IBCP

SEC source: 0000039311-19-000027 · primary_doc.xml · derivative · entry 4

Budden Joan A · CIK 0001649667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,768.19

Underlying: Common Stock · 841.41 shares

Expires not disclosed

F3 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors are are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of Issuer's Common Stock on the effective date of the deferral.

F3 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors are are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of Issuer's Common Stock on the effective date of the deferral.

F3 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors are are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of Issuer's Common Stock on the effective date of the deferral.

SEC source: 0000039311-19-000030 · primary_doc.xml · derivative · entry 1

GULIS STEPHEN L JR · CIK 0001015788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,937.71

Underlying: Common Stock · 408.95 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

SEC source: 0000039311-19-000028 · primary_doc.xml · derivative · entry 1

MISSAD MATTHEW J · CIK 0001186284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,418.57

Underlying: Common Stock · 61.99 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

SEC source: 0000039311-19-000029 · primary_doc.xml · derivative · entry 1

Cok Michael J · CIK 0001711112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334.2

Underlying: Common Stock · 44.58 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

SEC source: 0000039311-19-000027 · primary_doc.xml · derivative · entry 3

Budden Joan A · CIK 0001649667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,926.78

Underlying: Common Stock · 91.31 shares

Expires not disclosed

F2 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F2 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F2 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

SEC source: 0000039311-19-000026 · primary_doc.xml · derivative · entry 1

HASKE TERRY L · CIK 0001198774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,627.83

Underlying: Common Stock · 239.23 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued for under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

SEC source: 0000039311-19-000018 · primary_doc.xml · nonDerivative · entry 1

Keller Christina · CIK 0001693139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,208

SEC source: 0000039311-19-000017 · primary_doc.xml · nonDerivative · entry 1

Boer William J · CIK 0001561329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,174

F1 · balance_after: Includes 111 shares acquired through dividend reinvestment program (DRIP) during the first quarter.

SEC source: 0000039311-19-000023 · primary_doc.xml · derivative · entry 4

Budden Joan A · CIK 0001649667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,835.47

Underlying: Common Stock · 852.71 shares

Expires not disclosed

F3 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of Issuer's Common Stock on the effective date of the deferral.

F3 · price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of Issuer's Common Stock on the effective date of the deferral.

F3 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of Issuer's Common Stock on the effective date of the deferral.

F3 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of Issuer's Common Stock on the effective date of the deferral.

SEC source: 0000039311-19-000022 · primary_doc.xml · derivative · entry 2

Cok Michael J · CIK 0001711112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,289.62

Underlying: Common Stock · 775.19 shares

Expires not disclosed

F2 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of Issuer's Common Stock on the effective date of the deferral.

F2 · price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of Issuer's Common Stock on the effective date of the deferral.

F2 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of Issuer's Common Stock on the effective date of the deferral.

F2 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of Issuer's Common Stock on the effective date of the deferral.

SEC source: 0000039311-19-000021 · primary_doc.xml · derivative · entry 2

MISSAD MATTHEW J · CIK 0001186284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,356.58

Underlying: Common Stock · 465.12 shares

Expires not disclosed

F2 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of Issuer's Common Stock on the effective date of the deferral.

F2 · price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of Issuer's Common Stock on the effective date of the deferral.

F2 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of Issuer's Common Stock on the effective date of the deferral.

F2 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director. The number of units credited to a participant's account is determined by dividing the accrual amount by 90% of the fair market value of Issuer's Common Stock on the effective date of the deferral.

SEC source: 0000039311-19-000016 · primary_doc.xml · nonDerivative · entry 1

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,188

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.19 to $23.35, inclusive. The reporting person undertakes to provide Independent Bank Corporation, any security holder of Independent Bank Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000039311-19-000020 · primary_doc.xml · derivative · entry 1

GULIS STEPHEN L JR · CIK 0001015788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,528.76

Underlying: Common Stock · 376.03 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

SEC source: 0000039311-19-000019 · primary_doc.xml · derivative · entry 1

HASKE TERRY L · CIK 0001198774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,388.6

Underlying: Common Stock · 219.97 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

SEC source: 0000039311-19-000023 · primary_doc.xml · derivative · entry 3

Budden Joan A · CIK 0001649667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,982.76

Underlying: Common Stock · 77.35 shares

Expires not disclosed

F2 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F2 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F2 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

SEC source: 0000039311-19-000022 · primary_doc.xml · derivative · entry 1

Cok Michael J · CIK 0001711112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,514.43

Underlying: Common Stock · 34.98 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

SEC source: 0000039311-19-000021 · primary_doc.xml · derivative · entry 1

MISSAD MATTHEW J · CIK 0001186284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,891.46

Underlying: Common Stock · 53.4 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non Employee Directors and are to be settled in the Issuer's Common Stock upon the reporting person's retirement as a director.

SEC source: 0000039311-19-000015 · primary_doc.xml · nonDerivative · entry 2

Ervin Patrick J · CIK 0001725163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,860

SEC source: 0000039311-19-000015 · primary_doc.xml · derivative · entry 4

Ervin Patrick J · CIK 0001725163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,067

Underlying: Common Stock · Not disclosed shares

Expires 2022-01-22

F1 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

SEC source: 0000039311-19-000015 · primary_doc.xml · nonDerivative · entry 1

Ervin Patrick J · CIK 0001725163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,214

SEC source: 0000039311-19-000014 · primary_doc.xml · derivative · entry 7

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188

Underlying: Common Stock · Not disclosed shares

Expires 2022-01-22

F2 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F2 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F2 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

SEC source: 0000039311-19-000014 · primary_doc.xml · nonDerivative · entry 4

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,045

SEC source: 0000039311-19-000013 · primary_doc.xml · derivative · entry 7

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · Not disclosed shares

Expires 2022-01-22

F2 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F2 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F2 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

SEC source: 0000039311-19-000013 · primary_doc.xml · nonDerivative · entry 4

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,233.46

SEC source: 0000039311-19-000012 · primary_doc.xml · derivative · entry 7

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · Not disclosed shares

Expires 2022-01-22

F2 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F2 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F2 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

SEC source: 0000039311-19-000012 · primary_doc.xml · nonDerivative · entry 4

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,341

SEC source: 0000039311-19-000011 · primary_doc.xml · derivative · entry 8

REGLIN DAVID C · CIK 0001198798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,238

Underlying: Common Stock · Not disclosed shares

Expires 2022-01-22

F2 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F2 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F2 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

SEC source: 0000039311-19-000011 · primary_doc.xml · nonDerivative · entry 4

REGLIN DAVID C · CIK 0001198798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,817

SEC source: 0000039311-19-000010 · primary_doc.xml · derivative · entry 7

Kimball Stefanie M · CIK 0001397797 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · Not disclosed shares

Expires 2022-01-22

F2 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F2 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F2 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

SEC source: 0000039311-19-000010 · primary_doc.xml · nonDerivative · entry 4

Kimball Stefanie M · CIK 0001397797 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,820

SEC source: 0000039311-19-000009 · primary_doc.xml · derivative · entry 7

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,379

Underlying: Common Stock · Not disclosed shares

Expires 2022-01-22

F2 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F2 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F2 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

SEC source: 0000039311-19-000009 · primary_doc.xml · nonDerivative · entry 4

SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,443

SEC source: 0000039311-19-000008 · primary_doc.xml · derivative · entry 7

Kessel William B · CIK 0001290904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,335

Underlying: Common Stock · Not disclosed shares

Expires 2022-01-22

F2 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F2 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F2 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

SEC source: 0000039311-19-000008 · primary_doc.xml · nonDerivative · entry 4

Kessel William B · CIK 0001290904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,098

SEC source: 0000039311-19-000014 · primary_doc.xml · derivative · entry 6

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2019-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

SEC source: 0000039311-19-000014 · primary_doc.xml · nonDerivative · entry 3

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,480

SEC source: 0000039311-19-000014 · primary_doc.xml · nonDerivative · entry 2

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,850

SEC source: 0000039311-19-000014 · primary_doc.xml · nonDerivative · entry 1

TWAROZYNSKI JAMES J · CIK 0001198786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

SEC source: 0000039311-19-000013 · primary_doc.xml · derivative · entry 6

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2019-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

SEC source: 0000039311-19-000013 · primary_doc.xml · nonDerivative · entry 3

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,233.46

SEC source: 0000039311-19-000013 · primary_doc.xml · nonDerivative · entry 2

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,601.46

SEC source: 0000039311-19-000013 · primary_doc.xml · nonDerivative · entry 1

Daniel Larry R Jr · CIK 0001725333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,731.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

SEC source: 0000039311-19-000012 · primary_doc.xml · derivative · entry 6

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2019-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

SEC source: 0000039311-19-000012 · primary_doc.xml · nonDerivative · entry 3

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,041

SEC source: 0000039311-19-000012 · primary_doc.xml · nonDerivative · entry 2

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,650

SEC source: 0000039311-19-000012 · primary_doc.xml · nonDerivative · entry 1

Mack Dennis J · CIK 0001554636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

SEC source: 0000039311-19-000011 · primary_doc.xml · derivative · entry 7

REGLIN DAVID C · CIK 0001198798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2019-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.

SEC source: 0000039311-19-000011 · primary_doc.xml · nonDerivative · entry 3

REGLIN DAVID C · CIK 0001198798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,579

SEC source: 0000039311-19-000011 · primary_doc.xml · nonDerivative · entry 2

REGLIN DAVID C · CIK 0001198798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,811

SEC source: 0000039311-19-000011 · primary_doc.xml · nonDerivative · entry 1

REGLIN DAVID C · CIK 0001198798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.