlying the options granted will vest for each additional three months of employment, provided that the reporting person remains employed by iBio, Inc. F1 · derivative.exercise_date: These options vest as follows: 25% of the shares of common stock underlying the options granted will vest on the one-year anniversary of the grant date and after the one-year anniversary of the grant date, 6.25% of the shares of common stock underlying the options granted will vest for each additional three months of employment, provided that the reporting person remains employed by iBio, Inc. Read SEC document |
| August 23, 2021 Filed Aug 26, 2021 00:31 UTC |
Clark William DDirector
|
GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001104659-21-109466 · tm2125787d5_4seq1.xml · derivative · entry 1 Clark William D · CIK 0001355415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-08-22 F1 · security: These options vest pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: These options vest pro rata on a monthly basis over 36 months. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:19 UTC |
Schimmelpennink Evert B.Director
|
GrantStock Option · Derivative | 100,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001104659-21-078869 · tm2119289d1_4.xml · derivative · entry 1 Schimmelpennink Evert B. · CIK 0001713795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-06-06 F1 · shares: These options vest pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: These options vest pro rata on a monthly basis over 36 months. Read SEC document |
| April 30, 2021 Filed May 5, 2021 00:46 UTC |
Isett Thomas Francis 3rdDirector · CEO and Executive Chairman
|
GrantStock Option (right to buy) · Derivative | 3,000,000 | $1.37 Strike: $1.37 | $4,110,000.00 |
DisclosureSEC source: 0001104659-21-061237 · tm2115085d1_4.xml · derivative · entry 1 Isett Thomas Francis 3rd · CIK 0001773100 · Director · CEO and Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 Underlying: Common Stock · 3,000,000 shares Expires 2031-04-29 F1 · security: These options vest as follows: 25% of the shares of common stock underlying the options granted will vest on the one-year anniversary of the grant date and after the one-year anniversary of the grant date, 6.25% of the shares of common stock underlying the options granted will vest for each additional three (3) months of employment. F1 · derivative.exercise_date: These options vest as follows: 25% of the shares of common stock underlying the options granted will vest on the one-year anniversary of the grant date and after the one-year anniversary of the grant date, 6.25% of the shares of common stock underlying the options granted will vest for each additional three (3) months of employment. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 02:30 UTC |
Lutz Robert MatthewSee Remarks
|
GrantStock Option (right to buy) · Derivative | 350,000 | $0.00 Strike: $1.43 | $0.00 |
DisclosureSEC source: 0001104659-21-032333 · tm218800d2_4seq1.xml · derivative · entry 2 Lutz Robert Matthew · CIK 0001786203 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2031-03-04 F2 · derivative.exercise_date: The stock option vests as follows: (1) 25% of the options granted will vest after one year of employment with the Company; and (2) after one year of employment with the Company, 6.25% of the options granted will vest for each additional three (3) months of employment, subject to the conditions of the 2020 Plan and the stock option grant agreement. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 02:30 UTC |
Lutz Robert MatthewSee Remarks
|
GrantCommon Stock | 232,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-032333 · tm218800d2_4seq1.xml · nonDerivative · entry 1 Lutz Robert Matthew · CIK 0001786203 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,000 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock of iBio, Inc. (the "Company"). The restricted stock units vest in three equal annual installments beginning March 4, 2022, subject to the conditions of the iBio, Inc. 2020 Omnibus Equity Incentive Plan (the "2020 Plan") and the restricted stock unit grant agreement. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 00:20 UTC |
Brenner MartinChief Scientific Officer
|
GrantStock Option · Derivative | 500,000 | $0.00 Strike: $1.47 | $0.00 |
DisclosureSEC source: 0001104659-21-005499 · tm213570d2_4.xml · derivative · entry 1 Brenner Martin · CIK 0001770235 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2031-01-18 Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 17:26 UTC |
Maddux Randy JoeChief Operating Officer
|
GrantStock Option · Derivative | 465,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001104659-20-131634 · tm2037478d2_4.xml · derivative · entry 2 Maddux Randy Joe · CIK 0001683826 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,000 Underlying: Common Stock · 465,000 shares Expires 2030-11-30 F2 · derivative.exercise_date: The options vest as follows: (i) 25% of the options granted under the 2018 Plan will vest after one year of employment with the Company; and (ii) after one year of employment with the Company, 6.25% of the options granted will vest for each additional three (3) months of employment. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 17:26 UTC |
Maddux Randy JoeChief Operating Officer
|
GrantCommon Stock | 309,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-131634 · tm2037478d2_4.xml · nonDerivative · entry 1 Maddux Randy Joe · CIK 0001683826 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,000 F1 · shares: Consists of 309,000 shares of iBio, Inc. (the "Company") common stock , $0.001 par value per share (the "Common Stock") represented by 309,000 restricted stock units ("RSUs") granted under the Company's 2018 Omnibus Equity Incentive Plan, as amended (the "2018 Plan"). Each RSU represents a contingent right to receive one share of Common Stock. The 309,000 RSUs start vesting pro rata on the (i) first anniversary of the grant date; (ii) second anniversary of the grant date; and (iii) third anniversary of the grant date. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 10:10 UTC |
Armstrong Linda WashingtonDirector
|
GrantStock Option · Derivative | 100,000 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001104659-20-115459 · tm2033244d6_form4.xml · derivative · entry 1 Armstrong Linda Washington · CIK 0001825579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-10-13 F1 · shares: These options vest pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: These options vest pro rata on a monthly basis over 36 months. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 10:09 UTC |
Kropotova AlexandraDirector
|
GrantStock Option · Derivative | 100,000 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001104659-20-115457 · tm2033244d5_form4.xml · derivative · entry 1 Kropotova Alexandra · CIK 0001825323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-10-13 F1 · shares: These options vest pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: These options vest pro rata on a monthly basis over 36 months. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 10:08 UTC |
Sender GaryDirector
|
GrantStock Option · Derivative | 100,000 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001104659-20-115456 · tm2033244d4_form4.xml · derivative · entry 1 Sender Gary · CIK 0001659085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-10-13 F1 · shares: These options vest pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: These options vest pro rata on a monthly basis over 36 months. Read SEC document |
| August 11, 2020 Filed Aug 11, 2020 17:08 UTC |
Eastern Capital LTD10% owner
Portfolio Services Ltd.10% owner
DART KENNETH BRYAN10% owner
|
SaleCommon Stock | 15,864,436 | $2.92 | $46,330,498.89 |
DisclosureSEC source: 0001408408-20-000047 · ownership.xml · nonDerivative · entry 4 Eastern Capital LTD · CIK 0001408408 · 10% owner Portfolio Services Ltd. · CIK 0001488856 · 10% owner DART KENNETH BRYAN · CIK 0001331271 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,629,693 F4 · security: The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $2.69 to $3.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request F4 · price: The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $2.69 to $3.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 17:08 UTC |
Eastern Capital LTD10% owner
Portfolio Services Ltd.10% owner
DART KENNETH BRYAN10% owner
|
SaleCommon Stock | 7,264,864 | $3.91 | $28,429,592.29 |
DisclosureSEC source: 0001408408-20-000047 · ownership.xml · nonDerivative · entry 3 Eastern Capital LTD · CIK 0001408408 · 10% owner Portfolio Services Ltd. · CIK 0001488856 · 10% owner DART KENNETH BRYAN · CIK 0001331271 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,494,129 F3 · security: The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $3.65 to $4.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request. F3 · price: The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $3.65 to $4.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 17:08 UTC |
Eastern Capital LTD10% owner
Portfolio Services Ltd.10% owner
DART KENNETH BRYAN10% owner
|
ConversionSeries B Preferred Stock · Derivative | 5,785 | Not disclosed Strike: $0.20 | Not disclosed |
DisclosureSEC source: 0001408408-20-000047 · ownership.xml · derivative · entry 5 Eastern Capital LTD · CIK 0001408408 · 10% owner Portfolio Services Ltd. · CIK 0001488856 · 10% owner DART KENNETH BRYAN · CIK 0001331271 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,925,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On August 6, 2020 Eastern Capital Limited provided notice to the Issuer with effect on August 7, 2020 to convert the shares of Series B Preferred Stock ("Preferred Shares") into shares of Common Stock. The Preferred Shares were convertible into Shares at the option of the holder, at any time, at a conversion price equal to $0.20 per share. As a result, the Preferred Shares converted into 28,925,000 shares of Common Stock. F1 · kind: On August 6, 2020 Eastern Capital Limited provided notice to the Issuer with effect on August 7, 2020 to convert the shares of Series B Preferred Stock ("Preferred Shares") into shares of Common Stock. The Preferred Shares were convertible into Shares at the option of the holder, at any time, at a conversion price equal to $0.20 per share. As a result, the Preferred Shares converted into 28,925,000 shares of Common Stock. F1 · price: On August 6, 2020 Eastern Capital Limited provided notice to the Issuer with effect on August 7, 2020 to convert the shares of Series B Preferred Stock ("Preferred Shares") into shares of Common Stock. The Preferred Shares were convertible into Shares at the option of the holder, at any time, at a conversion price equal to $0.20 per share. As a result, the Preferred Shares converted into 28,925,000 shares of Common Stock. F1 · derivative.exercise_date: On August 6, 2020 Eastern Capital Limited provided notice to the Issuer with effect on August 7, 2020 to convert the shares of Series B Preferred Stock ("Preferred Shares") into shares of Common Stock. The Preferred Shares were convertible into Shares at the option of the holder, at any time, at a conversion price equal to $0.20 per share. As a result, the Preferred Shares converted into 28,925,000 shares of Common Stock. F1 · derivative.expiration_date: On August 6, 2020 Eastern Capital Limited provided notice to the Issuer with effect on August 7, 2020 to convert the shares of Series B Preferred Stock ("Preferred Shares") into shares of Common Stock. The Preferred Shares were convertible into Shares at the option of the holder, at any time, at a conversion price equal to $0.20 per share. As a result, the Preferred Shares converted into 28,925,000 shares of Common Stock. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 17:08 UTC |
Eastern Capital LTD10% owner
Portfolio Services Ltd.10% owner
DART KENNETH BRYAN10% owner
|
SaleCommon Stock | 1,355,604 | $3.83 | $5,185,591.98 |
DisclosureSEC source: 0001408408-20-000047 · ownership.xml · nonDerivative · entry 2 Eastern Capital LTD · CIK 0001408408 · 10% owner Portfolio Services Ltd. · CIK 0001488856 · 10% owner DART KENNETH BRYAN · CIK 0001331271 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,758,993 F2 · security: The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $3.62 to $4.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request. F2 · price: The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $3.62 to $4.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 17:08 UTC |
Eastern Capital LTD10% owner
Portfolio Services Ltd.10% owner
DART KENNETH BRYAN10% owner
|
ConversionCommon Stock | 28,925,000 | $0.20 | $5,785,000.00 |
DisclosureSEC source: 0001408408-20-000047 · ownership.xml · nonDerivative · entry 1 Eastern Capital LTD · CIK 0001408408 · 10% owner Portfolio Services Ltd. · CIK 0001488856 · 10% owner DART KENNETH BRYAN · CIK 0001331271 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,114,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On August 6, 2020 Eastern Capital Limited provided notice to the Issuer with effect on August 7, 2020 to convert the shares of Series B Preferred Stock ("Preferred Shares") into shares of Common Stock. The Preferred Shares were convertible into Shares at the option of the holder, at any time, at a conversion price equal to $0.20 per share. As a result, the Preferred Shares converted into 28,925,000 shares of Common Stock. F1 · kind: On August 6, 2020 Eastern Capital Limited provided notice to the Issuer with effect on August 7, 2020 to convert the shares of Series B Preferred Stock ("Preferred Shares") into shares of Common Stock. The Preferred Shares were convertible into Shares at the option of the holder, at any time, at a conversion price equal to $0.20 per share. As a result, the Preferred Shares converted into 28,925,000 shares of Common Stock. F1 · price: On August 6, 2020 Eastern Capital Limited provided notice to the Issuer with effect on August 7, 2020 to convert the shares of Series B Preferred Stock ("Preferred Shares") into shares of Common Stock. The Preferred Shares were convertible into Shares at the option of the holder, at any time, at a conversion price equal to $0.20 per share. As a result, the Preferred Shares converted into 28,925,000 shares of Common Stock. Read SEC document |
| August 06, 2020 Filed Aug 6, 2020 17:33 UTC |
Eastern Capital LTD10% owner
Portfolio Services Ltd.10% owner
DART KENNETH BRYAN10% owner
|
SaleCommon Stock | 2,768,137 | $4.18 | $11,570,535.85 |
DisclosureSEC source: 0001408408-20-000039 · ownership.xml · nonDerivative · entry 3 Eastern Capital LTD · CIK 0001408408 · 10% owner Portfolio Services Ltd. · CIK 0001488856 · 10% owner DART KENNETH BRYAN · CIK 0001331271 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,114,597 F3 · security: The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $4.05 to $4.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request. F3 · price: The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $4.05 to $4.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request. Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 17:33 UTC |
Eastern Capital LTD10% owner
Portfolio Services Ltd.10% owner
DART KENNETH BRYAN10% owner
|
SaleCommon Stock | 900,000 | $4.46 | $4,013,550.00 |
DisclosureSEC source: 0001408408-20-000039 · ownership.xml · nonDerivative · entry 2 Eastern Capital LTD · CIK 0001408408 · 10% owner Portfolio Services Ltd. · CIK 0001488856 · 10% owner DART KENNETH BRYAN · CIK 0001331271 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,882,734 F2 · security: The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $4.36 to $4.73. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request. F2 · price: The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $4.36 to $4.73. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.